13F-HR filed by BlackRock Inc.
BlackRock Inc. filed this 13F-HR for the quarter ended 2021-12-31, filed 2022-02-10, with 5,815 holding rows worth $3,927,761,904,000.
- Accession
- 0000834237-22-008654
- Filer
- CIK 1364742
- Filed
- 2022-02-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2021
A combination report, 53,039 entries on the cover page, a total value of $3,927,761,904,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,927,761,904,000 with VALUE read as thousands by filing date, 13F file number 028-12019. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRUSSELL FRANK CO
- reports for this filerNationwide Mutual Funds/Nationwide Fund Advisors
- reports for this filerNationwide Variable Insurance Trust and Nationwide Fund Advisors
- included managerBlackRock Financial Management, Inc.
- included managerBlackRock Investment Management (Taiwan) Limited
- included managerBlackRock Investment Management (Australia) Limited
- included managerBlackRock Asset Management Canada Limited
- included managerBlackRock (Singapore) Limited
- included managerBlackRock Asset Management North Asia Ltd
- included managerBlackRock Brasil Gestora de Investimentos Ltd.
- included managerFutureAdvisor, Inc.
- included managerBlackRock Investment Management, LLC
- included managerBlackRock Advisors LLC
- included managerBlackRock Capital Management, Inc.
- included managerBlackRock Fund Advisors
- included managerBlackRock Institutional Trust Company, N.A.
- included managerBlackRock Japan Co. Ltd
- included managerBlackRock Group LTD
- included managerBlackRock Fund Managers Limited
- included managerBlackRock Investment Management (UK) Limited
- included managerBlackRock (Netherlands) B.V.
- included managerBlackRock International Limited
- included managerBlackRock Asset Management Ireland Limited
- included managerBlackRock Advisors (UK) Limited
- included managerBlackRock Asset Management Deutschland AG
- included managerBlackRock (Luxembourg) S.A.
- included managerIShares (DE) I InvAG Mit Teilgesellschaftsvermogen
- included managerBlackRock Life Limited
- included managerBlackRock Fund Management Company S.A.
- included managerBlackRock Asset Management Schweiz AG
- included managerTennenbaum Capital Partners, LLC
- included managerAperio Group, LLC
- included managerBlackRock Capital Investment Advisors, LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NABORS INDS INC | 62957HAB1 | BOND | 1,775,000 | $1,544,000 | thousands by filing date | principal |
| PORTMAN RIDGE FIN CORP | 73688F201 | COM NEW | 62,270 | $1,542,000 | thousands by filing date | |
| ALKALINE WTR CO INC | 01643A207 | COM NEW | 1,294,458 | $1,528,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 374,294 | $1,527,000 | thousands by filing date | |
| ENJOY TECHNOLOGY INC | 29335V106 | COM | 329,863 | $1,524,000 | thousands by filing date | |
| MERITOR INC | 59001KAF7 | NOTE 3.250%10/1 | 1,396,000 | $1,520,000 | thousands by filing date | principal |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 48,110 | $1,516,000 | thousands by filing date | |
| SUNWORKS INC | 86803X204 | COMMON STOCK | 490,303 | $1,506,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 2,912,281 | $1,504,000 | thousands by filing date | |
| AIR TRANS SVCS GROUP INC | 00922RAB1 | BOND | 1,349,000 | $1,501,000 | thousands by filing date | principal |
| KAMADA LTD | M6240T109 | SHS | 227,660 | $1,498,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W655 | EVOLVED FINLS | 45,000 | $1,496,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 106,792 | $1,493,000 | thousands by filing date | |
| CI&T INC | G21307106 | CMN | 125,435 | $1,491,000 | thousands by filing date | |
| BITNILE HOLDINGS INC | 09175M101 | CMN | 1,251,955 | $1,490,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 23,754 | $1,480,000 | thousands by filing date | |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 3,921,774 | $1,473,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 1,394,600 | $1,471,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 1,194,568 | $1,469,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 245,157 | $1,463,000 | thousands by filing date | |
| BERKSHIRE GREY INC | 084656107 | COM | 265,997 | $1,463,000 | thousands by filing date | |
| F-STAR THERAPEUTICS INC | 30315R107 | COM | 291,171 | $1,462,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 39,924 | $1,460,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES IN | 34984V209 | COMMON STOCK | 90,828 | $1,458,000 | thousands by filing date | |
| REDWIRE CORPORATION | 75776W103 | COM | 215,626 | $1,455,000 | thousands by filing date | |
| STEEL CONNECT INC | 858098106 | CMN | 1,038,519 | $1,454,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 140,033 | $1,453,000 | thousands by filing date | |
| ACRES COMMERCIAL REALTY CORP | 00489Q102 | REIT | 116,551 | $1,453,000 | thousands by filing date | |
| MONEYLION INC | 60938K106 | COM | 360,466 | $1,452,000 | thousands by filing date | |
| SCORPIUS HOLDINGS INC | 42237K409 | COMMON | 474,880 | $1,444,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 145,161 | $1,434,000 | thousands by filing date | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 421,658 | $1,433,000 | thousands by filing date | |
| 180 LIFE SCIENCES CORP | 68236V104 | COM | 367,369 | $1,433,000 | thousands by filing date | |
| ROCKLEY PHOTONICS HLDGS LTD | G7614L109 | COM | 329,111 | $1,431,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 62,194 | $1,429,000 | thousands by filing date | |
| OFFERPAD SOLUTIONS INC | 67623L117 | *W EXP 09/01/202 | 1,333,333 | $1,428,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 225,759 | $1,426,000 | thousands by filing date | |
