13F-HR filed by BlackRock Inc.
BlackRock Inc. filed this 13F-HR for the quarter ended 2021-12-31, filed 2022-02-10, with 5,815 holding rows worth $3,927,761,904,000.
- Accession
- 0000834237-22-008654
- Filer
- CIK 1364742
- Filed
- 2022-02-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2021
A combination report, 53,039 entries on the cover page, a total value of $3,927,761,904,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,927,761,904,000 with VALUE read as thousands by filing date, 13F file number 028-12019. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRUSSELL FRANK CO
- reports for this filerNationwide Mutual Funds/Nationwide Fund Advisors
- reports for this filerNationwide Variable Insurance Trust and Nationwide Fund Advisors
- included managerBlackRock Financial Management, Inc.
- included managerBlackRock Investment Management (Taiwan) Limited
- included managerBlackRock Investment Management (Australia) Limited
- included managerBlackRock Asset Management Canada Limited
- included managerBlackRock (Singapore) Limited
- included managerBlackRock Asset Management North Asia Ltd
- included managerBlackRock Brasil Gestora de Investimentos Ltd.
- included managerFutureAdvisor, Inc.
- included managerBlackRock Investment Management, LLC
- included managerBlackRock Advisors LLC
- included managerBlackRock Capital Management, Inc.
- included managerBlackRock Fund Advisors
- included managerBlackRock Institutional Trust Company, N.A.
- included managerBlackRock Japan Co. Ltd
- included managerBlackRock Group LTD
- included managerBlackRock Fund Managers Limited
- included managerBlackRock Investment Management (UK) Limited
- included managerBlackRock (Netherlands) B.V.
- included managerBlackRock International Limited
- included managerBlackRock Asset Management Ireland Limited
- included managerBlackRock Advisors (UK) Limited
- included managerBlackRock Asset Management Deutschland AG
- included managerBlackRock (Luxembourg) S.A.
- included managerIShares (DE) I InvAG Mit Teilgesellschaftsvermogen
- included managerBlackRock Life Limited
- included managerBlackRock Fund Management Company S.A.
- included managerBlackRock Asset Management Schweiz AG
- included managerTennenbaum Capital Partners, LLC
- included managerAperio Group, LLC
- included managerBlackRock Capital Investment Advisors, LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 1,410,067 | $4,936,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 298,134 | $4,928,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 1,533,171 | $4,920,000 | thousands by filing date | |
| Gaotu Techedu Inc | 36257Y109 | COM | 2,524,817 | $4,898,000 | thousands by filing date | |
| GENETRON HLDGS LTD | 37186H100 | ADS | 801,539 | $4,890,000 | thousands by filing date | |
| CVRX INC | 126638105 | COMMON STOCK | 395,412 | $4,836,000 | thousands by filing date | |
| SAILPOINT TECHNOLOGIES HLDGS | 78781PAB1 | NOTE | 2,698,000 | $4,799,000 | thousands by filing date | principal |
| SPRINKLR INC | 85208T107 | CL A | 302,082 | $4,793,000 | thousands by filing date | |
| SIGILON THERAPEUTICS INC | 82657L107 | COM | 1,736,557 | $4,793,000 | thousands by filing date | |
| COMPASS PATHWAYS PLC | 20451W101 | SPONSORED ADS | 216,320 | $4,781,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 77,781 | $4,760,000 | thousands by filing date | |
| LIVEONE INC | 53814X102 | COM | 3,717,139 | $4,758,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAB1 | NOTE 0.375% 3/1 | 4,655,000 | $4,736,000 | thousands by filing date | principal |
| GRACELL BIOTECHNOLOGIES INC | 38406L103 | ADR | 779,691 | $4,709,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 754,390 | $4,707,000 | thousands by filing date | |
| CLENE INC | 185634102 | COM | 1,145,686 | $4,697,000 | thousands by filing date | |
| SCIPLAY CORPORATION | 809087109 | CL A | 340,733 | $4,695,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD | 23248VAB1 | NOTE 11/1 | 3,725,000 | $4,694,000 | thousands by filing date | principal |
| WM TECHNOLOGY INC | 92971A109 | COM *D* | 780,929 | $4,669,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAE1 | NOTE 0.750% 9/0 | 3,000,000 | $4,661,000 | thousands by filing date | principal |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 168,131 | $4,642,000 | thousands by filing date | |
| UNITED STATES STL CORP | 912909AT5 | NOTE 5.000%11/0 | 2,305,000 | $4,642,000 | thousands by filing date | principal |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 162,604 | $4,634,000 | thousands by filing date | |
| Allbirds Inc | 01675A109 | COM | 307,053 | $4,631,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 113,107 | $4,629,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AF9 | NOTE 1.000% 1/3 | 2,668,000 | $4,599,000 | thousands by filing date | principal |
| RALLYBIO CORP | 75120L100 | COM | 481,508 | $4,593,000 | thousands by filing date | |
| NATERA INC | 632307AB0 | BOND | 1,789,000 | $4,574,000 | thousands by filing date | principal |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 97,822 | $4,555,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 63,123 | $4,554,000 | thousands by filing date | |
| 1Stdibs.Com Inc | 320551104 | COM | 363,209 | $4,543,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 126,709 | $4,540,000 | thousands by filing date | |
| CHEGG INC | 163092AD1 | NOTE 0.125% 3/1 | 4,606,000 | $4,537,000 | thousands by filing date | principal |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 264,702 | $4,522,000 | thousands by filing date | |
| BELLUS HEALTH INC NEW | 07987C204 | COM | 559,813 | $4,506,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 18,702,065 | $4,481,000 | thousands by filing date | |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 106,743 | $4,478,000 | thousands by filing date | |
| LOGAN RIDGE FINANCE CORP | 14054R403 | cp | 176,107 | $4,478,000 | thousands by filing date | |
| RH | 74967XAD5 | CV | 1,766,000 | $4,466,000 | thousands by filing date | principal |
