13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2022-09-30, filed 2022-11-10, with 5,945 holding rows worth $139,725,755,000.
- Accession
- 0000831001-22-000162
- Filer
- CIK 831001
- Filed
- 2022-11-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2022
A holdings report, 13,799 entries on the cover page, a total value of $139,725,755,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $139,725,755,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp LLC028-11520
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Europe AG028-10817
- included managerCitigroup Global Markets Holdings Bahamas Ltd028-19110
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerCitigroup Global Markets Ltd028-04309
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Vivid Seats Inc | 92854T100 | Common Stock | 1,342 | $10,000 | thousands by filing date | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 669 | $10,000 | thousands by filing date | |
| ESS TECH INC | 26916J106 | COMMON STOCK | 2,536 | $10,000 | thousands by filing date | |
| ProShares UltraPro Short S&P 500 | 74347B110 | COM | 435 | $10,000 | thousands by filing date | |
| POSEIDA THERAPEUTICS INC | 73730P108 | COM | 2,846 | $10,000 | thousands by filing date | |
| ST ENERGY TRANSITION I LTD | G8465L115 | WARR | 126,563 | $10,000 | thousands by filing date | call |
| AHREN ACQUISITION CORP | G01322125 | WARR | 78,705 | $10,000 | thousands by filing date | call |
| APPHARVEST INC | 03783T103 | COM | 5,189 | $10,000 | thousands by filing date | |
| GOGORO INC | G9491K105 | ORDINARY SHARES | 2,617 | $10,000 | thousands by filing date | |
| C5 ACQUISITION CORPORATION | 12530D113 | *W EXP 12/31/202 | 94,336 | $10,000 | thousands by filing date | call |
| AP ACQUISITION CORP | G04058106 | CL A ORD SHS | 1,000 | $10,000 | thousands by filing date | |
| JACKSON ACQUISITION CO | 46653C114 | *W EXP 99/99/999 | 79,636 | $10,000 | thousands by filing date | call |
| ENERGEM CORP | G30449121 | *W EXP 11/15/202 | 100,001 | $10,000 | thousands by filing date | call |
| GLOBAL TECHNOLGY ACQSTN CORP | G3934N115 | *W EXP 99/99/999 | 72,184 | $10,000 | thousands by filing date | call |
| BULLPEN PARLAY ACQUISITION C | G1792A118 | *W EXP 12/03/202 | 100,001 | $10,000 | thousands by filing date | call |
| GAMES & ESPORTS EXPRNC ACQ C | G3731J127 | *W EXP 12/01/202 | 75,001 | $10,000 | thousands by filing date | call |
| TASEKO MINES LTD COM | 876511106 | Stock | 8,000 | $9,000 | thousands by filing date | |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 266 | $9,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 75 | $9,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 10,000 | $9,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V647 | SEMICONDUCTORS | 100 | $9,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 778 | $9,000 | thousands by filing date | |
| DOUBLEDOWN INTERACTIVE CO LT | 25862B109 | ADS | 975 | $9,000 | thousands by filing date | |
| RUSH STREET INTERACTIVE INC | 782011100 | COM | 2,336 | $9,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 150 | $9,000 | thousands by filing date | |
| RIMINI STR INC DEL | 76674Q107 | COM | 2,023 | $9,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 87 | $9,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 1,326 | $9,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 107 | $9,000 | thousands by filing date | |
| BRC INC A | 05601U105 | COMMON STOCK | 1,131 | $9,000 | thousands by filing date | |
| CITIZENS FINANCIAL SERVICES | 174615104 | COMMON STOCK | 124 | $9,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 802 | $9,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 362 | $9,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 200 | $9,000 | thousands by filing date | |
| PROSHARES TR | 74347B169 | CMN | 300 | $9,000 | thousands by filing date | |
| CABLE ONE, INC. | 12685JAG0 | NOTE | 13,000 | $9,000 | thousands by filing date | principal |
| DevvStream Corp | 34417L117 | Warrant | 111,745 | $9,000 | thousands by filing date | call |
| Cango Inc/KY | 137586103 | ADS | 4,004 | $9,000 | thousands by filing date | |
| VIZIO HOLDING CORP | 92858V101 | COMMON STOCK | 1,031 | $9,000 | thousands by filing date | |
| CARPARTS COM INC | 14427M107 | COM | 1,833 | $9,000 | thousands by filing date | |
| BROOKFIELD BUSINESS CO FCLASS A | 11259V106 | CL A EXC SUB VTG | 394 | $9,000 | thousands by filing date | |
| EMX RTY CORP | 26873J107 | COM | 5,000 | $9,000 | thousands by filing date | |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 774 | $9,000 | thousands by filing date | |
| VELO3D INC | 92259N104 | COM | 2,211 | $9,000 | thousands by filing date | |
| HANNON ARMSTRONG SUST INFR C | 41068XAD2 | BOND | 10,000 | $9,000 | thousands by filing date | principal |
| NEW PROVIDENCE ACQSITN CORP | 64823D110 | *W EXP 11/09/202 | 66,666 | $9,000 | thousands by filing date | call |
| SEMPER PARATUS ACQUISITION C | G8028L131 | *W EXP 11/04/202 | 77,151 | $9,000 | thousands by filing date | call |
| SONIM TECHNOLOGIES INC | 83548F200 | COM NEW | 17,719 | $9,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 9,000 | $9,000 | thousands by filing date | principal |
| GLOBAL X FDS | 37954Y533 | MSCI CHINA IT | 600 | $9,000 | thousands by filing date | |
| FIVE9 INC | 338307AB7 | NOTE 0.125% 5/0 | 5,000 | $9,000 | thousands by filing date | principal |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 146 | $8,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 200 | $8,000 | thousands by filing date | |
