13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2013-06-30, filed 2013-08-08, with 5,318 holding rows worth $198,243,376,000.
- Accession
- 0000895421-13-000407
- Filer
- CIK 895421
- Filed
- 2013-08-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A holdings report, 25,129 entries on the cover page, a total value of $198,243,376,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $198,243,354,000 with VALUE read as thousands by filing date, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK MORGAN STANLEY AG028-11352
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMorgan Stanley Equity Services INC028-12963
- included managerMorgan Stanley Hedging Co. Ltd028-11350
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMorgan Stanley Principal Investments, Inc.028-14305
- included managerMorgan Stanley Private Bank, National Association028-14586
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerMORGAN STANLEY PRIVATE WEALTH MANAGEMENT Ltd028-14364
- included managerMSDW Equity Financing Services (Luxembourg) S.a.r.l.028-11347
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LACLEDE GROUP INC/THE | 505597104 | COM | 91,920 | $4,197,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 61,225 | $4,192,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M589 | GUGG CRP BD 2013 | 201,330 | $4,188,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 245,553 | $4,177,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 329,832 | $4,163,000 | thousands by filing date | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 160,818 | $4,162,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 171,433 | $4,155,000 | thousands by filing date | |
| FIFTH & PAC COS INC | 316645100 | COM | 185,357 | $4,141,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 53,076 | $4,140,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 263,965 | $4,136,000 | thousands by filing date | |
| MAKO SURGICAL CORP | 560879108 | COM | 343,285 | $4,136,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 328,905 | $4,135,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 212,733 | $4,133,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 149,905 | $4,132,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 134,020 | $4,124,000 | thousands by filing date | |
| PIKE ELEC CORP | 721283109 | COM | 335,251 | $4,124,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 153,943 | $4,116,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 186,503 | $4,115,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 186,162 | $4,115,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 229,227 | $4,106,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 202,179 | $4,104,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 236,034 | $4,103,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 489,114 | $4,103,000 | thousands by filing date | |
| DENTSPLY INTL INC | 249030107 | COM | 100,079 | $4,099,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 96,523 | $4,096,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 76,690 | $4,088,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 54,883 | $4,088,000 | thousands by filing date | |
| NASDAQ PREM INCM & GRW FD IN | 63110R105 | COM | 260,788 | $4,086,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 85,644 | $4,085,000 | thousands by filing date | |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 167,187 | $4,080,000 | thousands by filing date | |
| US STEEL CORP | 912909AE8 | NOTE | 3,986,000 | $4,076,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 226,056 | $4,067,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 138,203 | $4,058,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 377,142 | $4,057,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 95,167 | $4,045,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 98,732 | $4,033,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M514 | GUG BULL2020 E | 197,948 | $4,026,000 | thousands by filing date | |
| ISHARES | 464289362 | TR 2014 S\&P.* AMTFR | 77,725 | $4,019,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 114,787 | $4,006,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 247,637 | $4,005,000 | thousands by filing date | |
| UNS ENERGY CORP | 903119105 | COM | 89,506 | $4,003,000 | thousands by filing date | |
| SPDR S&P INTL TELECOM SECTOR | 78463X640 | CMN | 172,133 | $3,999,000 | thousands by filing date | |
| SCBT FINANCIAL CORP | 78401V102 | COM | 79,296 | $3,995,000 | thousands by filing date | |
| SWIFT ENERGY CO | 870738101 | COM | 333,055 | $3,993,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 198,588 | $3,991,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 45,898 | $3,991,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E648 | GBL X FTSE ETF | 236,050 | $3,990,000 | thousands by filing date | |
| Check Point Software Technologies Ltd | 162825103 | COM | 281,111 | $3,990,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 56,789 | $3,989,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 48,500 | $3,985,000 | thousands by filing date | |
| RYDEX ETF TRUST GUG | 78355W502 | S\&P.* PV | 91,832 | $3,983,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 122,957 | $3,981,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 45,679 | $3,978,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 221,698 | $3,978,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 280,901 | $3,977,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 163,314 | $3,972,000 | thousands by filing date | |
| FIRST TRUST | 33737J208 | CANADA ALPHA | 119,733 | $3,949,000 | thousands by filing date | |