| ROYAL CARIBBEAN GROUP | 780153BF8 | NOTE 2.875%11/1 | 3,790,000 | $4,465,000 | thousands by filing date | principal |
| CTI BIOPHARMA CORP | 12648L601 | COM | 1,798,830 | $4,462,000 | thousands by filing date | |
| RXSIGHT INC | 78349D107 | COM | 395,498 | $4,450,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 246,552 | $4,428,000 | thousands by filing date | |
| ROOT INC | 77664L108 | COMMON STOCK | 1,423,391 | $4,412,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 148,301 | $4,411,000 | thousands by filing date | |
| REPLIGEN CORP | 759916AB5 | BOND | 1,887,000 | $4,410,000 | thousands by filing date | principal |
| MANDIANT INC | 31816QAF8 | NOTE 0.875% 6/0 | 4,237,000 | $4,406,000 | thousands by filing date | principal |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 1,170,693 | $4,390,000 | thousands by filing date | |
| ACUTUS MED INC | 005111109 | COM | 1,287,175 | $4,389,000 | thousands by filing date | |
| CO-DIAGNOSTICS INC | 189763105 | COM | 490,446 | $4,380,000 | thousands by filing date | |
| GENIUS SPORTS LIMITED | G3934V117 | *W EXP 04/30/202 | 2,000,000 | $4,380,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAN0 | NOTE 1.250% 4/0 | 1,540,000 | $4,341,000 | thousands by filing date | principal |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 4,295,410 | $4,338,000 | thousands by filing date | |
| 8X8 INC NEW | 282914AB6 | BOND | 4,346,000 | $4,322,000 | thousands by filing date | principal |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 426,661 | $4,310,000 | thousands by filing date | |
| SOPHIA GENETICS SA | H82027105 | ORDINARY SHARES | 305,250 | $4,304,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 584,801 | $4,298,000 | thousands by filing date | |
| GREENBOX POS | 39366L208 | COM NEW | 1,021,369 | $4,290,000 | thousands by filing date | |
| ISHARES TR | 46435U382 | MSCI JP EQUL | 115,000 | $4,277,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 96,655 | $4,273,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 91,136 | $4,267,000 | thousands by filing date | |
| VIDLER WATER RESOUCES INC | 92660E107 | COM | 352,713 | $4,261,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 257,601 | $4,248,000 | thousands by filing date | |
| iShares MSCI USA Quality GARP ETF | 46436E403 | SHS | 105,000 | $4,231,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 497,074 | $4,215,000 | thousands by filing date | |
| SmileDirectClub Inc | 83192H106 | COM | 1,784,226 | $4,195,000 | thousands by filing date | |
| THE BEACHBODY COMPANY INC | 073463101 | COM | 1,766,109 | $4,187,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 183,380 | $4,172,000 | thousands by filing date | |
| SNAP INC | 83304AAD8 | NOTE 0.250% 5/0 | 1,873,000 | $4,168,000 | thousands by filing date | principal |
| POLISHED COM INC | 28252C109 | CMN | 1,735,480 | $4,165,000 | thousands by filing date | |
| NCL CORP LTD | 62886HAX9 | NOTE 5.375% 8/0 | 2,930,000 | $4,161,000 | thousands by filing date | principal |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 250,000 | $4,159,000 | thousands by filing date | call |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 136,782 | $4,148,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 44,587 | $4,143,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 268,217 | $4,136,000 | thousands by filing date | |
| LIVONGO HEALTH INC | 539183AA1 | NOTE 0.875% 6/0 | 3,625,000 | $4,131,000 | thousands by filing date | principal |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 557,023 | $4,122,000 | thousands by filing date | |
| INSMED INC | 457669AB5 | NOTE 0.750% 6/0 | 3,800,000 | $4,117,000 | thousands by filing date | principal |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 843,343 | $4,107,000 | thousands by filing date | |
| MONDAY COM LTD SHS | M7S64H106 | Stock | 13,221 | $4,081,000 | thousands by filing date | |
| BLACKROCK ETF TRUST | 09290C806 | ISHA US THEM ETF | 160,000 | $4,069,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 160,722 | $4,063,000 | thousands by filing date | |
| AURA BIOSCIENCES INC | 05153U107 | COMMON STOCK | 238,783 | $4,055,000 | thousands by filing date | |
| VAIL RESORTS INC | 91879QAN9 | NOTE 1/0 | 3,800,000 | $4,050,000 | thousands by filing date | principal |
| SUZANO S A SPON ADS | 86959K105 | ADR | 374,794 | $4,048,000 | thousands by filing date | |
| PEGASYSTEMS INC | 705573AB9 | NOTE 0.750% 3/0 | 3,827,000 | $4,042,000 | thousands by filing date | principal |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 115,085 | $4,039,000 | thousands by filing date | |
| WORKIVA INC | 98139AAB1 | NOTE 1.125% 8/1 | 2,275,000 | $4,015,000 | thousands by filing date | principal |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 1,117,553 | $4,014,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 1,643,201 | $4,010,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 291,441 | $4,001,000 | thousands by filing date | |
| XWELL INC COM NEW | 98420U703 | Stock | 1,979,009 | $3,997,000 | thousands by filing date | |
| APOLLO STRATEGIC GRWT CPTL I | G0412A110 | UNIT 99/99/9999 | 400,000 | $3,984,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 2,286,065 | $3,979,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 424,385 | $3,960,000 | thousands by filing date | |
| FINCH THERAPEUTICS GROUP INC | 31773D101 | COM | 395,782 | $3,946,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 503,791 | $3,940,000 | thousands by filing date | |
| VALHI INC | 918905209 | COMMON STOCK | 136,797 | $3,934,000 | thousands by filing date | |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 303,403 | $3,932,000 | thousands by filing date | |
| ZYNGA INC | 98986TAB4 | NOTE 0.250% 6/0 | 3,641,000 | $3,930,000 | thousands by filing date | principal |
| TIM SA-ADR | 88706T108 | SPONSORED ADR | 337,353 | $3,927,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 487,914 | $3,908,000 | thousands by filing date | |
| ISHARES TR | 46436E445 | ESG OPTI MIN ETF | 150,000 | $3,906,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 1,114,645 | $3,902,000 | thousands by filing date | |
