13F-HR filed by CENTAURUS FINANCIAL, INC.
CENTAURUS FINANCIAL, INC. filed this 13F-HR for the quarter ended 2018-06-30, filed 2018-08-15, with 2,518 holding rows worth $724,160,000.
- Accession
- 0000891943-18-000008
- Filer
- CIK 891943
- Filed
- 2018-08-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2018
A holdings report, 2,518 entries on the cover page, a total value of $724,160,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $724,160,000 with VALUE read as thousands by filing date, 13F file number 028-18315. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 30,925 | $209,000 | thousands by filing date | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 11,462 | $208,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 9,097 | $208,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 4,524 | $207,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 43,210 | $207,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 1,347 | $205,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 502 | $205,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 5,845 | $203,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 11,898 | $202,000 | thousands by filing date | |
| iShares International Equity Factor ETF | 46434V274 | SHS | 7,290 | $201,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 1,829 | $201,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 16,000 | $201,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 9,912 | $201,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 3,225 | $201,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 6,793 | $200,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 1,723 | $199,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 878 | $199,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 3,131 | $198,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 6,320 | $198,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 8,450 | $198,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E198 | S&P MIDCP LOW | 4,165 | $196,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 11,185 | $195,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 5,554 | $194,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 2,744 | $192,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 2,897 | $192,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 5,355 | $191,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 3,294 | $191,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 13,842 | $190,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 7,652 | $189,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 3,004 | $188,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 8,975 | $188,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 10,558 | $187,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 906 | $186,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 2,720 | $185,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E834 | DWA TACTCL MLT | 7,260 | $185,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 3,399 | $184,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 3,896 | $184,000 | thousands by filing date | |
| STERIS PLC | G84720104 | SHS USD | 1,750 | $184,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 2,420 | $183,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 12,457 | $182,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 13,233 | $178,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 800 | $177,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 15,320 | $175,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 2,687 | $174,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 3,278 | $174,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 2,404 | $174,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 4,417 | $172,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 2,949 | $171,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 9,913 | $171,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 698 | $170,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 5,013 | $170,000 | thousands by filing date | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 9,627 | $169,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 6,000 | $169,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 11,050 | $169,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 3,631 | $166,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 2,722 | $166,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 4,333 | $166,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 3,047 | $164,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 1,230 | $164,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 3,086 | $164,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 6,018 | $164,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 9,994 | $164,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 1,131 | $163,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 5,040 | $163,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 8,986 | $163,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 2,286 | $163,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 1,384 | $162,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 665 | $161,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 2,969 | $161,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 3,181 | $160,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 10,400 | $160,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 12,462 | $160,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 2,630 | $159,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 2,141 | $157,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 1,683 | $157,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A607 | SOYBEAN FD | 9,592 | $156,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 20,000 | $156,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 1,342 | $154,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 4,785 | $154,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 4,420 | $154,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 10,000 | $153,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 1,826 | $152,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 14,400 | $151,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 2,039 | $151,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 5,500 | $151,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 619 | $150,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 6,445 | $150,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 1,948 | $150,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 2,373 | $149,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 5,422 | $149,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 6,316 | $148,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 1,967 | $147,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 2,714 | $147,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 1,520 | $147,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 2,446 | $147,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 4,070 | $146,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 2,748 | $145,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 1,848 | $144,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 7,975 | $144,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 1,337 | $143,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 597 | $142,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 961 | $141,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 2,176 | $141,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 3,232 | $141,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 2,652 | $140,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 1,320 | $140,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 11,060 | $139,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 11,060 | $139,000 | thousands by filing date | |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 2,500 | $139,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 759 | $139,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 4,376 | $139,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 1,808 | $138,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V530 | CMN | 990 | $138,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 400 | $137,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 11,829 | $137,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V282 | S&P500 EQL TEC | 867 | $137,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 10,700 | $136,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 4,658 | $135,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 4,188 | $134,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 6,359 | $133,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 11,073 | $132,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 4,566 | $131,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 2,462 | $131,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 13,894 | $131,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 5,573 | $130,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 2,641 | $130,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 1,510 | $129,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 4,505 | $129,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 4,214 | $129,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E156 | S&P SMLCP FINL | 2,252 | $129,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 2,407 | $128,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 1,729 | $127,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 4,698 | $127,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 722 | $127,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 21,700 | $127,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 10,556 | $127,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 1,471 | $126,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 5,663 | $125,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 5,764 | $125,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 14,203 | $125,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 4,065 | $125,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 2,821 | $124,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 4,807 | $124,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 1,250 | $124,000 | thousands by filing date | |
| NUVEEN BUILD AMER BD OPPTNY | 67074q102 | COM | 5,637 | $124,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 840 | $123,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 855 | $123,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V159 | CMN | 2,264 | $123,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 7,868 | $121,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 4,547 | $121,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 1,792 | $120,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 1,464 | $119,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 7,675 | $119,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 7,592 | $119,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 8,230 | $119,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 1,947 | $118,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 1,350 | $118,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 500 | $117,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 2,710 | $117,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 1,582 | $117,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 26,964 | $117,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 2,059 | $116,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 2,345 | $115,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 5,205 | $115,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 11,469 | $115,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 2,305 | $115,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 2,208 | $114,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 5,092 | $114,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 784 | $114,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 4,674 | $114,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 5,700 | $114,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 18,199 | $114,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 3,293 | $113,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 2,150 | $113,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 2,347 | $113,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 3,770 | $113,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 410 | $112,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 11,726 | $112,000 | thousands by filing date | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 2,012 | $112,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 2,159 | $112,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 1,070 | $111,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 649 | $110,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 1,924 | $110,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E255 | S&P HIGH INCOM | 4,129 | $110,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 4,616 | $109,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 2,652 | $109,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 9,711 | $108,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 8,830 | $107,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 1,972 | $106,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 2,007 | $106,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V258 | S&P500 PUR VAL | 1,616 | $106,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 16,712 | $106,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108102 | CMN | 2,070 | $106,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 14,100 | $106,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 1,600 | $105,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 19,200 | $105,000 | thousands by filing date | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 6,654 | $104,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 621 | $103,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 919 | $103,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 1,645 | $103,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 1,773 | $103,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 1,432 | $103,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 646 | $103,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 1,544 | $103,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 9,100 | $103,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 803 | $102,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 972 | $102,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X853 | INTL EQUITY OPP | 2,938 | $102,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 605 | $102,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 913 | $101,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 4,864 | $101,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 6,550 | $101,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 1,790 | $101,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 9,725 | $101,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 1,625 | $101,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138G607 | SHIPPING ETF | 9,900 | $101,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 1,626 | $100,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 1,869 | $99,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 595 | $98,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 1,032 | $98,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 1,315 | $98,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 3,055 | $98,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 1,664 | $97,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 859 | $97,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 1,814 | $96,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 2,280 | $96,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 1,318 | $96,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 2,051 | $95,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 2,667 | $95,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 1,824 | $95,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 7,386 | $95,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 11,769 | $95,000 | thousands by filing date | |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 1,500 | $95,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E206 | CALIF AMT MUN | 3,620 | $94,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 2,000 | $94,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 837 | $93,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 1,220 | $93,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 706 | $93,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 2,470 | $92,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 687 | $92,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 8,357 | $92,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 487 | $91,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 5,200 | $91,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 1,154 | $90,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 1,183 | $90,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 1,500 | $90,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 6,600 | $90,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 621 | $90,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 7,517 | $90,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 1,154 | $89,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 2,207 | $89,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 3,585 | $89,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 414 | $88,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 2,007 | $88,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 316 | $88,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 1,610 | $88,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 1,301 | $87,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 7,635 | $87,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 17,500 | $87,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 3,754 | $87,000 | thousands by filing date | |
