13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2013-06-30, filed 2013-08-08, with 5,318 holding rows worth $198,243,376,000.
- Accession
- 0000895421-13-000407
- Filer
- CIK 895421
- Filed
- 2013-08-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A holdings report, 25,129 entries on the cover page, a total value of $198,243,376,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $198,243,354,000 with VALUE read as thousands by filing date, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK MORGAN STANLEY AG028-11352
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMorgan Stanley Equity Services INC028-12963
- included managerMorgan Stanley Hedging Co. Ltd028-11350
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMorgan Stanley Principal Investments, Inc.028-14305
- included managerMorgan Stanley Private Bank, National Association028-14586
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerMORGAN STANLEY PRIVATE WEALTH MANAGEMENT Ltd028-14364
- included managerMSDW Equity Financing Services (Luxembourg) S.a.r.l.028-11347
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| KEYW HLDG CORP | 493723100 | COM | 10,125 | $134,000 | thousands by filing date | |
| MAGAL SECURITY SYS LTD | M6786D104 | ORD | 36,942 | $134,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 14,696 | $133,000 | thousands by filing date | |
| MINDSPEED TECHNOLOGIES INC | 602682205 | COM NEW | 41,166 | $133,000 | thousands by filing date | |
| CHINA DIGITAL TV HLDG CO LTD | 16938G107 | SPONSORED ADR | 88,613 | $133,000 | thousands by filing date | |
| MOVE INC | 62458M207 | COM NEW | 10,275 | $132,000 | thousands by filing date | |
| ANACOR PHARMACEUTICALS INC | 032420101 | COM | 23,742 | $132,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 10,416 | $131,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 15,121 | $131,000 | thousands by filing date | |
| HOME FEDERAL BANCORP INC/ID | 43710G105 | COM | 10,250 | $131,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 73,375 | $130,000 | thousands by filing date | |
| IMMUNOCELLULAR THERAPEUTICS | 452536105 | COM | 67,155 | $130,000 | thousands by filing date | |
| EATON VANCE PA MUN BD FD | 27828W102 | COM | 10,418 | $130,000 | thousands by filing date | |
| ELECSYS CORP | 28473M100 | COM | 19,147 | $130,000 | thousands by filing date | |
| BNC Bancorp | 05566T101 | Com | 11,369 | $129,000 | thousands by filing date | |
| IKANOS COMMUNICATIONS INC | 45173E105 | COM | 86,359 | $129,000 | thousands by filing date | |
| BALLANTYNE STRONG INC | 058516105 | COM | 30,371 | $128,000 | thousands by filing date | |
| EXTERRAN HLDGS INC 4.250 | 30225XAA1 | NOTE 4.250% 6/1 | 98,000 | $126,000 | thousands by filing date | |
| NORANDA ALUMINIUM HOLDING CORP | 65542W107 | COMMON STOCK | 38,603 | $125,000 | thousands by filing date | |
| ULTRAPETROL BAHAMAS LTD | P94398107 | COM | 43,696 | $125,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 22,066 | $124,000 | thousands by filing date | |
| IDENTIVE GROUP INC | 45170X106 | COM | 172,000 | $124,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158102 | COM | 111,355 | $123,000 | thousands by filing date | |
| APCO OIL & GAS INTERNATIONAL | g0471f109 | SHS | 10,629 | $123,000 | thousands by filing date | |
| AMERICAN RIVER BANKSHRS (CA) | 029326105 | COM | 14,929 | $123,000 | thousands by filing date | |
| BIOTA PHARMACEUTIALS INC | 090694100 | COM | 35,359 | $122,000 | thousands by filing date | |
| METABOLIX INC | 591018809 | COM | 85,805 | $122,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 11,239 | $122,000 | thousands by filing date | |