| NEXIMMUNE INC | 65344D109 | COM | 846,010 | $3,901,000 | thousands by filing date | |
| EVOLV TECHNOLOGIES HLDNGS IN | 30049H102 | COM CL A | 874,566 | $3,899,000 | thousands by filing date | |
| ZOMEDICA CORP COM | 98980M109 | Stock | 12,710,306 | $3,896,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 521,149 | $3,894,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985AM1 | NOTE 0.500% 8/1 | 3,588,000 | $3,886,000 | thousands by filing date | principal |
| CONMED CORP | 207410AF8 | BOND | 2,328,000 | $3,870,000 | thousands by filing date | principal |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 557,545 | $3,863,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 449,320 | $3,851,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 145,432 | $3,841,000 | thousands by filing date | |
| LEAP THERAPEUTICS INC | 52187K101 | COM | 1,184,109 | $3,837,000 | thousands by filing date | |
| STONEMOR INC | 86184W106 | COM | 1,679,262 | $3,829,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 1,665,763 | $3,798,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 3,134,773 | $3,795,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 102,288 | $3,787,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 151,284 | $3,787,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 296,029 | $3,780,000 | thousands by filing date | |
| MERIDIAN CORP | 58958P104 | COMMON STOCK | 102,748 | $3,778,000 | thousands by filing date | |
| SUMMIT THERAPEUTICS INC | 86627T108 | COM | 1,400,740 | $3,768,000 | thousands by filing date | |
| BEST INC | 08653C106 | SPONSORED ADS | 4,414,491 | $3,758,000 | thousands by filing date | |
| EURONET WORLDWIDE INC | 298736AL3 | NOTE 0.750% 3/1 | 3,464,000 | $3,741,000 | thousands by filing date | principal |
| EXPRESS INC | 30219E103 | COMMON STOCK | 1,214,425 | $3,740,000 | thousands by filing date | |
| CRESCENT CAP BDC INC | 225655109 | COM | 212,168 | $3,734,000 | thousands by filing date | |
| CLIMB BIO INC | 28658R106 | COMMON STOCK | 356,444 | $3,728,000 | thousands by filing date | |
| HARROW INC | 415858109 | COM | 431,267 | $3,725,000 | thousands by filing date | |
| HIGHPEAK ENERGY INC | 43114Q105 | COMMON STOCK | 253,273 | $3,708,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 286,090 | $3,685,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 1,147,879 | $3,684,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765UAB9 | NOTE 0.750% 2/1 | 2,301,000 | $3,682,000 | thousands by filing date | principal |
| APTINYX INC | 03836N103 | COM | 1,374,768 | $3,669,000 | thousands by filing date | |
| GEMINI THERAPEUTICS INC | 36870G105 | CMN | 1,256,373 | $3,657,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 827,466 | $3,640,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAK7 | NOTE 1.250% 5/1 | 3,478,000 | $3,628,000 | thousands by filing date | principal |
| MOMENTUS INC | 60879E101 | COM | 865,832 | $3,620,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 267,400 | $3,616,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 15,000 | $3,599,000 | thousands by filing date | call |
| ISHARES TR | 464287754 | US INDUSTRIALS | 31,769 | $3,582,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 4,955,833 | $3,570,000 | thousands by filing date | |
| BLACKROCK ETF TRUST | 09290C608 | ISHA WORL EX ETF | 75,000 | $3,568,000 | thousands by filing date | |
| GT BIOPHARMA INC | 36254L209 | COM NEW | 1,166,026 | $3,556,000 | thousands by filing date | |
| IBEX LTD | G4690M101 | COMMON STOCK | 274,893 | $3,544,000 | thousands by filing date | |
| AIRSCULPT TECHNOLOGIES INC | 009496100 | COMMON STOCK | 206,117 | $3,543,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 50,103 | $3,541,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 121,418 | $3,541,000 | thousands by filing date | |
| ONTRAK INC | 683373104 | COM | 561,327 | $3,530,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 196,151 | $3,527,000 | thousands by filing date | |
| POLYMET MNG CORP | 731916409 | COM | 1,405,610 | $3,514,000 | thousands by filing date | |
| CELLEBRITE DI LTD ORDINARY SHARES | M2197Q107 | Stock | 437,308 | $3,507,000 | thousands by filing date | |
| ISTAR INC | 45031UCB5 | NOTE 3.125% 9/1 | 1,865,000 | $3,503,000 | thousands by filing date | principal |
| PDS BIOTECHNOLOGY CORP | 70465T107 | COM | 431,405 | $3,495,000 | thousands by filing date | |
| APOLLO ENDOSURGERY INC | 03767D108 | COM | 412,956 | $3,481,000 | thousands by filing date | |
| BIORA THERAPEUTICS INC | 74319F107 | COM | 1,664,377 | $3,478,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 365,454 | $3,476,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 137,529 | $3,471,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 268,235 | $3,468,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 451,460 | $3,467,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 31,296 | $3,464,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 214,100 | $3,464,000 | thousands by filing date | call |
| BLOCK INC | 852234AJ2 | NOTE 5/0 | 3,375,000 | $3,461,000 | thousands by filing date | principal |
| BLACKROCK ETF TRUST | 09290C707 | FUTURE CLIMATE | 135,000 | $3,459,000 | thousands by filing date | |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 715,615 | $3,435,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT IN | 538034AU3 | NOTE 2.000% 2/1 | 2,613,000 | $3,433,000 | thousands by filing date | principal |
| PCB BANCORP | 69320M109 | COMMON STOCK | 156,210 | $3,430,000 | thousands by filing date | |
| NEUROPACE INC | 641288105 | COMMON STOCK | 340,087 | $3,428,000 | thousands by filing date | |
| EURODRY LTD | Y23508107 | COM | 180,000 | $3,427,000 | thousands by filing date | |
| PATRIA INVESTMENTS LIMITED | G69451105 | COM CL A | 211,569 | $3,427,000 | thousands by filing date | |
| BAKKT HOLDINGS INC | 05759B107 | COM | 401,576 | $3,417,000 | thousands by filing date | |
| ZEVIA PBC | 98955K104 | CL A | 482,314 | $3,400,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 138,760 | $3,399,000 | thousands by filing date | |
