13F-HR filed by HSBC HOLDINGS PLC
HSBC HOLDINGS PLC filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-14, with 1,642 holding rows worth $36,574,581,000.
- Accession
- 0000873630-13-000010
- Filer
- CIK 873630
- Filed
- 2013-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 5,290 entries on the cover page, a total value of $36,574,581,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $36,574,581,000 with VALUE read as thousands by filing date, 13F file number 028-03140. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerHSBC Bank USA, N.A.028-15552
- included managerHSBC Global Asset Management (Hong Kong) Ltd028-15530
- included managerHSBC International Trustee Ltd028-15532
- included managerHSBC Global Asset Management (UK) Ltd028-15540
- included managerHSBC Global Asset Management (USA) Inc.028-15528
- included managerHSBC Private Bank (UK) Ltd028-15538
- included managerHSBC GLOBAL ASSET MANAGEMENT (FRANCE)028-15545
- included managerHSBC Global Asset Management (Canada) Ltd028-15539
- included managerHSBC Trinkaus & Burkhardt AG, Germany028-15546
- included managerHSBC Global Asset Management(Taiwan)Limited028-15529
- included managerHSBC PRIVATE BANK (SUISSE) LTD028-15555
- included managerHSBC BANK PLC028-15563
- included managerHSBC Bank Bermuda Ltd028-15544
- included managerHSBC Bank Brasil SA - Banco Multiplo028-15543
- included managerHSBC Global Asset Management (International) Ltd028-15548
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CONSOLIDATED EDISON INC | 209115104 | COM | 50,000 | $2,757,000 | thousands by filing date | call |
| WPX ENERGY INC | 98212B103 | COM | 142,768 | $2,752,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 191,076 | $2,748,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 138,708 | $2,716,000 | thousands by filing date | |
| XL GROUP PLC | G98290102 | SHS | 87,142 | $2,686,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 51,412 | $2,684,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 75,000 | $2,668,000 | thousands by filing date | call |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 77,888 | $2,668,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 181,084 | $2,664,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 300,704 | $2,654,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 112,700 | $2,641,000 | thousands by filing date | call |
| Honeywell Technologies | 438516106 | COM | 31,700 | $2,632,000 | thousands by filing date | put |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 68,127 | $2,608,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 94,726 | $2,594,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 47,300 | $2,579,000 | thousands by filing date | call |
| PEPCO HOLDINGS INC | 713291102 | COM | 139,452 | $2,574,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U191 | OIL SVCS ETF | 54,377 | $2,560,000 | thousands by filing date | |
| HUDSON CITY BANCORP | 443683107 | COM | 282,612 | $2,559,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 74,866 | $2,552,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 142,791 | $2,547,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A101 | COM | 316,871 | $2,533,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 30,550 | $2,525,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 54,500 | $2,522,000 | thousands by filing date | put |
| GRANA Y MONTERO S A A | 38500P208 | SPONSORED ADR | 126,258 | $2,520,000 | thousands by filing date | |
| SOVRAN SELF STORAGE INC | 84610H108 | COM | 33,193 | $2,512,000 | thousands by filing date | |
| AGL RES INC | 001204106 | COM | 54,396 | $2,504,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 29,562 | $2,497,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 20,837 | $2,489,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 216,050 | $2,485,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 45,524 | $2,464,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 50,438 | $2,458,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 61,039 | $2,457,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 77,311 | $2,442,000 | thousands by filing date | |
| DCT INDUSTRIAL TRUST INC | 233153105 | COM | 334,331 | $2,403,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 193,571 | $2,398,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 571,712 | $2,388,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 136,100 | $2,386,000 | thousands by filing date | call |
| AMERICAN RLTY CAP PPTYS INC | 02917T104 | COM | 195,450 | $2,384,000 | thousands by filing date | |
| INTEGRYS ENERGY GROUP INC | 45822P105 | COM | 42,554 | $2,379,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 109,421 | $2,371,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 29,354 | $2,356,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 50,000 | $2,353,000 | thousands by filing date | put |
| CREE INC | 225447101 | COM | 39,099 | $2,343,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 101,301 | $2,341,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 89,899 | $2,337,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 66,413 | $2,331,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 49,898 | $2,327,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 72,177 | $2,322,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 31,063 | $2,315,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 63,997 | $2,310,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908413 | S&P 500 ETF SH | 30,000 | $2,310,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 280,607 | $2,293,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 126,064 | $2,293,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 284,480 | $2,284,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 20,000 | $2,270,000 | thousands by filing date | put |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 121,473 | $2,269,000 | thousands by filing date | |
| CEMENTOS PACASMAYO SAA - ADR | 15126Q109 | SPON | 193,693 | $2,265,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 45,123 | $2,262,000 | thousands by filing date | |
| ROCKET COMPANIES CLA A CLASS A | 772739207 | COM | 22,281 | $2,256,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 29,750 | $2,246,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 71,073 | $2,244,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 168,929 | $2,227,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 48,277 | $2,221,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 61,285 | $2,219,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 43,255 | $2,216,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 206,216 | $2,201,000 | thousands by filing date | |
