13F-HR filed by HSBC HOLDINGS PLC
HSBC HOLDINGS PLC filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-14, with 1,642 holding rows worth $36,574,581,000.
- Accession
- 0000873630-13-000010
- Filer
- CIK 873630
- Filed
- 2013-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 5,290 entries on the cover page, a total value of $36,574,581,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $36,574,581,000 with VALUE read as thousands by filing date, 13F file number 028-03140. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerHSBC Bank USA, N.A.028-15552
- included managerHSBC Global Asset Management (Hong Kong) Ltd028-15530
- included managerHSBC International Trustee Ltd028-15532
- included managerHSBC Global Asset Management (UK) Ltd028-15540
- included managerHSBC Global Asset Management (USA) Inc.028-15528
- included managerHSBC Private Bank (UK) Ltd028-15538
- included managerHSBC GLOBAL ASSET MANAGEMENT (FRANCE)028-15545
- included managerHSBC Global Asset Management (Canada) Ltd028-15539
- included managerHSBC Trinkaus & Burkhardt AG, Germany028-15546
- included managerHSBC Global Asset Management(Taiwan)Limited028-15529
- included managerHSBC PRIVATE BANK (SUISSE) LTD028-15555
- included managerHSBC BANK PLC028-15563
- included managerHSBC Bank Bermuda Ltd028-15544
- included managerHSBC Bank Brasil SA - Banco Multiplo028-15543
- included managerHSBC Global Asset Management (International) Ltd028-15548
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 27,668 | $310,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 7,030 | $309,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 150,000 | $309,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 4,650 | $308,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 4,989 | $306,000 | thousands by filing date | |
| DESARROLLADORA HOMEX S A DE | 25030W100 | SPONSORED ADR | 144,160 | $306,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 5,500 | $303,000 | thousands by filing date | put |
| COGNEX CORP | 192422103 | COM | 9,678 | $303,000 | thousands by filing date | |
| SOLERA HOLDINGS INC | 83421A104 | COM | 5,604 | $297,000 | thousands by filing date | |
| STERIS CORP | 859152100 | COMMON STOCK | 6,867 | $295,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 32,020 | $294,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 14,961 | $293,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 8,660 | $287,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 8,852 | $287,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 11,650 | $285,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 76,029 | $285,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 2,516 | $280,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 5,555 | $279,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 3,710 | $278,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 3,842 | $276,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 14,208 | $274,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 5,206 | $272,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 4,900 | $271,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 2,493 | $270,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 19,608 | $270,000 | thousands by filing date | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 26,098 | $270,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 4,066 | $269,000 | thousands by filing date | |
| JARDEN CORP | 471109108 | COM | 5,574 | $269,000 | thousands by filing date | |
| ITC HLDGS CORP | 465685105 | COM | 2,877 | $269,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 10,294 | $268,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 14,594 | $267,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 8,677 | $265,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 6,017 | $264,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 14,334 | $264,000 | thousands by filing date | |
| VIROPHARMA INC | 928241108 | COMMON STOCK | 6,657 | $261,000 | thousands by filing date | |
| LIFE TIME FITNESS INC | 53217R207 | COM | 5,072 | $261,000 | thousands by filing date | |
| EXELIS INC | 30162A108 | COM | 16,612 | $261,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 7,210 | $260,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 4,000 | $258,000 | thousands by filing date | put |
| APOLLO GROUP INC | 037604105 | CL A | 12,343 | $257,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 3,300 | $254,000 | thousands by filing date | call |
| AVANIR PHARMACEUTICALS INC | 05348P401 | CL A NEW | 60,000 | $254,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 5,719 | $251,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 10,900 | $251,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 20,000 | $250,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 25,606 | $249,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 4,000 | $249,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 2,252 | $248,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 3,728 | $245,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 3,590 | $244,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 4,653 | $242,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 7,161 | $241,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 1,740 | $241,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 3,800 | $239,000 | thousands by filing date | |
| HITTITE MICROWAVE CORP | 43365Y104 | COM | 3,634 | $238,000 | thousands by filing date | |
| SOLARWINDS INC | 83416B109 | COM | 6,782 | $237,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 12,429 | $236,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 5,933 | $235,000 | thousands by filing date | |
