13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2022-09-30, filed 2022-11-10, with 5,945 holding rows worth $139,725,755,000.
- Accession
- 0000831001-22-000162
- Filer
- CIK 831001
- Filed
- 2022-11-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2022
A holdings report, 13,799 entries on the cover page, a total value of $139,725,755,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $139,725,755,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp LLC028-11520
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Europe AG028-10817
- included managerCitigroup Global Markets Holdings Bahamas Ltd028-19110
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerCitigroup Global Markets Ltd028-04309
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 5,340 | $39,000 | thousands by filing date | |
| TZP STRATEGIES ACQUISTN CORP | G91595101 | COM | 3,959 | $39,000 | thousands by filing date | |
| FORMA THERAPEUTICS HLDGS INC | 34633R104 | SHS | 1,955 | $39,000 | thousands by filing date | |
| STEVANATO GROUP S P A ORD SHS | T9224W109 | Stock | 2,268 | $38,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 14,062 | $38,000 | thousands by filing date | |
| ALTO INGREDIENTS INC | 021513106 | COMMON STOCK | 10,093 | $38,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G656 | S&P ULTRA DIVIDE | 1,000 | $38,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 792 | $38,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 5,039 | $38,000 | thousands by filing date | |
| ROIVANT SCIENCES LTD | G76279101 | SHS | 11,411 | $37,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 11,010 | $37,000 | thousands by filing date | |
| DANAOS CORPORATION SHS | Y1968P121 | Stock | 661 | $37,000 | thousands by filing date | |
| BRIGHTSPIRE CAPITAL INC COM CL A | 10949T109 | REIT | 5,964 | $37,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 4,463 | $37,000 | thousands by filing date | |
| HESS MIDSTREAM LP | 428103105 | CL A SHS | 1,450 | $37,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 82,000 | $37,000 | thousands by filing date | principal |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 419 | $37,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 3,216 | $37,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 65 | $37,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 43,152 | $37,000 | thousands by filing date | |
| FARADAY FUTRE INTLGT ELCTR I | 307359109 | COM | 58,128 | $37,000 | thousands by filing date | |
| FARFETCH LTD | 30744WAD9 | BOND | 41,000 | $37,000 | thousands by filing date | principal |
| ALTERYX INC | 02156BAB9 | CONV BD US | 28,000 | $37,000 | thousands by filing date | principal |
| ENACT HLDGS INC COM | 29249E109 | Stock | 1,640 | $36,000 | thousands by filing date | |
| ARDAGH METAL PACKAGING S A | L02235106 | SHS | 7,245 | $36,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 3,421 | $36,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 1,347 | $36,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 616 | $36,000 | thousands by filing date | |
| KALTURA INC | 483467106 | COMMON STOCK | 16,575 | $36,000 | thousands by filing date | |
| MULTIPLAN CORPORATION | 62548M100 | COM | 12,515 | $36,000 | thousands by filing date | |
| ASHFORD HOSPITALITY TR INC | 044103869 | COM SHS | 5,312 | $36,000 | thousands by filing date | |
| RAPID7 INC | 753422AD6 | NOTE 2.250% 5/0 | 36,000 | $36,000 | thousands by filing date | principal |
| ELLIOTT OPPORTUNITY II CORP | G30092103 | CMN | 3,685 | $36,000 | thousands by filing date | |
| ZETA GLOBAL HOLDINGS CORP CL A | 98956A105 | Stock | 5,288 | $35,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 1,739 | $35,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 9,658 | $35,000 | thousands by filing date | |
| AMPLITUDE INC COM CL A | 03213A104 | Stock | 2,260 | $35,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 1,207 | $35,000 | thousands by filing date | |
| GLOBAL SHIP LEASE INC | Y27183600 | COM CL A | 2,248 | $35,000 | thousands by filing date | |
| EZCORP INC | 302301AF3 | NOTE2.875% 7/0 | 34,000 | $35,000 | thousands by filing date | principal |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 574 | $34,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 1,128 | $34,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 3,019 | $34,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 1,136 | $34,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 12,265 | $34,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 600 | $34,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 1,621 | $34,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 1,650 | $34,000 | thousands by filing date | |
| STONEBRIDGE ACQUISITION CORP | G85094103 | COM | 3,399 | $34,000 | thousands by filing date | |
| INTER & CO INC CLASS A COM | G4R20B107 | Stock | 10,226 | $33,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 2,144 | $33,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 3,605 | $33,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 8,034 | $33,000 | thousands by filing date | |
| LIGHTWAVE LOGIC INC | 532275104 | COM | 4,449 | $33,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 1,489 | $33,000 | thousands by filing date | |