| LIANBIO ADR | 53000N108 | COM | 550,000 | $3,388,000 | thousands by filing date | |
| INFINERA CORP | 45667GAC7 | BOND | 2,850,000 | $3,382,000 | thousands by filing date | principal |
| BBQ HLDGS INC | 05551A109 | CMN | 213,370 | $3,381,000 | thousands by filing date | |
| II VI INC | 902104AB4 | NOTE 0.250% 9/0 | 2,284,000 | $3,380,000 | thousands by filing date | principal |
| HESS MIDSTREAM LP | 428103105 | CL A SHS | 122,214 | $3,377,000 | thousands by filing date | |
| H World Group Ltd | 44332NAB2 | Convertible bond | 3,029,000 | $3,375,000 | thousands by filing date | principal |
| PRIORITY TECHNOLOGY HOLDINGS | 74275G107 | COMMON STOCK | 476,320 | $3,373,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 322,247 | $3,373,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 1,219,389 | $3,353,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 156,683 | $3,339,000 | thousands by filing date | |
| LI-CYCLE HOLDINGS CORP | 50202P105 | COMMON SHARES | 334,338 | $3,330,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125CAD1 | NOTE 2.250% 5/1 | 2,655,000 | $3,310,000 | thousands by filing date | principal |
| LAKELAND INDS INC | 511795106 | COM | 152,030 | $3,299,000 | thousands by filing date | |
| A K A BRANDS HLDG CORP COM SHS | 00152K101 | Stock | 356,251 | $3,295,000 | thousands by filing date | |
| BLACKSKY TECHNOLOGY INC | 09263B108 | COM CL A | 730,591 | $3,280,000 | thousands by filing date | |
| SOHO HOUSE & CO INC | 586001109 | COM CL A | 256,490 | $3,278,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 573,838 | $3,275,000 | thousands by filing date | |
| PLX PHARMA INC. XXXBANKRUPTCY EFF: 10/02/23 | 72942A107 | COMMON STOCK | 408,574 | $3,273,000 | thousands by filing date | |
| TALIS BIOMEDICAL CORP | 87424L108 | CMN | 816,031 | $3,272,000 | thousands by filing date | |
| ONDAS HLDGS INC | 68236H204 | COM NEW | 485,975 | $3,261,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC | 462222AB6 | NOTE 0.125%12/1 | 3,626,000 | $3,241,000 | thousands by filing date | principal |
| LENDINGTREE INC | 52603BAD9 | NOTE 0.500% 7/1 | 3,911,000 | $3,241,000 | thousands by filing date | principal |
| CENTESSA PHARMACEUTICALS PLC | 152309100 | SPONSORED ADS | 287,238 | $3,234,000 | thousands by filing date | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 633,948 | $3,233,000 | thousands by filing date | |
| LIGHTNING EMOTORS INC | 53228T101 | COM | 533,831 | $3,208,000 | thousands by filing date | |
| KATAPULT HOLDINGS INC | 485859102 | COM | 951,903 | $3,208,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 133,497 | $3,196,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 107,399 | $3,185,000 | thousands by filing date | |
| VARONIS SYS INC | 922280AB8 | BOND | 1,855,000 | $3,182,000 | thousands by filing date | principal |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 187,415 | $3,175,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 157,182 | $3,175,000 | thousands by filing date | |
| ISHARES TR | 46432FAN7 | 2023 INVTGR BD | 129,000 | $3,163,000 | thousands by filing date | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 108,278 | $3,154,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 149,810 | $3,142,000 | thousands by filing date | |
| KALTURA INC | 483467106 | COMMON STOCK | 930,685 | $3,135,000 | thousands by filing date | |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 276,903 | $3,129,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 390,810 | $3,119,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 281,604 | $3,117,000 | thousands by filing date | |
| PHUNWARE INC | 71948P100 | COMMON | 1,177,001 | $3,096,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC | 695127AF7 | NOTE 0.750% 8/0 | 2,795,000 | $3,090,000 | thousands by filing date | principal |
| CHEESECAKE FACTORY INC | 163072AA9 | NOTE 0.375% 6/1 | 3,450,000 | $3,089,000 | thousands by filing date | principal |
| INNODATA INC | 457642205 | COM NEW | 520,041 | $3,079,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 2,649,000 | $3,076,000 | thousands by filing date | principal |
| IMPEL PHARMACEUTICALS INC | 45258K109 | CMN | 355,077 | $3,064,000 | thousands by filing date | |
| ZEPP HEALTH CORPORATION SPONSORED ADR | 98945L105 | ADR | 604,989 | $3,055,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 102,830 | $3,054,000 | thousands by filing date | |
| BIODESIX INC | 09075X108 | COM | 577,242 | $3,054,000 | thousands by filing date | |
| ALPINE INCOME PROPERTY TRUST | 02083X103 | REIT | 152,080 | $3,048,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 760,853 | $3,042,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 946,666 | $3,039,000 | thousands by filing date | |
| INTEST CORP | 461147100 | COMMON STOCK | 238,853 | $3,039,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886TAJ1 | NOTE 1.750% 6/0 | 2,275,000 | $3,038,000 | thousands by filing date | principal |
| VIRIDIAN THERAPEUTICS INC | 92790C104 | COM | 153,126 | $3,028,000 | thousands by filing date | |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 3,020,000 | $3,013,000 | thousands by filing date | principal |
| FIRSTSERVICE CORP NEW COM | 33767E202 | Stock | 15,321 | $3,010,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 350,000 | $3,006,000 | thousands by filing date | call |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 1,850,000 | $3,006,000 | thousands by filing date | principal |
| NERDWALLET INC CL A | 64082B102 | COMMON STOCK | 193,270 | $3,005,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 82,704 | $3,001,000 | thousands by filing date | |
| RIDENOW GROUP INC | 781386305 | COM CL B | 72,067 | $2,993,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 3,557,000 | $2,993,000 | thousands by filing date | principal |
| NUVASIVE INC | 670704AL9 | BOND | 2,986,000 | $2,986,000 | thousands by filing date | principal |
| SOS LIMITED | 83587W106 | SPNSORD ADS NEW | 3,624,652 | $2,980,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 119,301 | $2,979,000 | thousands by filing date | |