| AC IMMUNE SA | H00263105 | SHS | 287,588 | $1,423,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 451,389 | $1,421,000 | thousands by filing date | |
| PLAYSTUDIOS INC | 72815G108 | CLASS A COM | 358,927 | $1,418,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 1,096,878 | $1,414,000 | thousands by filing date | |
| SELLAS LIFE SCIENCES GROUP I | 81642T209 | COM NEW | 254,844 | $1,409,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 1,899,873 | $1,406,000 | thousands by filing date | |
| IMMUTEP LTD | 45257L108 | SPONSORED ADS | 427,656 | $1,403,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 35,937 | $1,397,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326300 | COM | 530,194 | $1,395,000 | thousands by filing date | |
| Amplify Energy Corp | 03212B103 | COM | 447,477 | $1,392,000 | thousands by filing date | |
| Renovaro Inc | 29350E104 | Common Stock | 191,027 | $1,392,000 | thousands by filing date | |
| TRANSOCEAN INC | 893830BT5 | DEB 4.000%12/1 | 1,500,000 | $1,388,000 | thousands by filing date | principal |
| AMERICAN RES CORP | 02927U208 | CL A | 764,575 | $1,377,000 | thousands by filing date | |
| BOXLIGHT CORP | 103197109 | COM CL A | 997,944 | $1,377,000 | thousands by filing date | |
| ISHARES TR | 46436E668 | ESG AWARE 80/20 | 40,000 | $1,376,000 | thousands by filing date | |
| COMPASS INC | 20464U100 | CL A | 151,083 | $1,373,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS | 00507W206 | COM | 228,332 | $1,372,000 | thousands by filing date | |
| CLOOPEN GROUP HOLDING LIMITE | 18900M104 | ADS | 472,982 | $1,372,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 70,619 | $1,371,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 476,845 | $1,363,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 65,582 | $1,361,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 72,430 | $1,358,000 | thousands by filing date | |
| TRINITY CAP INC | 896442308 | COM | 77,172 | $1,356,000 | thousands by filing date | |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 348,366 | $1,354,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 121,422 | $1,349,000 | thousands by filing date | |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 50,677 | $1,338,000 | thousands by filing date | |
| MASTECH HLDGS INC | 57633B100 | COM | 77,903 | $1,330,000 | thousands by filing date | |
| JASPER THERAPEUTICS INC | 471871103 | COM | 169,493 | $1,330,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 392,529 | $1,327,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 139,297 | $1,313,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 60,969 | $1,313,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D508 | Common Stock | 394,708 | $1,310,000 | thousands by filing date | |
| IZEA WORLDWIDE INC COM NEW | 46604H105 | Stock | 971,319 | $1,302,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 1,048,244 | $1,300,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 54,562 | $1,291,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 752,166 | $1,286,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 83,161 | $1,283,000 | thousands by filing date | |
| ETON PHARMACEUTICALS INC | 29772L108 | COMMON STOCK | 298,942 | $1,282,000 | thousands by filing date | |
| AMERICAN VRTUAL CLOUD TECH I | 030382105 | COM | 526,074 | $1,279,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 1,918,736 | $1,277,000 | thousands by filing date | |
| MYMD PHARMACEUTICALS INC | 62856X102 | COMMON | 210,500 | $1,276,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 289,611 | $1,274,000 | thousands by filing date | |
| AUSTERLITZ ACQUISITION | G0633D125 | *W EXP 02/19/202 | 1,212,000 | $1,273,000 | thousands by filing date | |
| PROFESSIONAL HLDG CORP | 743139107 | COM | 66,443 | $1,272,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 115,000 | $1,271,000 | thousands by filing date | put |
| LULUS FASHION LOUNGE HOLDING | 55003A108 | COM | 124,217 | $1,270,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 403,029 | $1,269,000 | thousands by filing date | |
| MINISO GROUP HLDG LTD SPONSORED ADS | 66981J102 | ADR | 122,341 | $1,265,000 | thousands by filing date | |
| NOVAN INC COM NEW | 66988N205 | Stock | 303,132 | $1,264,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 157,668 | $1,261,000 | thousands by filing date | |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 91,557 | $1,261,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 464,836 | $1,260,000 | thousands by filing date | |
| ISHARES TR | 46436E833 | IBONDS 28 TRM TS | 50,000 | $1,258,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 872,858 | $1,257,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 2,080,166 | $1,254,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 1,266,207 | $1,253,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 345,496 | $1,250,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 2,223,875 | $1,246,000 | thousands by filing date | |
| IDEAL PWR INC | 451622203 | COM NEW | 102,988 | $1,242,000 | thousands by filing date | |
| ISHARES TR | 46436E460 | IBONDS DEC 2031 | 50,000 | $1,236,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 148,472 | $1,234,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 1,225,000 | $1,231,000 | thousands by filing date | principal |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 507,272 | $1,223,000 | thousands by filing date | |
| SERA PROGNOSTICS INC | 81749D107 | CMN | 177,422 | $1,220,000 | thousands by filing date | |
| BIOCERES CROP SOLUTIONS CORP | G1117K114 | CMN | 86,231 | $1,219,000 | thousands by filing date | |
| ESSA PHARMA INC | 29668H708 | COM NEW | 85,638 | $1,217,000 | thousands by filing date | |
| NERDY INC | 64081V109 | CL A COM | 270,363 | $1,216,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 750,230 | $1,215,000 | thousands by filing date | |