| PRIMIS FINANCIAL CORP | 74167B109 | COMMON STOCK | 2,720 | $33,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 1,866 | $33,000 | thousands by filing date | |
| AMERANT BANCORP INC | 023576101 | COMMON STOCK | 1,315 | $33,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505731 | ROBO GLB ARTIF | 1,300 | $33,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 1,500 | $33,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 389 | $33,000 | thousands by filing date | |
| GLATFELTER CORP | 377320106 | COMMON STOCK | 10,560 | $33,000 | thousands by filing date | |
| IDEANOMICS INC | 45166V106 | COM | 118,645 | $33,000 | thousands by filing date | |
| CONCORD ACQUISITION CORP III | 20607V114 | *W EXP 99/99/999 | 219,758 | $33,000 | thousands by filing date | call |
| UTA ACQUISITION CORPORATION | G9473A117 | WTS | 150,001 | $33,000 | thousands by filing date | call |
| GENIE ENERGY LTD | 372284208 | CL B | 3,404 | $32,000 | thousands by filing date | |
| DOCGO INC | 256086109 | COM | 3,206 | $32,000 | thousands by filing date | |
| ACV AUCTIONS INC | 00091G104 | COM CL A | 4,395 | $32,000 | thousands by filing date | |
| HONEST CO INC | 438333106 | COM | 9,227 | $32,000 | thousands by filing date | |
| OLAPLEX HLDGS INC | 679369108 | COM | 3,403 | $32,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 1,903 | $32,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 2,500 | $32,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 2,819 | $32,000 | thousands by filing date | |
| SEMA4 HOLDINGS CORP | 81663L101 | COM | 36,164 | $32,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 4,197 | $32,000 | thousands by filing date | |
| BYLINE BANCORP INC | 124411109 | COM | 1,546 | $31,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W458 | DAI SEM BUL ETF | 3,447 | $31,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A289 | DEFIANCE SPACE A | 1,103 | $31,000 | thousands by filing date | |
| FIGS INC CLASS A | 30260D103 | COMMON STOCK | 3,776 | $31,000 | thousands by filing date | |
| Gaotu Techedu Inc | 36257Y109 | COM | 25,820 | $31,000 | thousands by filing date | |
| HARBORONE BANCORP INC NEW | 41165Y100 | COM NEW | 2,361 | $31,000 | thousands by filing date | |
| Q2 HLDGS INC | 74736LAF6 | NOTE 0.125%11/1 | 39,000 | $31,000 | thousands by filing date | principal |
| VTEX SHS CL A | G9470A102 | Stock | 7,974 | $30,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 13,632 | $30,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 12,660 | $30,000 | thousands by filing date | |
| CANOO INC | 13803R102 | COM CL A | 15,762 | $30,000 | thousands by filing date | |
| WALLBOX NV | N94209108 | SHS CL A | 3,762 | $30,000 | thousands by filing date | |
| AVIDXCHANGE HOLDINGS INC | 05368X102 | COM | 3,522 | $30,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 1,151 | $30,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 1,130 | $30,000 | thousands by filing date | |
| PONCE FINANCIAL GROUP INC | 732344106 | COMMON STOCK | 3,235 | $30,000 | thousands by filing date | |
| OUTDOOR HOLDING CO | 00175J107 | COMMON STOCK | 10,214 | $30,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 1,039 | $30,000 | thousands by filing date | |
| Direxion Daily S&P 500 Bear 3X Shares | 25460E265 | ETF | 1,000 | $30,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 1,003 | $30,000 | thousands by filing date | |
| SOUTHERN STS BANCSHARES INC COM | 843878307 | Stock | 1,113 | $30,000 | thousands by filing date | |
| NUTANIX INC | 67059NAB4 | NOTE 1/1 | 31,000 | $30,000 | thousands by filing date | principal |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 200 | $29,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 1,046 | $29,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 2,448 | $29,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E628 | KBW BK ETF | 600 | $29,000 | thousands by filing date | |
| PURECYCLE TECHNOLOGIES INC | 74623V103 | COM | 3,626 | $29,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 724 | $29,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 5,223 | $29,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 2,000 | $29,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 1,495 | $29,000 | thousands by filing date | |
| ACCOLADE INC | 00437E102 | COM | 2,597 | $29,000 | thousands by filing date | |
| OLINK HLDG AB | 680710100 | ADR | 2,421 | $29,000 | thousands by filing date | |
| GFL ENVIRONMENTAL INC | 36168Q120 | CONV | 499 | $29,000 | thousands by filing date | |
| BEYOND AIR INC | 08862L103 | COM | 3,838 | $29,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 188 | $28,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 627 | $28,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 6,464 | $28,000 | thousands by filing date | |
| FRANCHISE GROUP INC | 35180X105 | COM | 1,165 | $28,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 3,058 | $28,000 | thousands by filing date | |
| DESKTOP METAL INC | 25058X105 | COM CL A | 10,694 | $28,000 | thousands by filing date | |
| BALLYS CORPORATION | 05875B106 | COM | 1,393 | $28,000 | thousands by filing date | |
| ARKO CORP | 041242108 | COMMON STOCK | 3,034 | $28,000 | thousands by filing date | |
| ORANGE COUNTY BANCORP INC | 68417L107 | COMMON STOCK | 734 | $28,000 | thousands by filing date | |
