13F-HR/A filed by HSBC HOLDINGS PLC
HSBC HOLDINGS PLC filed this 13F-HR/A for the quarter ended 2013-06-30, filed 2013-12-23, with 154 holding rows worth $173,538,000.
- Accession
- 0000873630-13-000011
- Filer
- CIK 873630
- Filed
- 2013-12-23
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A holdings report, amendment of type new holdings, 154 entries on the cover page, a total value of $173,538,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $173,538,000 with VALUE read as thousands by filing date, 13F file number 028-03140. Its rows are added to the quarter's base report (NEW HOLDINGS). The resolved quarter.
Other managers
- included managerHSBC Bank Bermuda Ltd028-15544
- included managerHSBC Bank Brasil SA - Banco Multiplo028-15543
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| COSAN LTD | G25343107 | SHS A | 2,161,200 | $34,925,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 374,120 | $14,000,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 67,172 | $12,837,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 67,331 | $10,801,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 69,440 | $10,315,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 231,020 | $7,189,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 339,120 | $6,594,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 69,300 | $6,494,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 88,900 | $6,109,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 236,840 | $5,300,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 72,000 | $4,125,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 56,130 | $3,997,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 70,660 | $3,867,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 111,146 | $3,610,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 73,250 | $3,526,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 39,290 | $3,010,000 | thousands by filing date | |
| ISHARES INC MSCI UTD KINGD | 464286699 | COM | 134,821 | $2,381,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 27,880 | $2,336,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 72,393 | $2,073,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 24,170 | $1,977,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 15,110 | $1,800,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 45,970 | $1,783,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 37,150 | $1,482,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 43,389 | $1,432,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 31,000 | $1,414,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 34,470 | $1,322,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 1,281 | $1,060,000 | thousands by filing date | |
| CAS MED SYS INC | 124769209 | COM | 500,000 | $825,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 29,230 | $735,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 18,000 | $682,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 8,050 | $678,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 7,300 | $531,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 5,100 | $438,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 6,550 | $414,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 3,589 | $408,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 8,500 | $327,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 7,930 | $313,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 6,400 | $311,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 12,480 | $303,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 12,972 | $301,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 26,866 | $301,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 6,300 | $300,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 7,300 | $290,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 6,454 | $288,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 2,410 | $285,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 3,820 | $233,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 5,750 | $226,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 2,100 | $225,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 2,470 | $223,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 4,065 | $215,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 3,850 | $205,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 512 | $203,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 2,590 | $199,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 4,074 | $196,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 3,340 | $195,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 5,250 | $193,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 2,988 | $187,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 2,850 | $182,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 13,500 | $180,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 1,660 | $166,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 2,000 | $164,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 2,120 | $154,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 1,450 | $144,000 | thousands by filing date | |
| 38259p508 | COM | 160 | $141,000 | thousands by filing date | ||
| Honeywell Technologies | 438516106 | COM | 1,700 | $135,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 800 | $127,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 3,480 | $126,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 2,710 | $124,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 2,200 | $123,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 1,750 | $123,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 1,850 | $122,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 1,400 | $121,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 1,730 | $119,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 3,886 | $119,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 1,900 | $119,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 1,700 | $118,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 1,600 | $117,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 2,900 | $116,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 2,230 | $114,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 3,700 | $114,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 1,490 | $112,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 1,210 | $112,000 | thousands by filing date | |
| KINDER MORGAN ENERGY PARTNER | 494550106 | UT LTD PARTNER | 1,300 | $111,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 1,720 | $109,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 3,000 | $104,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 1,200 | $104,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 1,440 | $103,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 3,160 | $103,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 1,150 | $103,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 1,000 | $102,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 920 | $102,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 1,560 | $102,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 1,140 | $102,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 1,950 | $102,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 1,610 | $101,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 1,660 | $101,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 1,760 | $100,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 2,030 | $97,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 1,260 | $94,000 | thousands by filing date | |
| WINDSTREAM CORP | 97381W104 | COM | 12,000 | $93,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 955 | $93,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 1,970 | $92,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 1,090 | $92,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 1,370 | $90,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 1,700 | $90,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 2,000 | $89,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 3,080 | $86,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 1,200 | $85,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 2,470 | $85,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 1,000 | $82,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 2,690 | $77,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 1,490 | $77,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 460 | $75,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 260 | $72,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 2,325 | $72,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 2,860 | $71,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 2,570 | $67,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 1,490 | $57,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 440 | $55,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 1,960 | $54,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 990 | $53,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 840 | $51,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 1,334 | $50,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 2,000 | $47,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 3,000 | $46,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 1,000 | $43,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 1,690 | $41,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 950 | $41,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 890 | $41,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 2,401 | $31,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 400 | $31,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 280 | $31,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 940 | $29,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 498 | $28,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 400 | $28,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 270 | $25,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 428 | $25,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 200 | $22,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 200 | $20,000 | thousands by filing date | |
| DELL INC | 24702R101 | COM | 1,500 | $20,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 1,000 | $17,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 917 | $17,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 700 | $17,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 200 | $16,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 750 | $15,000 | thousands by filing date | |
| MEDTRONIC INC | 585055106 | COM | 300 | $15,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 314 | $13,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 500 | $12,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 380 | $9,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 320 | $8,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 200 | $7,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 200 | $6,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 191 | $5,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 42 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000873630-13-000003 | superseded | 2013-08-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000873630-13-000004 | base | 2013-10-10 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000873630-13-000011 | this filing | 2013-12-23 | acceptance time not in the bulk data set |