| MERITAGE HOMES CORP | 59001AAR3 | NOTE | 3,633,000 | $3,946,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 146,719 | $3,943,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 283,041 | $3,925,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 697,483 | $3,914,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 906,179 | $3,914,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 125,195 | $3,912,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 89,780 | $3,901,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 78,791 | $3,900,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 404,053 | $3,887,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 284,750 | $3,881,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 143,640 | $3,880,000 | thousands by filing date | |
| FISHER COMMUNICATIONS INC | 337756209 | COM | 94,101 | $3,865,000 | thousands by filing date | |
| AFC ENTERPRISES INC | 00104Q107 | COM | 107,444 | $3,863,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 7,326 | $3,862,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 82,117 | $3,855,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 74,572 | $3,851,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 517,585 | $3,851,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 1,017,014 | $3,844,000 | thousands by filing date | |
| STATE STREET SPDR PORTFOLIO INTERMEDIATE TERM CORPORATE BOND ETF | 78464A433 | ETF | 168,401 | $3,830,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 46,897 | $3,825,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 644,652 | $3,822,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 48,908 | $3,819,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 905,806 | $3,812,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 656,752 | $3,810,000 | thousands by filing date | |
| ISHARES TR | 464289313 | 2016 S&P AMTFR | 69,742 | $3,810,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 239,856 | $3,808,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 208,405 | $3,802,000 | thousands by filing date | |
| STATE STREET | 78463X798 | COMMON STOCK | 185,464 | $3,799,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 723,221 | $3,797,000 | thousands by filing date | |
| ROVI CORP | 779376102 | COM | 166,183 | $3,796,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 116,739 | $3,795,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 6,597 | $3,793,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 286,726 | $3,785,000 | thousands by filing date | |
| WESTERN ASSET INFL MGMT FD I | 95766U107 | COM | 228,328 | $3,777,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 248,229 | $3,770,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 68,721 | $3,764,000 | thousands by filing date | |
| ADVENT CLAYMORE ENH GRW & IN | 00765E104 | COM | 384,584 | $3,761,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 115,296 | $3,754,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 94,006 | $3,750,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 340,571 | $3,743,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 253,345 | $3,739,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 109,335 | $3,715,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 317,145 | $3,714,000 | thousands by filing date | |
| SOLARWINDS INC | 83416B109 | COM | 95,690 | $3,714,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 218,454 | $3,713,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 218,884 | $3,710,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461100 | EGSHARE GEM COMP | 179,131 | $3,703,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 197,431 | $3,700,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 75,256 | $3,699,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 167,392 | $3,695,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 114,623 | $3,694,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 92,104 | $3,682,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 210,077 | $3,682,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 217,854 | $3,678,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 73,030 | $3,675,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 899,689 | $3,670,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 313,019 | $3,665,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 176,442 | $3,661,000 | thousands by filing date | |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 117,825 | $3,659,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 75,990 | $3,655,000 | thousands by filing date | |
| MADISON STRTG SECTOR PREM FD | 558268108 | COM | 315,348 | $3,655,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B605 | S&P SMCP CONSU | 87,536 | $3,650,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 289,568 | $3,649,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 274,994 | $3,646,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 43,398 | $3,644,000 | thousands by filing date | |
| DWS HIGH INCOME OPPORT FD IN | 23339M204 | COM NEW | 252,677 | $3,641,000 | thousands by filing date | |
| BLACKROCK CORPOR HIGH YLD FD | 09255L106 | COM | 499,147 | $3,639,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 133,525 | $3,628,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 155,261 | $3,625,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 108,290 | $3,623,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 161,371 | $3,618,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 319,776 | $3,613,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 71,856 | $3,613,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 380,727 | $3,598,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 305,980 | $3,595,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 46,111 | $3,592,000 | thousands by filing date | |
| ROYCE FOCUS TR | 78080N108 | COM | 514,092 | $3,589,000 | thousands by filing date | |