| STERLING BANCORP INC | 85917W102 | COM | 210,174 | $1,208,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 8,585 | $1,204,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 140,000 | $1,203,000 | thousands by filing date | put |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 56,447 | $1,201,000 | thousands by filing date | |
| HYZON MOTORS INC | 44951Y110 | *W EXP 10/02/202 | 625,300 | $1,188,000 | thousands by filing date | |
| BIOLASE INC | 090911207 | COM NEW | 3,024,689 | $1,180,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 527,263 | $1,176,000 | thousands by filing date | |
| FAR PEAK ACQUISITION CORP | G3312L111 | *W EXP 12/07/202 | 590,000 | $1,174,000 | thousands by filing date | |
| NORTHEAST CMNTY BANCORP INC | 664121100 | COM | 105,211 | $1,171,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 1,036,321 | $1,170,000 | thousands by filing date | |
| ALTUS POWER INC | 02217A110 | *W EXP 99/99/999 | 455,579 | $1,170,000 | thousands by filing date | |
| MICROBOT MED INC | 59503A204 | COM NEW | 155,894 | $1,169,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 485,121 | $1,169,000 | thousands by filing date | |
| OPIANT PHARMACEUTICALS INC | 683750103 | COM | 34,744 | $1,169,000 | thousands by filing date | |
| SIGMATRON INTL INC | 82661L101 | COM | 112,954 | $1,167,000 | thousands by filing date | |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 293,443 | $1,162,000 | thousands by filing date | |
| DESPEGAR COM CORP | G27358103 | ORD SHS | 118,292 | $1,158,000 | thousands by filing date | |
| ENGLOBAL CORP | 293306106 | COM | 877,644 | $1,158,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 265,433 | $1,155,000 | thousands by filing date | |
| AUTOSCOPE TECHNOLOGIES CORP | 053306106 | com | 183,330 | $1,153,000 | thousands by filing date | |
| DYADIC INTL INC DEL | 26745T101 | COM | 253,465 | $1,146,000 | thousands by filing date | |
| PRO DEX INC | 74265M205 | COMMON STOCK | 49,323 | $1,145,000 | thousands by filing date | |
| BM TECHNOLOGIES INC | 05591L107 | COM | 123,719 | $1,138,000 | thousands by filing date | |
| BIGLARI HLDGS INC | 08986R408 | CMN | 1,625 | $1,129,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 20,549 | $1,129,000 | thousands by filing date | |
| ASTRONOVA INC | 04638F108 | COM | 83,367 | $1,125,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 8,685 | $1,122,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 48,721 | $1,121,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 9,071 | $1,108,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 879,618 | $1,100,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 632,607 | $1,088,000 | thousands by filing date | |
| DLH HLDGS CORP | 23335Q100 | COM | 52,486 | $1,088,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 91,439 | $1,087,000 | thousands by filing date | |
| SURGALIGN HOLDINGS INC | 86882C105 | COM | 1,513,052 | $1,083,000 | thousands by filing date | |
| DANAOS CORPORATION SHS | Y1968P121 | Stock | 14,444 | $1,078,000 | thousands by filing date | |
| CLEVER LEAVES HOLDINGS INC | 186760104 | COM | 347,060 | $1,076,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 662,807 | $1,072,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 599,306 | $1,066,000 | thousands by filing date | |
| ACHILLES THERAPEUTICS PL-ADR | 00449L102 | COM | 212,432 | $1,064,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 115,461 | $1,063,000 | thousands by filing date | |
| LENSAR INC | 52634L108 | COM | 177,325 | $1,061,000 | thousands by filing date | |
| KORU MEDICAL SYSTEMS INC | 759910102 | COMMON STOCK | 353,753 | $1,061,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 133,517 | $1,060,000 | thousands by filing date | |
| OCEAN PWR TECHNOLOGIES I | 674870506 | Equity | 712,306 | $1,054,000 | thousands by filing date | |
| SONIDA SENIOR LIVING INC | 140475203 | COMMON STOCK | 36,776 | $1,048,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 208,789 | $1,044,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 351,321 | $1,043,000 | thousands by filing date | |
| SPIRE GLOBAL, INC. | 848560108 | COM | 307,492 | $1,039,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING INC | 33832D205 | COM NEW | 351,166 | $1,036,000 | thousands by filing date | |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 198,438 | $1,032,000 | thousands by filing date | |
| CHAMPIONS ONCOLOGY INC | 15870P307 | COM NEW | 123,446 | $1,031,000 | thousands by filing date | |
| ORIGIN AGRITECH LIMITED | G67828205 | SHS NEW | 143,730 | $1,031,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 40,222 | $1,031,000 | thousands by filing date | |
| WESTWATER RES INC | 961684206 | COM NEW | 478,080 | $1,028,000 | thousands by filing date | |
| VYNE THERAP. | 92941V209 | COM | 1,007,353 | $1,027,000 | thousands by filing date | |
| HEALTH ASSURN ACQUISITION CO | 42226W117 | *W EXP 11/12/202 | 1,232,988 | $1,024,000 | thousands by filing date | |
| ISHARES ESG AWARE 40/60 MODERATE ALLOCATION ETF | 46436E684 | UIT EXCHANGE TRADED | 35,000 | $1,020,000 | thousands by filing date | |
| MULLEN AUTOMOTIVE INC | 62526P109 | COM | 195,101 | $1,020,000 | thousands by filing date | |
| CYBIN INC | 23256X100 | COM | 848,107 | $1,018,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 16,841 | $1,017,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 252,737 | $1,013,000 | thousands by filing date | |
| BLACKROCK ETF TRUST | 09290C400 | ISHA HEAL IN ETF | 35,000 | $1,011,000 | thousands by filing date | |
| LMP Automotive Holdings | 53952P101 | COM | 144,203 | $1,008,000 | thousands by filing date | |
| ISHARES TR | 46436E825 | IBONDS 29 TRM TS | 40,000 | $1,004,000 | thousands by filing date | |
| LONGEVERON INC CL A NEW | 54303L104 | Stock | 82,989 | $1,002,000 | thousands by filing date | |
