13F-HR filed by WELLINGTON MANAGEMENT GROUP LLP
WELLINGTON MANAGEMENT GROUP LLP filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-13, with 2,190 holding rows worth $435,629,469,000.
- Accession
- 0000846087-17-000011
- Filer
- CIK 902219
- Filed
- 2017-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 7,370 entries on the cover page, a total value of $435,629,469,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $435,629,539,000 with VALUE read as thousands by filing date, 13F file number 028-04557. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWellington Management Company LLP 028-16899
- included managerWellington Managment Canada LLC 028-16903
- included managerWellington Management Hong Kong Ltd 028-16904
- included managerWellington Management Japan Pte Ltd 028-16900
- included managerWellington Management Singapore Pte. Ltd. 028-16901
- included managerWellington Management International Ltd 028-16902
- included managerWellington Trust Company, NA
- included managerWellington Management Australia Ltd
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CIRRUS LOGIC INC COM | 172755100 | Stock | 86,215 | $4,597,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 185,840 | $4,570,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 397,322 | $4,561,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 298,628 | $4,549,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 98,207 | $4,528,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 86,087 | $4,505,000 | thousands by filing date | |
| LCI INDS | 50189K103 | COM | 38,832 | $4,499,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 275,500 | $4,477,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 115,340 | $4,470,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 275,619 | $4,441,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 209,392 | $4,437,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 415,434 | $4,382,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 365,400 | $4,367,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 192,770 | $4,358,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 105,716 | $4,324,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 57,244 | $4,322,000 | thousands by filing date | |
| PCSB FINL CORP COM | 69324R104 | Stock | 228,642 | $4,312,000 | thousands by filing date | |
| GREEN BANCORP INC | 39260X100 | COM | 181,903 | $4,302,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 96,432 | $4,272,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 247,185 | $4,266,000 | thousands by filing date | |
| ATLANTIC COAST FINL CORP | 048426100 | COM | 483,857 | $4,263,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 2,421,000 | $4,224,000 | thousands by filing date | principal |
| RLJ LODGING TR COM | 74965L101 | REIT | 191,951 | $4,223,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 150,753 | $4,162,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 160,703 | $4,162,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 156,363 | $4,153,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 199,777 | $4,113,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 85,986 | $4,106,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 65,378 | $4,105,000 | thousands by filing date | |
| WORKDAY INC | 98138HAD3 | NOTE 1.500% 7/1 | 2,924,000 | $4,105,000 | thousands by filing date | principal |
| L3 TECHNOLOGIES INC | 502413107 | COM | 21,743 | $4,097,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 82,021 | $4,090,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 139,734 | $4,075,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 45,692 | $4,060,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 176,900 | $4,051,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 85,592 | $4,031,000 | thousands by filing date | |
| Hometown Bankshares Corp | 43787n108 | com | 372,735 | $4,026,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 125,041 | $4,019,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 54,444 | $4,015,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 96,407 | $4,015,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 78,063 | $4,003,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 329,517 | $3,958,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 67,222 | $3,917,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 134,546 | $3,913,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 228,072 | $3,912,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 15,922 | $3,892,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 161,695 | $3,890,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 53,717 | $3,879,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 81,335 | $3,871,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 170,693 | $3,866,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 153,375 | $3,846,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 151,774 | $3,828,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP II | 31810G208 | UNIT 99/99/9999 | 361,368 | $3,787,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 82,918 | $3,785,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 63,722 | $3,784,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 98,430 | $3,757,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 63,223 | $3,754,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 122,332 | $3,746,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 394,363 | $3,742,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 32,238 | $3,739,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 1,093,305 | $3,739,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 259,815 | $3,726,000 | thousands by filing date | |
