13F-HR filed by WELLINGTON MANAGEMENT GROUP LLP
WELLINGTON MANAGEMENT GROUP LLP filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-13, with 2,190 holding rows worth $435,629,469,000.
- Accession
- 0000846087-17-000011
- Filer
- CIK 902219
- Filed
- 2017-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 7,370 entries on the cover page, a total value of $435,629,469,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $435,629,539,000 with VALUE read as thousands by filing date, 13F file number 028-04557. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWellington Management Company LLP 028-16899
- included managerWellington Managment Canada LLC 028-16903
- included managerWellington Management Hong Kong Ltd 028-16904
- included managerWellington Management Japan Pte Ltd 028-16900
- included managerWellington Management Singapore Pte. Ltd. 028-16901
- included managerWellington Management International Ltd 028-16902
- included managerWellington Trust Company, NA
- included managerWellington Management Australia Ltd
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| JUNIPER NETWORKS INC | 48203R104 | COM | 21,978 | $611,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 28,765 | $610,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 6,087 | $607,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAD0 | DBCV 2.250% 6/1 | 511,000 | $607,000 | thousands by filing date | principal |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 11,483 | $605,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 895 | $604,000 | thousands by filing date | call |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 58,470 | $597,000 | thousands by filing date | |
| TESARO INC | 881569AA5 | NOTE 3.00010/0 | 159,000 | $595,000 | thousands by filing date | principal |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 13,271 | $591,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 566 | $580,000 | thousands by filing date | put |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 13,368 | $576,000 | thousands by filing date | |
| BEST INC | 08653C106 | SPONSORED ADS | 48,035 | $575,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 266 | $562,000 | thousands by filing date | call |
| STANTEC INC COM | 85472N109 | Stock | 20,242 | $560,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 20,842 | $560,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 28,389 | $558,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 16,118 | $552,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 52,728 | $552,000 | thousands by filing date | |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 10,420 | $551,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 131,412 | $551,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 9,539 | $546,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 996 | $543,000 | thousands by filing date | call |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 8,548 | $542,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AU7 | COM | 151,000 | $542,000 | thousands by filing date | principal |
| CRANE CO | 224399105 | COM | 6,744 | $539,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 245 | $535,000 | thousands by filing date | call |
| UNDER ARMOUR INC | 904311107 | CL A | 32,041 | $528,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 25,224 | $527,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 4,851 | $525,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 1,050 | $525,000 | thousands by filing date | call |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 29,331 | $523,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 18,166 | $519,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 35,691 | $514,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 13,215 | $510,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 39,606 | $508,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 3,702 | $503,000 | thousands by filing date | |
| INCYTE CORP | 45337CAN2 | NOTE 1.250%11/1 | 220,000 | $502,000 | thousands by filing date | principal |
| SUPERVALU INC | 868536301 | COM NEW | 23,023 | $500,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 25,487 | $499,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 1,473 | $498,000 | thousands by filing date | call |
| HOME FED BANCORP INC LA NEW | 43708L108 | COM | 18,517 | $491,000 | thousands by filing date | |
| BSFT 1 9/01/22 | 11133BAD4 | Bond 30/360P2 U | 350,000 | $491,000 | thousands by filing date | principal |
| QORVO INC COM | 74736K101 | Stock | 6,931 | $490,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 61,192 | $487,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 69,098 | $486,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 27,237 | $486,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 434 | $480,000 | thousands by filing date | call |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 7,187 | $480,000 | thousands by filing date | |
| HERBALIFE LTD | 42703MAB9 | NOTE 2.000% 8/1 | 475,000 | $475,000 | thousands by filing date | principal |
| Apple Inc | 037833100 | COM | 213 | $474,000 | thousands by filing date | call |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 2,211 | $473,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 875 | $473,000 | thousands by filing date | call |
| MEDICINES CO | 584688AG0 | NOTE 2.750% 7/1 | 450,000 | $473,000 | thousands by filing date | principal |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 8,473 | $471,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 8,051 | $471,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 107,475 | $469,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 1,411 | $466,000 | thousands by filing date | call |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 15,590 | $465,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 14,291 | $463,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 12,709 | $454,000 | thousands by filing date | |
| XENITH BANKSHARES INC NEW | 984102202 | COM NEW | 13,907 | $452,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 12,987 | $447,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 77,688 | $447,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 778 | $440,000 | thousands by filing date | call |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 3,737 | $440,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 25,752 | $440,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 7,659 | $439,000 | thousands by filing date | |
| INTEGER HLDGS CORP | 45826H109 | COM | 8,547 | $438,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 429,992 | $437,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 225,966 | $436,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 474,000 | $427,000 | thousands by filing date | principal |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 69,106 | $425,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 440,000 | $423,000 | thousands by filing date | principal |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 221,467 | $420,000 | thousands by filing date | put |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 6,597 | $418,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 7,391 | $418,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 11,126 | $415,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 20,315 | $412,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 24,101 | $408,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 72,710 | $399,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 14,503 | $398,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807AL2 | NOTE | 130,000 | $398,000 | thousands by filing date | principal |
| BRUKER CORP | 116794108 | COM | 13,329 | $397,000 | thousands by filing date | |
| CARRIAGE SVCS INC | 143905AM9 | NOTE 2.750% 3/1 | 315,000 | $394,000 | thousands by filing date | principal |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 120,000 | $393,000 | thousands by filing date | principal |
| FIDELITY NATIONAL FINANCIAL | 31620RAE5 | NOTE 4.250% 8/1 | 145,000 | $391,000 | thousands by filing date | principal |
| PATRICK INDS INC | 703343103 | COM | 4,599 | $387,000 | thousands by filing date | |