| DEUTSCHE BANK | 25153Q708 | ELE MORN TTL22 | 2,764 | $87,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 419 | $86,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 552 | $86,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 3,906 | $86,000 | thousands by filing date | |
| RIOT PLATFORMS INC | 767292105 | COM | 13,500 | $86,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 4,208 | $86,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 1,496 | $86,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 567 | $85,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 1,900 | $85,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 5,200 | $85,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 515 | $84,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 3,000 | $84,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 1,271 | $83,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 4,817 | $83,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 835 | $83,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 3,649 | $83,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 2,296 | $82,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 705 | $82,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 585 | $82,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 3,398 | $82,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 12,665 | $82,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 1,210 | $81,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 2,250 | $81,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 830 | $81,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 1,808 | $80,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 6,093 | $80,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 1,591 | $79,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 2,718 | $79,000 | thousands by filing date | |
| Invesco S&P 500 Revenue ETF | 68386C104 | Exchange Traded Fund | 1,550 | $79,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 1,649 | $78,000 | thousands by filing date | |
| FIRST TRUST TCW OPPORTUNISTIC | 33740F805 | TCW OPPORTUNIS | 1,588 | $78,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 556 | $78,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 2,705 | $77,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 8,135 | $77,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 4,033 | $77,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 2,737 | $76,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 2,940 | $76,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 1,171 | $76,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 1,000 | $76,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 6,000 | $76,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 625 | $75,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V779 | BLDG CONSTR ETF | 2,472 | $75,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 3,143 | $74,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 758 | $73,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 873 | $73,000 | thousands by filing date | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 1,275 | $73,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 10,468 | $73,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 1,700 | $73,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 1,032 | $72,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 3,688 | $72,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 1,075 | $72,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 3,427 | $72,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 721 | $72,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 3,689 | $72,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 1,500 | $72,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 871 | $71,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 1,423 | $71,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 1,505 | $71,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 1,415 | $71,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 3,550 | $71,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 3,000 | $71,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 104 | $70,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 1,215 | $70,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 1,004 | $70,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 742 | $70,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 1,200 | $70,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 516 | $70,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 3,861 | $70,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 746 | $70,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 2,497 | $70,000 | thousands by filing date | |
| AMERICAN RIVER BANKSHRS (CA) | 029326105 | COM | 4,428 | $70,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 3,699 | $69,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 3,132 | $69,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 6,380 | $69,000 | thousands by filing date | |
| MGC | 921910873 | COM | 724 | $68,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 1,147 | $68,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 688 | $68,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 585 | $68,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 1,170 | $68,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 3,163 | $68,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 4,024 | $68,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 1,151 | $67,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 1,917 | $67,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 1,632 | $67,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 11,080 | $67,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 1,030 | $67,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 976 | $66,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 980 | $66,000 | thousands by filing date | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 2,400 | $66,000 | thousands by filing date | |
| VANECK EMERGING MARKETS HIGH Y | 92189F353 | EMERGING MRKT HI | 2,873 | $66,000 | thousands by filing date | |
| CAMBRIDGE BANCORP | 132152109 | COM | 760 | $66,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 4,468 | $65,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 1,023 | $65,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 829 | $64,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 1,340 | $64,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 821 | $64,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 650 | $64,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 3,821 | $64,000 | thousands by filing date | |
| NEW YORK REIT INC liquidation shs | 64976L208 | COMMON STOCK | 3,534 | $64,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 888 | $63,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 1,956 | $63,000 | thousands by filing date | |
| AI POWERED EQUITY ETF | 26924G813 | FUND | 2,252 | $63,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 377 | $62,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 728 | $62,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 400 | $62,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 1,552 | $62,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 676 | $62,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 3,919 | $61,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 1,101 | $61,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 1,586 | $61,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 1,169 | $61,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E115 | S&P SMLCP INFO | 736 | $61,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 1,114 | $61,000 | thousands by filing date | |