| SANARA MEDTECH INC | 79957L100 | COMMON STOCK | 946 | $28,000 | thousands by filing date | |
| HEALTH CATALYST INC | 42225T107 | COM | 2,862 | $28,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 2,446 | $28,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 475 | $27,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 987 | $27,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 4,601 | $27,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 3,659 | $27,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 1,023 | $27,000 | thousands by filing date | |
| VERA THERAPEUTICS INC | 92337R101 | COMMON STOCK | 1,250 | $27,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 5,012 | $27,000 | thousands by filing date | |
| TIM SA-ADR | 88706T108 | SPONSORED ADR | 2,355 | $27,000 | thousands by filing date | |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 1,500 | $27,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430545 | HEDGE IND ETF | 400 | $27,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 4,862 | $27,000 | thousands by filing date | |
| PROSHARES TR | 74347G887 | ULSH 20YRTRE NEW | 350 | $27,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 4,678 | $27,000 | thousands by filing date | |
| Fidelity High Dividend ETF | 316092840 | SHS | 800 | $26,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 3,019 | $26,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y201 | COM | 657 | $26,000 | thousands by filing date | |
| ANNEXON INC | 03589W102 | COM | 4,089 | $26,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 969 | $26,000 | thousands by filing date | |
| PROSHARES TR | 74347R669 | PSHS ULT SEMICDT | 1,781 | $26,000 | thousands by filing date | |
| ESTABLISHMENT LABS HOLDINGS | G31249108 | COMMON STOCK | 477 | $26,000 | thousands by filing date | |
| SPACE EX TECH SPACEX CLASS A | 19423L672 | Equity | 1,003 | $26,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 4,855 | $26,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 10,723 | $26,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 487 | $25,000 | thousands by filing date | |
| SWEETGREEN INC | 87043Q108 | COM CL A | 1,332 | $25,000 | thousands by filing date | |
| ENTRADA THERAPEUTICS INC COM | 29384C108 | Stock | 1,583 | $25,000 | thousands by filing date | |
| ZEVRA THERAPEUTICS INC COM NEW | 488445206 | Stock | 4,029 | $25,000 | thousands by filing date | |
| GEOPARK LTD USD SHS | G38327105 | Stock | 2,134 | $25,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 3,345 | $25,000 | thousands by filing date | |
| SCHOLAR ROCK HLDG CORP | 80706P103 | COM | 3,677 | $25,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 7,034 | $25,000 | thousands by filing date | |
| COMPASS INC | 20464U100 | CL A | 10,850 | $25,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 2,582 | $25,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 200 | $25,000 | thousands by filing date | |
| AMALGAMATED FINANCIAL CORP | 022671101 | COM | 1,095 | $25,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 2,853 | $25,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 1,539 | $25,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 1,244 | $25,000 | thousands by filing date | |
| ANTERIX INC | 03676C100 | COMMON STOCK | 705 | $25,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E842 | DORSEY WRGT SMLC | 366 | $25,000 | thousands by filing date | |
| ATHENA TECHNOLOGY ACQUISITION | 04687c113 | WT | 188,925 | $25,000 | thousands by filing date | call |
| RENEO PHARMACEUTICALS INC | 75974E103 | COM | 7,495 | $25,000 | thousands by filing date | |
| GREENLIGHT BIOSCIENCES HOLDING | 39536G105 | Common Stock | 10,661 | $25,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 1,015 | $24,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 2,481 | $24,000 | thousands by filing date | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 1,519 | $24,000 | thousands by filing date | |
| REPAY HLDGS CORP | 76029L100 | COM CL A | 3,378 | $24,000 | thousands by filing date | |
| MISSION PRODUCE INC | 60510V108 | COM | 1,664 | $24,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 736 | $24,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT HEALTHCARE MOMENTUM ETF | 46137V852 | ETF | 200 | $24,000 | thousands by filing date | |
| Up Fintech Holding Ltd | 91531W106 | COM | 7,133 | $24,000 | thousands by filing date | |
| VALENS SEMICONDUCTOR LTD | M9607U115 | ORDINARY SHARES | 5,766 | $24,000 | thousands by filing date | |
| PAYA HOLDINGS INC | 70434P103 | COM CL A | 3,952 | $24,000 | thousands by filing date | |
| KINIKSA PHARMACEUTICALS LTD | G5269C101 | COM CL A | 1,878 | $24,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 1,411 | $24,000 | thousands by filing date | |
| FORESIGHT AUTONOMOUS HLDGS L | 345523104 | SPONSORED ADS | 46,122 | $24,000 | thousands by filing date | |
| F45 TRAINING HLDGS INC | 30322L101 | COM | 7,621 | $24,000 | thousands by filing date | |
| ROC ENERGY ACQUISITION CORP | 77118V116 | RIGHT 11/30/2028 | 300,001 | $24,000 | thousands by filing date | call |
| REDFIN CORP | 75737FAA6 | NOTE 1.750% 7/1 | 27,000 | $24,000 | thousands by filing date | principal |
| IONQ INC COM | 46222L108 | Stock | 4,447 | $23,000 | thousands by filing date | |