| Female Health Company | 314462102 | COM | 12,251 | $121,000 | thousands by filing date | |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 12,709 | $121,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 25,933 | $120,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 18,149 | $120,000 | thousands by filing date | |
| CARDIONET INC | 14159L103 | COM | 20,143 | $119,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 35,495 | $118,000 | thousands by filing date | |
| MAST THERAPEUTICS INC | 576314108 | COM | 275,682 | $117,000 | thousands by filing date | |
| LAM RESEARCH CORP 0.500 | 512807AJ7 | NOTE 0.500% 5/1 | 111,000 | $117,000 | thousands by filing date | |
| PLX TECHNOLOGY INC | 693417107 | COM | 24,557 | $117,000 | thousands by filing date | |
| MORGANS HOTEL GROUP CO | 61748W108 | COM | 14,513 | $117,000 | thousands by filing date | |
| CHIQUITA BRANDS INTL INC | 170032AT3 | NOTE 4.250% 8/1 | 121,000 | $116,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461845 | CMN | 10,549 | $116,000 | thousands by filing date | |
| GFI GROUP INC | 361652209 | COM | 29,457 | $115,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451102AB3 | CNV | 115,000 | $115,000 | thousands by filing date | |
| MOLYCORP INC | 608753AA7 | CORPORATE OBLIG | 171,000 | $114,000 | thousands by filing date | |
| VANTAGE DRILLING COMPANY | G93205113 | ORD SHS | 55,864 | $114,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 12,503 | $113,000 | thousands by filing date | |
| WABASH NATL CORP | 929566AH0 | CNV | 92,000 | $113,000 | thousands by filing date | |
| IMMUCELL CORP | 452525306 | COM PAR | 29,628 | $111,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 17,496 | $111,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 13,967 | $111,000 | thousands by filing date | |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 37,967 | $111,000 | thousands by filing date | |
| MARTHA STEWART LIVING OMNIME | 573083102 | CL A | 46,115 | $110,000 | thousands by filing date | |
| GUIDANCE SOFTWARE INC | 401692108 | COM | 12,682 | $110,000 | thousands by filing date | |
| VISIONCHINA MEDIA INC | 92833U202 | SPON ADR NEW | 54,937 | $110,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC | 398905AE9 | FRNT | 91,000 | $109,000 | thousands by filing date | |
| RARE ELEMENT RES LTD | 75381M102 | COM | 55,310 | $108,000 | thousands by filing date | |
| CYANOTECH CORP | 232437301 | COM PAR $0.02 | 16,870 | $108,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 59,159 | $107,000 | thousands by filing date | |
| MIDWAY GOLD CORP CAD COM | 598153104 | COM | 113,449 | $107,000 | thousands by filing date | |
| HELIOS HIGH | 42327X204 | COM NEW | 13,128 | $107,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 94,790 | $105,000 | thousands by filing date | |
| PACHOLDER HIGH YIELD FD INC | 693742108 | COM | 12,292 | $104,000 | thousands by filing date | |
| CIENA CORP | 171779AE1 | NOTE | 108,000 | $104,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 38,037 | $104,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 10,225 | $103,000 | thousands by filing date | |
| LCA-VISION INC | 501803308 | COM | 34,027 | $103,000 | thousands by filing date | |
| VENTRUS BIOSCIENCES INC | 922822101 | COM | 43,187 | $103,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 16,097 | $102,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y496 | DLY GLMNRBU3XNEW | 17,318 | $102,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 12,421 | $100,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 27,023 | $100,000 | thousands by filing date | |