| PRECIPIO INC | 74019L503 | COM | 633,600 | $1,002,000 | thousands by filing date | |
| ObsEva SA | H5861P103 | COM | 501,923 | $999,000 | thousands by filing date | |
| URBAN-GRO INC | 91704K202 | COM NEW | 95,222 | $998,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 319,049 | $998,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 150,000 | $995,000 | thousands by filing date | put |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 926,978 | $992,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AC4 | NOTE 1.250% 5/0 | 1,425,000 | $991,000 | thousands by filing date | principal |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 499,501 | $989,000 | thousands by filing date | |
| SYNLOGIC INC | 87166L100 | COM | 401,129 | $971,000 | thousands by filing date | |
| ZOSANO PHARMA CORP | 98979H202 | COM NEW | 2,049,758 | $963,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 6,548 | $959,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 1,198,962 | $959,000 | thousands by filing date | |
| HMN FINL INC | 40424G108 | COM | 38,686 | $954,000 | thousands by filing date | |
| INTRUSION INC COM NEW | 46121e205 | COM | 277,236 | $954,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 162,909 | $949,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 117,147 | $947,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 2,438,273 | $945,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 589,929 | $944,000 | thousands by filing date | |
| CIPHER DIGITAL INC COM | 17253J106 | Stock | 203,646 | $943,000 | thousands by filing date | |
| Esperion Therapeutics Inc | 29664WAB1 | NOTE 4.000%11/15/25 | 1,800,000 | $940,000 | thousands by filing date | principal |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 142,125 | $929,000 | thousands by filing date | |
| SMITH MIDLAND CORP | 832156103 | COMMON STOCK | 19,724 | $927,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 153,345 | $926,000 | thousands by filing date | |
| CATALYST BANCORP INC | 14888L101 | COMMON STOCK | 67,587 | $924,000 | thousands by filing date | |
| GAMIDA CELL LTD | M47364100 | SHS | 363,887 | $924,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 393,296 | $913,000 | thousands by filing date | |
| GREENLANE HLDGS INC | 395330103 | CL A | 945,314 | $911,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 8,761 | $897,000 | thousands by filing date | |
| CANDEL THERAPEUTICS INC | 137404109 | COMMON STOCK | 114,614 | $896,000 | thousands by filing date | |
| PHX MINERALS INC CL A | 69291A100 | Stock | 410,560 | $891,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 35,523 | $890,000 | thousands by filing date | |
| SENSUS HEALTHCARE INC | 81728J109 | COM | 123,424 | $890,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 556,277 | $890,000 | thousands by filing date | |
| CAPRICOR THERAPEUTICS INC | 14070B309 | COMMON STOCK | 302,984 | $888,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 34,069 | $885,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 238,867 | $881,000 | thousands by filing date | |
| FIRST WESTERN FINANCIAL INC | 33751L105 | COMMON STOCK | 28,932 | $879,000 | thousands by filing date | |
| AVINGER INC | 053734604 | COM | 1,946,215 | $876,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 26,528 | $871,000 | thousands by filing date | |
| AYRO INC | 054748108 | COM | 541,489 | $871,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 112,992 | $869,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 282,494 | $865,000 | thousands by filing date | |
| MARKETWISE INC | 57064P107 | COM CL A | 114,544 | $864,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 21,953 | $863,000 | thousands by filing date | |
| VISLINK TECHNOLOGIES INC | 92836Y300 | COM | 728,959 | $860,000 | thousands by filing date | |
| ALPINE 4 HOLDINGS INC | 02083E105 | CL A | 445,874 | $856,000 | thousands by filing date | |
| 111 INC | 68247Q102 | ADR | 243,852 | $854,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 1,009,025 | $849,000 | thousands by filing date | |
| GREENTREE HOSPITALITY GROUP | 39579V100 | SPONSORED ADS | 107,016 | $848,000 | thousands by filing date | |
| PAYSIGN INC | 70451A104 | COM | 528,983 | $847,000 | thousands by filing date | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 41,436 | $844,000 | thousands by filing date | |
| DALLASNEWS CORP | 235050101 | COMMON STOCK | 117,054 | $844,000 | thousands by filing date | |
| IGC PHARMA INC | 45408X308 | COM NEW | 861,214 | $842,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 124,594 | $842,000 | thousands by filing date | |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 575,522 | $840,000 | thousands by filing date | |
| CHOICEONE FINANCIAL SVCS INC | 170386106 | COMMON STOCK | 31,576 | $837,000 | thousands by filing date | |
| TRACON PHARMACEUTICALS INC | 89237H209 | COM NEW | 301,484 | $835,000 | thousands by filing date | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 212,663 | $832,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 23,930 | $826,000 | thousands by filing date | |
| ORCHARD THERAPEUTICS PLC | 68570P101 | ADR | 625,512 | $826,000 | thousands by filing date | |
| Cango Inc/KY | 137586103 | ADS | 262,770 | $825,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 39,264 | $820,000 | thousands by filing date | |
| CODA OCTOPUS GROUP INC | 19188U206 | COM NEW | 102,337 | $819,000 | thousands by filing date | |
| RESERVOIR MEDIA INC | 76119X105 | COMMON STOCK | 102,557 | $811,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 1,624,262 | $809,000 | thousands by filing date | |
| JAGUAR HEALTH INC | 47010C607 | COM | 771,051 | $802,000 | thousands by filing date | |
| CBDMD INC | 12482W101 | COM | 740,016 | $799,000 | thousands by filing date | |
