13F-HR filed by CENTAURUS FINANCIAL, INC.
CENTAURUS FINANCIAL, INC. filed this 13F-HR for the quarter ended 2018-06-30, filed 2018-08-15, with 2,518 holding rows worth $724,160,000.
- Accession
- 0000891943-18-000008
- Filer
- CIK 891943
- Filed
- 2018-08-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2018
A holdings report, 2,518 entries on the cover page, a total value of $724,160,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $724,160,000 with VALUE read as thousands by filing date, 13F file number 028-18315. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 900 | $43,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 830 | $43,000 | thousands by filing date | |
| ARROW INVTS TR | 042765685 | DWA TACT INTL | 1,500 | $43,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 2,783 | $42,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 39 | $42,000 | thousands by filing date | |
| GEVO INC | 374396406 | COM PAR | 11,000 | $42,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 1,004 | $42,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 929 | $42,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 3,046 | $42,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 1,424 | $42,000 | thousands by filing date | |
| INVESCO | 46090C305 | EXCHANGE TRADED | 1,035 | $42,000 | thousands by filing date | |
| REALITY SHS ETF TR DIVS ETF | 75605A108 | CEF | 1,575 | $42,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E750 | FTSE RAFI ASIA | 772 | $42,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 919 | $41,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 314 | $41,000 | thousands by filing date | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 820 | $41,000 | thousands by filing date | |
| ENCOMPASS HEALTH CORP COM | 29261A100 | Stock | 600 | $41,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 1,144 | $41,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 1,907 | $41,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 3,411 | $41,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 3,000 | $41,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 6,087 | $41,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 3,789 | $41,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 5,000 | $41,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 1,180 | $41,000 | thousands by filing date | |
| THE STARS GROUP INC | 85570W100 | COMMON STOCK-FO | 1,130 | $41,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 252 | $40,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 235 | $40,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 3,054 | $40,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 405 | $40,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 398 | $40,000 | thousands by filing date | |
| APERGY CORP | 03755L104 | COM | 950 | $40,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 5,000 | $40,000 | thousands by filing date | |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 600 | $39,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 1,082 | $39,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 700 | $39,000 | thousands by filing date | |
| BARINGS CORPORATE INVS | 06759X107 | COM | 2,600 | $39,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 900 | $39,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 1,000 | $39,000 | thousands by filing date | |
| INNOVATOR ETFS TR II | 45783G201 | S&P INVSTMNT GRD | 1,650 | $39,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 477 | $38,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 487 | $38,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 3,687 | $38,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 953 | $38,000 | thousands by filing date | |
| NOVANTA INC | 67000B104 | COM | 607 | $38,000 | thousands by filing date | |
| DBX ETF TR | 233051408 | FUND | 1,436 | $38,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 373 | $37,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 658 | $37,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 5,793 | $37,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 780 | $37,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 900 | $37,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 881 | $37,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 240 | $37,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 945 | $37,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 2,900 | $37,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 304 | $37,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 915 | $37,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 421 | $36,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 422 | $36,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 343 | $36,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 918 | $36,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 1,649 | $36,000 | thousands by filing date | |
| VERSUM MATLS INC | 92532W103 | COM | 975 | $36,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 10,350 | $36,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 3,856 | $35,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 476 | $35,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 300 | $35,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT HEALTHCARE MOMENTUM ETF | 46137V852 | ETF | 400 | $35,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V175 | S&P SML600 GWT | 277 | $35,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 969 | $34,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 600 | $34,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 324 | $34,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 314 | $34,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 504 | $34,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 1,075 | $34,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 417 | $34,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 15,550 | $34,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 250 | $34,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G855 | ISECTR GRW ETF | 1,250 | $34,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 355 | $33,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 647 | $33,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 707 | $33,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 177 | $33,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 1,261 | $33,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 740 | $33,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 2,104 | $33,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 2,250 | $33,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F585 | OIL REFINERS ETF | 1,040 | $33,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 1,000 | $33,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 457 | $33,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 5,900 | $33,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 3,740 | $33,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 2,300 | $33,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 493 | $32,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 205 | $32,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 426 | $32,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 734 | $32,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 450 | $32,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 197 | $32,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 529 | $32,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 974 | $32,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 4,000 | $32,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 560 | $32,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 315 | $32,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 445 | $31,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 541 | $31,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 110 | $31,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 181 | $31,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 317 | $31,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 927 | $31,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 800 | $31,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 1,935 | $31,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 1,400 | $31,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 1,065 | $31,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 1,375 | $31,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 2,412 | $31,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 10,324 | $31,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 445 | $30,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 536 | $30,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 731 | $30,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 175 | $30,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 104 | $30,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 412 | $30,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 161 | $30,000 | thousands by filing date | |