| LUCENT TECHNOLOGIES INC | 549463AH0 | CORPORATE OBLIG | 100,000 | $100,000 | thousands by filing date | |
| UQM TECHNOLOGIES INC | 903213106 | COM | 82,790 | $100,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 16,800 | $99,000 | thousands by filing date | |
| COFFEE HLDG CO INC | 192176105 | COM | 16,429 | $99,000 | thousands by filing date | |
| PERFUMANIA HOLDINGS INC | 71376C100 | COM | 18,996 | $99,000 | thousands by filing date | |
| DENISON MINES CORP | 91688T104 | COM | 89,366 | $98,000 | thousands by filing date | |
| PENDRELL CORP | 70686R104 | COM | 37,481 | $98,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 19,460 | $98,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753AH2 | BOND | 100,000 | $98,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 46,421 | $97,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 15,623 | $97,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 11,421 | $96,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 13,751 | $96,000 | thousands by filing date | |
| KINGOLD JEWELRY INC | 49579A204 | COM NEW | 85,301 | $96,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287AA6 | NOTE | 105,000 | $95,000 | thousands by filing date | |
| TUCOWS INC | 898697107 | COM | 51,122 | $95,000 | thousands by filing date | |
| BPZ RESOURCES INC | 055639108 | COMMON STOCK | 52,516 | $94,000 | thousands by filing date | |
| RELM WIRELESS CORP | 759525108 | COM | 31,287 | $94,000 | thousands by filing date | |
| AIRMEDIA GROUP INC | 009411109 | ADR | 51,081 | $94,000 | thousands by filing date | |
| HERCULES TECHNOLOGY GROWTH | 427096AB8 | CNV | 80,000 | $94,000 | thousands by filing date | |
| FIVE STAR QUALITY CARE INC | 33832DAB2 | NOTE 3.750%10/1 | 95,000 | $94,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770VAF9 | NOTE 2.500% 1/3 | 100,000 | $93,000 | thousands by filing date | |
| STAR SCIENTIFIC INC COM | 85517P101 | COM | 66,841 | $93,000 | thousands by filing date | |
| OTELCO INC | 688823301 | CL A NEW | 10,143 | $93,000 | thousands by filing date | |
| TRANSCEPT PHARMACEUTICALS IN | 89354M106 | COM | 30,512 | $92,000 | thousands by filing date | |
| CAMCO FINANCIAL CORP | 132618109 | COM | 27,564 | $91,000 | thousands by filing date | |
| TANDY LEATHER FACTORY INC | 87538X105 | COM | 11,600 | $90,000 | thousands by filing date | |
| SIMS LTD SPON ADR EA | 829160100 | Common Stock | 11,885 | $90,000 | thousands by filing date | |
| Brigus Gold Corp | 109490102 | COM | 175,500 | $90,000 | thousands by filing date | |
| MULTIBAND CORP | 62544X209 | Stock | 28,432 | $90,000 | thousands by filing date | |
| ANALYSTS INTL CORP | 032681207 | COM | 23,371 | $90,000 | thousands by filing date | |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 91,000 | $89,000 | thousands by filing date | |
| CRIMSON EXPLORATION INC | 22662K207 | COM NEW | 31,507 | $89,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 37,605 | $88,000 | thousands by filing date | |
| FORTEGRA FINANCIAL CORP | 34954W104 | COM | 12,754 | $88,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 41,480 | $87,000 | thousands by filing date | |
| SPARK NETWORKS INC | 84651P100 | COM | 10,286 | $87,000 | thousands by filing date | |
| DENDREON CORP | 24823QAC1 | CORPORATE OBLIG | 115,000 | $86,000 | thousands by filing date | |
| CORINTHIAN COLLEGES INC | 218868107 | COMMON STOCK | 38,257 | $85,000 | thousands by filing date | |
| ZAZA ENERGY CORP | 98919T100 | COM | 70,797 | $85,000 | thousands by filing date | |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 26,323 | $84,000 | thousands by filing date | |
| THERAGENICS CORP | 883375107 | COM | 40,383 | $84,000 | thousands by filing date | |
