13F-HR/A filed by HSBC HOLDINGS PLC
HSBC HOLDINGS PLC filed this 13F-HR/A for the quarter ended 2012-09-30, filed 2013-10-11, with 1,609 holding rows worth $25,315,360,000.
- Accession
- 0000873630-13-000007
- Filer
- CIK 873630
- Filed
- 2013-10-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2012
A holdings report, amendment of type restatement, 5,370 entries on the cover page, a total value of $25,315,360,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $25,315,360,000 with VALUE read as thousands by filing date, 13F file number 028-03140. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerHSBC Bank USA, N.A.028-15552
- included managerHSBC Global Asset Management (Hong Kong) Ltd028-15530
- included managerHSBC International Trustee Ltd028-15532
- included managerHSBC Global Asset Management (UK) Ltd028-15540
- included managerHSBC Global Asset Management (USA) Inc.028-15528
- included managerHSBC Private Bank (UK) Ltd028-15538
- included managerHSBC GLOBAL ASSET MANAGEMENT (FRANCE)028-15545
- included managerHSBC Global Asset Management (Canada) Ltd028-15539
- included managerHSBC Trinkaus & Burkhardt AG, Germany028-15546
- included managerHSBC Global Asset Management (Singapore) Ltd028-15531
- included managerHSBC Global Asset Management(Taiwan)Limited028-15529
- included managerHSBC PRIVATE BANK (SUISSE) LTD028-15555
- included managerHSBC BANK PLC028-15563
- included managerHSBC Bank Bermuda Ltd028-15544
- included managerHSBC Bank Brasil SA - Banco Multiplo028-15543
- included managerHSBC Global Asset Management (International) Ltd028-15548
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SMITHFIELD FOODS INC | 832248108 | COM | 10,852 | $213,000 | thousands by filing date | |
| AVIVA PLC | 05382A104 | ADR | 20,452 | $213,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 93,070 | $212,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 7,949 | $212,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 5,228 | $211,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549AG9 | CORPORATE OBLIG | 250,000 | $211,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 6,900 | $211,000 | thousands by filing date | |
| DREW INDS INC | 26168L205 | COM NEW | 7,000 | $211,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 7,716 | $209,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 15,498 | $209,000 | thousands by filing date | |
| IHS INC | 451734107 | CL A | 2,146 | $209,000 | thousands by filing date | |
| GLIMCHER RLTY TR | 379302102 | SH BEN INT | 19,744 | $209,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 8,240 | $209,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 4,444 | $208,000 | thousands by filing date | |
| SPREADTRUM COMMUNICATIONS IN | 849415203 | ADR | 10,000 | $206,000 | thousands by filing date | |
| RAND CAP CORP | 752185108 | COM | 75,660 | $205,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 5,392 | $204,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 2,968 | $204,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 6,904 | $203,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 3,400 | $203,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 8,856 | $202,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 1,538 | $202,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 6,189 | $202,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 9,000 | $202,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 9,411 | $202,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 6,000 | $201,000 | thousands by filing date | |
| FUSION-IO INC | 36112J107 | COMMON STOCK | 6,636 | $201,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764103 | COM | 6,718 | $201,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 6,774 | $200,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 40,128 | $193,000 | thousands by filing date | |
| AVANIR PHARMACEUTICALS INC | 05348P401 | CL A NEW | 60,000 | $192,000 | thousands by filing date | |
| SAPIENT CORPORATION | 803062108 | COMMON STOCK | 17,526 | $187,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 10,000 | $187,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 33,601 | $185,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 12,947 | $180,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 10,629 | $180,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 3,700 | $180,000 | thousands by filing date | |
| HEALTH MGMT ASSOC INC NEW | 421933102 | CL A | 21,281 | $179,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 15,696 | $176,000 | thousands by filing date | |
| SUNTECH PWR HLDGS CO LTD | 86800C104 | ADR | 183,904 | $175,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 35,904 | $174,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 39,396 | $174,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 18,600 | $173,000 | thousands by filing date | |
| SAKS INC | 79377W108 | COM | 16,688 | $173,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 20,793 | $172,000 | thousands by filing date | |