| KINETIK HOLDINGS INC COM NEW CL A | 02215L209 | Stock | 691 | $23,000 | thousands by filing date | |
| BRAZE INC | 10576N102 | COM CL A | 664 | $23,000 | thousands by filing date | |
| BUTTERFLY NETWORK INC | 124155102 | COM CL A | 5,075 | $23,000 | thousands by filing date | |
| BANK FIRST CORP | 06211J100 | COM | 300 | $23,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 860 | $23,000 | thousands by filing date | |
| GROUPON INC | 399473206 | COM NEW | 2,855 | $23,000 | thousands by filing date | |
| TRITIUM DCFC LIMITED | Q9225T108 | ORDINARY SHARES | 7,134 | $23,000 | thousands by filing date | |
| SITIO ROYALTIES CORP | 82982V101 | CLASS A COM | 1,048 | $23,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 875 | $23,000 | thousands by filing date | |
| CPI CARD GROUP INC | 12634H200 | COMMON STOCK | 1,486 | $23,000 | thousands by filing date | |
| CLOVER HEALTH INVESTMENTS CO | 18914F103 | COMMON STOCK | 13,805 | $23,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 1,297 | $23,000 | thousands by filing date | |
| ALPINE INCOME PROPERTY TRUST | 02083X103 | REIT | 1,403 | $23,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L761 | CR SCD US BD | 500 | $23,000 | thousands by filing date | |
| PACER TRENDPILOT 100 ETF | 69374H303 | ETF | 463 | $23,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F866 | AFRICA INDEX ETF | 1,500 | $23,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 139 | $23,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 13,864 | $23,000 | thousands by filing date | |
| NEOGAMES S A | L6673X107 | COM | 1,828 | $23,000 | thousands by filing date | |
| STAGWELL INC | 85256A109 | COM CL A | 3,155 | $22,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 130 | $22,000 | thousands by filing date | |
| FREEDOM HOLDING CORP | 356390104 | COM | 440 | $22,000 | thousands by filing date | |
| SEER INC | 81578P106 | COM CL A | 2,801 | $22,000 | thousands by filing date | |
| TIZIANA LIFE SCIENCES LTD | G88912103 | COMMON SHARES | 28,815 | $22,000 | thousands by filing date | |
| DADA NEXUS LTD NPV ADR | 23344D108 | ADS | 4,576 | $22,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 430 | $22,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 727 | $22,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 734 | $22,000 | thousands by filing date | |
| CLAROS MORTGAGE TRUST INC | 18270D106 | REIT | 1,858 | $22,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 668 | $22,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 647 | $22,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 571 | $22,000 | thousands by filing date | |
| ACCEL ENTERTAINMENT INC | 00436Q106 | COMMON STOCK | 2,778 | $22,000 | thousands by filing date | |
| BIOMEA FUSION INC | 09077A106 | CMN | 2,270 | $22,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 1,550 | $22,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V696 | NEXT GEN MEDIA | 681 | $22,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 2,377 | $22,000 | thousands by filing date | |
| PRAXIS PRECISION MEDICINES I | 74006W108 | COM | 9,478 | $22,000 | thousands by filing date | |
| MIND MEDICINE MINDMED INC | 60255C885 | COM NEW | 6,291 | $22,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 787 | $22,000 | thousands by filing date | |
| ZYNGA INC | 98986TAB4 | NOTE 0.250% 6/0 | 20,000 | $22,000 | thousands by filing date | principal |
| DANIMER SCIENTIFIC INC | 236272100 | COM CL A | 7,227 | $22,000 | thousands by filing date | |
| INFINITE ACQUISITION CORP | G48028123 | *W EXP 11/23/202 | 125,001 | $22,000 | thousands by filing date | call |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 1,648 | $21,000 | thousands by filing date | |
| BLACKSTONE SECD LENDING FD | 09261X102 | COMMON STOCK | 911 | $21,000 | thousands by filing date | |
| SI BONE INC | 825704109 | COM | 1,226 | $21,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 673 | $21,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 859 | $21,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 3,568 | $21,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 328 | $21,000 | thousands by filing date | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 1,000 | $21,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N865 | CMN | 393 | $21,000 | thousands by filing date | |
| TNL Mediagene | G1330L121 | Warrant | 175,000 | $21,000 | thousands by filing date | call |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 3,680 | $21,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 7,431 | $21,000 | thousands by filing date | |
| Zalatoris II Acquisition Corp | G9831X122 | WARRANT | 161,242 | $21,000 | thousands by filing date | call |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 675 | $20,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 400 | $20,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 573 | $20,000 | thousands by filing date | |
| LUCKY STRIKE ENTERTAINMENT C | 10258P102 | CL A COM | 1,608 | $20,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 971 | $20,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 2,877 | $20,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 2,517 | $20,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 884 | $20,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 1,264 | $20,000 | thousands by filing date | |