| CHAMBERS STR PPTYS | 157842105 | COM | 250,079 | $2,196,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 172,063 | $2,192,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 56,246 | $2,186,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 212,498 | $2,180,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 118,950 | $2,179,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 82,913 | $2,177,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 70,989 | $2,164,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 57,242 | $2,157,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 42,733 | $2,144,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 10,144 | $2,133,000 | thousands by filing date | |
| GREEN MTN COFFEE ROASTERS IN | 393122106 | COM | 28,378 | $2,132,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 29,625 | $2,131,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 24,485 | $2,118,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 66,400 | $2,114,000 | thousands by filing date | call |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 93,112 | $2,102,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 68,310 | $2,100,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R105 | CL A | 78,455 | $2,087,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 170,743 | $2,078,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 261,200 | $2,075,000 | thousands by filing date | put |
| VERIS RESIDENTIAL INC | 554489104 | COM | 94,584 | $2,075,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 61,255 | $2,059,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 55,338 | $2,059,000 | thousands by filing date | |
| NIELSEN HOLDINGS N V | N63218106 | COM | 56,502 | $2,059,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 103,000 | $2,050,000 | thousands by filing date | put |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 76,231 | $2,049,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 51,015 | $2,048,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 25,568 | $2,015,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 25,593 | $2,004,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 85,724 | $1,992,000 | thousands by filing date | |
| TALISMAN ENERGY INC | 87425E103 | COM | 172,486 | $1,979,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 147,641 | $1,971,000 | thousands by filing date | |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 47,915 | $1,952,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 225,377 | $1,947,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 60,592 | $1,940,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 51,224 | $1,936,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 161,280 | $1,924,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 186,424 | $1,919,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 39,434 | $1,917,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 377,748 | $1,906,000 | thousands by filing date | |
| COLONIAL PROPERTIES TRUST | 195872106 | COM | 84,756 | $1,906,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 9,790 | $1,893,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 31,973 | $1,893,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 116,218 | $1,890,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 17,364 | $1,890,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 50,000 | $1,889,000 | thousands by filing date | call |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 20,624 | $1,888,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 79,235 | $1,886,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 91,249 | $1,875,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 64,914 | $1,863,000 | thousands by filing date | |
| TECO ENERGY INC | 872375100 | COM | 112,183 | $1,855,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 48,845 | $1,843,000 | thousands by filing date | |
| PERFECT WORLD CO LTD | 71372U104 | SPON ADR REP B | 92,307 | $1,837,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 73,500 | $1,821,000 | thousands by filing date | call |
| iShares Global Tech ETF | 464287291 | SHS | 24,200 | $1,818,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 105,000 | $1,814,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 49,577 | $1,768,000 | thousands by filing date | |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 68,312 | $1,761,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 69,654 | $1,760,000 | thousands by filing date | |
| BOULDER TOTAL RET FD INC | 101541100 | COM | 80,450 | $1,754,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 30,775 | $1,751,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 105,972 | $1,750,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 15,000 | $1,728,000 | thousands by filing date | call |
| PEABODY ENERGY CORP | 704549104 | COM | 100,000 | $1,725,000 | thousands by filing date | put |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 25,647 | $1,716,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 44,473 | $1,713,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 10,800 | $1,707,000 | thousands by filing date | put |
| WABCO HLDGS INC | 92927K102 | COM | 20,193 | $1,701,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 8,421 | $1,699,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 37,469 | $1,692,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 16,271 | $1,685,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 28,218 | $1,680,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 80,210 | $1,677,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 77,877 | $1,676,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 23,421 | $1,676,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 65,522 | $1,640,000 | thousands by filing date | |
| GLIMCHER RLTY TR | 379302102 | SH BEN INT | 168,159 | $1,640,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 52,100 | $1,635,000 | thousands by filing date | put |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 46,472 | $1,632,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 29,676 | $1,629,000 | thousands by filing date | |
| WASHINGTON POST CO | 939640108 | CL B | 2,656 | $1,623,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 21,806 | $1,611,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 21,000 | $1,610,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 39,711 | $1,608,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 30,549 | $1,608,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 45,300 | $1,604,000 | thousands by filing date | put |