| GALERA THERAPEUTICS EQUICLASS EQUITY | 36338D108 | COMMON STOCK | 172,039 | $790,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 15,405 | $789,000 | thousands by filing date | |
| IMEDIA BRANDS INC | 452465206 | COM CL A | 130,695 | $784,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 301,315 | $778,000 | thousands by filing date | |
| SUPER LEAGUE ENTERPRISE INC COM | 86804F202 | Stock | 328,770 | $776,000 | thousands by filing date | |
| SOLUNA HOLDINGS INC | 583543103 | COM NEW | 71,819 | $773,000 | thousands by filing date | |
| AIM IMMUNOTECH INC | 00901B105 | COM | 834,303 | $767,000 | thousands by filing date | |
| TURQUOISE HILL RES LTD | 900435207 | COM | 46,558 | $766,000 | thousands by filing date | |
| MEDAVAIL HOLDINGS INC | 58406B103 | COM | 545,849 | $765,000 | thousands by filing date | |
| CYCLERION THERAPEUTICS INC | 23255M105 | COM | 445,166 | $765,000 | thousands by filing date | |
| ESPORTS ENTMT GROUP INC | 29667K306 | COM | 217,478 | $764,000 | thousands by filing date | |
| INPIXON | 45790J800 | COM | 1,273,376 | $764,000 | thousands by filing date | |
| FLUX PWR HLDGS INC | 344057302 | COM NEW | 177,527 | $762,000 | thousands by filing date | |
| DOLE PLC | G27907107 | ORD SHS | 57,145 | $761,000 | thousands by filing date | |
| GENPREX INC | 372446104 | COM | 578,877 | $758,000 | thousands by filing date | |
| MEREO BIOPHARMA GROUP PLC | 589492107 | CMN | 470,872 | $753,000 | thousands by filing date | |
| AIKIDO PHARMA INC | 008875106 | COM | 1,278,760 | $751,000 | thousands by filing date | |
| AYTU BIOPHARMA INC | 054754874 | COM | 548,724 | $741,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 1,507,654 | $736,000 | thousands by filing date | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 147,108 | $735,000 | thousands by filing date | |
| DARE BIOSCIENCE INC | 23666P101 | COMMON | 367,793 | $735,000 | thousands by filing date | |
| RED CAT HLDGS INC | 75644T100 | COM | 352,490 | $733,000 | thousands by filing date | |
| COCRYSTAL PHARMA INC | 19188J300 | CMN | 1,123,594 | $730,000 | thousands by filing date | |
| GREAT ELM GROUP INC COM NEW | 39037G109 | COM NEW | 349,151 | $729,000 | thousands by filing date | |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 42,627 | $727,000 | thousands by filing date | |
| CALIFORNIA BANCORP INC | 13005U101 | COM | 34,268 | $727,000 | thousands by filing date | |
| EMBARK TECHNOLOGY INC | 29079J111 | W EXP 11/10/202 | 358,626 | $719,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 27,123 | $711,000 | thousands by filing date | |
| NEXTPLAY TECHNOLOGIES INC | 65344G102 | COM | 831,047 | $711,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087302 | COM | 190,891 | $710,000 | thousands by filing date | |
| BIOMERICA INC | 09061H307 | COM NEW | 182,511 | $709,000 | thousands by filing date | |
| QUANTUM COMPUTING INC | 74766W108 | COM | 207,499 | $708,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 16,300 | $707,000 | thousands by filing date | call |
| NEONODE INC | 64051M709 | CMN | 79,853 | $707,000 | thousands by filing date | |
| LOANDEPOT INC | 53946R106 | COM CL A | 146,944 | $705,000 | thousands by filing date | |
| NUVVE HOLDING CORP | 67079Y100 | COMMON STOCK | 52,619 | $701,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P405 | COMMON STOCK | 136,832 | $699,000 | thousands by filing date | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 20,673 | $698,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 711,877 | $698,000 | thousands by filing date | |
| BIOCEPT INC | 09072V501 | COM | 192,752 | $698,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 493,822 | $692,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 204,788 | $690,000 | thousands by filing date | |
| JAKKS PAC INC | 47012E403 | COM NEW | 67,799 | $689,000 | thousands by filing date | |
| SIO GENE THERAPIES INC | 829399104 | COM | 530,675 | $685,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 362,100 | $681,000 | thousands by filing date | |
| SATSUMA PHARMACEUTICALS INC | 80405P107 | COM | 151,253 | $681,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 398,899 | $681,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156XAG3 | NOTE 5.500% 2/2 | 800,000 | $674,000 | thousands by filing date | principal |
| INUVO INC | 46122W204 | COM NEW | 1,269,036 | $673,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 38,855 | $673,000 | thousands by filing date | |
| AUTOWEB INC | 05335B100 | COM | 197,685 | $671,000 | thousands by filing date | |
| ISHARES US ETF TR | 46431W630 | MEDIA ENTRNMNT | 20,000 | $669,000 | thousands by filing date | |
| APREA THERAPEUTICS INC | 03836J102 | COM | 232,211 | $667,000 | thousands by filing date | |
| Zedge Inc | 98923T104 | COM | 78,273 | $665,000 | thousands by filing date | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 271,906 | $664,000 | thousands by filing date | |
| LUMENT FINANCE TRUST INC | 55025L108 | COM | 172,876 | $664,000 | thousands by filing date | |
| FNCB BANCORP INC | 302578109 | COM | 71,708 | $662,000 | thousands by filing date | |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 25,398 | $659,000 | thousands by filing date | |
| KOSS CORP | 500692108 | COM | 61,602 | $658,000 | thousands by filing date | |
| CPI CARD GROUP INC | 12634H200 | COMMON STOCK | 35,275 | $655,000 | thousands by filing date | |
| ALLIED GAMING & ENTRTNMNT IN | 019170109 | COM | 380,944 | $651,000 | thousands by filing date | |
| ASPEN GROUP INC | 04530L203 | COM NEW | 275,308 | $650,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 137,733 | $643,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 8,212 | $638,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 90,592 | $637,000 | thousands by filing date | |