| RH | 74967X103 | COM | 5,474 | $385,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 567 | $382,000 | thousands by filing date | call |
| RYB ED INC | 74979W101 | ADR | 13,313 | $379,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 5,001 | $378,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 22,175 | $378,000 | thousands by filing date | |
| Community West Bancshares | 204157101 | Common Stock | 36,545 | $378,000 | thousands by filing date | |
| YAHOO INC | 984332AF3 | NOTE 12/0 | 290,000 | $376,000 | thousands by filing date | principal |
| KADANT INC | 48282T104 | COM | 3,788 | $374,000 | thousands by filing date | |
| CIENA CORP | 171779AJ0 | NOTE 3.750%10/1 | 303,000 | $367,000 | thousands by filing date | principal |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 8,523 | $366,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 16,691 | $366,000 | thousands by filing date | |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 13,324 | $360,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 705 | $353,000 | thousands by filing date | put |
| IPG PHOTONICS CORP | 44980X109 | COM | 1,900 | $352,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 2,658 | $351,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 9,377 | $351,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 16,280 | $347,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 31,167 | $346,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635AE9 | NOTE 4.250% 2/1 | 355,000 | $343,000 | thousands by filing date | principal |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 30,406 | $342,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 14,111 | $340,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 5,267 | $339,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 1,840 | $333,000 | thousands by filing date | call |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 7,433 | $333,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 12,899 | $332,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 5,481 | $328,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 26,888 | $327,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 8,537 | $326,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 280 | $325,000 | thousands by filing date | call |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 2,314 | $325,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 305,296 | $322,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 1,050 | $321,000 | thousands by filing date | call |
| MARZETTI COMPANY | 513847103 | COM | 2,632 | $316,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 2,840 | $311,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 704 | $310,000 | thousands by filing date | put |
| HIBBETT INC | 428567101 | COM | 21,774 | $310,000 | thousands by filing date | |
| IKANG HEALTHCARE GROUP INC | 45174L108 | SPONSORED ADR | 22,858 | $308,000 | thousands by filing date | |
| HOLOGIC INC | 436440AG6 | FRNT 2.000%12/1 | 254,000 | $307,000 | thousands by filing date | principal |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 11,174 | $301,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 700 | $298,000 | thousands by filing date | call |
| MERCER INTL INC | 588056101 | COM | 25,106 | $297,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 14,265 | $293,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 12,194 | $292,000 | thousands by filing date | |
| COLONY NORTHSTAR INC | 19625W104 | CL A COM | 23,225 | $292,000 | thousands by filing date | |
| ELEVANCE HEALTH INC | 036752202 | PREFERRED STOCK | 5,550 | $290,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AF9 | NOTE 3.000% 7/0 | 250,000 | $286,000 | thousands by filing date | principal |
| MACYS INC COM | 55616P104 | Stock | 13,078 | $285,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 2,301 | $284,000 | thousands by filing date | |
| NUCANA PLC | 67022C106 | ADR | 15,000 | $276,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 5,701 | $274,000 | thousands by filing date | |
| CROWN CASTLE INTL CORP NEW | 22822V309 | 6.875% CON PFD A | 256 | $274,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 11,123 | $273,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 13,838 | $271,000 | thousands by filing date | |
| SILVER RUN ACQUISITION | 82812A202 | UNIT 99/99/9999 | 25,183 | $270,000 | thousands by filing date | |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 14,044 | $267,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 525 | $265,000 | thousands by filing date | call |
| CIENA CORP | 171779AK7 | DEBT 4.000%12/1 | 197,000 | $262,000 | thousands by filing date | principal |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 100,000 | $260,000 | thousands by filing date | principal |
| TRINSEO S A | L9340P101 | SHS | 3,845 | $258,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 10,298 | $255,000 | thousands by filing date | |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 9,183 | $253,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 46,507 | $249,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 10,309 | $242,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 10,127 | $238,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 7,912 | $238,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 2,635 | $232,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 10,144 | $231,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 41,172 | $230,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 1,728 | $227,000 | thousands by filing date | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 5,608 | $224,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887208 | PFD SHS CONV A | 4,050 | $224,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 8,795 | $222,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 9,641 | $221,000 | thousands by filing date | |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 180,000 | $219,000 | thousands by filing date | principal |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 18,834,700 | $218,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 2,295 | $213,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 140 | $213,000 | thousands by filing date | call |
| HESKA CORP | 42805E306 | COM | 2,413 | $213,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 9,673 | $212,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 2,400 | $211,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 2,100 | $210,000 | thousands by filing date | call |
| TEXAS | 882610108 | COMMON STOCK | 515 | $208,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 18,861 | $200,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 21,131 | $193,000 | thousands by filing date | |
| KAYNE ANDERSON ACQUISITION | 48661U201 | UNIT 06/30/2022 | 19,176 | $192,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 23,935 | $183,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 29,000 | $174,000 | thousands by filing date | |
| S&W SEED COMPANY COM | 785135104 | COM | 47,775 | $151,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 167,301 | $150,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 17,295 | $149,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 11,165 | $146,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 13,069 | $108,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 20,748 | $104,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 10,100 | $104,000 | thousands by filing date | |
| COBALT INTL ENERGY | 19075F304 | COM | 71,152 | $102,000 | thousands by filing date | |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 39,830 | $101,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 73,507 | $98,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 18,850 | $94,000 | thousands by filing date | put |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 22,809 | $68,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 12,950 | $57,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 10,800 | $46,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 15,949 | $39,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q601 | COM | 49,878 | $21,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000846087-17-000011 | this filing | 2017-11-13 | acceptance time not in the bulk data set |