| WARRIOR MET COAL INC | 93627C101 | COM | 157,328 | $3,709,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 110,650 | $3,684,000 | thousands by filing date | |
| SIMPLY GOOD FOODS CO | 82900L110 | *W EXP 07/07/202 | 1,599,309 | $3,663,000 | thousands by filing date | |
| FULGENT GENETICS INC | 359664109 | COM | 769,422 | $3,639,000 | thousands by filing date | |
| ASTRONOVA INC | 04638F108 | COM | 279,497 | $3,619,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 328,600 | $3,598,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 69,556 | $3,596,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 89,983 | $3,589,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 226,530 | $3,588,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 449,183 | $3,571,000 | thousands by filing date | |
| ROYAL BANCSHARES OF PENN-A | 780081105 | CL A | 800,424 | $3,570,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 268,415 | $3,564,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 207,485 | $3,538,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAA9 | NOTE 0.375% 9/0 | 3,647,000 | $3,534,000 | thousands by filing date | principal |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 371,352 | $3,528,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 52,384 | $3,523,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 480,970 | $3,506,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 249,860 | $3,506,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 27,615 | $3,477,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 70,618 | $3,462,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 377,935 | $3,441,000 | thousands by filing date | put |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 26,130 | $3,441,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 40,586 | $3,436,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 240,031 | $3,433,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 70,710 | $3,423,000 | thousands by filing date | |
| HENNESSY ADVISORS INC | 425885100 | COM | 220,439 | $3,404,000 | thousands by filing date | |
| Ramaco Resources Inc | 75134P303 | COM CL B | 505,570 | $3,352,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 72,025 | $3,351,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 140,667 | $3,331,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 35,300 | $3,324,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 76,927 | $3,312,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 192,923 | $3,305,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 41,679 | $3,283,000 | thousands by filing date | |
| NOBLE MIDSTREAM PARTNERS LP | 65506L105 | COM UNIT REPST | 63,089 | $3,272,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 90,106 | $3,272,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 17,195 | $3,264,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 150,684 | $3,263,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 140,724 | $3,238,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 119,628 | $3,231,000 | thousands by filing date | |
| Poage Bankshares, Inc. | 730206109 | Common Stock | 177,357 | $3,210,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 986 | $3,190,000 | thousands by filing date | call |
| DDR CORP | 23317H102 | COM | 344,494 | $3,155,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 26,120 | $3,149,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 32,728 | $3,127,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 182,475 | $3,126,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 171,074 | $3,105,000 | thousands by filing date | |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 136,130 | $3,063,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 103,874 | $3,061,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 69,810 | $3,054,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 59,806 | $3,054,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 167,816 | $3,046,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 710 | $3,042,000 | thousands by filing date | call |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 65,782 | $3,029,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 104,521 | $2,984,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 170,275 | $2,978,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 99,220 | $2,957,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 19,492 | $2,955,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 60,917 | $2,953,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 84,243 | $2,949,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 87,376 | $2,948,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 71,601 | $2,902,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 18,543 | $2,898,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 134,151 | $2,882,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 62,172 | $2,880,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 3,272,260 | $2,878,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 120,621 | $2,876,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 60,057 | $2,874,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 743,910 | $2,864,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 565 | $2,863,000 | thousands by filing date | call |
| BUCKLE INC COM | 118440106 | Stock | 168,624 | $2,842,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 121,225 | $2,840,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 60,150 | $2,836,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 105,927 | $2,833,000 | thousands by filing date | |
| OASIS MIDSTREAM PARTNERS LP | 67420T206 | COM UNITS REPS | 166,948 | $2,831,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 780 | $2,820,000 | thousands by filing date | call |
| ASSOCIATED BANC-CORP | 045487105 | COM | 116,231 | $2,819,000 | thousands by filing date | |