| WESTERN ASSET WORLDWIDE INCO | 957668106 | COM | 274,156 | $3,589,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 324,369 | $3,587,000 | thousands by filing date | |
| GSI GROUP INC | 36191C205 | COM | 445,983 | $3,585,000 | thousands by filing date | |
| ING RISK MANAGED NAT RES FD | 449810100 | COM | 331,243 | $3,583,000 | thousands by filing date | |
| POWERSECURE INTERNATIONAL IN | 73936N105 | COM | 238,431 | $3,583,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 229,663 | $3,571,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 114,847 | $3,568,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 103,230 | $3,567,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 414,818 | $3,567,000 | thousands by filing date | |
| VIROPHARMA INC | 928241AH1 | NOTE 2.000% 3/1 | 2,173,000 | $3,566,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 153,946 | $3,563,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 116,258 | $3,553,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 9,266 | $3,552,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 123,691 | $3,551,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 47,727 | $3,547,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 319,630 | $3,545,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 151,541 | $3,537,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 63,585 | $3,534,000 | thousands by filing date | |
| FIRST TR ACTIVE DIVID INCOME | 33731L100 | COM | 432,608 | $3,522,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 123,718 | $3,514,000 | thousands by filing date | |
| UTI WORLDWIDE INC | G87210103 | ORD | 212,654 | $3,503,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 141,446 | $3,501,000 | thousands by filing date | |
| TW TELECOM INC | 87311L104 | COM | 124,330 | $3,499,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 65,007 | $3,492,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 187,350 | $3,491,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 184,393 | $3,482,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 200,457 | $3,480,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 66,348 | $3,480,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761UAE6 | NOTE 5.750% 1/1 | 3,314,000 | $3,480,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 74,850 | $3,479,000 | thousands by filing date | |
| PROSPECT CAPITAL CORP | 74348TAD4 | NOTE | 3,307,000 | $3,479,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 144,994 | $3,468,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 53,654 | $3,468,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 142,203 | $3,465,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 86,670 | $3,464,000 | thousands by filing date | |
| ISHARES | 464289271 | TR 2017 S\&P.* AMTFR | 64,493 | $3,464,000 | thousands by filing date | |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 79,447 | $3,461,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 246,790 | $3,460,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 34,037 | $3,457,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 255,646 | $3,456,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 38,829 | $3,451,000 | thousands by filing date | |
| STRATEGIC GLOBAL INCOME FD | 862719101 | COM | 365,925 | $3,446,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 100,248 | $3,445,000 | thousands by filing date | |
| Cynosure, Inc. | 232577205 | COM | 132,637 | $3,445,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 121,423 | $3,441,000 | thousands by filing date | |
| VOLCANO CORP | 928645AB6 | CORPORATE OBLIG | 3,768,000 | $3,439,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 91,003 | $3,433,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 45,324 | $3,423,000 | thousands by filing date | |
| PACIFIC SUNWEAR OF CALIF | 694873100 | COM | 944,663 | $3,419,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 122,544 | $3,417,000 | thousands by filing date | |
| AUXILIUM PHARMACEUTICALS INC | 05334DAA5 | NOTE 1.500% 7/1 | 3,550,000 | $3,417,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 71,001 | $3,416,000 | thousands by filing date | |
| Alamos Gold, Inc. | 011527108 | COM | 282,565 | $3,413,000 | thousands by filing date | |
| CLICKSOFTWARE TECHNOLOGIES L | M25082104 | ORD | 408,860 | $3,409,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 632,231 | $3,408,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 157,925 | $3,404,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 61,254 | $3,404,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 131,957 | $3,403,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 136,088 | $3,401,000 | thousands by filing date | |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 163,575 | $3,401,000 | thousands by filing date | |
| CASTLE AM & CO | 148411101 | COMMON STOCK | 215,517 | $3,397,000 | thousands by filing date | |
| POWERSHARES CHINESE YUAN DIM SUM BOND | 73937B753 | COM | 137,985 | $3,396,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 77,206 | $3,393,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 74,629 | $3,389,000 | thousands by filing date | |
| NUVERRA ENVIRNMNTL SOLUTIO | 67091K104 | COM | 1,168,212 | $3,388,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 141,724 | $3,385,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 232,489 | $3,382,000 | thousands by filing date | |
| ATMEL CORP | 049513104 | COM | 460,431 | $3,378,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 66,177 | $3,377,000 | thousands by filing date | |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 335,382 | $3,374,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 151,521 | $3,363,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 62,671 | $3,359,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 79,904 | $3,356,000 | thousands by filing date | |