| OTELCO INC | 688823301 | CL A NEW | 2,000 | $30,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 790 | $29,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 236 | $29,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 265 | $29,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 200 | $29,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 597 | $29,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 1,345 | $29,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 1,845 | $29,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 785 | $29,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 8,500 | $29,000 | thousands by filing date | |
| NXT-ID INC | 67091J206 | COM NEW | 16,825 | $29,000 | thousands by filing date | |
| JUNIPER PHARMACEUTICALS INC COM | 48203L107 | Stock | 3,300 | $29,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 619 | $28,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 694 | $28,000 | thousands by filing date | |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 763 | $28,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 470 | $28,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V597 | RAFI US 1500 | 198 | $28,000 | thousands by filing date | |
| RH | 74967X103 | COM | 200 | $28,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 2,690 | $28,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 2,139 | $28,000 | thousands by filing date | |
| DAXOR CORP | 239467103 | COM | 4,200 | $28,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 369 | $27,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 315 | $27,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 137 | $27,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 509 | $27,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 773 | $27,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 578 | $27,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 507 | $27,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G870 | VAR RATE PFD | 1,094 | $27,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 250 | $27,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 500 | $27,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 4,353 | $27,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W705 | INT RT HDG C B | 280 | $27,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 408 | $27,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 2,120 | $27,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 3,720 | $27,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L811 | COM | 1,175 | $27,000 | thousands by filing date | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 473 | $26,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 288 | $26,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 1,250 | $26,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 417 | $26,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 606 | $26,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 650 | $26,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 575 | $26,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 675 | $26,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 2,870 | $26,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 4,069 | $26,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 1,214 | $26,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 373 | $26,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 106 | $26,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 707 | $26,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 833 | $26,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 520 | $26,000 | thousands by filing date | |
| REALITY SHS ETF TR | 75605A405 | DIVCN LDRS ETF | 800 | $26,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 84 | $25,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 224 | $25,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 82 | $25,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 627 | $25,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 367 | $25,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 409 | $25,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 235 | $25,000 | thousands by filing date | |
| INVESCO INTERNATIONAL CORPORAT | 46138E636 | INTL CORP BD | 958 | $25,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 2,151 | $25,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 358 | $25,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 2,844 | $25,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 500 | $25,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 348 | $25,000 | thousands by filing date | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 1,700 | $25,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 3,330 | $25,000 | thousands by filing date | |
| ASTROTECH CORP | 046484200 | COM NEW | 8,000 | $25,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 822 | $24,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 675 | $24,000 | thousands by filing date | |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 2,000 | $24,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 629 | $24,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 300 | $24,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 500 | $24,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 1,192 | $24,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 1,910 | $24,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 676 | $24,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 400 | $23,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 1,200 | $23,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 2,341 | $23,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 170 | $23,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 549 | $23,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 210 | $23,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 1,566 | $23,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 270 | $23,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 350 | $23,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 202 | $23,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 462 | $23,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92837G100 | COM | 2,123 | $23,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 360 | $23,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061508 | GLB MOMENT ETF | 873 | $23,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 300 | $23,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 307 | $23,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C203 | S&P MDCP 400 REV | 378 | $23,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 634 | $22,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 147 | $22,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 232 | $22,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 214 | $22,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 835 | $22,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 300 | $22,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 300 | $22,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 2,622 | $22,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 300 | $22,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 277 | $22,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 400 | $22,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 500 | $22,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 606 | $22,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 2,700 | $22,000 | thousands by filing date | |
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| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 1,800 | $22,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 4,370 | $22,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 6,350 | $22,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 1,200 | $22,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 1,400 | $22,000 | thousands by filing date | |
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| CAMBRIA ETF TR | 132061300 | CAMBRIA FGN SHR | 863 | $22,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N782 | CMN | 451 | $22,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 3,943 | $22,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 3,000 | $22,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 626 | $21,000 | thousands by filing date | |