| TARGET CORP COM | 87612E106 | Stock | 25,000 | $1,600,000 | thousands by filing date | put |
| LULULEMON ATHLETICA INC | 550021109 | COM | 21,968 | $1,595,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 38,663 | $1,593,000 | thousands by filing date | |
| VISIONCHINA MEDIA INC | 92833U202 | SPON ADR NEW | 736,694 | $1,591,000 | thousands by filing date | |
| SIRONA DENTAL SYSTEMS INC | 82966C103 | COM | 23,738 | $1,588,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 30,545 | $1,586,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 104,851 | $1,585,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 25,325 | $1,573,000 | thousands by filing date | |
| SIRIUS XM RADIO INC | 82967N108 | COM | 403,239 | $1,562,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 36,393 | $1,551,000 | thousands by filing date | |
| STRATEGIC HOTEL & RESORTS | 86272T106 | COM | 177,053 | $1,537,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 50,000 | $1,519,000 | thousands by filing date | call |
| LKQ CORP COM | 501889208 | Stock | 47,755 | $1,514,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u753 | INDONESIA ETF | 65,618 | $1,506,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 17,146 | $1,502,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 50,000 | $1,491,000 | thousands by filing date | put |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 38,721 | $1,482,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 111,492 | $1,481,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 22,000 | $1,445,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 58,215 | $1,436,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 19,123 | $1,427,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 66,110 | $1,419,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 183,770 | $1,402,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 36,730 | $1,395,000 | thousands by filing date | |
| QUESTAR CORP | 748356102 | COM | 61,672 | $1,385,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 57,745 | $1,382,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 38,953 | $1,381,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 37,510 | $1,377,000 | thousands by filing date | |
| MKT VECTORS EMRG MKT LCL C | 57060U522 | ETF | 56,611 | $1,376,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 55,000 | $1,375,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 16,800 | $1,367,000 | thousands by filing date | put |
| EQUITY ONE | 294752100 | COM | 62,540 | $1,367,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 31,862 | $1,365,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 214,915 | $1,335,000 | thousands by filing date | |
| AXIALL CORP | 05463D100 | COM | 35,000 | $1,323,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 11,600 | $1,294,000 | thousands by filing date | call |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 69,133 | $1,292,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 17,371 | $1,284,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 114,710 | $1,282,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 51,072 | $1,270,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 19,659 | $1,266,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 50,855 | $1,259,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 40,000 | $1,251,000 | thousands by filing date | put |
| HSN INC | 404303109 | COM | 23,126 | $1,240,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 16,799 | $1,224,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 12,900 | $1,215,000 | thousands by filing date | put |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 51,352 | $1,208,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 15,780 | $1,206,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 9,285 | $1,199,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 30,000 | $1,194,000 | thousands by filing date | put |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 93,207 | $1,187,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 12,771 | $1,175,000 | thousands by filing date | |
| RACKSPACE HOSTING INC | 750086100 | COM | 22,141 | $1,174,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 22,194 | $1,173,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 44,855 | $1,155,000 | thousands by filing date | |
| SIEMENS A G - ADR | 826197501 | COM | 9,561 | $1,152,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 14,767 | $1,150,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 36,083 | $1,128,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 36,754 | $1,121,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 19,687 | $1,111,000 | thousands by filing date | |
| EDUCATION RLTY TR INC | 28140H104 | COM | 121,319 | $1,104,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 13,261 | $1,084,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 2,636 | $1,075,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 8,388 | $1,067,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 51,637 | $1,063,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 18,334 | $1,060,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 25,736 | $1,052,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 9,827 | $1,052,000 | thousands by filing date | |
| Ashland | 044209104 | Common | 11,449 | $1,052,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 75,928 | $1,048,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 125,882 | $1,038,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 20,247 | $1,026,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 25,884 | $1,026,000 | thousands by filing date | |
| THORATEC CORP | 885175307 | COM | 27,402 | $1,022,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR REIT | 427825104 | SH BEN INT A | 181,954 | $1,017,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 25,000 | $1,016,000 | thousands by filing date | put |
| WABTEC COM | 929740108 | Stock | 16,165 | $1,016,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 39,787 | $1,007,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 27,010 | $1,005,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 173,056 | $1,001,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 59,510 | $996,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 13,550 | $993,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 32,792 | $992,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 151,818 | $988,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 207,009 | $988,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 26,166 | $988,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 63,807 | $983,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 60,000 | $973,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 19,700 | $966,000 | thousands by filing date | put |