| NAVIOS MARITIME HLDGS INC | 63938Y100 | SPN ADR RP PFD G | 5,100 | $61,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 410 | $60,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 560 | $60,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 585 | $60,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 4,700 | $60,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 120 | $60,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 1,640 | $60,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 645 | $59,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 1,623 | $59,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 1,367 | $59,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 5,645 | $59,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 631 | $59,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 2,877 | $59,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 1,540 | $59,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 1,248 | $58,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 7,645 | $58,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 1,400 | $58,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 699 | $58,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 1,500 | $58,000 | thousands by filing date | |
| Direxion All Cap Insider Senti | 25459Y769 | ETF | 1,389 | $58,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 1,733 | $57,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 527 | $57,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 1,381 | $57,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 950 | $57,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 2,523 | $57,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061409 | GLOBAL VALUE ETF | 2,418 | $57,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 4,633 | $57,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 710 | $56,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 630 | $56,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 838 | $56,000 | thousands by filing date | |
| CM FIN INC COM | 12574Q103 | COM | 6,300 | $56,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROU | 45857P707 | SPONSORED ADR | 900 | $56,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 808 | $55,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 403 | $55,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 10,683 | $55,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 454 | $54,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 1,562 | $54,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 4,257 | $54,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 3,282 | $54,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 4,667 | $54,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 718 | $54,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 308 | $53,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 850 | $53,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 1,000 | $53,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 501 | $53,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 1,750 | $53,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 500 | $52,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 649 | $52,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 526 | $52,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 574 | $52,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N824 | VCSHS US EQ INCM | 1,115 | $52,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 5,030 | $52,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 3,512 | $52,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 3,780 | $52,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 1,443 | $51,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 650 | $51,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 341 | $51,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 2,559 | $51,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 849 | $51,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V373 | S&P500 EQL STP | 410 | $51,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAM4 | NOTE 5.875% 1/1 | 50,000 | $51,000 | thousands by filing date | principal |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 858 | $50,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 570 | $50,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 449 | $50,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 249 | $50,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 4,471 | $50,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 1,538 | $50,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 1,728 | $50,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 1,136 | $49,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 300 | $49,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 813 | $49,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 191 | $49,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 4,303 | $49,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 1,980 | $49,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 15,800 | $49,000 | thousands by filing date | |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 5,400 | $49,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 1,250 | $48,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 1,055 | $48,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 331 | $48,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 1,100 | $48,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 3,067 | $48,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 1,246 | $48,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 6,345 | $48,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 970 | $47,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 110 | $47,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 1,000 | $47,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 367 | $47,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 750 | $47,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 450 | $47,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 836 | $47,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 1,176 | $46,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 1,027 | $46,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 928 | $46,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 1,803 | $46,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 700 | $46,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 2,500 | $46,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 3,375 | $46,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 2,521 | $46,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 2,446 | $46,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 4,100 | $46,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 3,600 | $46,000 | thousands by filing date | |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 1,378 | $46,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 22 | $45,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 453 | $45,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 3,059 | $45,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 1,937 | $45,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 1,519 | $45,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 2,800 | $45,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 950 | $44,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 803 | $44,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 589 | $44,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 1,168 | $44,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 500 | $44,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 10,150 | $44,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 2,554 | $44,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 450 | $44,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 2,563 | $44,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C102 | mc | 1,263 | $44,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 1,931 | $44,000 | thousands by filing date | |
| COTIVITI HLDGS INC | 22164K101 | COM | 1,000 | $44,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 1,550 | $43,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 700 | $43,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 465 | $43,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 1,461 | $43,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 1,211 | $43,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 2,715 | $43,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 271 | $43,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000891943-18-000008 | this filing | 2018-08-15 | acceptance time not in the bulk data set |