| POWERSHARESETF TRUST DYN SFTWR | 73935X773 | ETF - EQUITY | 112,804 | $3,355,000 | thousands by filing date | |
| WISDOMTREE DREYFUS NEW ZEALAND | 97717W216 | COM | 170,344 | $3,339,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 471,541 | $3,337,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 70,138 | $3,328,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 208,492 | $3,328,000 | thousands by filing date | |
| GRAMERCY PPTY TR INC | 38489R100 | COM | 738,260 | $3,323,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872104 | COM | 1,528,346 | $3,317,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 188,501 | $3,311,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 135,085 | $3,310,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 26,075 | $3,299,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 1,115,499 | $3,291,000 | thousands by filing date | |
| GT ADVANCED TECHNOLOGIES INC | 36191U106 | COM | 792,584 | $3,289,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 147,985 | $3,284,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 114,023 | $3,283,000 | thousands by filing date | |
| MARKET VECTORS VIETNAM ETF | 57060U761 | CMN | 176,447 | $3,282,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 106,689 | $3,278,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 296,794 | $3,278,000 | thousands by filing date | |
| ROVI CORP | 779376AB8 | CORPORATE OBLIG | 3,199,000 | $3,275,000 | thousands by filing date | |
| ASTEX PHARMACEUTICALS INC | 04624B103 | COM | 794,361 | $3,265,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 117,389 | $3,262,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 147,428 | $3,255,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 201,254 | $3,249,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U787 | AFRICA ETF | 119,981 | $3,241,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 99,463 | $3,240,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 162,459 | $3,236,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 127,402 | $3,236,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 249,236 | $3,230,000 | thousands by filing date | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 330,931 | $3,226,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 416,459 | $3,224,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 216,434 | $3,220,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 44,605 | $3,214,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 131,502 | $3,213,000 | thousands by filing date | |
| POWERSHARES DYN SEMICONDUCT | 73935X781 | COM | 204,160 | $3,212,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 46,472 | $3,211,000 | thousands by filing date | |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 79,671 | $3,210,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 1,507,055 | $3,209,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 338,835 | $3,208,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 122,726 | $3,202,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 38,546 | $3,201,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 190,029 | $3,198,000 | thousands by filing date | |
| OM GROUP INC | 670872100 | COM | 103,310 | $3,196,000 | thousands by filing date | |
| DIGITAL RIV INC | 25388B104 | COM | 169,868 | $3,189,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 284,540 | $3,186,000 | thousands by filing date | |
| WEST CORP | 952355204 | COM | 143,897 | $3,186,000 | thousands by filing date | |
| FEI CO | 30241L109 | COM | 43,600 | $3,183,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 128,030 | $3,179,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 66,555 | $3,178,000 | thousands by filing date | |
| HOME INNS & HOTELS MGMT INC | 43713WAB3 | NOTE 2.000%12/1 | 3,621,000 | $3,177,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 47,497 | $3,171,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 297,746 | $3,169,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 39,689 | $3,163,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 169,207 | $3,162,000 | thousands by filing date | |
| MARKET VECTORS BIOTECH ETF | 57060U183 | BIOT | 46,108 | $3,159,000 | thousands by filing date | |
| MICROS SYS INC | 594901100 | COM | 73,078 | $3,154,000 | thousands by filing date | |
| AVIVA PLC | 05382A104 | ADR | 302,977 | $3,153,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 64,011 | $3,149,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 37,884 | $3,142,000 | thousands by filing date | |
| AMERN STRATEGIC INCOME PTFL | 030099105 | COM | 382,125 | $3,137,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 1,157 | $3,133,000 | thousands by filing date | |
| CEC ENTERTAINMENT INC | 125137109 | COMMON STOCK | 76,288 | $3,131,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 158,928 | $3,123,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 140,029 | $3,123,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 91,455 | $3,121,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 62,466 | $3,118,000 | thousands by filing date | |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E106 | COM | 676,791 | $3,114,000 | thousands by filing date | |
| ING GLBL ADV & PREM OPP FUND | 44982N109 | COM | 251,059 | $3,108,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 232,710 | $3,107,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 35,448 | $3,106,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 87,409 | $3,100,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 32,087 | $3,093,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 176,211 | $3,091,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 122,062 | $3,090,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 128,053 | $3,086,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 256,774 | $3,076,000 | thousands by filing date | |