| DREAM FINDERS HOMES INC COM CL A | 26154D100 | Stock | 841 | $8,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 232 | $8,000 | thousands by filing date | |
| DRAFTKINGS INC NEW | 26142V105 | COM CL A | 500 | $8,000 | thousands by filing date | call |
| ARES CAPITAL CORP | 04010L103 | COM | 465 | $8,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 500 | $8,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L886 | COM | 271 | $8,000 | thousands by filing date | |
| FIRST WATCH RESTAURANT GROUP | 33748L101 | COM | 548 | $8,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 109 | $8,000 | thousands by filing date | |
| GCM GROSVENOR INC | 36831E108 | COM CL A | 951 | $8,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P300 | NUVEEN ESG LRGVL | 250 | $8,000 | thousands by filing date | |
| GROWGENERATION CORP | 39986L109 | COM | 2,215 | $8,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 1,780 | $8,000 | thousands by filing date | |
| ERMENEGILDO ZEGNA NV | N30577105 | COMMON STOCK | 722 | $8,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 300 | $8,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 263 | $8,000 | thousands by filing date | |
| ISHARES TR | 46435G417 | CR 5 10 YR ETF | 179 | $8,000 | thousands by filing date | |
| EXPENSIFY INC | 30219Q106 | COM CL A | 505 | $8,000 | thousands by filing date | |
| ZEVIA PBC | 98955K104 | CL A | 1,779 | $8,000 | thousands by filing date | |
| CANTALOUPE INC | 138103106 | COM | 2,199 | $8,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 206 | $8,000 | thousands by filing date | |
| ISHARES MSCI UNITED KINGDOM SMALL-CAP ETF | 46429B416 | ETF | 310 | $8,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 430 | $8,000 | thousands by filing date | |
| INTEGRAL AD SCIENCE HLDNG CO | 45828L108 | COM | 1,129 | $8,000 | thousands by filing date | |
| CONCORD ACQUISITION II CORP | 20607u116 | WT | 41,667 | $8,000 | thousands by filing date | call |
| CANNA-GLOBAL ACQUISITION CORP | 13767k119 | WT | 300,001 | $8,000 | thousands by filing date | call |
| PROSHARES TR | 74347R172 | ULTRA 20YR TRE | 300 | $8,000 | thousands by filing date | |
| PROSHARES TR | 74347X880 | ULT FTSE CHIN 50 | 400 | $8,000 | thousands by filing date | |
| ProShares UltraShort Bloomberg Crude Oil | 74347Y797 | ETF | 277 | $8,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 3,578 | $8,000 | thousands by filing date | |
| Ramaco Resources Inc | 75134P303 | COM CL B | 886 | $8,000 | thousands by filing date | |
| AEROVATE THERAPEUTICS INC | 008064107 | COM | 508 | $8,000 | thousands by filing date | |
| MOUNTAIN & CO I ACQUISITN CO | G6301J112 | *W EXP 09/30/202 | 150,001 | $8,000 | thousands by filing date | call |
| GRITSTONE BIO INC | 39868T105 | COM | 3,194 | $8,000 | thousands by filing date | |
| ATLANTIC COASTAL AQSTN CORP | 04845A116 | WARR | 125,001 | $8,000 | thousands by filing date | call |
| VINCO VENTURES INC | 927330100 | COM | 8,915 | $8,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 4,062 | $8,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 1,203 | $8,000 | thousands by filing date | |
| CAMBRIDGE BANCORP | 132152109 | COM | 104 | $8,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 315 | $8,000 | thousands by filing date | |
| HENNESSY CAPITAL INVST CORP | 42600H116 | *W EXP 99/99/999 | 50,001 | $8,000 | thousands by filing date | call |
| BATTERY FUTURE ACQUISITION C | G0888J124 | *W EXP 99/99/999 | 75,000 | $8,000 | thousands by filing date | call |
| FINNOVATE ACQUISITION CORP | G3R34K111 | *W EXP 09/30/202 | 112,501 | $8,000 | thousands by filing date | call |
| RCF ACQUISITION CORP | G7330C110 | *W EXP 99/99/999 | 50,001 | $8,000 | thousands by filing date | call |
| AERIE PHARMACEUTICALS INC | 00771VAB4 | NOTE 1.500%10/0 | 8,000 | $8,000 | thousands by filing date | principal |
| NORTH MOUNTAIN MERGER CORP | 661204107 | CMN | 801 | $8,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 3,427 | $7,000 | thousands by filing date | |
| JAKKS PAC INC | 47012E403 | COM NEW | 384 | $7,000 | thousands by filing date | |
| WOORI FINL GROUP INC SPONSORED ADS | 981064108 | ADR | 314 | $7,000 | thousands by filing date | |
| NUSCALE PWR CORP CL A COM | 67079K100 | Stock | 524 | $7,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 2,065 | $7,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 500 | $7,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 1,000 | $7,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 51 | $7,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 60 | $7,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 749 | $7,000 | thousands by filing date | |
| PORCH GROUP INC | 733245104 | COM | 3,296 | $7,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 1,882 | $7,000 | thousands by filing date | |
| THE REALREAL INC | 88339P101 | COM | 4,486 | $7,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 144 | $7,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 1,081 | $7,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 486 | $7,000 | thousands by filing date | |
| HOVNANIAN ENTERPRISES INC | 442487401 | CL A NEW | 210 | $7,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y495 | PURE CANNABIS | 1,650 | $7,000 | thousands by filing date | |