| ATRENEW INC | 00138L108 | SPONSORED ADS | 500,000 | $2,970,000 | thousands by filing date | |
| ANGION BIOMEDICA CORP | 03476J107 | COM | 1,022,327 | $2,964,000 | thousands by filing date | |
| RILEY EXPLORATION PERMIAN IN | 76665T102 | COM | 152,538 | $2,947,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 32,755 | $2,942,000 | thousands by filing date | |
| CHIPMOS TECHNOLOGIES INC SPONSORD ADS NEW | 16965P202 | ADR | 83,425 | $2,931,000 | thousands by filing date | |
| JOYY INC | 98426TAD8 | NOTE 0.750% 6/1 | 3,230,000 | $2,929,000 | thousands by filing date | principal |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 659,522 | $2,928,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 389,507 | $2,918,000 | thousands by filing date | |
| ISHARES TR | 46435G219 | INVESTMENT GRADE | 55,319 | $2,913,000 | thousands by filing date | |
| NOVAVAX INC | 670002AB0 | NOTE 3.750% 2/0 | 2,125,000 | $2,910,000 | thousands by filing date | principal |
| BLEND LABS INC | 09352U108 | CL A | 395,371 | $2,902,000 | thousands by filing date | |
| ENVESTNET INC | 29404KAB2 | BOND | 2,305,000 | $2,896,000 | thousands by filing date | principal |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 43,539 | $2,894,000 | thousands by filing date | |
| STRIDE INC | 86333MAA6 | NOTE 1.125% 9/0 | 2,960,000 | $2,880,000 | thousands by filing date | principal |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 925,577 | $2,879,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 177,886 | $2,876,000 | thousands by filing date | |
| THIRD COAST BANCSHARES INC | 88422P109 | COM | 110,528 | $2,872,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 103,549 | $2,868,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 3,045,000 | $2,868,000 | thousands by filing date | principal |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 178,074 | $2,848,000 | thousands by filing date | |
| Cinedigm Corp CL A | 172406209 | COM NEW | 2,454,099 | $2,847,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AL3 | DBCV 4.000% 1/1 | 2,450,000 | $2,834,000 | thousands by filing date | principal |
| ISHARES TR | 46435G508 | MSCI INTL SZE FT | 96,751 | $2,828,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 283,494 | $2,826,000 | thousands by filing date | |
| HOOKIPA PHARMA INC | 43906K100 | COM | 1,212,502 | $2,825,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 502,373 | $2,803,000 | thousands by filing date | |
| GENASYS INC | 36872P103 | CMN | 699,290 | $2,783,000 | thousands by filing date | |
| BANDWIDTH INC | 05988JAB9 | NOTE 0.250% 3/0 | 2,630,000 | $2,783,000 | thousands by filing date | principal |
| AGRIFY CORP | 00853E107 | COM | 302,530 | $2,783,000 | thousands by filing date | |
| LOOP INDS INC | 543518104 | COM | 226,739 | $2,782,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAT0 | NOTE 3.750% 2/0 | 2,540,000 | $2,781,000 | thousands by filing date | principal |
| OWLET INC | 69120X107 | COM | 1,040,798 | $2,779,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 1,533,639 | $2,776,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 1,187,119 | $2,766,000 | thousands by filing date | |
| CANO HEALTH INC | 13781Y111 | WARR | 1,156,329 | $2,763,000 | thousands by filing date | |
| SMART GLOBAL HLDGS INC | 83205YAB0 | BOND | 1,475,000 | $2,740,000 | thousands by filing date | principal |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 292,200 | $2,737,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978AAC8 | NOTE 0.125%12/1 | 2,820,000 | $2,737,000 | thousands by filing date | principal |
| LOTTERY COM INC | 54570M108 | COM | 428,608 | $2,730,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 30,000 | $2,718,000 | thousands by filing date | call |
| RENEO PHARMACEUTICALS INC | 75974E103 | COM | 316,875 | $2,709,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 27,225 | $2,707,000 | thousands by filing date | |
| ARHAUS INC | 04035M102 | COMMON STOCK | 204,143 | $2,706,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 47,992 | $2,700,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 72,744 | $2,693,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193AE4 | NOTE 2.750% 5/0 | 1,563,000 | $2,693,000 | thousands by filing date | principal |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 406,122 | $2,664,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 62,591 | $2,663,000 | thousands by filing date | |
| NORTHEAST BK PORTLAND ME | 66405S100 | COM | 74,388 | $2,658,000 | thousands by filing date | |
| 2U INC | 90214JAB7 | NOTE 2.250% 5/0 | 2,514,000 | $2,658,000 | thousands by filing date | principal |
| CELLECTIS ADS | 15117K103 | COM | 327,284 | $2,657,000 | thousands by filing date | |
| CREATIVE MEDIA & CMNTY TR | 125525584 | TRUS | 361,191 | $2,654,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 562,612 | $2,650,000 | thousands by filing date | |
| PRA GROUP INC | 69354NAB2 | Convertible Debt | 2,275,000 | $2,649,000 | thousands by filing date | principal |
| ENERPLUS CORP | 292766102 | COM | 250,134 | $2,647,000 | thousands by filing date | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 242,698 | $2,646,000 | thousands by filing date | |
| LARIMAR THERAPEUTICS INC | 517125100 | COM | 244,897 | $2,643,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 227,598 | $2,638,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 159,675 | $2,623,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 1,850,000 | $2,620,000 | thousands by filing date | principal |
| PARSONS CORP DEL | 70202LAB8 | BOND | 2,640,000 | $2,618,000 | thousands by filing date | principal |
| SUPERIOR INDS INTL INC | 868168105 | COM | 580,239 | $2,599,000 | thousands by filing date | |
| ACROPOLIS INFRASTRUCTURE ACQ | 005029103 | CL A | 267,889 | $2,596,000 | thousands by filing date | |
| ANNOVIS BIO INC | 03615A108 | COM | 147,599 | $2,595,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 456,289 | $2,592,000 | thousands by filing date | |