| DIGITAL MEDIA SOLUTIONS INC | 25401G106 | COM | 133,277 | $636,000 | thousands by filing date | |
| TRAWS PHARMA INC COM NEW | 68232V801 | Stock | 248,881 | $635,000 | thousands by filing date | |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 282,802 | $634,000 | thousands by filing date | |
| SIXTH STREET SPECIALTY LENDI | 83012A109 | COM | 26,936 | $630,000 | thousands by filing date | |
| NEXPOINT REAL ESTATE FINANCE | 65342V101 | REIT | 32,645 | $628,000 | thousands by filing date | |
| X4 Pharmaceuticals, Inc. | 98420X103 | COM | 274,548 | $628,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 44,595 | $628,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 162,145 | $626,000 | thousands by filing date | |
| AXCELLA HEALTH INC | 05454B105 | COM | 298,508 | $625,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 106,517 | $617,000 | thousands by filing date | |
| ZHIHU INC | 98955N108 | ADR | 111,475 | $617,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 17,083 | $616,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 33,277 | $616,000 | thousands by filing date | |
| ADIAL PHARMACEUTICALS INC | 00688A106 | COM | 227,178 | $613,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 35,179 | $612,000 | thousands by filing date | |
| NULL | 68620A203 | NULL | 168,194 | $611,000 | thousands by filing date | |
| FORWARD INDUSTRIES INC COM NEW | 349862300 | Stock | 390,551 | $610,000 | thousands by filing date | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 90,051 | $609,000 | thousands by filing date | |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 408,393 | $609,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 47,160 | $604,000 | thousands by filing date | |
| CPS TECHNOLOGIES CORP | 12619F104 | COM | 159,284 | $604,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 52,332 | $603,000 | thousands by filing date | |
| CELSION CORP | 15117N503 | COM PAR NEW | 1,112,554 | $601,000 | thousands by filing date | |
| THORNE HEALTHTECH INC | 885260109 | COM | 96,601 | $600,000 | thousands by filing date | |
| BLOOMIA HOLDINGS INC | 45765Y204 | COM NEW | 25,812 | $596,000 | thousands by filing date | |
| Gravity Co Ltd-Sponsore | 38911N206 | COM | 8,742 | $596,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 95,824 | $595,000 | thousands by filing date | |
| VIRTRA INC | 92827K301 | CMN | 84,372 | $591,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 23,650 | $587,000 | thousands by filing date | |
| BANCO SANTANDER MEXICO SA | 05969B103 | SPONSORED ADS B | 103,937 | $586,000 | thousands by filing date | |
| ORAGENICS INC | 684023302 | COM PAR | 1,314,721 | $586,000 | thousands by filing date | |
| ORUKA THERAPEUTICS INC COM | 00211Y506 | Stock | 271,722 | $585,000 | thousands by filing date | |
| MAINSTREET BANCSHARES INC | 56064Y100 | COMMON STOCK | 23,330 | $574,000 | thousands by filing date | |
| QUMU CORP | 749063103 | COM | 269,518 | $571,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 34,214 | $563,000 | thousands by filing date | |
| OHIO VY BANC CORP | 677719106 | COM | 18,961 | $562,000 | thousands by filing date | |
| SAB BIOTHERAPEUTICS INC | 78397T103 | COM | 71,608 | $559,000 | thousands by filing date | |
| ISUN INC | 465246106 | COMMON | 93,726 | $559,000 | thousands by filing date | |
| TELUS INTL CDA INC | 87975H100 | SUB VTG SHS | 16,780 | $555,000 | thousands by filing date | |
| HCARW US 31 Dec 27 C11.5 | 42227K112 | *W EXP 12/28/202 | 1,056,000 | $549,000 | thousands by filing date | |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 144,399 | $547,000 | thousands by filing date | |
| PULMATRIX INC COM | 74584P202 | Stock | 1,250,058 | $546,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 1,617,930 | $545,000 | thousands by filing date | |
| BURGERFI INTERNATIONAL INC | 12122L101 | COM | 95,683 | $542,000 | thousands by filing date | |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 400,914 | $541,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 63,470 | $540,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 11,573 | $538,000 | thousands by filing date | |
| AUTHID INC | 46264C206 | COM NEW | 38,117 | $535,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 65,804 | $534,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 22,336 | $533,000 | thousands by filing date | |
| TENAX THERAPEUTICS INC | 88032L209 | COM | 512,284 | $533,000 | thousands by filing date | |
| IMMUNOME INC | 45257U108 | COM | 40,639 | $527,000 | thousands by filing date | |
| OPPFI INC | 68386H103 | COMMON STOCK | 115,890 | $527,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T205 | COM NEW | 141,847 | $526,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 8,963 | $524,000 | thousands by filing date | |
| Vivid Seats Inc | 92854T100 | Common Stock | 47,670 | $519,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 883,186 | $518,000 | thousands by filing date | |
| RICHMOND MUTUAL BANCORPORATI | 76525P100 | COMMON STOCK | 32,127 | $516,000 | thousands by filing date | |
| THERIVA BIOLOGICS INC COM NEW | 87164U201 | Stock | 1,885,693 | $513,000 | thousands by filing date | |
| VIRGINIA NATIONAL BANKSHARES | 928031103 | COMMON STOCK | 13,501 | $512,000 | thousands by filing date | |
| LOMA NEGRA C I A S A MTN 14 | 54150E104 | SPONSORED ADS | 76,566 | $510,000 | thousands by filing date | |
| DIAMONDHEAD HOLDINGS CORP | 25278L113 | *W EXP 01/28/202 | 853,874 | $510,000 | thousands by filing date | |
| MOLECULIN BIOTECH INC | 60855D200 | COMMON | 274,377 | $510,000 | thousands by filing date | |
| ISHARES TR | 46434V779 | MSCI QATAR ETF | 24,979 | $509,000 | thousands by filing date | |
| SIERRA ONCOLOGY INC | 82640U404 | CMN | 23,445 | $509,000 | thousands by filing date | |
| AKERNA CORP | 00973W102 | COM | 291,114 | $509,000 | thousands by filing date | |
