13F-HR/A filed by HSBC HOLDINGS PLC
HSBC HOLDINGS PLC filed this 13F-HR/A for the quarter ended 2013-06-30, filed 2013-10-10, with 1,539 holding rows worth $33,029,538,000.
- Accession
- 0000873630-13-000004
- Filer
- CIK 873630
- Filed
- 2013-10-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A holdings report, amendment of type restatement, 5,071 entries on the cover page, a total value of $33,029,538,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $33,029,538,000 with VALUE read as thousands by filing date, 13F file number 028-03140. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerHSBC Bank USA, N.A.028-15552
- included managerHSBC Global Asset Management (Hong Kong) Ltd028-15530
- included managerHSBC International Trustee Ltd028-15532
- included managerHSBC Global Asset Management (UK) Ltd028-15540
- included managerHSBC Global Asset Management (USA) Inc.028-15528
- included managerHSBC Private Bank (UK) Ltd028-15538
- included managerHSBC GLOBAL ASSET MANAGEMENT (FRANCE)028-15545
- included managerHSBC Global Asset Management (Canada) Ltd028-15539
- included managerHSBC Trinkaus & Burkhardt AG, Germany028-15546
- included managerHSBC Global Asset Management (Singapore) Ltd028-15531
- included managerHSBC Global Asset Management(Taiwan)Limited028-15529
- included managerHSBC PRIVATE BANK (SUISSE) LTD028-15555
- included managerHSBC BANK PLC028-15563
- included managerHSBC Bank Bermuda Ltd028-15544
- included managerHSBC Bank Brasil SA - Banco Multiplo028-15543
- included managerHSBC Global Asset Management (International) Ltd028-15548
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 7,374 | $66,000 | thousands by filing date | call |
| SEI INVTS CO COM | 784117103 | Stock | 2,229 | $63,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 15,920 | $62,000 | thousands by filing date | |
| BARCLAYS BANK PLC ETN IPTH NTR | 06739H644 | COM | 25,000 | $61,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 529 | $58,000 | thousands by filing date | put |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 2,367 | $57,000 | thousands by filing date | put |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 14,619 | $56,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 2,404 | $54,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 1,000 | $51,000 | thousands by filing date | put |
| HEALTHCARE RLTY TR | 421946104 | COM | 1,755 | $45,000 | thousands by filing date | |
| DENDREON CORP | 24823Q107 | COM | 11,000 | $45,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 13,949 | $45,000 | thousands by filing date | |
| NOAH ED HLDGS LTD | 65487R303 | ADR | 29,579 | $44,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 346 | $39,000 | thousands by filing date | put |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 21,000 | $39,000 | thousands by filing date | |
| SOVRAN SELF STORAGE INC | 84610H108 | COM | 606 | $39,000 | thousands by filing date | |
| IPASS INC | 46261V108 | COM | 18,500 | $35,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 919 | $32,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 1,724 | $23,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 751 | $22,000 | thousands by filing date | call |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 264 | $22,000 | thousands by filing date | put |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 477 | $22,000 | thousands by filing date | put |
| COUSINS PROPERTIES INC | 222795106 | COM | 2,141 | $22,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 662 | $20,000 | thousands by filing date | |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 951 | $20,000 | thousands by filing date | |
| CAPLEASE INC | 140288101 | COM | 1,751 | $15,000 | thousands by filing date | |
| SUNTECH PWR HLDGS CO LTD | 86800C104 | ADR | 14,688 | $15,000 | thousands by filing date | |
| Pentair Inc | H6169Q108 | PNR | 240 | $14,000 | thousands by filing date | |
| PARKWAY PPTYS INC | 70159Q104 | COM | 851 | $14,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 248 | $11,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 914 | $11,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 574 | $9,000 | thousands by filing date | |
| AASTROM BIOSCIENCES INC | 00253U305 | COM NEW | 12,000 | $5,000 | thousands by filing date | |
| INTERMEC INC | 458786100 | COM | 432 | $4,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 36 | $2,000 | thousands by filing date | put |
| BALLY TECHNOLOGIES | 05874B107 | COMMON STOCK | 11 | $1,000 | thousands by filing date | call |
| NEWMONT CORP | 651639106 | COM | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| TE CONNECTIVITY LTD | H84989104 | SHS | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GNC HLDGS INC | 36191G107 | COM CL A | 7 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000873630-13-000003 | superseded | 2013-08-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000873630-13-000004 | this filing | 2013-10-10 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000873630-13-000011 | added | 2013-12-23 | acceptance time not in the bulk data set |