| ENVIVIO INC | 29413T106 | COM | 41,386 | $84,000 | thousands by filing date | |
| TIGERLOGIC CORPORATION | 8867EQ101 | COM | 50,785 | $84,000 | thousands by filing date | |
| HELIOS ADVANTAGE INCOME FD I | 42327W206 | COM NEW | 10,081 | $84,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 24,038 | $84,000 | thousands by filing date | |
| ANADIGICS INC | 032515108 | COM | 37,764 | $83,000 | thousands by filing date | |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 59,000 | $83,000 | thousands by filing date | |
| EDGEWATER TECHNOLOGY INC | 280358102 | COM | 19,347 | $82,000 | thousands by filing date | |
| PDI INC | 69329V100 | COM | 17,421 | $82,000 | thousands by filing date | |
| HERTZ GLOBAL HOLDINGS INC | 42805TAA3 | NOTE 5.250% 6/0 | 27,000 | $81,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 47,262 | $81,000 | thousands by filing date | |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 28,096 | $80,000 | thousands by filing date | |
| VELTI PLC ST HELIER | G93285107 | SHS | 56,610 | $80,000 | thousands by filing date | |
| HONG KONG TELEVISION NETWK L | 43858G107 | SPONSORED ADR | 12,980 | $80,000 | thousands by filing date | |
| ENTEROMEDICS INC | 29365M208 | COM NEW | 69,636 | $80,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 25,133 | $79,000 | thousands by filing date | |
| SB FINL GROUP INC | 78408D105 | COM | 10,388 | $79,000 | thousands by filing date | |
| FURNITURE BRANDS INTL INC | 360921209 | COM | 19,637 | $79,000 | thousands by filing date | |
| PLANET PAYMENT INC | U72603118 | SHS | 28,194 | $78,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 10,079 | $77,000 | thousands by filing date | |
| GLOBAL SHIP LEASE INC NEW | Y27183105 | SHS A | 19,300 | $77,000 | thousands by filing date | |
| LEAP WIRELESS INTL INC | 521863AL4 | CORPORATE OBLIG | 75,000 | $75,000 | thousands by filing date | |
| NEOSTEM INC | 640650305 | COM NEW | 132,431 | $74,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 27,615 | $73,000 | thousands by filing date | |
| NOVACOPPER INC | 66988K102 | COM | 41,912 | $73,000 | thousands by filing date | |
| PROSPECT GLOBAL RES INC | 74348X103 | COM | 900,000 | $73,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 12,957 | $72,000 | thousands by filing date | |
| BG MEDICINE INC | 08861T107 | COM | 54,009 | $72,000 | thousands by filing date | |
| WESTELL TECHNOLOGIES INC | 957541105 | CL A | 30,308 | $72,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 17,756 | $72,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 18,543 | $71,000 | thousands by filing date | |
| GLOBAL SOURCES LTD | G39300101 | ORD | 10,663 | $71,000 | thousands by filing date | |
| AK STL CORP | 001546AP5 | NOTE 5.000%11/1 | 83,000 | $71,000 | thousands by filing date | |
| TELECOMMUNICATION SYS INC | 87929J103 | COM | 30,440 | $70,000 | thousands by filing date | |
| GABELLI HLTHCARE & WELLNESS | 36246K129 | RIGHT 07/17/2013 | 442,597 | $70,000 | thousands by filing date | |
| SPROTT RESOURCE LENDING | 85207J100 | CORP COM | 55,682 | $70,000 | thousands by filing date | |
| IXIA | 45071RAB5 | NOTE 3.000%12/1 | 57,000 | $69,000 | thousands by filing date | |
| KIOR INC - CL A | 497217109 | CL A | 12,064 | $69,000 | thousands by filing date | |
| CHINA CORD BLOOD CORP | G21107100 | COM | 24,408 | $69,000 | thousands by filing date | |
| LONE PINE RES INC | 54222A106 | COM | 209,642 | $68,000 | thousands by filing date | |
| STEWART ENTERPRISES INC | 860370AH8 | NOTE 3.125% 7/1 | 55,000 | $68,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 15,240 | $67,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 10,402 | $67,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 14,164 | $67,000 | thousands by filing date | |