| CAMBER ENERGY INC | 13200M508 | COM | 3,043,859 | $2,587,000 | thousands by filing date | |
| ALTERYX INC | 02156BAD5 | BOND | 2,750,000 | $2,582,000 | thousands by filing date | principal |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 140,097 | $2,579,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 193,209 | $2,575,000 | thousands by filing date | |
| SACHEM CAP CORP | 78590A109 | COM | 440,710 | $2,574,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 113,659 | $2,555,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2026 TERM TREASURY ETF | 46435U127 | ETF | 85,000 | $2,551,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 24,592 | $2,539,000 | thousands by filing date | |
| TILRAY BRANDS INC | 88688TAB6 | NOTE 5.000%10/0 | 2,600,000 | $2,538,000 | thousands by filing date | principal |
| RISKIFIED LTD A | M8216R109 | COMMON STOCK | 322,172 | $2,533,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 85,461 | $2,528,000 | thousands by filing date | |
| BRIDGEBIO PHARMA INC | 10806XAB8 | NOTE 2.500% 3/1 | 3,445,000 | $2,522,000 | thousands by filing date | principal |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 104,172 | $2,519,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 638,386 | $2,509,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V708 | US CORE EQUITY 2 | 86,266 | $2,499,000 | thousands by filing date | |
| BGSF INC | 05601C105 | COM | 173,194 | $2,486,000 | thousands by filing date | |
| IQIYI INC | 46267XAB4 | NOTE 3.750%12/0 | 2,500,000 | $2,486,000 | thousands by filing date | principal |
| AVEO PHARMACEUTICALS INC | 053588307 | COM | 527,826 | $2,475,000 | thousands by filing date | |
| CLIMATE REAL IMPACT SLUTINS | 187171103 | CMN | 252,856 | $2,468,000 | thousands by filing date | |
| GREENIDGE GENERATION HLDGS I | 39531G100 | COM | 153,606 | $2,465,000 | thousands by filing date | |
| NRX PHARMACEUTICALS INC | 629444100 | COMMON | 515,448 | $2,464,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 390,103 | $2,461,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 220,620 | $2,455,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 2,441,000 | $2,450,000 | thousands by filing date | principal |
| AUTOLUS THERAPEUTICS PLC SPON | 05280R100 | COM | 471,733 | $2,448,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 431,328 | $2,445,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 2,135,000 | $2,442,000 | thousands by filing date | principal |
| ARQ INC | 00770C101 | COM | 367,673 | $2,434,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q200 | COM | 358,535 | $2,413,000 | thousands by filing date | |
| TALKSPACE INC | 87427V103 | COM | 1,221,978 | $2,407,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 835,648 | $2,407,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 86,736 | $2,404,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 110,288 | $2,401,000 | thousands by filing date | |
| BLACKLINE INC | 09239BAB5 | NOTE 0.125% 8/0 | 1,588,000 | $2,392,000 | thousands by filing date | principal |
| GUESS INC | 401617AD7 | BOND | 2,050,000 | $2,390,000 | thousands by filing date | principal |
| Q2 HLDGS INC | 74736LAD1 | NOTE 0.750% 6/0 | 2,130,000 | $2,388,000 | thousands by filing date | principal |
| INMUNE BIO INC | 45782T105 | COM | 233,265 | $2,379,000 | thousands by filing date | |
| GX ACQUISITION CORP II | 36260F105 | CLASS A COM | 244,932 | $2,374,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577AB8 | NOTE 1.000% 5/1 | 2,750,000 | $2,371,000 | thousands by filing date | principal |
| PORTAGE BIOTECH INC | G7185A128 | COM | 221,005 | $2,371,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 227,355 | $2,362,000 | thousands by filing date | |
| ORBITAL ENERGY GROUP INC | 68559A109 | COM | 1,077,403 | $2,359,000 | thousands by filing date | |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 394,724 | $2,353,000 | thousands by filing date | |
| GREENSKY INC | 39572G100 | CL A | 206,909 | $2,351,000 | thousands by filing date | |
| FREYR BATTERY | L4135L100 | SHS | 210,095 | $2,349,000 | thousands by filing date | |
| BEYOND AIR INC | 08862L103 | COM | 247,932 | $2,341,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 184,446 | $2,294,000 | thousands by filing date | |
| SCYNEXIS INC | 811292200 | COM NEW | 375,246 | $2,289,000 | thousands by filing date | |
| TFF PHARMACEUTICALS INC | 87241J104 | COM | 257,499 | $2,284,000 | thousands by filing date | |
| Ramaco Resources Inc | 75134P303 | COM CL B | 167,620 | $2,280,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 27,545 | $2,278,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 81,907 | $2,278,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 601,076 | $2,266,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220KAF5 | NOTE 0.750% 5/1 | 2,275,000 | $2,265,000 | thousands by filing date | principal |
| CONFORMIS INC | 20717E101 | COM | 2,963,987 | $2,257,000 | thousands by filing date | |
| LANDOS BIOPHARMA INC | 515069102 | CMN | 470,428 | $2,257,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | 53069QAB5 | BOND | 2,296,000 | $2,256,000 | thousands by filing date | principal |
| POWERFLEET INC | 73931J109 | COMMON STOCK | 475,005 | $2,252,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 2,296,895 | $2,226,000 | thousands by filing date | |
| SIBANYE STILLWATER LTD SPONSORED ADR | 82575P107 | ADR | 177,298 | $2,223,000 | thousands by filing date | |
| DREAM FINDERS HOMES INC COM CL A | 26154D100 | Stock | 114,038 | $2,218,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 41,793 | $2,217,000 | thousands by filing date | |
| WEST FRASER TIMBER CO LTD COM | 952845105 | Stock | 23,185 | $2,211,000 | thousands by filing date | |
| INVITAE CORP | 46185LAB9 | NOTE 2.000% 9/0 | 2,355,000 | $2,211,000 | thousands by filing date | principal |
| Evgo Inc W Exp 07/01/202 | 30052F118 | SPAC Combination | 833,330 | $2,209,000 | thousands by filing date | |
| KALEIDO BIOSCIENCES INC | 483347100 | COM | 923,831 | $2,208,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 1,172,434 | $2,204,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 393,161 | $2,190,000 | thousands by filing date | |