| CONSOLIDATED GRAPHICS INC | 209341106 | COMMON STOCK | 65,315 | $3,071,000 | thousands by filing date | |
| PROSPECT CAPITAL CORP | 74348TAC6 | NOTE 6.250% | 2,823,000 | $3,065,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 65,861 | $3,063,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 45,265 | $3,062,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 187,516 | $3,055,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 41,320 | $3,053,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 45,645 | $3,050,000 | thousands by filing date | |
| INTERNATIONAL RECTIFIER CORP | 460254105 | COMMON STOCK | 145,426 | $3,045,000 | thousands by filing date | |
| NUVEEN SELECT QUALITY MUN FD | 670973106 | COM | 223,913 | $3,045,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 221,041 | $3,042,000 | thousands by filing date | |
| ORIENT EXPRESS HOTELS LTD -A | G67743107 | CL A | 250,130 | $3,041,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 91,801 | $3,038,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 122,124 | $3,038,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 175,314 | $3,038,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 164,901 | $3,036,000 | thousands by filing date | |
| STEEL PARTNERS HLDGS L P | 85814R107 | LTD PRTRSHIP U | 221,385 | $3,029,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 463,976 | $3,026,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541TAD3 | CORPORATE OBLIG | 2,985,000 | $3,026,000 | thousands by filing date | |
| LIN TV CORP | 532774106 | CL A | 197,331 | $3,019,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 116,021 | $3,014,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 130,737 | $3,010,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 156,045 | $2,991,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 74,524 | $2,987,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 79,732 | $2,985,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W858 | GUG S&P500EQWTFI | 84,857 | $2,985,000 | thousands by filing date | |
| HEARTLAND PMT SYS INC | 42235N108 | COM | 80,097 | $2,984,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 82,719 | $2,983,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 213,429 | $2,982,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 86,752 | $2,980,000 | thousands by filing date | |
| FIRST TR BICK INDEX FD | 33733H107 | COM SHS | 141,254 | $2,979,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 280,404 | $2,970,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 78,390 | $2,969,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 244,086 | $2,965,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 606,250 | $2,965,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 213,274 | $2,959,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 414,284 | $2,958,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 46,961 | $2,953,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q702 | GLOBL AGRI ETF | 100,835 | $2,953,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 61,028 | $2,950,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 215,803 | $2,946,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 186,973 | $2,946,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 303,428 | $2,946,000 | thousands by filing date | |
| G & K SVCS INC | 361268105 | CL A | 61,908 | $2,946,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 141,041 | $2,945,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 100,989 | $2,943,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 88,773 | $2,929,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 244,876 | $2,928,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 538,420 | $2,924,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 24,327 | $2,922,000 | thousands by filing date | |
| WET SEAL INC/THE-CLASS A | 961840105 | CL A | 617,792 | $2,916,000 | thousands by filing date | |
| OMTHERA PHARMACEUTICALS INC | 68217A103 | COM | 219,045 | $2,913,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 366,036 | $2,906,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 105,671 | $2,900,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 111,412 | $2,893,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 588,704 | $2,890,000 | thousands by filing date | |
| RF MICRODEVICES INC | 749941100 | COM | 539,959 | $2,886,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 483,519 | $2,877,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X591 | DYN UTIL PORTF | 150,644 | $2,873,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 306,539 | $2,869,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AC6 | NOTE 3.000%11/2 | 2,385,000 | $2,868,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 87,469 | $2,862,000 | thousands by filing date | |
| MULTIMEDIA GAMES HOLDING CO | 625453105 | COM | 109,779 | $2,862,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 153,671 | $2,858,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 114,823 | $2,855,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 241,224 | $2,854,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 92,686 | $2,853,000 | thousands by filing date | |
| Vistaprint NV Cimpress | N93540107 | CMPR | 57,799 | $2,853,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 214,456 | $2,851,000 | thousands by filing date | |