| PULMONX CORP | 745848101 | COM | 1,204 | $20,000 | thousands by filing date | |
| TREACE MED CONCEPTS INC | 89455T109 | COM | 914 | $20,000 | thousands by filing date | |
| ISHARES TR | 46434V779 | MSCI QATAR ETF | 952 | $20,000 | thousands by filing date | |
| NIU TECHNOLOGIES | 65481N100 | CMN | 4,781 | $20,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 1,325 | $20,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 123 | $20,000 | thousands by filing date | |
| OMEGA THERAPEUTICS INC | 68217N105 | COMMON STOCK | 3,691 | $20,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 5,574 | $20,000 | thousands by filing date | |
| NATIONAL VISION HLDGS INC | 63845RAB3 | NOTE 2.500% 5/1 | 16,000 | $20,000 | thousands by filing date | principal |
| ALLOVIR INC | 019818103 | COM | 2,577 | $20,000 | thousands by filing date | |
| BIOPLUS ACQUISITION CORP | G11217125 | *W EXP 12/02/202 | 135,601 | $20,000 | thousands by filing date | call |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 226 | $19,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 1,344 | $19,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q886 | DIVERSFED RTRN | 255 | $19,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 210 | $19,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 13,802 | $19,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 3,284 | $19,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 2,291 | $19,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 1,848 | $19,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108805 | AMPLIFY LITHIUM | 1,500 | $19,000 | thousands by filing date | |
| VALARIS LTD WT EXP 042928 | G9460G119 | Stock | 2,303 | $19,000 | thousands by filing date | call |
| VIVINT SMART HOME INC | 928542109 | COMMON STOCK | 2,893 | $19,000 | thousands by filing date | |
| SOVOS BRANDS INC | 84612U107 | COM | 1,327 | $19,000 | thousands by filing date | |
| AIR TRANS SVCS GROUP INC | 00922RAB1 | BOND | 19,000 | $19,000 | thousands by filing date | principal |
| STARRY GROUP HOLDINGS INC | 85572U102 | COM | 12,679 | $19,000 | thousands by filing date | |
| XOS INC | 98423B108 | COM | 16,048 | $19,000 | thousands by filing date | |
| BIOATLA INC | 09077B104 | COM | 2,388 | $18,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A420 | DEFIA QUANT ETF | 500 | $18,000 | thousands by filing date | |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 882 | $18,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 3,000 | $18,000 | thousands by filing date | |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 433 | $18,000 | thousands by filing date | |
| EMERALD HOLDING INC | 29103W104 | COM | 5,419 | $18,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 626 | $18,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J775 | BLOO PRI PWR ETF | 292 | $18,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G609 | CMN | 400 | $18,000 | thousands by filing date | |
| EUROPEAN WAX CTR INC | 29882P106 | CLASS A COM | 1,002 | $18,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A508 | WHEAT FD | 2,000 | $18,000 | thousands by filing date | |
| BLOCK INC | 852234AF0 | NOTE 0.125% 3/0 | 20,000 | $18,000 | thousands by filing date | principal |
| SILVERCREST METALS INC | 828363101 | COM | 3,186 | $18,000 | thousands by filing date | |
| TRICIDA INC | 89610F101 | COM | 1,764 | $18,000 | thousands by filing date | |
| RVL PHARMACEUTICALS PLC | G6S41R101 | COM | 8,356 | $18,000 | thousands by filing date | |
| SHOULDERUP TECHNOLOGY ACQUIS | 82537G112 | *W EXP 11/17/202 | 200,001 | $18,000 | thousands by filing date | call |
| NABORS ENERGY TRANSITION COR | 629567116 | *W EXP 11/17/202 | 125,501 | $18,000 | thousands by filing date | call |
| KKR ACQUISITION HOLDING I CO | 48253T117 | WTS | 150,000 | $18,000 | thousands by filing date | call |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 423 | $17,000 | thousands by filing date | |
| IMMUNOVANT INC | 45258J102 | COM | 2,959 | $17,000 | thousands by filing date | |
| GLOBAL INDUSTRIAL COMPANY COM | 37892E102 | Stock | 619 | $17,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 318 | $17,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 100 | $17,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 1,772 | $17,000 | thousands by filing date | |
| CULLINAN THERAPEUTICS INC | 230031106 | COM | 1,333 | $17,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 350 | $17,000 | thousands by filing date | |
| POSHMARK INC | 73739W104 | COM CL A | 1,095 | $17,000 | thousands by filing date | |
| ON24 INC | 68339B104 | COM | 1,858 | $17,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 1,733 | $17,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 540 | $17,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E214 | S&P INTL QULTY | 800 | $17,000 | thousands by filing date | |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 900 | $17,000 | thousands by filing date | |
| IGM BIOSCIENCES INC | 449585108 | COM | 741 | $17,000 | thousands by filing date | |
| DIVERSEY HLDGS LTD | G28923103 | COM | 3,584 | $17,000 | thousands by filing date | |
| IMAGO BIOSCIENCES INC | 45250K107 | COM | 1,153 | $17,000 | thousands by filing date | |
| INDUS REALTY TRUST INC | 45580R103 | TRUS | 328 | $17,000 | thousands by filing date | |