| ALTERYX INC | 02156BAF0 | BOND | 2,442,000 | $2,183,000 | thousands by filing date | principal |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 136,032 | $2,166,000 | thousands by filing date | |
| OP BANCORP | 67109R109 | COMMON STOCK | 169,521 | $2,162,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 422,972 | $2,161,000 | thousands by filing date | |
| SENDAS DISTRIBUIDORA S A | 81689T104 | SPON ADS | 181,986 | $2,157,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 202,958 | $2,157,000 | thousands by filing date | |
| Tuya Inc | 90114C107 | COM | 340,882 | $2,131,000 | thousands by filing date | |
| MANNATECH INC | 563771203 | COM NEW | 55,528 | $2,128,000 | thousands by filing date | |
| NUVASIVE INC | 670704AJ4 | NOTE 0.375% 3/1 | 2,216,000 | $2,125,000 | thousands by filing date | principal |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 187,253 | $2,107,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 153,096 | $2,105,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DISTRI | 20440T300 | SPONSORED ADR | 527,304 | $2,104,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637AB6 | BOND | 1,575,000 | $2,101,000 | thousands by filing date | principal |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 1,105,950 | $2,101,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 495,928 | $2,093,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 521,727 | $2,087,000 | thousands by filing date | |
| Q2 HLDGS INC | 74736LAF6 | NOTE 0.125%11/1 | 2,275,000 | $2,084,000 | thousands by filing date | principal |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 17,019 | $2,082,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 1,907,564 | $2,079,000 | thousands by filing date | |
| URBAN ONE INC | 91705J204 | CL D NON VTG | 612,436 | $2,076,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 38,465 | $2,073,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 117,183 | $2,065,000 | thousands by filing date | |
| ZETA GLOBAL HOLDINGS CORP CL A | 98956A105 | Stock | 244,791 | $2,061,000 | thousands by filing date | |
| ATYR PHARMA INC | 002120202 | COM NEW | 275,379 | $2,057,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAA3 | NOTE 1.000% 1/1 | 1,600,000 | $2,046,000 | thousands by filing date | principal |
| BIT MINING LIMITED | 055474100 | SPON ADR REP A | 332,981 | $2,045,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049MAB6 | NOTE 0.250% 1/1 | 2,400,000 | $2,043,000 | thousands by filing date | principal |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 182,029 | $2,042,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 9,216 | $2,037,000 | thousands by filing date | |
| SUNLIGHT FINANCIAL HOLDINGS | 86738J106 | COM | 425,916 | $2,035,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082AA8 | NOTE 1.500% 2/1 | 1,950,000 | $2,034,000 | thousands by filing date | principal |
| LEE ENTERPRISES INC | 523768406 | COM | 58,718 | $2,029,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 1,297,887 | $2,024,000 | thousands by filing date | |
| TWO HARBORS INVENTMENT CORPO | 90187BAB7 | NOTE 6.250% 1/1 | 2,000,000 | $2,015,000 | thousands by filing date | principal |
| FULL TRUCK ALLIANCE CO LTD SPONSORED ADS | 35969L108 | ADR | 239,511 | $2,006,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 182,622 | $2,001,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 428,769 | $1,994,000 | thousands by filing date | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 253,695 | $1,986,000 | thousands by filing date | |
| KULR TECHNOLOGY GROUP INC | 50125G109 | COM | 718,812 | $1,984,000 | thousands by filing date | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 77,988 | $1,980,000 | thousands by filing date | |
| EXSCIENTIA PLC | 30223G102 | ADS | 100,000 | $1,976,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 731,892 | $1,961,000 | thousands by filing date | |
| PAGERDUTY INC | 69553PAB6 | BOND | 1,700,000 | $1,951,000 | thousands by filing date | principal |
| SURO CAP CORP | 86887Q109 | COM NEW | 150,528 | $1,949,000 | thousands by filing date | |
| TRAVERE THERAPEUTICS INC | 761299AB2 | NOTE 2.500% 9/1 | 1,775,000 | $1,943,000 | thousands by filing date | principal |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 103,579 | $1,942,000 | thousands by filing date | |
| EXELA TECHNOLOGIES INC | 30162V409 | COM NEW | 2,203,798 | $1,934,000 | thousands by filing date | |
| ATI PHYSICAL THERAPY INC | 00216W109 | COM CL A | 569,221 | $1,930,000 | thousands by filing date | |
| PERMA FIX ENVIRONMENTAL SVCS | 714157203 | COMMON STOCK | 304,341 | $1,926,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 646,379 | $1,926,000 | thousands by filing date | |
| GDS HLDGS LTD | 36165LAB4 | NOTE 2.000% 6/0 | 1,645,000 | $1,914,000 | thousands by filing date | principal |
| CABALETTA BIO INC | 12674W109 | COMMON STOCK | 504,190 | $1,910,000 | thousands by filing date | |
| 1LIFE HEALTHCARE INC | 68269GAB3 | BOND | 2,125,000 | $1,910,000 | thousands by filing date | principal |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 204,435 | $1,909,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 243,820 | $1,908,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 483,741 | $1,900,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 472,476 | $1,890,000 | thousands by filing date | |
| SPRUCE BIOSCIENCES INC | 85209E109 | COM | 420,328 | $1,875,000 | thousands by filing date | |
| RANI THERAPEUTICS HLDGS INC | 753018100 | CMN | 114,298 | $1,869,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 187,488 | $1,867,000 | thousands by filing date | |
| TINGO GROUP INC | 55328R109 | COM | 2,234,373 | $1,854,000 | thousands by filing date | |
| HEPION PHARMACEUTICALS INC | 426897104 | COM | 1,623,905 | $1,850,000 | thousands by filing date | |
| BRILLIANT EARTH GROUP INC | 109504100 | CMN | 102,030 | $1,843,000 | thousands by filing date | |