| SOUND FINL BANCORP INC | 83607A100 | COM | 83,794 | $2,803,000 | thousands by filing date | |
| IF BANCORP INC | 44951J105 | COM | 144,777 | $2,794,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 111,717 | $2,763,000 | thousands by filing date | call |
| ACUITY INC COM | 00508Y102 | Stock | 16,036 | $2,747,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 26,738 | $2,744,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 164,872 | $2,733,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 27,963 | $2,731,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 36,996 | $2,723,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 148,504 | $2,712,000 | thousands by filing date | put |
| JETPAY CORP | 477177109 | COM | 1,422,593 | $2,667,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 258,688 | $2,644,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 38,265 | $2,641,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 69,492 | $2,640,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 139,944 | $2,634,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 79,910 | $2,604,000 | thousands by filing date | |
| SB FINL GROUP INC DEP | 78408D204 | SHS PFD 6.5 | 156,000 | $2,596,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 150,571 | $2,594,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 77,745 | $2,582,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 121,938 | $2,576,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 20,759 | $2,568,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 102,703 | $2,557,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 38,267 | $2,543,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 33,242 | $2,541,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 54,618 | $2,520,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 263,848 | $2,507,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 57,201 | $2,492,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 40,990 | $2,492,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 416,412 | $2,487,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 94,057 | $2,471,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 53,412 | $2,447,000 | thousands by filing date | |
| MELROSE BANCORP INC | 585553100 | COM | 129,512 | $2,441,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 108,697 | $2,440,000 | thousands by filing date | |
| SEQUANS COMMUNICATIONS SA | 817323108 | COM | 775,070 | $2,434,000 | thousands by filing date | |
| SB FINL GROUP INC | 78408D105 | COM | 141,607 | $2,430,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 146,644 | $2,427,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 95,038 | $2,411,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 71,777 | $2,396,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 26,311 | $2,385,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 311,763 | $2,385,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 34,279 | $2,378,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 51,119 | $2,364,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 116,319 | $2,364,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 52,259 | $2,354,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 40,772 | $2,336,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 55,102 | $2,334,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 1,625,000 | $2,312,000 | thousands by filing date | principal |
| EASTMAN CHEM CO COM | 277432100 | Stock | 25,470 | $2,304,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 37,545 | $2,289,000 | thousands by filing date | call |
| GENUINE PARTS CO COM | 372460105 | Stock | 23,909 | $2,288,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 145,170 | $2,279,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 64,162 | $2,276,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 43,836 | $2,269,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 70,548 | $2,239,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 36,662 | $2,232,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 29,700 | $2,224,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 62,754 | $2,213,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 1,946,000 | $2,212,000 | thousands by filing date | principal |
| TETRA TECH INC NEW | 88162G103 | COM | 47,499 | $2,211,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 142,503 | $2,209,000 | thousands by filing date | |
| SANCHEZ MIDSTEAM PARTNERS LP | 79971C201 | COM UNITS REP B | 195,100 | $2,195,000 | thousands by filing date | |
| ENVESTNET INC | 29404KAA4 | NOTE 1.75012/1 | 2,086,000 | $2,192,000 | thousands by filing date | principal |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 27,030 | $2,188,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 2,396 | $2,185,000 | thousands by filing date | call |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 2,224,000 | $2,174,000 | thousands by filing date | principal |
| WP CAREY INC COM | 92936U109 | REIT | 32,225 | $2,172,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 169,170 | $2,164,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 31,390 | $2,150,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 63,467 | $2,145,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 27,442 | $2,123,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 151,347 | $2,116,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 35,245 | $2,102,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY | 458118AC0 | NOTE 0.87511/1 | 1,965,000 | $2,099,000 | thousands by filing date | principal |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 88,654 | $2,097,000 | thousands by filing date | |