| TIBCO SOFTWARE INC | 88632Q103 | COM | 9,184 | $235,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 2,847 | $232,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 6,101 | $228,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 6,692 | $226,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 3,884 | $224,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 5,979 | $223,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 32,043 | $223,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 7,795 | $222,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 29,830 | $222,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 9,489 | $219,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 2,975 | $217,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 15,352 | $217,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 48,127 | $217,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 47,144 | $215,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 1,747 | $215,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 3,848 | $215,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 3,881 | $214,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 6,211 | $213,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H305 | ETN DJUBS GRNS37 | 4,650 | $213,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 5,148 | $212,000 | thousands by filing date | |
| ZILLOW INC | 98954A107 | COMMON STOCK | 2,485 | $210,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 4,858 | $207,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 7,178 | $207,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 6,045 | $206,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 5,785 | $205,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 3,625 | $204,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 1,900 | $203,000 | thousands by filing date | call |
| CST BRANDS INC | 12646R105 | COM | 6,820 | $203,000 | thousands by filing date | |
| PINNACLE ENTMT INC | 723456109 | COM | 8,074 | $203,000 | thousands by filing date | |
| TEXAS INDUSTRIES INC | 882491103 | COM | 3,067 | $203,000 | thousands by filing date | |
| TRIQUINT SEMICONDUCTOR INC | 89674K103 | COM | 25,000 | $203,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 3,881 | $201,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973W107 | COM | 6,271 | $201,000 | thousands by filing date | |
| DRESSER-RAND GROUP INC | 261608103 | COM | 3,215 | $201,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 30,000 | $197,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 11,911 | $193,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 14,657 | $188,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 16,754 | $187,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 24,390 | $186,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E861 | COPPER MNR ETF | 19,300 | $185,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 15,000 | $182,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 16,686 | $182,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 11,189 | $180,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 40,000 | $171,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 14,000 | $161,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 77,475 | $160,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 12,000 | $158,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 2,000 | $156,000 | thousands by filing date | call |
| BGC PARTNERS INC | 05541T101 | CL A | 26,500 | $149,000 | thousands by filing date | |
| LIFELOCK INC COM | 53224V100 | COM | 10,061 | $149,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 40,700 | $149,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 20,000 | $148,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 12,709 | $146,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 18,208 | $145,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 21,062 | $140,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 1,600 | $136,000 | thousands by filing date | call |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 15,977 | $128,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 11,312 | $126,000 | thousands by filing date | put |
| VALLEY NATL BANCORP | 919794107 | COM | 12,692 | $126,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 800 | $126,000 | thousands by filing date | call |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 11,092 | $124,000 | thousands by filing date | call |
| RF MICRODEVICES INC | 749941100 | COM | 19,001 | $107,000 | thousands by filing date | |
| MECHEL OAO | 583840103 | SPONSORED ADR | 30,098 | $97,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 10,300 | $85,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 21,000 | $75,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 14,005 | $73,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 15,014 | $72,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q109 | COMMON STOCK | 23,306 | $71,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 1,500 | $65,000 | thousands by filing date | call |
| SYNOVUS FINANCIAL CORP | 87161C105 | COM | 19,782 | $65,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 1,000 | $63,000 | thousands by filing date | call |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 10,000 | $63,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 17,941 | $61,000 | thousands by filing date | |
| BARCLAYS BANK PLC ETN IPTH NTR | 06739H644 | COM | 25,000 | $58,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 11,792 | $43,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 1,100 | $40,000 | thousands by filing date | put |
| IPASS INC | 46261V108 | COM | 18,500 | $37,000 | thousands by filing date | |
| DENDREON CORP | 24823Q107 | COM | 11,000 | $32,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 3,300 | $30,000 | thousands by filing date | call |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 1,000 | $28,000 | thousands by filing date | put |
| BARCLAYS PLC ADR | 06738E204 | ADR | 1,297 | $22,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 200 | $13,000 | thousands by filing date | call |
| ST JUDE MED INC | 790849103 | COM | 100 | $5,000 | thousands by filing date | call |
| AASTROM BIOSCIENCES INC | 00253U305 | COM NEW | 11,000 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000873630-13-000010 | this filing | 2013-11-14 | acceptance time not in the bulk data set |