| OTONOMO TECHNOLOGIES LTD | M7571L103 | ORDINARY SHARES | 450,467 | $1,842,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 47,363 | $1,841,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 39,588 | $1,838,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923AP3 | NOTE 4.750%11/0 | 1,675,000 | $1,837,000 | thousands by filing date | principal |
| LATCH INC | 51818V114 | *W EXP 06/04/202 | 1,000,000 | $1,835,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044AD7 | NOTE 1.250% 9/0 | 1,794,000 | $1,833,000 | thousands by filing date | principal |
| MORPHOSYS AG | 617760202 | ADR | 194,466 | $1,832,000 | thousands by filing date | |
| GLAUKOS CORP | 377322AB8 | BOND | 1,548,000 | $1,831,000 | thousands by filing date | principal |
| NAM TAI PROPERTY INC | G63907102 | Com | 180,894 | $1,826,000 | thousands by filing date | |
| BACKBLAZE INC A | 05637B105 | COMMON STOCK | 107,692 | $1,818,000 | thousands by filing date | |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 181,110 | $1,807,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884AE3 | NOTE 1.500%10/1 | 1,800,000 | $1,806,000 | thousands by filing date | principal |
| INNATE PHARMA S A | 45781K204 | SPONSORED ADS | 396,073 | $1,806,000 | thousands by filing date | |
| STAR EQUITY HOLDINGS INC | 443787205 | COM NEW | 62,269 | $1,805,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 21,030 | $1,793,000 | thousands by filing date | |
| PHASEBIO PHARMACEUTICALS INC | 717224109 | COM | 685,397 | $1,789,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 311,696 | $1,786,000 | thousands by filing date | |
| YATSEN HLDG LTD SPONSORED ADS | 985194109 | ADR | 830,444 | $1,785,000 | thousands by filing date | |
| IRONNET INC | 46323Q105 | COM | 425,197 | $1,785,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 70,654 | $1,784,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 89,720 | $1,784,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 1,700,000 | $1,780,000 | thousands by filing date | principal |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 114,229 | $1,771,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 135,956 | $1,770,000 | thousands by filing date | |
| FVCBANKCORP INC | 36120Q101 | COMMON STOCK | 89,781 | $1,767,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379AA9 | NOTE | 2,139,000 | $1,767,000 | thousands by filing date | principal |
| MARCHEX INC | 56624R108 | CMN | 712,101 | $1,766,000 | thousands by filing date | |
| GOLD ROYALTY CORP | 38071H106 | COMMON SHARES | 358,831 | $1,765,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 15,494 | $1,764,000 | thousands by filing date | |
| ISHARES MSCI KUWAIT ETF | 46436E817 | ISHARES MSCI KUWAIT ETF | 53,000 | $1,757,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 162,338 | $1,749,000 | thousands by filing date | |
| FORTE BIOSCIENCES INC | 34962G109 | COM | 817,063 | $1,748,000 | thousands by filing date | |
| SONO GROUP N V | N81409109 | COM | 181,367 | $1,746,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 228,934 | $1,745,000 | thousands by filing date | |
| POWER REIT | 73933H101 | COM | 25,106 | $1,729,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330AB5 | BOND | 1,975,000 | $1,729,000 | thousands by filing date | principal |
| ASSERTIO HOLDINGS INC | 04546C205 | COM NEW | 787,120 | $1,716,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 99,898 | $1,715,000 | thousands by filing date | |
| HOME PT CAPITAL INCORPORATED | 43734L106 | COM | 380,515 | $1,713,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 11,512 | $1,711,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 542,218 | $1,703,000 | thousands by filing date | |
| LEVEL ONE BANCORP INC | 52730d208 | COM | 43,111 | $1,700,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 151,242 | $1,697,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 252,897 | $1,692,000 | thousands by filing date | |
| BOWMAN CONSULTING GROUP LTD | 103002101 | COM | 79,509 | $1,690,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 53,842 | $1,685,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 805,953 | $1,677,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 224,001 | $1,669,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 2,754,819 | $1,666,000 | thousands by filing date | |
| VINTAGE WINE ESTATES INC | 92747V106 | COM | 139,529 | $1,649,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 793,025 | $1,642,000 | thousands by filing date | |
| LIFEMD INC | 53216B104 | COM | 423,485 | $1,640,000 | thousands by filing date | |
| ARQIT QUANTUM ORD | G0567U101 | COM | 68,425 | $1,639,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 1,651,283 | $1,638,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 109,102 | $1,634,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 304,685 | $1,627,000 | thousands by filing date | |
| J JILL INC | 46620W201 | COMMON STOCK | 84,711 | $1,624,000 | thousands by filing date | |
| AEA-BRIDGES IMPACT CORP | G01046104 | CMN | 161,558 | $1,615,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 39,899 | $1,609,000 | thousands by filing date | |
| VOLTA INC | 92873V110 | *W EXP 08/26/202 | 858,390 | $1,597,000 | thousands by filing date | |
| THE BANK OF PRINCETON | 064520109 | COMMON | 54,402 | $1,596,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 3,102,344 | $1,587,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 1,594,547 | $1,580,000 | thousands by filing date | |
| VERB TECHNOLOGY CO INC | 92337U104 | COM | 1,271,386 | $1,576,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 2,547,153 | $1,568,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 80,106 | $1,564,000 | thousands by filing date | |
| WEAVE COMMUNICATIONS INC | 94724R108 | COM | 102,921 | $1,562,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 40,028 | $1,556,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000834237-22-008654 | this filing | 2022-02-10 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000834237-22-008704 | added | 2022-02-23 | acceptance time not in the bulk data set |