| GLEN BURNIE BANCORP | 377407101 | COM | 191,292 | $2,093,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 33,302 | $2,086,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 281,480 | $2,082,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 29,237 | $2,074,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 121,263 | $2,066,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 56,751 | $2,032,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 203,745 | $2,007,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 15,838 | $1,981,000 | thousands by filing date | |
| M/I HOMES INC | 55292PAB1 | NOTE 3.000% 3/0 | 1,962,000 | $1,973,000 | thousands by filing date | principal |
| PRESIDIO INC | 74102M103 | COM | 138,600 | $1,961,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 140,882 | $1,946,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 36,607 | $1,941,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 1,344,000 | $1,939,000 | thousands by filing date | principal |
| META PLATFORMS INC CL A | 30303M102 | COM | 1,169 | $1,919,000 | thousands by filing date | call |
| CSG SYSTEMS | 126349109 | COM | 47,770 | $1,916,000 | thousands by filing date | |
| CENTRAL FED CORP | 15346Q202 | COM NEW | 787,319 | $1,913,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 27,140 | $1,912,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 38,108 | $1,898,000 | thousands by filing date | |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 147,435 | $1,896,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 45,191 | $1,895,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 53,810 | $1,884,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 1,775,000 | $1,875,000 | thousands by filing date | principal |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 51,603 | $1,858,000 | thousands by filing date | |
| RICE MIDSTREAM PARTNERS LP | 762819100 | UNIT LTD PARTN | 88,232 | $1,848,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 11,761 | $1,837,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 114,398 | $1,818,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 61,009 | $1,815,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 80,904 | $1,809,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 236,813 | $1,797,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 84,600 | $1,772,000 | thousands by filing date | |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 55,168 | $1,765,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 76,654 | $1,750,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 23,745 | $1,749,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 22,253 | $1,743,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 31,683 | $1,742,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 55,533 | $1,740,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 35,685 | $1,729,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 66,968 | $1,727,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 113,227 | $1,725,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 234,100 | $1,721,000 | thousands by filing date | |
| TELETECH HOLDINGS INC | 879939106 | COM | 41,151 | $1,718,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 160,766 | $1,717,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 2,800 | $1,708,000 | thousands by filing date | call |
| Caterpillar Inc. | 149123101 | COM | 853 | $1,702,000 | thousands by filing date | call |
| BOINGO WIRELESS INC | 09739C102 | COM | 79,505 | $1,699,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 639,660 | $1,688,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 95,897 | $1,680,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES | 345550AP2 | NOTE | 1,400,000 | $1,678,000 | thousands by filing date | principal |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 38,319 | $1,669,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 708 | $1,657,000 | thousands by filing date | call |
| Salesforce.com, Inc | 79466L302 | COM | 1,415 | $1,656,000 | thousands by filing date | call |
| CITRIX SYS INC | 177376AD2 | NOTE 0.500% 4/1 | 1,420,000 | $1,647,000 | thousands by filing date | principal |
| ENERGY TRANSFER PARTNERS LP | 29278N103 | UNIT LTD PRT INT | 89,207 | $1,632,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 56,293 | $1,626,000 | thousands by filing date | |
| KB HOME 1.375 | 48666KAS8 | NOTE 1.375% 2/0 | 1,545,000 | $1,621,000 | thousands by filing date | principal |
| ALCOA CORP COM | 013872106 | Stock | 1,415 | $1,614,000 | thousands by filing date | call |
| WEB COM GROUP INC | 94733AAA2 | NOTE 1.000% 8/1 | 1,600,000 | $1,590,000 | thousands by filing date | principal |
| ORBOTECH LTD | M75253100 | ORD | 37,557 | $1,585,000 | thousands by filing date | |
| ROOT9B HOLDINGS INC | 776650202 | COM NEW | 788,174 | $1,584,000 | thousands by filing date | |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 85,352 | $1,582,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 99,722 | $1,581,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 19,840 | $1,578,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 31,159 | $1,562,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 212,291 | $1,562,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 88,385 | $1,537,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 14,498 | $1,536,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 19,112 | $1,535,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 44,007 | $1,533,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 105,110 | $1,530,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 14,608 | $1,511,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 78,722 | $1,511,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 1,645,000 | $1,511,000 | thousands by filing date | principal |