| LOGICBIO THERAPEUTICS INC | 54142F102 | COM | 218,609 | $506,000 | thousands by filing date | |
| GLOBAL SHIP LEASE INC | Y27183600 | COM CL A | 21,944 | $503,000 | thousands by filing date | |
| DIFFUSION PHARMACEUTICALS IN | 253748305 | COM PAR | 1,642,704 | $501,000 | thousands by filing date | |
| ASTROTECH CORP | 046484200 | COM NEW | 733,344 | $499,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 77,834 | $495,000 | thousands by filing date | |
| ZOVIO INC | 98979V102 | COMMON STOCK | 387,766 | $493,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 207,747 | $492,000 | thousands by filing date | |
| NUVEEN CORE PLUS IMPACT FUND | 67080D103 | COM BEN INT | 26,800 | $490,000 | thousands by filing date | |
| BSQUARE CORP | 11776U300 | COM | 286,337 | $490,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 12,727 | $479,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 376,407 | $478,000 | thousands by filing date | |
| CELLECTAR BIOSCIENCES INC | 15117F500 | COM PAR | 719,636 | $478,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 243,833 | $475,000 | thousands by filing date | |
| MIND TECHNOLOGY INC COM NEW | 602566101 | Stock | 281,249 | $475,000 | thousands by filing date | |
| MEDTECH ACQUISITION CORP | 58507N113 | *W EXP 12/22/202 | 909,649 | $473,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 65,955 | $470,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 15,300 | $468,000 | thousands by filing date | |
| SOCIETY PASS INC | 83370P102 | COM | 44,846 | $467,000 | thousands by filing date | |
| ENVERIC BIOSCIENCES INC | 29405E109 | COM NEW | 501,378 | $466,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 218,356 | $465,000 | thousands by filing date | |
| GLIMPSE GROUP INC | 37892C106 | COM | 46,822 | $461,000 | thousands by filing date | |
| NORTHERN TECHNOLOGIES INTL C | 665809109 | COM | 30,080 | $461,000 | thousands by filing date | |
| LIQTECH INTL INC | 53632A201 | COM | 80,693 | $461,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 78,970 | $459,000 | thousands by filing date | |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 325,081 | $458,000 | thousands by filing date | |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 244,528 | $450,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 50,614 | $449,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 111,183 | $449,000 | thousands by filing date | |
| INTERGROUP CORP | 458685104 | COM | 8,765 | $447,000 | thousands by filing date | |
| CHARLES + COLVARD LTD | 159765106 | COM | 154,522 | $446,000 | thousands by filing date | |
| ASHFORD INC | 044104107 | COM | 26,772 | $446,000 | thousands by filing date | |
| USIO INC | 917313108 | CMN | 102,316 | $445,000 | thousands by filing date | |
| MISSFRESH LTD | 60500F105 | ADS | 88,528 | $444,000 | thousands by filing date | |
| ISHARES TR | 46435G532 | MSCI GBL SUS DEV | 4,883 | $443,000 | thousands by filing date | |
| AMERICANRLTYINVSINC | 029174109 | STOK | 34,652 | $439,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 39,428 | $438,000 | thousands by filing date | |
| Tempest Therapeutics, Inc. | 87978U108 | Common Stock | 83,073 | $438,000 | thousands by filing date | |
| PGIM SHORT DUR HIG YLD OPP F | 69355J104 | COM | 23,728 | $437,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W207 | COM NEW | 54,797 | $437,000 | thousands by filing date | |
| NUVATION BIO INC | 67080N119 | WARR | 231,166 | $437,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 1,350 | $433,000 | thousands by filing date | |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 210,503 | $433,000 | thousands by filing date | |
| COHEN & CO INC NEW | 19249M102 | COM | 29,231 | $433,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 27,500 | $431,000 | thousands by filing date | |
| SRAX INC | 78472M106 | CL A | 95,825 | $430,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L207 | COMMON | 54,673 | $430,000 | thousands by filing date | |
| FRANKLIN FINANCIAL SERVICES | 353525108 | COMMON STOCK | 12,941 | $428,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 403,999 | $428,000 | thousands by filing date | |
| LUMOS PHARMA INC | 55028X109 | COM | 61,504 | $427,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 92,004 | $426,000 | thousands by filing date | |
| CALEDONIA MINING CORP PLC | G1757E113 | COMMON STOCK | 36,528 | $425,000 | thousands by filing date | |
| ELECTROMED INC | 285409108 | COMMON STOCK | 32,701 | $425,000 | thousands by filing date | |
| HENNESSY CAPITAL INVS CORP V | 42589T115 | *W EXP 01/20/202 | 512,641 | $425,000 | thousands by filing date | |
| OPGEN INC | 68373L307 | COM | 421,466 | $422,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 3,756 | $421,000 | thousands by filing date | |
| KORE GROUP HLDGS INC | 50066V107 | COM NEW | 62,439 | $421,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 230,566 | $420,000 | thousands by filing date | |
| Community West Bancshares | 204157101 | Common Stock | 31,318 | $420,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 75,000 | $411,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W614 | GOLD STRATEGY | 7,329 | $409,000 | thousands by filing date | |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 10,237 | $408,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 11,482 | $406,000 | thousands by filing date | |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 10,036 | $406,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 506,457 | $406,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 37,877 | $403,000 | thousands by filing date | |
| BANK7 CORP | 06652N107 | COMMON STOCK | 17,404 | $400,000 | thousands by filing date | |