| LIFESTANCE HEALTH GROUP INC | 53228F101 | COM | 1,093 | $7,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 998 | $7,000 | thousands by filing date | |
| TALKSPACE INC | 87427V103 | COM | 7,094 | $7,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 290 | $7,000 | thousands by filing date | |
| ONITY GROUP INC | 675746606 | COMMON STOCK | 286 | $7,000 | thousands by filing date | |
| BUSINESS FIRST BANCSHARES | 12326C105 | COMMON STOCK | 321 | $7,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 235 | $7,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 232 | $7,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 815 | $7,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222AK0 | NOTE 2.250% 3/1 | 6,000 | $7,000 | thousands by filing date | principal |
| UNION BANKSHARES INC | 905400107 | CMN | 319 | $7,000 | thousands by filing date | |
| LISTED FDS TR | 53656F706 | ROUNDHILL VIDEO | 500 | $7,000 | thousands by filing date | |
| BEYONDSPRING INC | G10830100 | SHS | 6,815 | $7,000 | thousands by filing date | |
| Pearl Holdings Acquisition Corp | G44525114 | Warrant | 50,000 | $7,000 | thousands by filing date | call |
| CYXTERA TECHNOLOGIES INC | 23284C102 | COMMON STOCK | 1,659 | $7,000 | thousands by filing date | |
| SUTRO BIOPHARMA INC | 869367102 | COM | 1,296 | $7,000 | thousands by filing date | |
| YELLOW CORP | 985510106 | COM | 1,453 | $7,000 | thousands by filing date | |
| INNOVID CORP | 457679108 | COMMON STOCK | 2,625 | $7,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351X101 | COM | 4,612 | $7,000 | thousands by filing date | |
| CORTEXYME INC | 22053A107 | COM | 5,556 | $7,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 6,649 | $7,000 | thousands by filing date | |
| VOLTA INC | 92873V102 | COM CL A | 5,695 | $7,000 | thousands by filing date | |
| SNAP ONE HOLDINGS CORP | 83303Y105 | COM | 648 | $7,000 | thousands by filing date | |
| VICARIOUS SURGICAL INC | 92561V109 | COM | 1,947 | $7,000 | thousands by filing date | |
| SARCOS TECHN AND ROBOTICS CO | 80359A106 | COM | 3,364 | $7,000 | thousands by filing date | |
| MARKFORGED HOLDING CORPORATI | 57064N102 | COM | 3,748 | $7,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 4,621 | $7,000 | thousands by filing date | |
| ONYX ACQUISITION CO I | G6755Q117 | *W EXP 11/30/202 | 94,737 | $7,000 | thousands by filing date | call |
| LAMF GLOBAL VENTURES CORP I | G5338L124 | *W EXP 99/99/999 | 100,070 | $7,000 | thousands by filing date | call |
| BURTECH ACQUISITION CORP | 123013112 | *W EXP 12/18/202 | 125,001 | $7,000 | thousands by filing date | call |
| MCLAREN TECHNOLOGY ACQ CORP | 58176U117 | *W EXP 11/01/202 | 100,001 | $7,000 | thousands by filing date | call |
| DECARBONIZATION PLUS ACQUISI | G2773W111 | *W EXP 07/15/202 | 12,551 | $7,000 | thousands by filing date | call |
| ETF MANAGERS TR | 26924G706 | WEDBUSH VID GAME | 135 | $7,000 | thousands by filing date | |
| ESGEN ACQUISITION CORP | G3R95N111 | *W EXP 10/18/202 | 88,458 | $7,000 | thousands by filing date | call |
| SENIOR CONNECT ACQUISITN COR | 81723H108 | COM CL A | 750 | $7,000 | thousands by filing date | |
| 7 ACQUISITION CORPORATION | G80694113 | *W EXP 11/05/202 | 50,000 | $7,000 | thousands by filing date | call |
| ALTAIR ENGR INC | 021369AA1 | BOND | 6,000 | $7,000 | thousands by filing date | principal |
| GOGREEN INVESTMENTS CORP | G9461B119 | WTS | 50,001 | $7,000 | thousands by filing date | call |
| EYEPOINT INC COM NEW | 30233G209 | Stock | 780 | $6,000 | thousands by filing date | |
| FS KKR CAP CORP | 302635206 | COM | 360 | $6,000 | thousands by filing date | |
| NAUTILUS BIOTECHNOLOGY INC | 63909J108 | COM | 2,982 | $6,000 | thousands by filing date | |
| COASTAL FINL CORP WA | 19046P209 | COM NEW | 159 | $6,000 | thousands by filing date | |
| BLEND LABS INC | 09352U108 | CL A | 2,796 | $6,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 311 | $6,000 | thousands by filing date | |
| EVOLV TECHNOLOGIES HLDNGS IN | 30049H102 | COM CL A | 2,860 | $6,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V324 | S&P500 EQL IND | 40 | $6,000 | thousands by filing date | |
| XERIS BIOPHARMA HOLDINGS INC | 98422E103 | COM | 3,552 | $6,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 705 | $6,000 | thousands by filing date | |
| CRICUT INC | 22658D100 | COM CL A | 643 | $6,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 503 | $6,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 204 | $6,000 | thousands by filing date | |
| VITA COCO CO INC | 92846Q107 | COM | 484 | $6,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 245 | $6,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 237 | $6,000 | thousands by filing date | |
| METROCITY BANKSHARES INC | 59165J105 | COMMON STOCK | 285 | $6,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 219 | $6,000 | thousands by filing date | |
| CTO REALTY GROWTH INC | 22948Q101 | REIT | 305 | $6,000 | thousands by filing date | |
| AEHR TEST SYSTEMS | 00760J108 | COMMON STOCK | 436 | $6,000 | thousands by filing date | |
| CARTER BANKSHARES INC | 146103106 | COMMON STOCK | 370 | $6,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 125 | $6,000 | thousands by filing date | |
| INFINTT ACQUISITION CORP | g47862126 | WT | 62,501 | $6,000 | thousands by filing date | call |
| IMMUTEP LTD | 45257L108 | SPONSORED ADS | 3,995 | $6,000 | thousands by filing date | |