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| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 503 | $21,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 156 | $21,000 | thousands by filing date | |
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| SAP SE SPON ADR | 803054204 | ADR | 183 | $21,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 200 | $21,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 800 | $21,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 61 | $21,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 1,100 | $21,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 115 | $21,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 342 | $21,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E628 | KBW BK ETF | 389 | $21,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 425 | $21,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 1,850 | $21,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 2,246 | $21,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 9,000 | $21,000 | thousands by filing date | |
| CAMBRIA EMERGING SHAREHOLDER YIELD ETF | 132061706 | ETF | 629 | $21,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 2,095 | $21,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 1,921 | $21,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 100 | $20,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 1,000 | $20,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 866 | $20,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 500 | $20,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 521 | $20,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 145 | $20,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 500 | $20,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 322 | $20,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 2,000 | $20,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 599 | $20,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 1,000 | $20,000 | thousands by filing date | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 1,393 | $20,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 1,200 | $20,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 1,000 | $20,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 409 | $20,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 314 | $20,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 247 | $20,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 317 | $20,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 945 | $20,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 5,942 | $20,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 833 | $20,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 1,014 | $20,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 117 | $19,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 846 | $19,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 1,775 | $19,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 314 | $19,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 88 | $19,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 17,739 | $19,000 | thousands by filing date | |
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| PIMCO MUN INCOME FD | 72200R107 | COM | 1,455 | $19,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 200 | $19,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 363 | $19,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 377 | $19,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 104 | $19,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 5,000 | $19,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 542 | $19,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 1,753 | $19,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 1,235 | $19,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 1,525 | $19,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 1,500 | $19,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 1,500 | $19,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 426 | $19,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 960 | $19,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 1,350 | $19,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 500 | $19,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 851 | $19,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 500 | $19,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 837 | $19,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 549 | $19,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 1,035 | $19,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 500 | $19,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 300 | $18,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 200 | $18,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 301 | $18,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 2,148 | $18,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 2,453 | $18,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 2,500 | $18,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 306 | $18,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 1,443 | $18,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 439 | $18,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 175 | $18,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 1,900 | $18,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 2,700 | $18,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 2,495 | $18,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 638 | $17,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 100 | $17,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 100 | $17,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 200 | $17,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 100 | $17,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 366 | $17,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 138 | $17,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 164 | $17,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 450 | $17,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 750 | $17,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 261 | $17,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 392 | $17,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 317 | $17,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 297 | $17,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 127 | $17,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 281 | $17,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 474 | $17,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 519 | $17,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 1,460 | $17,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 576 | $17,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 1,500 | $17,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 1,005 | $17,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 2,500 | $17,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 769 | $17,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 357 | $17,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 614 | $17,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 6,350 | $17,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 5,000 | $17,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 347 | $17,000 | thousands by filing date | |
| PROSHARES TR | 74347B573 | CMN | 297 | $17,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 12,600 | $17,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 750 | $17,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 900 | $17,000 | thousands by filing date | |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 250 | $16,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 400 | $16,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 200 | $16,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 376 | $16,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 250 | $16,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 759 | $16,000 | thousands by filing date | |
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| ISHARES TR | 464288836 | U.S. PHARMA ETF | 106 | $16,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 94 | $16,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 310 | $16,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 735 | $16,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 2,121 | $16,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 178 | $16,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L108 | SELECT FINL | 691 | $16,000 | thousands by filing date | |