| WILLIAM PENN BANCORPORATION | 96927A105 | COM | 33,038 | $399,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 200,485 | $399,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC COM | 00484M601 | Stock | 166,678 | $399,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 65,288 | $398,000 | thousands by filing date | |
| BRAZE INC | 10576N102 | COM CL A | 5,132 | $396,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CORP COM | 46186M506 | Stock | 867,809 | $396,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 959,884 | $394,000 | thousands by filing date | |
| PATRIOT TRANSPORTATION HOLDING | 70338W105 | COM | 48,889 | $394,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 4,859 | $393,000 | thousands by filing date | |
| DSS INC | 26253C102 | COM | 583,581 | $392,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 158,917 | $391,000 | thousands by filing date | |
| SB FINL GROUP INC | 78408D105 | COM | 19,928 | $391,000 | thousands by filing date | |
| EXPAND ENERGY CORPORATION | 165167180 | *W EXP 02/09/202 | 11,863 | $388,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 7,875 | $387,000 | thousands by filing date | |
| CARECLOUD INC | 14167R100 | COM | 60,597 | $383,000 | thousands by filing date | |
| OATLY GROUP AB | 67421J108 | SPONSORED ADS | 48,097 | $383,000 | thousands by filing date | |
| TDCX INC | 87190U100 | ADR | 20,000 | $383,000 | thousands by filing date | |
| Aravive Inc | 03890D108 | Common / Ordinary Stock | 174,575 | $382,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 52,485 | $381,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 7,362 | $378,000 | thousands by filing date | |
| BELLEROPHON THERAPEUTICS INC | 078771300 | COM NEW | 121,670 | $378,000 | thousands by filing date | |
| SO YOUNG INTERNATIONAL INC | 83356Q108 | SPONSORED ADS | 118,212 | $377,000 | thousands by filing date | |
| ORGENESIS INC | 68619K204 | COM | 130,305 | $376,000 | thousands by filing date | |
| POLAR PWR INC | 73102V105 | COM | 104,950 | $376,000 | thousands by filing date | |
| LUCIRA HEALTH INC | 54948U105 | COM | 43,337 | $373,000 | thousands by filing date | |
| ONESMART INTL ED GROUP LTD | 68276W103 | CMN | 1,590,557 | $373,000 | thousands by filing date | |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 10,034 | $369,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T206 | COM NEW | 41,042 | $369,000 | thousands by filing date | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 120,000 | $367,000 | thousands by filing date | |
| ACCESS NEWSWIRE INC | 46520M204 | COM NEW | 12,448 | $367,000 | thousands by filing date | |
| SEVEN HILLS REALTY TRUST | 81784E101 | REIT | 35,231 | $366,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 265,228 | $366,000 | thousands by filing date | |
| GUARDION HEALTH SCIENCES INC | 40145Q401 | COM | 563,134 | $364,000 | thousands by filing date | |
| TPB ACQUISITION CORP I | G8990L127 | *W EXP 08/09/202 | 499,927 | $364,000 | thousands by filing date | |
| NATURAL ORDER ACQUISITION CO | 63889L115 | *W EXP 09/15/202 | 865,915 | $364,000 | thousands by filing date | |
| QUEST RESOURCE HLDG CORP | 74836W203 | COM NEW | 52,268 | $362,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 26,735 | $362,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 17,084 | $361,000 | thousands by filing date | |
| ELOXX PHARMACEUTICALS INC | 29014R103 | COM | 508,135 | $360,000 | thousands by filing date | |
| US WELL SERVICES INC | 91274U200 | CL A NEW | 311,859 | $358,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 12,880 | $355,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W622 | INOVATIV HLTCR | 10,000 | $355,000 | thousands by filing date | |
| XOS INC | 98423B108 | COM | 112,526 | $354,000 | thousands by filing date | |
| CAREMAX INC | 14171W111 | *W EXP 06/08/202 | 249,998 | $353,000 | thousands by filing date | |
| UNITED BANCORP INC OHIO | 909911109 | COM | 21,158 | $352,000 | thousands by filing date | |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 12,231 | $351,000 | thousands by filing date | |
| QUALIGEN THERAPEUTICS INC | 74754R103 | COM | 325,043 | $347,000 | thousands by filing date | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 30,242 | $345,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 11,578 | $345,000 | thousands by filing date | |
| PIONEER PWR SOLUTIONS IN | 723836300 | COMMON STOCK | 45,885 | $344,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 14,170 | $340,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 139,805 | $336,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 53,262 | $334,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 1,913 | $333,000 | thousands by filing date | |
| FIRST NATIONAL CORP VA | 32106V107 | COMMON STOCK | 14,468 | $333,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 10,019 | $332,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 1,891 | $331,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 5,410 | $326,000 | thousands by filing date | |
| PDL CMNTY BANCORP | 69290X101 | COM | 22,308 | $323,000 | thousands by filing date | |
| ISHARES ESG ADVANCED UNIVERSAL USD BOND ETF | 46436E619 | COM | 6,488 | $321,000 | thousands by filing date | |
| UPHEALTH INC | 91532B101 | COM | 143,392 | $321,000 | thousands by filing date | |
| COMSTOCK INC | 205750300 | COM NEW | 248,620 | $321,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 560,968 | $320,000 | thousands by filing date | |
| BIOTRICITY INC COM NEW | 09074H104 | Stock | 80,242 | $319,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 277,877 | $316,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 43,900 | $313,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000834237-22-008654 | this filing | 2022-02-10 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000834237-22-008704 | added | 2022-02-23 | acceptance time not in the bulk data set |