| FEDERAL MOGUL CORP | 313549404 | COM | 18,430 | $169,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 15,243 | $168,000 | thousands by filing date | |
| POLYCOM | 73172K104 | COMMON STOCK | 16,963 | $167,000 | thousands by filing date | |
| ATMEL CORP | 049513104 | COM | 31,684 | $167,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 10,000 | $166,000 | thousands by filing date | |
| EMPRESAS ICA S A DE CV | 292448206 | SPONS ADR NEW | 21,463 | $166,000 | thousands by filing date | |
| INGRAM MICRO INC | 457153104 | CL A | 10,900 | $166,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 12,384 | $163,000 | thousands by filing date | |
| CTC MEDIA INC | 12642X106 | COM | 17,158 | $156,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 12,343 | $154,000 | thousands by filing date | |
| RF MICRODEVICES INC | 749941100 | COM | 38,528 | $152,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 10,000 | $148,000 | thousands by filing date | |
| JEFFERIES GROUP INC | 472319102 | COMMON STOCK | 10,732 | $147,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 15,021 | $145,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 14,646 | $144,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 17,076 | $144,000 | thousands by filing date | |
| PANASONIC HLDGS CORP F | 69832A205 | ADR | 21,355 | $140,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 11,564 | $139,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 9,584 | $138,000 | thousands by filing date | |
| SYNOVUS FINANCIAL CORP | 87161C105 | COM | 56,224 | $135,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 17,974 | $130,000 | thousands by filing date | |
| MCG CAPITAL CORP | 58047P107 | COM | 28,153 | $130,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 13,560 | $128,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 12,318 | $128,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 5,716 | $117,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 66,977 | $114,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 16,200 | $106,000 | thousands by filing date | put |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 7,924 | $98,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 21,208 | $96,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 46,596 | $93,000 | thousands by filing date | |
| VANTAGE DRILLING COMPANY | G93205113 | ORD SHS | 50,000 | $92,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 18,083 | $92,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 1,280 | $91,000 | thousands by filing date | |
| TELLABS INC | 879664100 | COM | 25,700 | $91,000 | thousands by filing date | |
| NIELSEN HOLDINGS N V | N63218106 | COM | 3,000 | $90,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 11,400 | $78,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 15,900 | $78,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 20,000 | $78,000 | thousands by filing date | |
| BARCLAYS BANK PLC ETN IPTH NTR | 06739H644 | COM | 25,000 | $76,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 28,873 | $71,000 | thousands by filing date | |
| MEMC ELECTRONIC MATERIALS | 552715104 | COM | 24,648 | $68,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 10,000 | $55,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 13,285 | $55,000 | thousands by filing date | |
| DENDREON CORP | 24823Q107 | COM | 11,000 | $53,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 13,898 | $50,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 21,000 | $49,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 2,765 | $44,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 15,000 | $43,000 | thousands by filing date | |
| IPASS INC | 46261V108 | COM | 18,500 | $41,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 1,100 | $36,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 750 | $36,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 14,952 | $36,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 10,000 | $29,000 | thousands by filing date | |
| SEARS HOLDING RGH | 812350114 | COM | 10,855 | $29,000 | thousands by filing date | |
| PULSE ELECTRONICS CORP COM | 74586W106 | COM | 28,800 | $24,000 | thousands by filing date | |
| Jaguar Mining Inc | 47009m103 | COM | 16,109 | $19,000 | thousands by filing date | |
| AASTROM BIOSCIENCES INC | 00253U305 | COM NEW | 12,000 | $19,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 380 | $12,000 | thousands by filing date | |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 11,746 | $9,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 2,953 | $4,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 500 | $4,000 | thousands by filing date | |
| GREAT BASIN GOLD COM NPV ISIN #CA3901241057 SEDOL #B1GC868 | 390124105 | Equities | 48,700 | $4,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 359 | $3,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 100 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR/A 0000873630-13-000007 | this filing | 2013-10-11 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000873630-13-000014 | added | 2013-12-23 | acceptance time not in the bulk data set |