| PROSHARES TR | 74347B557 | SP500 EX TECH | 305 | $16,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 800 | $16,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 1,190 | $16,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 125 | $16,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 3,500 | $16,000 | thousands by filing date | |
| KEMPHARM INC COM NEW | 488445107 | Stock | 2,500 | $16,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 392 | $15,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 290 | $15,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 155 | $15,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 106 | $15,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 577 | $15,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 126 | $15,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 230 | $15,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 301 | $15,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 709 | $15,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 394 | $15,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 71 | $15,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 469 | $15,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 2,550 | $15,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 421 | $15,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 1,200 | $15,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2020 CORP | 46138J502 | BULSHS 2020 CB | 700 | $15,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 413 | $15,000 | thousands by filing date | |
| FLEXSHARES DURATION MBS | 33939l779 | INDX FD | 658 | $15,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 166 | $15,000 | thousands by filing date | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 757 | $15,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 345 | $15,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 9,100 | $15,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 5,030 | $15,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 146 | $15,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 950 | $15,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J106 | BULSHS2018 COR | 700 | $15,000 | thousands by filing date | |
| NAVISTAR INTL CORP NEW | 63934EAS7 | NOTE 4.750 4/1 | 15,000 | $15,000 | thousands by filing date | principal |
| SPDR S&P North American Natural Resources ETF | 78463X152 | SHS | 397 | $14,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 368 | $14,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 259 | $14,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 101 | $14,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 451 | $14,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 370 | $14,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 249 | $14,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 500 | $14,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 400 | $14,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 788 | $14,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 1,059 | $14,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 600 | $14,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 168 | $14,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 155 | $14,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 7,500 | $14,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 27,000 | $14,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 460 | $14,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06742W430 | LKD PERF BCLY | 215 | $14,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 444 | $13,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 760 | $13,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 125 | $13,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 58 | $13,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 249 | $13,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 156 | $13,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 933 | $13,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 568 | $13,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 232 | $13,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 500 | $13,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 183 | $13,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 1,144 | $13,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 1,146 | $13,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 457 | $13,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 1,072 | $13,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 664 | $13,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 248 | $13,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 511 | $13,000 | thousands by filing date | |
| U.S. GLOBAL GO GOLD AND PRECIOUS METAL MINERS ETF | 26922A719 | ETF | 1,000 | $13,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 305 | $13,000 | thousands by filing date | |
| ISHARES INC | 464286343 | US PWR INFRA ETF | 575 | $13,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 1,000 | $13,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 190 | $13,000 | thousands by filing date | |
| INVESCO ENERGY EXPLORATION & PRODUCTION ETF | 46137V761 | ETF | 495 | $13,000 | thousands by filing date | |
| ISHARES TR | 464288265 | MSCI KOKUSAI ETF | 200 | $13,000 | thousands by filing date | |
| PROSHARES TR | 74348A533 | PRIV EQTY-LSTD | 370 | $13,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 880 | $13,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 500 | $13,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 6,875 | $13,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 3,345 | $13,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 500 | $13,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 888 | $13,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 800 | $13,000 | thousands by filing date | |
| MOLECULIN BIOTECH INC | 60855D101 | COM | 7,000 | $13,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 162 | $12,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 180 | $12,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 291 | $12,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 100 | $12,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 55 | $12,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 257 | $12,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 261 | $12,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 110 | $12,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 100 | $12,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 80 | $12,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 647 | $12,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 965 | $12,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 1,200 | $12,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 500 | $12,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 500 | $12,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 2,975 | $12,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 276 | $12,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 1,000 | $12,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 1,000 | $12,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 240 | $12,000 | thousands by filing date | |
| INVESCO S&P SMALLCAP 600PURE VALUE ETF | 46137V167 | ETF | 153 | $12,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 175 | $12,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 350 | $12,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 1,000 | $12,000 | thousands by filing date | |
| SPIRIT MTA REIT | 84861U105 | COM SHS BEN IN | 1,176 | $12,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 400 | $12,000 | thousands by filing date | |
| AMPLIFY BLUESTAR ISRAEL TECHNOLOGY ETF | 26924G870 | COM | 350 | $12,000 | thousands by filing date | |
| SWITCH INC | 87105L104 | CL A | 1,000 | $12,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 400 | $12,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 1,315 | $12,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 1,000 | $12,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 1,000 | $12,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 1,183 | $12,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 139 | $12,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F759 | CHINA GROWTH LDR | 300 | $12,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000891943-18-000008 | this filing | 2018-08-15 | acceptance time not in the bulk data set |