| BARK Inc. | 68622E104 | COM | 3,322 | $6,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 570 | $6,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 1,296 | $6,000 | thousands by filing date | |
| Skillsoft Corp. | 83066P200 | Common | 3,237 | $6,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 2,015 | $6,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 109 | $6,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 8,178 | $6,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U117 | *W EXP 01/01/202 | 579 | $6,000 | thousands by filing date | call |
| ATI PHYSICAL THERAPY INC | 00216W109 | COM CL A | 5,744 | $6,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 1,000 | $6,000 | thousands by filing date | principal |
| BLUEGREEN VACATIONS HLDG COR | 096308101 | COM | 382 | $6,000 | thousands by filing date | |
| CEPTON INC | 15673X101 | COM | 3,051 | $6,000 | thousands by filing date | |
| HH&L ACQUISITION CO | G39714129 | WARR | 124,926 | $6,000 | thousands by filing date | call |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 311 | $6,000 | thousands by filing date | |
| ALSP ORCHID ACQUISITION CORP | G0231L123 | *W EXP 11/30/202 | 62,501 | $6,000 | thousands by filing date | call |
| OMNILIT ACQUISITION CORP | 68218C116 | *W EXP 11/08/202 | 50,001 | $6,000 | thousands by filing date | call |
| OTONOMO TECHNOLOGIES LTD | M7571L103 | ORDINARY SHARES | 22,161 | $6,000 | thousands by filing date | |
| LIBERTY RES ACQUISITION CORP | 53118A113 | *W EXP 10/31/202 | 68,001 | $6,000 | thousands by filing date | call |
| TG VENTURE ACQUISITION CORP | 87251T117 | *W EXP 08/15/202 | 100,001 | $6,000 | thousands by filing date | call |
| ETF MANAGERS TR | 26924G771 | ETFMG TRAVEL TEC | 400 | $6,000 | thousands by filing date | |
| NRX PHARMACEUTICALS INC | 629444100 | COMMON | 8,759 | $6,000 | thousands by filing date | |
| RENEW ENERGY GLOBAL PLC CL A SHS | G7500M104 | Stock | 804 | $5,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 749 | $5,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 85 | $5,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 63 | $5,000 | thousands by filing date | |
| WM TECHNOLOGY INC | 92971A109 | COM *D* | 2,820 | $5,000 | thousands by filing date | |
| ALERUS FINL CORP | 01446U103 | COM | 231 | $5,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 19 | $5,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P409 | NUVEEN ESG MIDCP | 150 | $5,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P607 | NUVEEN ESG SMLCP | 157 | $5,000 | thousands by filing date | |
| NEXTNAV INC | 65345N106 | COMMON STOCK | 1,847 | $5,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 108 | $5,000 | thousands by filing date | |
| EVERQUOTE INC | 30041R108 | COM CL A | 760 | $5,000 | thousands by filing date | |
| KURA SUSHI USA INC | 501270102 | CL A COM | 71 | $5,000 | thousands by filing date | |
| STONECO LTD | G85158106 | COM CL A | 500 | $5,000 | thousands by filing date | call |
| FIRST INTERNET BANCORP | 320557101 | COM | 135 | $5,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J148 | *W EXP 06/30/205 | 520 | $5,000 | thousands by filing date | call |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 173 | $5,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 534 | $5,000 | thousands by filing date | |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 185 | $5,000 | thousands by filing date | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 224 | $5,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 270 | $5,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 246 | $5,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 194 | $5,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 169 | $5,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 116 | $5,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 652 | $5,000 | thousands by filing date | |
| HAGERTY INC A | 405166109 | COMMON STOCK | 610 | $5,000 | thousands by filing date | |
| XPONENTIAL FITNESS INC A | 98422X101 | COMMON STOCK | 297 | $5,000 | thousands by filing date | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 310 | $5,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 229 | $5,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 107 | $5,000 | thousands by filing date | |
| MASTERCRAFT BOAT HOLDINGS IN | 57637H103 | COMMON STOCK | 272 | $5,000 | thousands by filing date | |
| ONEWATER MARINE INC CL A | 68280L101 | COMMON STOCK | 170 | $5,000 | thousands by filing date | |
| TARSUS PHARMACEUTICALS INC | 87650L103 | COMMON STOCK | 279 | $5,000 | thousands by filing date | |
| FIVE STAR BANCORP | 33830T103 | COMMON STOCK | 191 | $5,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 637 | $5,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 882 | $5,000 | thousands by filing date | |
| INOTIV INC | 45783Q100 | COM | 347 | $5,000 | thousands by filing date | |
| ETSY INC | 29786AAN6 | NOTE 0.250% 6/1 | 6,000 | $5,000 | thousands by filing date | principal |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 710 | $5,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G856 | CMN | 240 | $5,000 | thousands by filing date | |
| TRAEGER INC | 89269P103 | COMMON STOCK | 1,796 | $5,000 | thousands by filing date | |
| DP CAP ACQUISITION I CORP | g2r05b126 | WT | 34,271 | $5,000 | thousands by filing date | call |
| Everest Consolidator Acquisition Corp | 29978K110 | Warrant | 75,001 | $5,000 | thousands by filing date | call |