| DORAL FINL CORP COM | 25811P886 | COM | 80,882 | $67,000 | thousands by filing date | |
| OI S.A. | 670851203 | SPN ADR REP PFD | 37,496 | $67,000 | thousands by filing date | |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 10,001 | $66,000 | thousands by filing date | |
| KONGZHONG CORP | 50047P104 | CMN | 10,106 | $66,000 | thousands by filing date | |
| RIT TECHNOLOGIES LTD | M8215Q110 | SHS | 19,281 | $66,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 12,600 | $64,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 10,629 | $63,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 15,729 | $63,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 16,732 | $63,000 | thousands by filing date | |
| STANDARD PAC CORP 1.250 | 85375CBC4 | NOTE 1.250% 8/0 | 50,000 | $63,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 12,100 | $62,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 13,760 | $62,000 | thousands by filing date | |
| DIVERSICARE HEALTHCARE SVCS | 255104101 | COM | 13,711 | $62,000 | thousands by filing date | |
| MANAGED HIGH YIELD PLUS FD I | 561911108 | COM | 30,658 | $62,000 | thousands by filing date | |
| TROVAGENE INC | 897238119 | W EXP 99/99/999 | 15,000 | $62,000 | thousands by filing date | |
| ENTREE GOLD INC | 29383G100 | COM | 173,700 | $61,000 | thousands by filing date | |
| SILVERCREST MINES INC | 828365106 | COMMON | 43,900 | $61,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 10,297 | $60,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549AG9 | CORPORATE OBLIG | 87,000 | $60,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 35,912 | $60,000 | thousands by filing date | |
| CELSION CORPORATION | 15117N305 | COM NEW | 58,866 | $60,000 | thousands by filing date | |
| SUMMER INFANT INC | 865646103 | COMM STK | 19,672 | $60,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 49,857 | $59,000 | thousands by filing date | |
| CACHE INC | 127150308 | COM | 13,375 | $59,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 51,486 | $59,000 | thousands by filing date | |
| AMERICAN DG ENERGY INC | 025398108 | COM | 45,170 | $59,000 | thousands by filing date | |
| QLT INC | 746927102 | COMMON STOCK | 13,062 | $58,000 | thousands by filing date | |
| AVALON RARE METALS INC | 053470100 | COM | 111,000 | $58,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 14,271 | $57,000 | thousands by filing date | |
| CROWN MEDIA HLDGS INC | 228411104 | CL A | 22,937 | $57,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 14,093 | $57,000 | thousands by filing date | |
| REAL GOODS SOLAR INC | 75601N104 | CL A | 22,503 | $57,000 | thousands by filing date | |
| OXFORD RESOURCE PARTNERS LP | 691807101 | COM UNIT RP LP | 21,349 | $57,000 | thousands by filing date | |
| OPTICAL CABLE CORP | 683827208 | COM NEW | 12,644 | $56,000 | thousands by filing date | |
| LDK SOLAR CO LTD | 50183L107 | SPONSORED ADR | 43,879 | $56,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 35,714 | $53,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 29,400 | $53,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620RAE5 | NOTE 4.250% 8/1 | 40,000 | $53,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 12,903 | $52,000 | thousands by filing date | |
| XENOPORT INC | 98411C100 | COM | 10,456 | $52,000 | thousands by filing date | |
| AGCO CORP 1.250/15/36 | 001084AM4 | NOTE | 42,000 | $52,000 | thousands by filing date | |
| RADIO ONE INC | 75040P405 | CL D NON VTG | 22,599 | $52,000 | thousands by filing date | |