| SASOL LTD | 803866300 | SPONSORED ADR | 19,980 | $955,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 17,200 | $950,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 10,944 | $945,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 12,649 | $943,000 | thousands by filing date | |
| URS CORP NEW | 903236107 | COM | 17,548 | $943,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 58,760 | $938,000 | thousands by filing date | |
| INLAND REAL ESTATE CORP | 457461200 | COM | 90,415 | $925,000 | thousands by filing date | |
| STEWART ENTERPRISES INC | 860370105 | CL A | 70,000 | $921,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 13,800 | $919,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 4,335 | $911,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 39,455 | $908,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 32,663 | $903,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 44,629 | $897,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 152,644 | $888,000 | thousands by filing date | |
| TIVO INC | 888706108 | COM | 71,000 | $883,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 107,196 | $879,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 50,773 | $878,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 229,552 | $877,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 15,000 | $876,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 44,949 | $874,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 23,194 | $867,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 40,020 | $866,000 | thousands by filing date | |
| INFORMATICA CORP | 45666Q102 | COM | 22,185 | $864,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 20,000 | $854,000 | thousands by filing date | put |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 7,666 | $845,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 7,873 | $842,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 20,001 | $840,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 67,272 | $830,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 8,295 | $828,000 | thousands by filing date | |
| DESWELL INDS INC | 250639101 | COM | 337,390 | $827,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 22,790 | $821,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 14,000 | $820,000 | thousands by filing date | call |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 8,274 | $819,000 | thousands by filing date | |
| RUE21 INC | 781295100 | COM | 20,304 | $819,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 41,993 | $818,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 14,110 | $817,000 | thousands by filing date | |
| CUBIST PHARMACEUTICALS INC | 229678107 | COM | 12,821 | $815,000 | thousands by filing date | |
| PARKWAY PPTYS INC | 70159Q104 | COM | 45,801 | $814,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 131,582 | $811,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 7,391 | $806,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 9,891 | $803,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 9,407 | $794,000 | thousands by filing date | |
| ASSOCIATED ESTATES RLTY CORP | 045604105 | COM | 53,249 | $794,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 48,852 | $789,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 62,086 | $780,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 26,135 | $777,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 8,104 | $776,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 24,432 | $775,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 24,818 | $766,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 1,469 | $763,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 16,945 | $763,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 29,476 | $761,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 92,727 | $756,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 10,391 | $750,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 45,211 | $748,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 22,800 | $741,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 10,122 | $736,000 | thousands by filing date | |
| CAMPUS CREST COMMUNITIES I | 13466Y105 | COM | 68,211 | $736,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 20,000 | $725,000 | thousands by filing date | |
| CATAMARAN CORP | 148887102 | COM | 15,296 | $719,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 14,055 | $718,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 20,490 | $712,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 9,260 | $693,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 6,356 | $693,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 6,495 | $692,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 32,354 | $692,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 6,500 | $688,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 113,847 | $679,000 | thousands by filing date | |
| CAS MED SYS INC | 124769209 | COM | 500,000 | $675,000 | thousands by filing date | |
| KINDER MORGAN MANAGEMENT LLC | 49455U100 | SHS | 8,891 | $667,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 6,584 | $661,000 | thousands by filing date | |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 46,624 | $658,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 35,000 | $653,000 | thousands by filing date | put |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 14,405 | $652,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 7,807 | $650,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 7,026 | $644,000 | thousands by filing date | |
| CHINA HYDROELECTRIC CP-ADS | 16949D101 | COM | 255,000 | $643,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 13,728 | $634,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 24,818 | $633,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X608 | EUROPE ETF | 15,700 | $632,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 16,506 | $630,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 12,729 | $630,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 3,053 | $628,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 7,259 | $628,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 4,820 | $628,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 2,994 | $625,000 | thousands by filing date | |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 12,980 | $625,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 9,858 | $623,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 10,361 | $622,000 | thousands by filing date | |