| TOWER GROUP INTL LTD | 891777AC8 | NOTE | 2,714,000 | $2,846,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 163,352 | $2,844,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 65,741 | $2,842,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 126,244 | $2,842,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 162,340 | $2,841,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 203,003 | $2,838,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AE9 | DBCV 4.500% 3/1 | 2,449,000 | $2,838,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 89,257 | $2,837,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 23,495 | $2,834,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 355,675 | $2,829,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 86,038 | $2,828,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 106,087 | $2,815,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 313,407 | $2,814,000 | thousands by filing date | |
| ENDO HEALTH SOLUTIONS INC | 29264F205 | COM | 76,439 | $2,813,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 181,581 | $2,810,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 36,390 | $2,806,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 73,503 | $2,806,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 73,733 | $2,804,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 108,107 | $2,803,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 179,858 | $2,802,000 | thousands by filing date | |
| SYMMETRY MEDICAL INC | 871546206 | COM | 332,313 | $2,798,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 58,796 | $2,794,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 87,366 | $2,792,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 119,698 | $2,792,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 29,502 | $2,786,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 245,908 | $2,785,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 141,290 | $2,784,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 323,606 | $2,783,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 141,037 | $2,769,000 | thousands by filing date | |
| MOLEX INC | 608554101 | COM | 94,292 | $2,767,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 139,824 | $2,761,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 106,313 | $2,758,000 | thousands by filing date | |
| FIRSTSERVICE CORP | 33761N109 | SUB VTG SH | 88,048 | $2,754,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 223,460 | $2,747,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 2,474 | $2,746,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 695,975 | $2,743,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 81,823 | $2,736,000 | thousands by filing date | |
| SYNOVUS FINANCIAL CORP | 87161C105 | COM | 936,256 | $2,734,000 | thousands by filing date | |
| FIRSTMERIT CORP | 337915102 | COM | 136,505 | $2,734,000 | thousands by filing date | |
| RIVERBED TECHNOLOGY INC | 768573107 | COM | 175,686 | $2,734,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 87,107 | $2,725,000 | thousands by filing date | |
| HARRIS TEETER SUPERMARKETS I | 414585109 | COM | 58,024 | $2,720,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 65,760 | $2,719,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 84,202 | $2,715,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 281,023 | $2,714,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 47,195 | $2,709,000 | thousands by filing date | |
| ADVENT SOFTWARE INC | 007974108 | COM | 77,228 | $2,709,000 | thousands by filing date | |
| VOCUS INC | 92858J108 | COM | 257,274 | $2,707,000 | thousands by filing date | |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 127,286 | $2,707,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 432,761 | $2,705,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 55,983 | $2,705,000 | thousands by filing date | |
| GAFISA S A | 362607301 | SPONS ADR | 1,076,376 | $2,702,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 180,292 | $2,699,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 104,150 | $2,697,000 | thousands by filing date | |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 105,059 | $2,696,000 | thousands by filing date | |
| GLOBAL CASH ACCESS HLDGS INC | 378967103 | COM | 430,400 | $2,694,000 | thousands by filing date | |
| E2OPEN INC | 29788A104 | COM | 153,682 | $2,690,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 99,113 | $2,686,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 432,977 | $2,684,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 42,058 | $2,680,000 | thousands by filing date | |
| ROCKVILLE FINANCIAL INC | 774188106 | COM | 204,411 | $2,674,000 | thousands by filing date | |
| STERLITE INDS INDIA LTD | 859737207 | ADS | 457,412 | $2,671,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 92,326 | $2,667,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 34,412 | $2,665,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 63,270 | $2,663,000 | thousands by filing date | |
| FIRST MARBLEHEAD CORP/THE | 320771108 | COM | 2,255,723 | $2,661,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 47,421 | $2,660,000 | thousands by filing date | |
| PROSHARES TR | 74348A749 | USD COVERED BD | 26,541 | $2,652,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 34,243 | $2,651,000 | thousands by filing date | |
| AMERICAN STRATEGIC INCOME II | 03009T101 | COM | 376,926 | $2,650,000 | thousands by filing date | |
| SYMETRA FINANCIAL CORP | 87151Q106 | COMMON STOCK | 165,419 | $2,646,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 225,753 | $2,645,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 277,548 | $2,636,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 163,596 | $2,634,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 62,124 | $2,631,000 | thousands by filing date | |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 179,595 | $2,630,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 418,648 | $2,629,000 | thousands by filing date | |