| SVF INVESTMENT CORP | G8601L128 | *W EXP 01/12/202 | 100,001 | $17,000 | thousands by filing date | call |
| PACER FDS TR | 69374H626 | CSOP FTSE CHINA | 1,100 | $17,000 | thousands by filing date | |
| iShares ESG Aware US Aggregate Bond ETF | 46435U549 | SHS | 350 | $16,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 435 | $16,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 739 | $16,000 | thousands by filing date | |
| AVEPOINT INC COM CL A | 053604104 | Stock | 3,986 | $16,000 | thousands by filing date | |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 674 | $16,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 267 | $16,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 400 | $16,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 4,187 | $16,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y293 | GLB X MLP ENRG I | 426 | $16,000 | thousands by filing date | |
| AERSALE CORPORATION | 00810F106 | COM | 851 | $16,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 3,610 | $16,000 | thousands by filing date | |
| FULCRUM THERAPEUTICS INC | 359616109 | COMMON STOCK | 1,920 | $16,000 | thousands by filing date | |
| RANGER ENERGY SERVICES CL A | 75282U104 | COMMON STOCK | 1,591 | $16,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 2,022 | $16,000 | thousands by filing date | |
| MEREO BIOPHARMA GROUP PLC | 589492107 | CMN | 18,915 | $16,000 | thousands by filing date | |
| CONTEXTLOGIC INC | 21077C107 | COMMON STOCK | 21,762 | $16,000 | thousands by filing date | |
| ASSETMARK FINL HLDGS INC | 04546L106 | COM | 872 | $16,000 | thousands by filing date | |
| SEMLER SCIENTIFIC INC | 81684M104 | COM | 436 | $16,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 8,119 | $16,000 | thousands by filing date | |
| LI-CYCLE HOLDINGS CORP | 50202P105 | COMMON SHARES | 3,077 | $16,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAD3 | NOTE 1.125%11/0 | 19,000 | $16,000 | thousands by filing date | principal |
| SOMALOGIC INC | 83444K105 | COM | 5,632 | $16,000 | thousands by filing date | |
| CARTICA ACQUISITION CORP | G1995D117 | *W EXP 04/30/202 | 125,001 | $16,000 | thousands by filing date | call |
| GRANITE PT MTG TR INC | 38741LAC1 | NOTE 6.375%10/0 | 16,000 | $16,000 | thousands by filing date | principal |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 347 | $15,000 | thousands by filing date | |
| NUVEEN ESG LARGE-CAP GROWTH ETF | 67092P201 | ETF | 324 | $15,000 | thousands by filing date | |
| NUVALENT INC COM | 670703107 | Stock | 781 | $15,000 | thousands by filing date | |
| CADRE HLDGS INC COM | 12763L105 | Stock | 608 | $15,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES | 05614L209 | COM | 2,409 | $15,000 | thousands by filing date | |
| ALKAMI TECHNOLOGY INC | 01644J108 | COM | 989 | $15,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 668 | $15,000 | thousands by filing date | |
| STOKE THERAPEUTICS INC | 86150R107 | COM | 1,194 | $15,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 5,429 | $15,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 58 | $15,000 | thousands by filing date | |
| MEDIAALPHA INC | 58450V104 | CL A | 1,730 | $15,000 | thousands by filing date | |
| KODIAK SCIENCES INC | 50015M109 | COM | 1,974 | $15,000 | thousands by filing date | |
| PACTIV EVERGREEN INC | 69526K105 | COM | 1,749 | $15,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 3,773 | $15,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 178 | $15,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 2,735 | $15,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 403 | $15,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 46,623 | $15,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 607 | $15,000 | thousands by filing date | |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 1,423 | $15,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 285 | $15,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L505 | FRANKLIN INTL LW | 630 | $15,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 155 | $15,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V159 | CMN | 323 | $15,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 1,390 | $15,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 4,003 | $15,000 | thousands by filing date | |
| Instil Bio, Inc. | 45783C101 | Common Stock | 3,274 | $15,000 | thousands by filing date | |
| INSTRUCTURE HLDGS INC | 457790103 | COM | 680 | $15,000 | thousands by filing date | |
| WHEELS UP EXPERIENCE I F | 96328L106 | Com | 12,628 | $15,000 | thousands by filing date | |
| TripAdvisor Inc | 896945AD4 | CONV | 19,000 | $15,000 | thousands by filing date | principal |
| SHARECARE INC | 81948W104 | COM | 8,154 | $15,000 | thousands by filing date | |
| BENSON HILL INC | 082490103 | COM | 5,369 | $15,000 | thousands by filing date | |
| CAREMAX INC | 14171W103 | COM | 2,090 | $15,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W540 | FUND | 1,700 | $15,000 | thousands by filing date | |
| INFLECTION POINT ACQUSTN COR | G47874113 | WARR | 75,001 | $15,000 | thousands by filing date | call |
| BLACK SPADE ACQUISITION CO | G11537118 | *W EXP 07/16/202 | 131,085 | $15,000 | thousands by filing date | call |