| AMERICAN PUB ED INC | 02913V103 | COM | 71,603 | $1,507,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 30,734 | $1,506,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 32,603 | $1,504,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 239,574 | $1,498,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 66,814 | $1,496,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 179,001 | $1,491,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 24,763 | $1,488,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 57,593 | $1,466,000 | thousands by filing date | |
| KMG CHEMICALS INC | 482564101 | COM | 26,607 | $1,460,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 10,016 | $1,457,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 22,440 | $1,451,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 205,832 | $1,451,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 83,191 | $1,450,000 | thousands by filing date | |
| MARRIOTT VACATIONS WRLDWDE C | 57164YAA5 | NOTE 1.500% 9/1 | 1,385,000 | $1,446,000 | thousands by filing date | principal |
| Aceto Corp | 004446AD2 | CONV BOND | 1,632,000 | $1,443,000 | thousands by filing date | principal |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 117,255 | $1,441,000 | thousands by filing date | |
| MDSO 1 8/01/18 | 58471AAB1 | Bond 30/360P2 U | 1,040,000 | $1,432,000 | thousands by filing date | principal |
| BROADSOFT INC | 11133BAB8 | NOTE 1.500% 7/0 | 1,120,000 | $1,425,000 | thousands by filing date | principal |
| EPIZYME INC | 29428V104 | COM | 74,762 | $1,424,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 72,681 | $1,423,000 | thousands by filing date | |
| REDWOOD TR INC | 758075AB1 | NOTE 4.625% 4/1 | 1,412,000 | $1,422,000 | thousands by filing date | principal |
| PARK STERLING CORP | 70086Y105 | COM | 114,517 | $1,422,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 7,598 | $1,419,000 | thousands by filing date | call |
| RYLAND GROUP 0.250 | 783764AS2 | NOTE 0.250% 6/0 | 1,475,000 | $1,413,000 | thousands by filing date | principal |
| APOGEE ENTERPRISES INC | 037598109 | COM | 29,222 | $1,410,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 34,560 | $1,403,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 55,304 | $1,383,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 27,348 | $1,382,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 24,334 | $1,377,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 141,308 | $1,376,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 33,732 | $1,363,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 613 | $1,353,000 | thousands by filing date | call |
| COVANTA HLDG CORP | 22282E102 | COM | 91,019 | $1,352,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 33,831 | $1,342,000 | thousands by filing date | call |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 1,325,000 | $1,319,000 | thousands by filing date | principal |
| PROOFPOINT INC | 743424AD5 | DBCV 0.750% 6/1 | 1,054,000 | $1,318,000 | thousands by filing date | principal |
| Bank of America Corp | 060505104 | COM | 4,102 | $1,313,000 | thousands by filing date | call |
| TIPTREE INC | 88822Q103 | COM | 209,806 | $1,311,000 | thousands by filing date | |
| EMPRESA DIST Y COMERCIAL NOR | 29244A102 | SPON ADR | 32,831 | $1,305,000 | thousands by filing date | |
| VEECO INSTRS INC DEL | 922417AD2 | NOTE 2.700% 1/1 | 1,360,000 | $1,301,000 | thousands by filing date | principal |
| BOTTOMLINE TECH DEL INC | 101388AA4 | NOTE 1.500%12/0 | 1,215,000 | $1,295,000 | thousands by filing date | principal |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 63,733 | $1,294,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 35,805 | $1,294,000 | thousands by filing date | |
| YANDEX N.V. | 98474TAB3 | 1.125% CNV BDS 15/12/18 USD | 1,298,000 | $1,290,000 | thousands by filing date | principal |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 35,867 | $1,269,000 | thousands by filing date | |
| CAROLINA TR BANCSHARES INC | 14422P105 | COM | 157,054 | $1,264,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 20,297 | $1,259,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 129,897 | $1,255,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 80,504 | $1,255,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 61,319 | $1,242,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 211,541 | $1,235,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 49,320 | $1,223,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 76,805 | $1,208,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 24,994 | $1,198,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 53,323 | $1,197,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 67,440 | $1,194,000 | thousands by filing date | |
| WESTBURY BANCORP INC COM | 95727P106 | COM | 60,154 | $1,193,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 13,267 | $1,191,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 81,372 | $1,177,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 58,064 | $1,161,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 16,166 | $1,158,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 64,200 | $1,158,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 81,819 | $1,152,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 73,200 | $1,152,000 | thousands by filing date | |
| TESLA INC | 88160RAD3 | NOTE 2.375% 3/1 | 935,000 | $1,148,000 | thousands by filing date | principal |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 9,787 | $1,147,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 56,761 | $1,144,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 128,700 | $1,139,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 36,909 | $1,139,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 135,546 | $1,139,000 | thousands by filing date | |