| Waste Connections | 941053100 | COM | 13,704 | $622,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 20,400 | $619,000 | thousands by filing date | call |
| UNITED STATES STL CORP NEW | 912909108 | COM | 30,000 | $618,000 | thousands by filing date | put |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 39,501 | $618,000 | thousands by filing date | |
| PROMOTORA DE INFORMACIONES S | 74343G303 | ADR CL B CONV | 331,733 | $618,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 41,746 | $615,000 | thousands by filing date | |
| POLYPORE INTL INC | 73179V103 | COM | 15,000 | $615,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 2,148 | $614,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 13,614 | $613,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 6,999 | $612,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764103 | COM | 15,022 | $609,000 | thousands by filing date | |
| IHS INC | 451734107 | CL A | 5,319 | $608,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 11,102 | $607,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 14,000 | $598,000 | thousands by filing date | call |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 6,819 | $589,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 13,665 | $585,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 45,400 | $585,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 10,021 | $584,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST | 49803T102 | COMMON STOCK | 97,779 | $580,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 11,260 | $577,000 | thousands by filing date | |
| EXCEL TR INC | 30068C109 | COM | 48,001 | $576,000 | thousands by filing date | |
| STANDARD PAC CORP NEW | 85375C101 | COM | 72,800 | $576,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 25,974 | $574,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 57,272 | $570,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 4,425 | $567,000 | thousands by filing date | |
| OPENTABLE INC | 68372A104 | COM | 8,041 | $563,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 8,160 | $562,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 13,376 | $560,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 12,719 | $559,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 16,308 | $556,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 23,500 | $554,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 54,130 | $552,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 8,414 | $552,000 | thousands by filing date | |
| CHARTER COMMUNICATION - A | 16117M305 | COM | 4,097 | $551,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 75,113 | $549,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 9,695 | $538,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 10,382 | $535,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 7,320 | $534,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 27,100 | $534,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 9,402 | $531,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 4,599 | $527,000 | thousands by filing date | |
| Broadcom Inc | Y0486S104 | Common | 12,153 | $524,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NE | 611740101 | COM | 10,000 | $523,000 | thousands by filing date | call |
| Mallinckrodt Plc | G5785G107 | SHS | 11,861 | $522,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 25,212 | $521,000 | thousands by filing date | |
| BALLY TECHNOLOGIES | 05874B107 | COMMON STOCK | 7,210 | $519,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 6,980 | $515,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 26,476 | $514,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 555 | $513,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 7,700 | $511,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 18,042 | $507,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 13,206 | $504,000 | thousands by filing date | |
| COVANCE INC | 222816100 | COM | 5,829 | $504,000 | thousands by filing date | |
| ROUSE PPTYS INC | 779287101 | COM | 24,138 | $497,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 13,080 | $495,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 24,806 | $493,000 | thousands by filing date | |
| CLECO CORP NEW | 12561W105 | COM | 10,934 | $490,000 | thousands by filing date | |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 11,519 | $489,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 15,154 | $488,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 4,820 | $487,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 10,500 | $486,000 | thousands by filing date | call |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 10,000 | $486,000 | thousands by filing date | put |
| PROSHARES ULTRA SILVER | 74347W841 | COM | 24,220 | $486,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 5,900 | $480,000 | thousands by filing date | call |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 91,200 | $477,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 19,898 | $477,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 6,855 | $473,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 4,973 | $473,000 | thousands by filing date | |
| PROMOTORA DE INFORMACIONES-A | 74343G204 | CMN | 281,375 | $473,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 10,799 | $471,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 30,619 | $469,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 10,026 | $466,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 41,847 | $464,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 15,000 | $462,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 68,139 | $459,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 13,791 | $459,000 | thousands by filing date | |
| OMNICARE INC | 681904108 | COM | 8,282 | $459,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 92,097 | $458,000 | thousands by filing date | |
| ITT CORP | 450911201 | COM | 12,666 | $455,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 7,514 | $452,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 8,284 | $451,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 10,380 | $447,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 7,410 | $444,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 18,000 | $442,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 10,595 | $441,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 33,886 | $439,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 6,377 | $438,000 | thousands by filing date | |