| ANGI INC CLASS A | 00183L102 | CL A | 1,781 | $5,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 3,367 | $5,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 4,449 | $5,000 | thousands by filing date | |
| CUE HEALTH INC | 229790100 | COM | 1,649 | $5,000 | thousands by filing date | |
| 5E ADVANCED MATERIALS INC | 33830Q109 | COMMON STOCK | 502 | $5,000 | thousands by filing date | |
| EVE MOBILITY ACQUISITION COR | G3218G117 | *W EXP 12/31/202 | 50,001 | $5,000 | thousands by filing date | call |
| WEBER INC | 94770D102 | COM | 809 | $5,000 | thousands by filing date | |
| THE BEACHBODY COMPANY INC | 073463101 | COM | 4,598 | $5,000 | thousands by filing date | |
| PROFESSIONAL HLDG CORP | 743139107 | COM | 198 | $5,000 | thousands by filing date | |
| SONDER HOLDINGS INC | 83542D102 | COM | 2,895 | $5,000 | thousands by filing date | |
| VMG CONSUMER ACQUISITION COR | 91842V110 | WARR | 75,051 | $5,000 | thousands by filing date | call |
| VACASA INC | 91854V107 | COM | 1,696 | $5,000 | thousands by filing date | |
| INDUSTRIAL TECH ACQSTNS II I | 45635R116 | WARR | 50,001 | $5,000 | thousands by filing date | call |
| META MATERIALS INC | 59134N104 | COM | 7,407 | $5,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 159 | $5,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 170 | $5,000 | thousands by filing date | |
| SOUTHPORT ACQUISITION CORP | 84465L113 | WARR | 50,000 | $5,000 | thousands by filing date | call |
| CORE SCIENTIFIC INC | 21873J108 | Common Stock | 4,067 | $5,000 | thousands by filing date | |
| FTAC ZEUS ACQUISITION COR | 30320F114 | *W EXP 04/15/202 | 53,365 | $5,000 | thousands by filing date | call |
| CHURCHILL CAPITAL CORP VII | 17144M110 | *W EXP 02/29/202 | 40,001 | $5,000 | thousands by filing date | call |
| G SQUARED ASCEND II INC | G42041122 | *W EXP 12/31/202 | 47,165 | $5,000 | thousands by filing date | call |
| TECH AND ENERGY TRANSITION | 87823R110 | *W EXP 03/31/202 | 101,136 | $5,000 | thousands by filing date | call |
| THE REALREAL INC | 88339PAB7 | NOTE 3.000% 6/1 | 9,000 | $5,000 | thousands by filing date | principal |
| BYTE ACQUISITION CORP | G1R25Q113 | *W EXP 03/18/202 | 50,001 | $5,000 | thousands by filing date | call |
| CRESCERA CAP ACQUISITION COR | G26507114 | *W EXP 11/18/202 | 62,501 | $5,000 | thousands by filing date | call |
| MAINZ BIOMED N V | N5436L101 | ORDINARY SHARES | 673 | $5,000 | thousands by filing date | |
| AVENUE THERAPEUTICS INC | 05360L304 | COMMON | 510 | $5,000 | thousands by filing date | |
| PHUNWARE INC | 71948P100 | COMMON | 4,115 | $5,000 | thousands by filing date | |
| PINE IS ACQUISITION CORP | 722615119 | *W EXP 10/29/202 | 92,342 | $5,000 | thousands by filing date | call |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 170 | $4,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 397 | $4,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 478 | $4,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 183 | $4,000 | thousands by filing date | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 721 | $4,000 | thousands by filing date | |
| ALTA EQUIPMENT GROUP INC COMMON STOCK | 02128L106 | Stock | 318 | $4,000 | thousands by filing date | |
| TERNS PHARMACEUTICALS INC COM | 880881107 | Stock | 701 | $4,000 | thousands by filing date | |
| POSTAL REALTY TRUST INC | 73757R102 | CL A | 269 | $4,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 375 | $4,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 3,166 | $4,000 | thousands by filing date | |
| WORLD GOLD TR | 98149E303 | SPDR GLD MINIS | 112 | $4,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 166 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 94 | $4,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 149 | $4,000 | thousands by filing date | |
| NEXTDOOR HOLDINGS INC | 65345M108 | COM CL A | 1,436 | $4,000 | thousands by filing date | |
| NORTHEAST BK PORTLAND ME | 66405S100 | COM | 100 | $4,000 | thousands by filing date | |
| RXSIGHT INC | 78349D107 | COM | 311 | $4,000 | thousands by filing date | |
| SOUTH PLAINS FINANCIAL INC | 83946P107 | COM | 152 | $4,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 173 | $4,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 154 | $4,000 | thousands by filing date | |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 106 | $4,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 63 | $4,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 118 | $4,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 200 | $4,000 | thousands by filing date | |
| ARIS WATER SOLUTIONS INC | 04041L106 | CLASS A COM | 338 | $4,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X301 | COM NEW | 538 | $4,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 127 | $4,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 217 | $4,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 112 | $4,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 558 | $4,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 169 | $4,000 | thousands by filing date | |
| OPORTUN FINANCIAL CORP | 68376D104 | COMMON STOCK | 955 | $4,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 134 | $4,000 | thousands by filing date | |
| MVB FINANCIAL CORP | 553810102 | COMMON STOCK | 156 | $4,000 | thousands by filing date | |
| BLUE RIDGE BANKSHARES INC | 095825105 | COMMON STOCK | 362 | $4,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 1,035 | $4,000 | thousands by filing date | |