| PARAGON SHIPPING INC | 69913R408 | CL A NEW | 11,592 | $52,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 14,232 | $51,000 | thousands by filing date | |
| PARAMOUNT GOLD & SILVER CORP | 69924P102 | COM | 42,146 | $51,000 | thousands by filing date | |
| EASTERN VA BANKSHARES INC | 277196101 | COM | 10,050 | $50,000 | thousands by filing date | |
| Meru Networks, Inc. | 59047Q103 | COM | 12,538 | $50,000 | thousands by filing date | |
| FLOW INTL CORP | 343468104 | COM | 13,278 | $49,000 | thousands by filing date | |
| MANAGEMENT NETWORK GROUP INC | 561693201 | COM | 16,000 | $49,000 | thousands by filing date | |
| UNITEK GLOBAL SVCS INC | 91324T302 | COM | 34,755 | $49,000 | thousands by filing date | |
| NORTH AMERN PALLADIUM LTD | 656912102 | COM | 48,680 | $48,000 | thousands by filing date | |
| LUCENT TECHNOLOGIES INC | 549463AG2 | BOND | 50,000 | $48,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764AQ6 | NOTE 1.625% | 33,000 | $48,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982105 | SHS | 66,700 | $47,000 | thousands by filing date | |
| ALCOA INC | 013817AT8 | NOTE 5.250% 3/1 | 37,000 | $47,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 16,070 | $46,000 | thousands by filing date | |
| GASTAR EXPL LTD | 367299203 | COM NEW | 17,143 | $46,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 19,402 | $43,000 | thousands by filing date | |
| AMBASSADORS GROUP INC | 023177108 | COM | 12,128 | $43,000 | thousands by filing date | |
| Almaden Minerals Ltd | 020283107 | COM | 30,850 | $43,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 16,414 | $42,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 13,294 | $42,000 | thousands by filing date | |
| PERNIX THERAPEUTICS HOLDINGS | 71426V108 | COM | 11,617 | $42,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 11,736 | $42,000 | thousands by filing date | |
| MINCO GOLD CORPORATION | 60254D108 | COM | 277,025 | $42,000 | thousands by filing date | |
| SARATOGA RES INC | 803521103 | COM | 27,968 | $42,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 10,105 | $41,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 14,307 | $40,000 | thousands by filing date | |
| DOCUMENT SECURITY SYSTEMS | 25614T101 | COM | 16,906 | $39,000 | thousands by filing date | |
| STEWART ENTERPRISES INC | 860370AK1 | NOTE 3.375% 7/1 | 30,000 | $39,000 | thousands by filing date | |
| O2MICRO INTERNATIONAL LTD | 67107W100 | SPONS ADR | 11,445 | $38,000 | thousands by filing date | |
| HORNBECK OFFSHORE 1.625 | 440543AE6 | FRNT 1.625%11/1 | 33,000 | $38,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 15,965 | $37,000 | thousands by filing date | |
| CLEVELAND BIOLABS INC | 185860103 | COM | 23,672 | $37,000 | thousands by filing date | |
| JAMES RIVER COAL CO | 470355207 | COM | 20,593 | $37,000 | thousands by filing date | |
| SMART TECHNOLOGIES INC | 83172R108 | CL A SUB VTG S | 26,592 | $36,000 | thousands by filing date | |
| IGC PHARMA INC | 45408X308 | COM NEW | 22,294 | $35,000 | thousands by filing date | |
| CHINA HYDROELECTRIC CP-ADS | 16949D101 | COM | 13,100 | $35,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 29,737 | $34,000 | thousands by filing date | |
| AFFYMETRIX INC | 00826TAH1 | NOTE 4.000% 7/0 | 35,000 | $34,000 | thousands by filing date | |
| Delcath Systems Inc | 24661p104 | COM | 90,218 | $33,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 19,045 | $33,000 | thousands by filing date | |
| SUNTECH PWR HLDGS CO LTD | 86800C104 | ADR | 32,823 | $33,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 15,262 | $32,000 | thousands by filing date | |