| AZUL S A | 05501U106 | OPT | 41,450 | $1,138,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 21,078 | $1,136,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 34,687 | $1,131,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 62,438 | $1,130,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 33,919 | $1,127,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 56,720 | $1,123,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 19,522 | $1,123,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 14,307 | $1,109,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 23,895 | $1,106,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 5,785 | $1,105,000 | thousands by filing date | call |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 12,778 | $1,103,000 | thousands by filing date | |
| VERISIGN INC | 92343EAD4 | CORPORATE OBLIG | 350,000 | $1,089,000 | thousands by filing date | principal |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 9,062 | $1,085,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 16,466 | $1,083,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 38,590 | $1,080,000 | thousands by filing date | |
| SFLY 0.25 5/18 | 82568PAB2 | Bond 30/360P2 U | 1,090,000 | $1,079,000 | thousands by filing date | principal |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 704,138 | $1,070,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 13,044 | $1,069,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 41,583 | $1,067,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 11,270 | $1,061,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AX1 | NOTE 3.125% 5/0 | 261,000 | $1,039,000 | thousands by filing date | principal |
| CEMEX SAB DE CV | 151290BC6 | NOTE 3.750% 3/1 | 910,000 | $1,037,000 | thousands by filing date | principal |
| EDITAS MEDICINE INC | 28106W103 | COM | 42,609 | $1,023,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 15,831 | $1,022,000 | thousands by filing date | |
| HORTONWORKS INC | 440894103 | COM | 59,972 | $1,017,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 77,400 | $1,016,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 23,122 | $1,009,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 25,911 | $1,008,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 17,843 | $1,000,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 700 | $998,000 | thousands by filing date | call |
| STRATASYS LTD | M85548101 | SHS | 43,124 | $997,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 7,333 | $991,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 22,715 | $990,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M856 | LBT VEN COM A NE | 17,132 | $986,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 21,363 | $981,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 14,582 | $981,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 67,529 | $980,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 376 | $979,000 | thousands by filing date | call |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 19,846 | $976,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642403 | COM PAR | 33,545 | $975,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAG6 | DBCV 2/1 | 995,000 | $967,000 | thousands by filing date | principal |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 107,705 | $954,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 27,682 | $951,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 9,020 | $944,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 49,978 | $940,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 28,738 | $938,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 33,446 | $934,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 66,608 | $933,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 78,864 | $931,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 20,707 | $927,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 48,880 | $924,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 15,866 | $923,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 660,000 | $912,000 | thousands by filing date | principal |
| COVISTA INC | 00737L103 | COM | 25,392 | $910,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 565 | $908,000 | thousands by filing date | call |
| VECTOR GROUP LTD | 92240M108 | COM | 44,320 | $907,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 4,076 | $906,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 73,291 | $905,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 10,372 | $905,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 68,015 | $902,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 12,750 | $896,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 42,496 | $895,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 21,795 | $882,000 | thousands by filing date | |
| WORKDAY INC | 98138HAC5 | NOTE 0.750% 7/1 | 676,000 | $881,000 | thousands by filing date | principal |
| SCHOLASTIC CORP COM | 807066105 | Stock | 23,535 | $876,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 884 | $871,000 | thousands by filing date | call |
| CU BANCORP | 126534106 | COM | 22,402 | $869,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 1,496 | $868,000 | thousands by filing date | call |
| PRIMERICA INC | 74164M108 | COM | 10,620 | $866,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 4,025 | $865,000 | thousands by filing date | call |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 10,793 | $863,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19762B889 | I INDIA SML CP ETF | 44,500 | $862,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 13,329 | $859,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 11,869 | $857,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 15,448 | $849,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 47,710 | $847,000 | thousands by filing date | |