| JOHN MARSHALL BANCORP INC | 47805L101 | COMMON STOCK | 175 | $4,000 | thousands by filing date | |
| THREDUP INC CLASS A | 88556E102 | COMMON STOCK | 2,332 | $4,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 123 | $4,000 | thousands by filing date | |
| FVCBANKCORP INC | 36120Q101 | COMMON STOCK | 183 | $4,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 181 | $4,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 899 | $4,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 1,057 | $4,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 335 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 254 | $4,000 | thousands by filing date | |
| PLAYBOY INC | 72814P109 | COM | 1,092 | $4,000 | thousands by filing date | |
| RENAISSANCE CAP GREENWICH FD | 759937204 | IPO ETF | 150 | $4,000 | thousands by filing date | |
| Amplify Energy Corp | 03212B103 | COM | 544 | $4,000 | thousands by filing date | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 1,447 | $4,000 | thousands by filing date | |
| STUDIO CITY INTL HLDGS LTD | 86389T106 | SPON ADS | 1,628 | $4,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q882 | CMN | 2,700 | $4,000 | thousands by filing date | |
| LATCH ORD | 51818V106 | COMMON STOCK | 4,145 | $4,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 300 | $4,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 1,251 | $4,000 | thousands by filing date | |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 125 | $4,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 622 | $4,000 | thousands by filing date | |
| ALPINE IMMUNE SCIENCES INC | 02083G100 | COM | 619 | $4,000 | thousands by filing date | |
| SINGULAR GENOMICS SYSTEMS IN | 82933R100 | COM | 1,695 | $4,000 | thousands by filing date | |
| BLUE FOUNDRY BANCORP | 09549B104 | COM | 398 | $4,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 142 | $4,000 | thousands by filing date | |
| COUPA SOFTWARE INC | 22266LAC0 | NOTE 0.125% 6/1 | 5,000 | $4,000 | thousands by filing date | principal |
| Ouster Inc | 68989M103 | COM | 3,970 | $4,000 | thousands by filing date | |
| KRONOS BIO INC | 50107A104 | COM | 1,170 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347G382 | FUND | 162 | $4,000 | thousands by filing date | |
| CELULARITY INC | 151190105 | COM | 1,707 | $4,000 | thousands by filing date | |
| CVENT HOLDING CORP | 126677103 | COM | 689 | $4,000 | thousands by filing date | |
| LOCAL BOUNTI CORP | 53960E106 | COM | 1,464 | $4,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E240 | FUND | 125 | $4,000 | thousands by filing date | |
| INTEGRATED WELLNESS ACQ CORP | G4828B100 | COM | 400 | $4,000 | thousands by filing date | |
| BRIDGE INVT GROUP HLDGS INC | 10806B100 | COM | 296 | $4,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L204 | COM NEW | 2,552 | $4,000 | thousands by filing date | |
| INTEGRATED RAIL AND RE -CW23 | 45827R114 | COM | 50,001 | $4,000 | thousands by filing date | call |
| LF CAPITAL ACQUISITION CORP | 50202D110 | *W EXP 02/19/202 | 50,001 | $4,000 | thousands by filing date | call |
| CAN FITE BIOPHARMA LTD | 13471N201 | SPONSORED ADS | 5,535 | $4,000 | thousands by filing date | |
| THE GROWTH FOR GOOD ACQU COR | G41522114 | *W EXP 11/12/202 | 53,645 | $4,000 | thousands by filing date | call |
| IBIO INC | 451033203 | COM NEW | 21,357 | $4,000 | thousands by filing date | |
| HORIZON ACQUISITION CORPORAT | G46044106 | CMN | 363 | $4,000 | thousands by filing date | |
| ARENA FORTIFY ACQUISITION CO | 04005A112 | WTS | 50,001 | $4,000 | thousands by filing date | call |
| SHELTER ACQUISITION CORP I | 822821112 | *W EXP 02/25/202 | 50,001 | $4,000 | thousands by filing date | call |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 75 | $3,000 | thousands by filing date | |
| AC IMMUNE SA | H00263105 | SHS | 918 | $3,000 | thousands by filing date | |
| AEMETIS INC | 00770K202 | COM NEW | 448 | $3,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 383 | $3,000 | thousands by filing date | |
| DOLE PLC | G27907107 | ORD SHS | 404 | $3,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 538 | $3,000 | thousands by filing date | |
| AVEANNA HEALTHCARE HLDGS INC | 05356F105 | COM | 1,810 | $3,000 | thousands by filing date | |
| COMPASS PATHWAYS PLC | 20451W101 | SPONSORED ADS | 321 | $3,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 86 | $3,000 | thousands by filing date | |
| THIRD COAST BANCSHARES INC | 88422P109 | COM | 194 | $3,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 502 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 70 | $3,000 | thousands by filing date | |
| OLEMA PHARMACEUTICALS INC | 68062P106 | COM | 1,196 | $3,000 | thousands by filing date | |
| BERKELEY LTS INC | 084310101 | COM | 892 | $3,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 647 | $3,000 | thousands by filing date | |
| SUMMIT THERAPEUTICS INC | 86627T108 | COM | 2,549 | $3,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 344 | $3,000 | thousands by filing date | |
| MCEWEN INC. | 58039P305 | COM NEW | 993 | $3,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 41 | $3,000 | thousands by filing date | |
| RILEY EXPLORATION PERMIAN IN | 76665T102 | COM | 160 | $3,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 216 | $3,000 | thousands by filing date | |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 196 | $3,000 | thousands by filing date | |