| DAEGIS INC | 233720101 | COM | 32,573 | $32,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 30,000 | $31,000 | thousands by filing date | |
| ALLIANT TECHSYSTEMS 3.000/15/24 | 018804AK0 | NOTE | 27,000 | $31,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H109 | COM | 14,631 | $31,000 | thousands by filing date | |
| NOVABAY PHARMACEUTICALS INC | 66987P102 | COM | 22,500 | $31,000 | thousands by filing date | |
| DIGITAL RIVER INC | 25388BAD6 | NOTE | 31,000 | $31,000 | thousands by filing date | |
| BARRETT BILL CORP | 06846NAA2 | NOTE 5.000% 3/1 | 31,000 | $31,000 | thousands by filing date | |
| DESWELL INDS INC | 250639101 | COM | 12,046 | $30,000 | thousands by filing date | |
| SMTC CORP | 832682207 | COM NEW | 14,887 | $30,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235T115 | RIGHT 03/01/2019 | 10,900 | $30,000 | thousands by filing date | |
| AMDOCS LTD | 02342tad1 | NOTE 0.500% 3/1 | 35,000 | $30,000 | thousands by filing date | |
| CHINA ZENIX AUTO INTL LTD | 16951E104 | ADS | 11,536 | $30,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 13,610 | $29,000 | thousands by filing date | |
| SAPPI LTD | 803069202 | SPON ADR NEW | 11,714 | $29,000 | thousands by filing date | |
| SWISHER HYGIENE INC | 870808102 | COMMON STOCK | 32,581 | $28,000 | thousands by filing date | |
| USEC INC | 90333E108 | COM | 98,734 | $28,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 10,906 | $27,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 14,101 | $26,000 | thousands by filing date | |
| COLUMBIA LABS INC | 197779101 | COM | 41,300 | $26,000 | thousands by filing date | |
| AMBIENT CORP | 02318N201 | COM | 10,716 | $26,000 | thousands by filing date | |
| EXETER RES CORP | 301835104 | COM | 36,421 | $25,000 | thousands by filing date | |
| IGI LABORATORIES INC | 449575109 | COM | 17,505 | $25,000 | thousands by filing date | |
| GILEAD SCIENCES INC | 375558AN3 | NOTE | 11,000 | $25,000 | thousands by filing date | |
| PRO DEX INC | 74265M205 | COMMON STOCK | 12,635 | $24,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AG0 | NOTE 2.625%12/1 | 23,000 | $24,000 | thousands by filing date | |
| NORTHGATE MINERALS CORP | 666416AB8 | NOTE 3.500%10/0 | 25,000 | $24,000 | thousands by filing date | |
| REVETT MINERALS INC | 761505205 | COM NEW | 38,544 | $24,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975303 | COM NEW | 12,934 | $24,000 | thousands by filing date | |
| INSIGNIA SYSTEMS INC | 45765Y105 | COM | 10,603 | $23,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CA3 | CNV | 25,000 | $23,000 | thousands by filing date | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 26,500 | $22,000 | thousands by filing date | |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 15,504 | $22,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 15,782 | $22,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 20,000 | $22,000 | thousands by filing date | |
| AUGUSTA RES CORP | 050912203 | COM NEW | 10,251 | $22,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC | 538034AB5 | CORPORATE OBLIG | 21,000 | $21,000 | thousands by filing date | |
| HEADWATERS INC | 42210PAD4 | CORPORATE OBLIG | 20,000 | $20,000 | thousands by filing date | |
| CARDICA INC | 14141R101 | COM | 17,664 | $20,000 | thousands by filing date | |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 13,000 | $20,000 | thousands by filing date | |
| FORD MTR CO DEL | 345370CF5 | NOTE 4.250%12/1 | 11,000 | $20,000 | thousands by filing date | |
| AVIS BUDGET GROUP | 053774AB1 | NOTE 3.500%10/0 | 11,000 | $20,000 | thousands by filing date | |