| CHINACACHE INTL HLDG LTD | 16950M107 | SPON ADR | 996,929 | $847,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 46,376 | $842,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 33,605 | $836,000 | thousands by filing date | |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 455,000 | $836,000 | thousands by filing date | principal |
| FORTINET INC COM | 34959E109 | Stock | 23,287 | $835,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 1,134 | $834,000 | thousands by filing date | call |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 15,082 | $834,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 567 | $832,000 | thousands by filing date | put |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 33,353 | $832,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 56,674 | $831,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 42,853 | $824,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 266,438 | $822,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 8,949 | $820,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V | 62952QAB6 | NOTE 1.000%12/0 | 675,000 | $816,000 | thousands by filing date | principal |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 47,402 | $815,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 12,475 | $812,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J116 | PFD CONV SER A | 1,097 | $809,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 1,833 | $802,000 | thousands by filing date | call |
| EXTERRAN CORP | 30227H106 | COM | 25,206 | $796,000 | thousands by filing date | |
| FAUQUIER BANKSHARES INC VA | 312059108 | COM | 39,782 | $790,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 8,976 | $789,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 350 | $786,000 | thousands by filing date | call |
| HERCULES CAPITAL INC | 427096508 | COM | 60,743 | $784,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 1,840 | $783,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 1,332 | $779,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 86,594 | $779,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 627,000 | $776,000 | thousands by filing date | principal |
| PROASSURANCE CORP | 74267C106 | COM | 14,070 | $769,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 5,250 | $767,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 92,787 | $762,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 21,092 | $754,000 | thousands by filing date | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 27,764 | $741,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 68,068 | $740,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 44,233 | $737,000 | thousands by filing date | |
| QUIDEL CORP | 74838JAA9 | NOTE 3.250%12/1 | 485,000 | $735,000 | thousands by filing date | principal |
| Advanced Micro Devices,Inc. | 007903107 | COM | 1,750 | $732,000 | thousands by filing date | call |
| PRICELINE.COM INC 1.000 | 741503AQ9 | DEBT 1.000% 3/1 | 379,000 | $732,000 | thousands by filing date | principal |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 7,427 | $729,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 7,554 | $728,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 16,210 | $727,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 34,887 | $725,000 | thousands by filing date | |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 130,000 | $715,000 | thousands by filing date | principal |
| MDU RES GROUP INC | 552690109 | COM | 27,175 | $705,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 2,327 | $702,000 | thousands by filing date | call |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 15,220 | $700,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 12,454 | $697,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 41,025 | $693,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 15,628 | $690,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 254,900 | $689,000 | thousands by filing date | |
| AIR LEASE CORP | 00912XAK0 | NOTE 3.875%12/0 | 450,000 | $684,000 | thousands by filing date | principal |
| AIR PRODS & CHEMS INC | 009158106 | COM | 4,484 | $678,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 3,865 | $677,000 | thousands by filing date | call |
| BRINKER INTL INC COM | 109641100 | Stock | 21,206 | $676,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 37,036 | $675,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 219,728 | $670,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 4,919 | $670,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 19,455 | $665,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 24,582 | $661,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 10,400 | $657,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 12,013 | $652,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 79,790 | $644,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 96,653 | $644,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 36,792 | $642,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 3,542 | $638,000 | thousands by filing date | call |
| WORKDAY INC CL A | 98138H101 | Stock | 573 | $636,000 | thousands by filing date | call |
| Anglogold Ashanti Plc | 035128206 | Common | 68,224 | $634,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 21,737 | $626,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 29,745 | $622,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 7,494 | $621,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 33,010 | $620,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 25,494 | $619,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000846087-17-000011 | this filing | 2017-11-13 | acceptance time not in the bulk data set |