| HBT FINANCIAL INC DE | 404111106 | COMMON STOCK | 157 | $3,000 | thousands by filing date | |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 248 | $3,000 | thousands by filing date | |
| RED RIVER BANCSHARES INC | 75686R202 | COMMON STOCK | 67 | $3,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 155 | $3,000 | thousands by filing date | |
| ATOMERA INC | 04965B100 | COMMON STOCK | 310 | $3,000 | thousands by filing date | |
| FIRST WESTERN FINANCIAL INC | 33751L105 | COMMON STOCK | 121 | $3,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 107 | $3,000 | thousands by filing date | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 331 | $3,000 | thousands by filing date | |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 328 | $3,000 | thousands by filing date | |
| NERDWALLET INC CL A | 64082B102 | COMMON STOCK | 388 | $3,000 | thousands by filing date | |
| NEXPOINT REAL ESTATE FINANCE | 65342V101 | REIT | 156 | $3,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 237 | $3,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 101 | $3,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 1,306 | $3,000 | thousands by filing date | |
| CAPITAL BANCORP INC MD | 139737100 | COMMON STOCK | 137 | $3,000 | thousands by filing date | |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 52 | $3,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 405 | $3,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 20 | $3,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 206 | $3,000 | thousands by filing date | |
| CONCRETE PUMPING HOLDINGS IN | 206704108 | COMMON STOCK | 398 | $3,000 | thousands by filing date | |
| PCB BANCORP | 69320M109 | COMMON STOCK | 178 | $3,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 118 | $3,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 1,113 | $3,000 | thousands by filing date | |
| FOGHORN THERAPEUTICS INC | 344174107 | COMMON STOCK | 305 | $3,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 414 | $3,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 646 | $3,000 | thousands by filing date | |
| ATRENEW INC | 00138L108 | SPONSORED ADS | 1,137 | $3,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y731 | CONSCIOUS COS | 113 | $3,000 | thousands by filing date | |
| Inflarx Nv | N44821101 | COM | 1,301 | $3,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 62 | $3,000 | thousands by filing date | |
| RIDENOW GROUP INC | 781386305 | COM CL B | 159 | $3,000 | thousands by filing date | |
| CENTESSA PHARMACEUTICALS PLC | 152309100 | SPONSORED ADS | 668 | $3,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 498 | $3,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049MAB6 | NOTE 0.250% 1/1 | 4,000 | $3,000 | thousands by filing date | principal |
| DIREXION SHARES ETF TRUST | 25460G195 | DAILY FTSE CHINA | 66 | $3,000 | thousands by filing date | |
| LUXEXPERIENCE BV | 55406W103 | SPONSORED ADS | 220 | $3,000 | thousands by filing date | |
| BTCS INC | 05581M404 | CMN | 1,670 | $3,000 | thousands by filing date | |
| RANI THERAPEUTICS HLDGS INC | 753018100 | CMN | 295 | $3,000 | thousands by filing date | |
| WHITEHAWK THERAPEUTICS INC | 00032Q104 | CMN | 220 | $3,000 | thousands by filing date | |
| HILLEVAX INC | 43157M102 | COM | 198 | $3,000 | thousands by filing date | |
| NYXOAH S A | B6S7WD106 | SHS | 412 | $3,000 | thousands by filing date | |
| HYDROFARMS HLDGS GROUP INC | 44888K209 | COM | 1,379 | $3,000 | thousands by filing date | |
| SENSUS HEALTHCARE INC | 81728J109 | COM | 230 | $3,000 | thousands by filing date | |
| SPIRE GLOBAL, INC. | 848560108 | COM | 2,660 | $3,000 | thousands by filing date | |
| Invest Acquisition Corp | G4923T113 | Warrant | 62,200 | $3,000 | thousands by filing date | call |
| NOODLES & CO | 65540B105 | COM CL A | 619 | $3,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 209 | $3,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 659 | $3,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 14,834 | $3,000 | thousands by filing date | |
| ATHIRA PHARMA INC | 04746L104 | COM | 968 | $3,000 | thousands by filing date | |
| SCULPTOR CAP MGMT | 811246107 | COM CL A | 390 | $3,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383L105 | COM NEW | 220 | $3,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 544 | $3,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 1,402 | $3,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 781 | $3,000 | thousands by filing date | |
| PCSB FINL CORP COM | 69324R104 | Stock | 200 | $3,000 | thousands by filing date | |
| ASTRA SPACE INC | 04634X103 | COM CL A | 5,130 | $3,000 | thousands by filing date | |
| Q2 HLDGS INC | 74736LAD1 | NOTE 0.750% 6/0 | 4,000 | $3,000 | thousands by filing date | principal |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 325 | $3,000 | thousands by filing date | |
| AKOYA BIOSCIENCES INC COM | 00974H104 | Stock | 252 | $3,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 549 | $3,000 | thousands by filing date | |
| MONDEE HOLDINGS INC | 465712107 | COM | 335 | $3,000 | thousands by filing date | |
| WARBURG PINCUS CAPTAL CORP I | G9460M124 | WARR | 49,001 | $3,000 | thousands by filing date | call |
| ROCKLEY PHOTONICS HLDGS LTD | G7614L109 | COM | 3,765 | $3,000 | thousands by filing date | |
| USERTESTING INC | 91734E101 | COM | 716 | $3,000 | thousands by filing date | |