| RESEARCH ALLIANCE CORP II | 760873109 | CMN | 1,500 | $15,000 | thousands by filing date | |
| OSCAR HEALTH INC | 687793109 | CL A | 2,880 | $14,000 | thousands by filing date | |
| NUVEEN ESG MID-CAP VALUE ETF | 67092P508 | ETF | 480 | $14,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 1,640 | $14,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 1,033 | $14,000 | thousands by filing date | |
| VERTEX INC | 92538J106 | CL A | 1,049 | $14,000 | thousands by filing date | |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 130 | $14,000 | thousands by filing date | |
| RANPAK HOLDINGS CORP | 75321W103 | COMMON STOCK | 4,140 | $14,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 253 | $14,000 | thousands by filing date | |
| PHATHOM PHARMACEUTICALS INC | 71722W107 | COMMON STOCK | 1,247 | $14,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 375 | $14,000 | thousands by filing date | |
| TEADS HLDG CO | 69002R103 | COM | 3,864 | $14,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 1,484 | $14,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 500 | $14,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y401 | CMN | 176 | $14,000 | thousands by filing date | |
| CAPITALWORKS EMNG MKTS ACQSTN | g1889l126 | WT | 150,001 | $14,000 | thousands by filing date | call |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 714 | $14,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 3,043 | $14,000 | thousands by filing date | |
| PROVENTION BIO INC | 74374N102 | COM | 3,089 | $14,000 | thousands by filing date | |
| FINANCE OF AMERICA COMPAN CL A NEW | 31738L107 | Stock | 9,389 | $14,000 | thousands by filing date | |
| MERIDIANLINK INC | 58985J105 | COMMON STOCK | 844 | $14,000 | thousands by filing date | |
| TLGY ACQUISITION CORPORATION W | g8656t125 | WT | 150,051 | $14,000 | thousands by filing date | call |
| ANYWHERE REAL ESTATE GROUP L | 75606DAP6 | CNV | 20,000 | $14,000 | thousands by filing date | principal |
| 908 DEVICES INC COM | 65443P102 | Stock | 797 | $13,000 | thousands by filing date | |
| LIFE TIME GROUP HOLDINGS INC COMMON STOCK | 53190C102 | Stock | 1,352 | $13,000 | thousands by filing date | |
| UDEMY INC COM | 902685106 | Stock | 1,097 | $13,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 1,601 | $13,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 372 | $13,000 | thousands by filing date | |
| QUANTUM SI INC | 74765K105 | COM CL A | 4,761 | $13,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 789 | $13,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 3,891 | $13,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 700 | $13,000 | thousands by filing date | |
| JANUX THERAPEUTICS INC | 47103J105 | COM | 985 | $13,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 394 | $13,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 137 | $13,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 410 | $13,000 | thousands by filing date | |
| HOLLEY INC | 43538H103 | COMMON STOCK | 3,204 | $13,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 200 | $13,000 | thousands by filing date | |
| GENERATION BIO CO | 37148K100 | COM | 2,502 | $13,000 | thousands by filing date | |
| PROSHARES TR | 74347R776 | ULTRA MATERIALS | 800 | $13,000 | thousands by filing date | |
| SOHO HOUSE & CO INC | 586001109 | COM CL A | 2,740 | $13,000 | thousands by filing date | |
| TALKSPACE INC | 87427V111 | *W EXP 06/21/202 | 50,000 | $13,000 | thousands by filing date | call |
| PROSHARES TR II | 74347Y847 | FUND | 375 | $13,000 | thousands by filing date | |
| TATTOOED CHEF INC | 87663X102 | COM | 2,633 | $13,000 | thousands by filing date | |
| BELLUS HEALTH INC NEW | 07987C204 | COM | 1,264 | $13,000 | thousands by filing date | |
| EVELO BIOSCIENCES INC | 299734103 | COM | 6,140 | $13,000 | thousands by filing date | |
| Alternus Clean Energy Inc | 184493112 | Warrant | 167,301 | $13,000 | thousands by filing date | call |
| ISHARES TR | 464288620 | SHS | 260 | $12,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 203 | $12,000 | thousands by filing date | |
| KENON HLDGS LTD SHS | Y46717107 | Stock | 364 | $12,000 | thousands by filing date | |
| LEGALZOOM COM INC | 52466B103 | COM | 1,458 | $12,000 | thousands by filing date | |
| MONTE ROSA THERAPEUTICS INC | 61225M102 | COM | 1,510 | $12,000 | thousands by filing date | |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 1,501 | $12,000 | thousands by filing date | |
| ENERGY VAULT HOLDINGS INC | 29280W109 | COM | 2,280 | $12,000 | thousands by filing date | |
| CARDLYTICS INC | 14161W105 | COM | 1,333 | $12,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 838 | $12,000 | thousands by filing date | |
| SMARTRENT INC | 83193G107 | COMMON STOCK | 5,483 | $12,000 | thousands by filing date | |
| EVERCOMMERCE INC | 29977X105 | COMMON STOCK | 1,090 | $12,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 226 | $12,000 | thousands by filing date | |
| ALX ONCOLOGY HOLDINGS INC | 00166B105 | COMMON STOCK | 1,256 | $12,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 163 | $12,000 | thousands by filing date | |
| BICYCLE THERAPEUTICS PLC-ADR | 088786108 | SPONSORED ADS | 534 | $12,000 | thousands by filing date | |
| INVESCO MSCI SUSTAINABLEFUTURE ETF | 46137V407 | ETF | 250 | $12,000 | thousands by filing date | |