| THE9 LTD | 88337K104 | ADR | 186,200 | $434,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 20,876 | $430,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 9,329 | $429,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 6,434 | $429,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 14,080 | $428,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 2,543 | $427,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 7,200 | $427,000 | thousands by filing date | call |
| BARCLAYS PLC ADR | 06738E204 | ADR | 25,000 | $426,000 | thousands by filing date | put |
| NEW GOLD INC CDA | 644535106 | COM | 71,283 | $426,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 60,500 | $426,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 13,995 | $423,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 5,190 | $419,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 7,470 | $419,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 20,122 | $416,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 6,800 | $415,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 8,284 | $415,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 5,394 | $412,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 7,277 | $409,000 | thousands by filing date | |
| MCCLATCHY CO | 579489105 | CL A | 136,261 | $409,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 5,400 | $408,000 | thousands by filing date | call |
| ALBEMARLE CORP | 012653101 | COM | 6,457 | $406,000 | thousands by filing date | |
| CORPORATE EXECUTIVE BRD CO | 21988R102 | COM | 5,528 | $401,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 7,434 | $397,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 29,423 | $397,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 695 | $397,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 12,768 | $394,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 4,423 | $394,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 75,913 | $393,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 5,112 | $389,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 14,809 | $389,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 7,921 | $389,000 | thousands by filing date | |
| SALIX PHARMACEUTICALS INC | 795435106 | COM | 5,797 | $388,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 2,279 | $385,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 15,000 | $383,000 | thousands by filing date | put |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 7,012 | $381,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 135,813 | $381,000 | thousands by filing date | |
| CARDTRONICS INC | 14161H108 | COMMON STOCK | 10,264 | $381,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 10,075 | $379,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 16,380 | $378,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 9,000 | $378,000 | thousands by filing date | |
| MEDASSETS INC | 584045108 | COM | 14,795 | $376,000 | thousands by filing date | |
| NATIONAL WESTMINSTER BK PLC | 638539882 | SPON ADR C | 15,000 | $376,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 3,614 | $372,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 9,644 | $372,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 14,500 | $370,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 4,654 | $369,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 15,200 | $367,000 | thousands by filing date | |
| FRESH MKT INC | 35804H106 | COM | 7,757 | $367,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 7,947 | $363,000 | thousands by filing date | |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 5,833 | $363,000 | thousands by filing date | |
| FIRST TR ISE REVERE NAT GAS | 33734J102 | COM | 19,200 | $359,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 9,354 | $358,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 17,494 | $355,000 | thousands by filing date | |
| WINTHROP REALTY TRUST | 976391300 | SH B | 31,640 | $352,000 | thousands by filing date | |
| Concur Technologies, Inc. | 206708109 | COM | 3,165 | $349,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 24,240 | $345,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 5,205 | $343,000 | thousands by filing date | |
| KAYDON CORP | 486587108 | COM | 9,600 | $341,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 7,081 | $340,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 15,020 | $339,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 8,658 | $338,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 3,437 | $337,000 | thousands by filing date | |
| CASH AMER INTL INC | 14754D100 | COM | 7,440 | $337,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 15,564 | $335,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 4,200 | $334,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 7,830 | $334,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 6,173 | $333,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 7,000 | $330,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X822 | RUSS NOM SC JP | 6,450 | $330,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 3,895 | $328,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 13,186 | $325,000 | thousands by filing date | |
| MICROS SYS INC | 594901100 | COM | 6,514 | $325,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 7,399 | $324,000 | thousands by filing date | |
| SHFL ENTMT INC | 78423R105 | COM | 14,124 | $324,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 6,233 | $322,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 13,022 | $322,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 4,122 | $321,000 | thousands by filing date | |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 9,223 | $316,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 10,000 | $314,000 | thousands by filing date | call |
| VALE S A | 91912E105 | SPONSORED ADS | 20,000 | $312,000 | thousands by filing date | call |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 4,762 | $312,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 11,683 | $312,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 18,680 | $311,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 7,716 | $310,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000873630-13-000010 | this filing | 2013-11-14 | acceptance time not in the bulk data set |