| VINTAGE WINE ESTATES INC | 92747V106 | COM | 1,241 | $3,000 | thousands by filing date | |
| OFFERPAD SOLUTIONS INC | 67623L109 | COM | 2,450 | $3,000 | thousands by filing date | |
| ANGION BIOMEDICA CORP | 03476J107 | COM | 3,743 | $3,000 | thousands by filing date | |
| DOMA HOLDINGS INC | 25703A104 | COM | 7,295 | $3,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 2,961 | $3,000 | thousands by filing date | |
| BRIGHT HEALTH GROUP INC | 10920V107 | COM | 2,919 | $3,000 | thousands by filing date | |
| FOCUS UNVL INC | 34417J104 | COM | 269 | $3,000 | thousands by filing date | |
| PEAR THERAPEUTICS INC | 704723105 | COM | 1,442 | $3,000 | thousands by filing date | |
| MOMENTUS INC | 60879E101 | COM | 2,214 | $3,000 | thousands by filing date | |
| GUARDION HEALTH SCIENCES INC | 40145Q401 | COM | 18,617 | $3,000 | thousands by filing date | |
| GRAPHITE BIO INC | 38870X104 | COM | 797 | $3,000 | thousands by filing date | |
| CHARGE ENTERPRISES INC | 159610104 | COM | 1,978 | $3,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 242 | $3,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 347 | $3,000 | thousands by filing date | |
| VPC IMPACT ACQUISITION HLDG | G9460L118 | *W EXP 03/05/202 | 51,447 | $3,000 | thousands by filing date | call |
| TRANSOCEAN INC | 893830BJ7 | DEB 0.500% 1/3 | 3,000 | $3,000 | thousands by filing date | principal |
| ETSY INC | 29786AAC0 | NOTE 3/0 | 1,000 | $3,000 | thousands by filing date | principal |
| AGILE GROWTH CORP | G01202111 | *W EXP 03/09/202 | 51,342 | $3,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25460G732 | MOONSHOT INNOVAT | 210 | $3,000 | thousands by filing date | |
| EZCORP INC | 302301AE6 | NOTE 2.375% 5/0 | 4,000 | $3,000 | thousands by filing date | principal |
| SDCL EDGE ACQUISITION CORP | G79471127 | *W EXP 99/99/999 | 36,551 | $3,000 | thousands by filing date | call |
| SIZZLE ACQUISITION CORP | 83014E117 | *W EXP 11/02/202 | 50,001 | $3,000 | thousands by filing date | call |
| GREEN VISOR FIN TEC ACQ CORP | G4166K126 | *W EXP 10/27/202 | 37,501 | $3,000 | thousands by filing date | call |
| GDS HLDGS LTD | 36165LAB4 | NOTE 2.000% 6/0 | 3,000 | $3,000 | thousands by filing date | principal |
| AKOUOS INC | 00973J101 | COM | 480 | $3,000 | thousands by filing date | |
| TCW SPECIAL PURPOSE ACQU COR | 87301L114 | WTS | 50,173 | $3,000 | thousands by filing date | call |
| CONVEY HEALTH SOLUTIONS HLDG | 21258C108 | CMN | 246 | $3,000 | thousands by filing date | |
| PERASO INC | 71360T101 | COM | 1,700 | $3,000 | thousands by filing date | |
| PARABELLUM ACQUISITION CORP | 69901P117 | Common | 75,001 | $3,000 | thousands by filing date | call |
| AGILE THERAPEUTICS INC | 00847L209 | COM NEW | 9,085 | $3,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 19 | $2,000 | thousands by filing date | |
| ONDAS HLDGS INC | 68236H204 | COM NEW | 539 | $2,000 | thousands by filing date | |
| ANGEL OAK MORTGAGE REIT INC COM | 03464Y108 | REIT | 210 | $2,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 95 | $2,000 | thousands by filing date | |
| CIPHER DIGITAL INC COM | 17253J106 | Stock | 1,838 | $2,000 | thousands by filing date | |
| CHICAGO ATLANTIC REAL ESTATE F COM | 167239102 | REIT | 159 | $2,000 | thousands by filing date | |
| INNOVAGE HLDG CORP | 45784A104 | COM | 291 | $2,000 | thousands by filing date | |
| ARS PHARMACEUTICALS INC | 82835W108 | COM | 418 | $2,000 | thousands by filing date | |
| ARTERIS INC | 04302A104 | COM | 263 | $2,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 903 | $2,000 | thousands by filing date | |
| CLEANSPARK INC | 18452B209 | COM NEW | 721 | $2,000 | thousands by filing date | |
| DAKOTA GOLD CORP | 46655E100 | COM | 767 | $2,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 79 | $2,000 | thousands by filing date | |
| WEAVE COMMUNICATIONS INC | 94724R108 | COM | 475 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y343 | GLBL X MLP ETF | 51 | $2,000 | thousands by filing date | |
| ORIC PHARMACEUTICALS INC | 68622P109 | COM | 474 | $2,000 | thousands by filing date | |
| CION INVT CORP | 17259U204 | COM | 272 | $2,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 316 | $2,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 57 | $2,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 100 | $2,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 1,300 | $2,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 75 | $2,000 | thousands by filing date | |
| LEGACY HOUSING CORP | 52472M101 | COMMON STOCK | 134 | $2,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 225 | $2,000 | thousands by filing date | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 130 | $2,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 296 | $2,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 1,194 | $2,000 | thousands by filing date | |
| RED VIOLET INC | 75704L104 | COMMON STOCK | 144 | $2,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 190 | $2,000 | thousands by filing date | |
| RESERVOIR MEDIA INC | 76119X105 | COMMON STOCK | 311 | $2,000 | thousands by filing date | |
| IVANHOE ELECTRIC INC US | 46578C108 | COMMON STOCK | 220 | $2,000 | thousands by filing date | |
| USCB FINANCIAL HOLDINGS INC | 90355N101 | COMMON STOCK | 164 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-22-000162 | this filing | 2022-11-10 | acceptance time not in the bulk data set |