| ECOTALITY INC | 27922Y202 | COM NEW | 12,256 | $19,000 | thousands by filing date | |
| CHINA NEPSTAR CHAIN DRUGSTORE | 16943C109 | ADR | 12,335 | $19,000 | thousands by filing date | |
| OLD REP INTL CORP | 680223AH7 | NOTE 3.750% 3/1 | 17,000 | $19,000 | thousands by filing date | |
| GT ADVANCED TECHNOLOGIES INC | 36191UAA4 | NOTE 3.000%10/0 | 21,000 | $18,000 | thousands by filing date | |
| HEALTH CARE REIT INC | 42217KAR7 | NOTE | 14,000 | $18,000 | thousands by filing date | |
| CAMAC ENERGY INC | 131745101 | COM | 29,900 | $17,000 | thousands by filing date | |
| WALTER INVESTMENT MANAGEMENT | 93317WAA0 | CNV | 17,000 | $17,000 | thousands by filing date | |
| THERMOGENESIS CORP | 883623308 | COM | 12,143 | $16,000 | thousands by filing date | |
| OSSEN INNOVATION CO LTD | 688410109 | SPONSORED ADR | 23,284 | $16,000 | thousands by filing date | |
| EXPAND ENERGY CORP | 165167BZ9 | CORPORATE OBLIG | 16,000 | $15,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235TAA5 | NOTE 2.625%12/0 | 15,000 | $15,000 | thousands by filing date | |
| EXIDE TECHNOLOGIES | 302051206 | COM NEW | 118,302 | $15,000 | thousands by filing date | |
| ORCHARD SUPPLY HARDWARE STORES CORP | 685691404 | COMMON | 50,784 | $15,000 | thousands by filing date | |
| BANK OF AMERICA CORP | 060505153 | CMN | 19,800 | $15,000 | thousands by filing date | |
| MORGANS HOTEL GROUP CO | 61748WAB4 | NOTE 2.375%10/1 | 14,000 | $14,000 | thousands by filing date | |
| SPORT CHALET INC | 849163209 | CL A | 11,314 | $14,000 | thousands by filing date | |
| SAMSON OIL AND GAS LIMITED ADR | 796043107 | ADR | 33,000 | $14,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 17,721 | $13,000 | thousands by filing date | |
| CHEMED CORP NEW 1.875 | 16359RAC7 | NOTE | 12,000 | $13,000 | thousands by filing date | |
| DDR CORP | 251591AX1 | NOTE | 11,000 | $13,000 | thousands by filing date | |
| AETRIUM INC | 00817R103 | COM | 24,000 | $13,000 | thousands by filing date | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 16,873 | $11,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300AD0 | NOTE 0.875%11/1 | 11,000 | $11,000 | thousands by filing date | |
| MELA SCIENCES INC | 55277R100 | COM | 11,631 | $11,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154108 | COM | 10,645 | $11,000 | thousands by filing date | |
| NUVASIVE INC | 670704AC9 | CORPORATE OBLIG | 10,000 | $10,000 | thousands by filing date | |
| LAKE SHORE GOLD CORP | 510728108 | COM | 34,336 | $10,000 | thousands by filing date | |
| LIME ENERGY CO | 53261U205 | COM NEW | 15,000 | $10,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA | 153443AH9 | NOTE 5.000%11/1 | 10,000 | $10,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 13,500 | $9,000 | thousands by filing date | |
| CRESUD SA COMERCIAL | P3311R192 | *W EXP 05/22/201 | 247,840 | $8,000 | thousands by filing date | |
| BACTERIN INTERNATIONAL HLDGS INC. | 05644R101 | COM | 12,700 | $6,000 | thousands by filing date | |
| ANTHERA PHARMACEUTICALS INC | 03674U102 | COM | 10,000 | $5,000 | thousands by filing date | |
| CEL-SCI CORP | 150837409 | COM NEW | 19,810 | $4,000 | thousands by filing date | |
| WAVE SYSTEMS CORP | 943526301 | COM NEW | 11,908 | $4,000 | thousands by filing date | |
| DEJOUR ENTERPRISES LTD | 24486R103 | COM | 23,000 | $4,000 | thousands by filing date | |
| ATLATSA RES CORP | 049477102 | COM | 19,000 | $4,000 | thousands by filing date | |
| AMBOW ED HLDG LTD | 02322P101 | ADR REPSTG CL A | 30,061 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-13-000407 | this filing | 2013-08-08 | acceptance time not in the bulk data set |