| LUMOS NETWORKS CORP | 550283105 | COM | 153,722 | $2,629,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 95,799 | $2,622,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 130,815 | $2,618,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAD5 | NOTE 5.125% 6/0 | 2,456,000 | $2,618,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 94,336 | $2,617,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 39,278 | $2,617,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 330,009 | $2,617,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 282,422 | $2,616,000 | thousands by filing date | |
| BLACKROCK CORPOR HI YLD FD V | 09255N102 | COM | 213,695 | $2,614,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 295,883 | $2,613,000 | thousands by filing date | |
| PROSHARES TR | 74347R230 | PSHS SHTFINL ETF | 110,728 | $2,613,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 110,812 | $2,611,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 194,649 | $2,609,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R700 | 7-15 YR US TRS | 31,535 | $2,606,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 23,643 | $2,587,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 164,403 | $2,587,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 45,851 | $2,579,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 53,008 | $2,572,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 95,099 | $2,571,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 121,094 | $2,566,000 | thousands by filing date | |
| MILLENNIAL MEDIA INC | 60040N105 | COM | 294,578 | $2,566,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 91,136 | $2,564,000 | thousands by filing date | |
| Ft Dearborn Inc Sec Inc | 347200107 | COM | 178,148 | $2,559,000 | thousands by filing date | |
| INLAND REAL ESTATE CORP | 457461200 | COM | 250,219 | $2,557,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 113,137 | $2,552,000 | thousands by filing date | |
| POWERSHARES EXCHANGE | 73937B647 | S&P400 LOVL PT | 95,771 | $2,548,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 23,390 | $2,547,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 50,663 | $2,547,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 29,217 | $2,541,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 50,827 | $2,538,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 130,592 | $2,537,000 | thousands by filing date | |
| FIRST PACTRUST BANCORP INC | 33589V101 | COMMON STOCK | 186,756 | $2,536,000 | thousands by filing date | |
| TRAVELZOO INC | 89421Q106 | COM | 92,942 | $2,533,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 36,653 | $2,532,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 483,125 | $2,532,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 82,353 | $2,530,000 | thousands by filing date | |
| NUVEEN DIV ADVANTAGE MUN FD | 67070F100 | COM | 181,254 | $2,529,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 189,034 | $2,521,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 39,673 | $2,519,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 126,154 | $2,518,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 133,649 | $2,517,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 143,671 | $2,517,000 | thousands by filing date | |
| SAPIENT CORPORATION | 803062108 | COMMON STOCK | 192,719 | $2,517,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 39,038 | $2,511,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 70,810 | $2,511,000 | thousands by filing date | |
| COURIER CORP | 222660102 | COMMON STOCK | 175,828 | $2,510,000 | thousands by filing date | |
| ISOFTSTONE HLDGS LTD | 46489B108 | SPONSORED ADS | 486,344 | $2,509,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 329,354 | $2,500,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 114,464 | $2,500,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 133,926 | $2,499,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 57,710 | $2,499,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 50,086 | $2,498,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U308 | MV STEEL INDEX | 65,726 | $2,498,000 | thousands by filing date | |
| TAMINCO CORP | 87509U106 | COM | 122,465 | $2,497,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 478,283 | $2,496,000 | thousands by filing date | |
| WEBSENSE INC | 947684106 | COM | 100,884 | $2,494,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 78,202 | $2,492,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y686 | DLY EMRGMKT BULL | 106,457 | $2,490,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 67,376 | $2,485,000 | thousands by filing date | |
| UNI-PIXEL INC | 904572203 | COM | 169,372 | $2,482,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 96,295 | $2,481,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 194,961 | $2,476,000 | thousands by filing date | |
| ASGN INC | 682159108 | COM | 92,667 | $2,475,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 446,436 | $2,473,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 69,394 | $2,473,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 60,606 | $2,460,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 166,902 | $2,460,000 | thousands by filing date | |
| L-3 COMMUNICATIONS CORP | 502413AW7 | DEBT 3.000% 8/0 | 2,412,000 | $2,454,000 | thousands by filing date | |
| NORDION INC | 65563c105 | COM | 330,889 | $2,449,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 186,638 | $2,449,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 91,953 | $2,445,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 45,664 | $2,443,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 11,418 | $2,443,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 53,873 | $2,439,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-13-000407 | this filing | 2013-08-08 | acceptance time not in the bulk data set |