13F-HR/A filed by HSBC HOLDINGS PLC
HSBC HOLDINGS PLC filed this 13F-HR/A for the quarter ended 2012-09-30, filed 2013-12-23, with 87 holding rows worth $87,401,000.
- Accession
- 0000873630-13-000014
- Filer
- CIK 873630
- Filed
- 2013-12-23
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2012
A holdings report, amendment of type new holdings, 90 entries on the cover page, a total value of $87,401,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $87,401,000 with VALUE read as thousands by filing date, 13F file number 028-03140. Its rows are added to the quarter's base report (NEW HOLDINGS). The resolved quarter.
Other managers
- included managerHSBC Bank USA, N.A.028-15552
- included managerHSBC Global Asset Management (USA) Inc.028-15528
- included managerHSBC BANK PLC028-15563
- included managerHSBC Bank Bermuda Ltd028-15544
- included managerHSBC Bank Brasil SA - Banco Multiplo028-15543
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| COSAN LTD | G25343107 | SHS A | 1,865,900 | $29,593,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 66,942 | $13,887,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 378,616 | $13,846,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 67,666 | $9,742,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 36,000 | $3,860,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 15,110 | $2,597,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 72,393 | $1,865,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 45,705 | $1,607,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 22,700 | $1,606,000 | thousands by filing date | |
| CAS MED SYS INC | 124769209 | COM | 500,000 | $875,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 1,281 | $793,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 23,246 | $699,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 8,200 | $592,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 18,000 | $567,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 7,300 | $487,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 5,500 | $379,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 7,290 | $301,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 6,400 | $255,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 26,866 | $246,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 4,500 | $235,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 1,919 | $234,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 2,988 | $209,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 1,986 | $182,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 2,590 | $180,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 3,820 | $169,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 5,024 | $165,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 2,000 | $129,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 3,500 | $104,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 1,370 | $89,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 1,000 | $86,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 2,500 | $84,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 3,671 | $83,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 2,325 | $83,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 3,076 | $76,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 955 | $76,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 1,854 | $73,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 1,000 | $70,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 2,136 | $67,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 1,565 | $63,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 1,334 | $59,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 600 | $55,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 1,200 | $54,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 500 | $53,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 400 | $47,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 2,000 | $43,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 1,000 | $38,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 1,000 | $38,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 800 | $36,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 400 | $34,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 600 | $34,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 1,221 | $32,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 1,600 | $31,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 400 | $31,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 3,000 | $30,000 | thousands by filing date | |
| ISHARES INC MSCI UTD KINGD | 464286699 | COM | 1,697 | $30,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 400 | $25,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 500 | $25,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 400 | $24,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 500 | $23,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 498 | $23,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 300 | $22,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 400 | $22,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 428 | $22,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 2,401 | $21,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 600 | $21,000 | thousands by filing date | |
| KRAFT FOODS INC | 50075N104 | COMMON STOCK | 500 | $21,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 200 | $18,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 1,000 | $18,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 200 | $17,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 917 | $17,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 314 | $17,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 300 | $16,000 | thousands by filing date | |
| COMMONWEALTH REIT | 203233101 | COMMON STOCK | 1,075 | $16,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 22 | $15,000 | thousands by filing date | |
| DELL INC | 24702R101 | COM | 1,500 | $15,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 200 | $14,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 750 | $14,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 200 | $13,000 | thousands by filing date | |
| MEDTRONIC INC | 585055106 | COM | 300 | $13,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 700 | $12,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 500 | $11,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 200 | $11,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 200 | $6,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 189 | $4,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 42 | $3,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 50 | $2,000 | thousands by filing date | |
| SEARS HOLDING RGH | 812350114 | COM | 314 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR/A 0000873630-13-000007 | base | 2013-10-11 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000873630-13-000014 | this filing | 2013-12-23 | acceptance time not in the bulk data set |