| REPARE THERAPEUTICS INC | 760273102 | COM | 961 | $12,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y319 | CMN | 573 | $12,000 | thousands by filing date | |
| PROSHARES TR | 74347R735 | PSHS ULT HLTHCRE | 160 | $12,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 641 | $12,000 | thousands by filing date | |
| 374WATER INC | 88583P104 | COM | 4,388 | $12,000 | thousands by filing date | |
| DHC ACQUISITION CORP | G2758T117 | WARR | 66,667 | $12,000 | thousands by filing date | call |
| PAYSAFE LIMITED | G6964L107 | ORD | 9,310 | $12,000 | thousands by filing date | |
| GENESIS GRWT TECH ACQUSTN CO | G3R23D128 | *W EXP 99/99/999 | 57,583 | $12,000 | thousands by filing date | call |
| MASON INDUSTRIAL TECHNOLGY I | 57520Y114 | *W EXP 99/99/999 | 327,222 | $12,000 | thousands by filing date | call |
| KEYARCH ACQUISITION CORP | G5260A104 | ORD SHS CL A | 1,200 | $12,000 | thousands by filing date | |
| TRINE II ACQUISITION CORP | G9059F118 | *W EXP 99/99/999 | 112,501 | $12,000 | thousands by filing date | call |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 500 | $11,000 | thousands by filing date | |
| SEMRUSH HLDGS INC CL A COM | 81686C104 | Stock | 956 | $11,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 3,759 | $11,000 | thousands by filing date | |
| PROSHARES TR | 74347G416 | ULTRASHRT S&P500 | 200 | $11,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 5,851 | $11,000 | thousands by filing date | |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 200 | $11,000 | thousands by filing date | |
| VITAL FARMS INC | 92847W103 | COM | 954 | $11,000 | thousands by filing date | |
| HASHICORP INC | 418100103 | COM CL A | 343 | $11,000 | thousands by filing date | |
| INTAPP INC | 45827U109 | COM | 559 | $11,000 | thousands by filing date | |
| ENGAGESMART INC | 29283F103 | COMMON STOCK | 529 | $11,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 824 | $11,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 1,003 | $11,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 4,637 | $11,000 | thousands by filing date | |
| PERELLA WEINBERG PARTNERS | 71367G102 | COMMON STOCK | 1,761 | $11,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 3,028 | $11,000 | thousands by filing date | |
| HIGHPEAK ENERGY INC | 43114Q105 | COMMON STOCK | 501 | $11,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V688 | NEXT GEN CON ETF | 150 | $11,000 | thousands by filing date | |
| ISHARES TR ETF GENOMICS IMMUNOLOGY & HEALTHCARE | 46435U192 | ETF | 400 | $11,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 1,428 | $11,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 1,106 | $11,000 | thousands by filing date | |
| PROOF ACQUISITION CORP I WT EX | 74349w112 | WT | 150,000 | $11,000 | thousands by filing date | call |
| BEAM GLOBAL | 07373B109 | COM | 901 | $11,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N300 | CL A | 372 | $11,000 | thousands by filing date | |
| ObsEva SA | H5861P103 | COM | 78,724 | $11,000 | thousands by filing date | |
| RALLYBIO CORP | 75120L100 | COM | 750 | $11,000 | thousands by filing date | |
| HELLO GROUP INC | 60879BAB3 | NOTE 1.250% 7/0 | 12,000 | $11,000 | thousands by filing date | principal |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 4,000 | $11,000 | thousands by filing date | principal |
| Allbirds Inc | 01675A109 | COM | 3,769 | $11,000 | thousands by filing date | |
| MULLEN AUTOMOTIVE INC | 62526P109 | COM | 32,942 | $11,000 | thousands by filing date | |
| KINNATE BIOPHARMA INC | 49705R105 | COM | 953 | $11,000 | thousands by filing date | |
| POWER & DIGITAL INFRASTRUCTU | 73919C118 | *W EXP 12/09/202 | 62,500 | $11,000 | thousands by filing date | call |
| THE GROWTH FOR GOOD ACQU COR | G41522130 | RIGHT 11/12/2026 | 107,290 | $11,000 | thousands by filing date | call |
| SCULPTOR ACQUISITION CORP I | G7T983103 | CL A COM | 1,100 | $11,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 1,577 | $10,000 | thousands by filing date | |
| BLUE OWL CAPITAL CORPORATION COM | 69121K104 | CEF | 923 | $10,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 1,793 | $10,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G716 | DAILY S&P BIOTEC | 400 | $10,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 761 | $10,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 363 | $10,000 | thousands by filing date | |
| NEXTDECADE CORP | 65342K105 | COM | 1,726 | $10,000 | thousands by filing date | |
| EDGEWISE THERAPEUTICS INC | 28036F105 | COM | 1,064 | $10,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 200 | $10,000 | thousands by filing date | |
| STRATA CRITICAL MEDICAL INC | 092667104 | CL A COM | 2,397 | $10,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V597 | RAFI US 1500 | 68 | $10,000 | thousands by filing date | |
| HUMACYTE INC | 44486Q103 | COM | 3,138 | $10,000 | thousands by filing date | |
| COMPASS THERAPEUTICS INC | 20454B104 | COM | 4,533 | $10,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C201 | COM | 1,532 | $10,000 | thousands by filing date | |
| TASKUS INC | 87652V109 | CLASS A COM | 615 | $10,000 | thousands by filing date | |
| CENTURY THERAPEUTICS INC | 15673T100 | COM | 1,007 | $10,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 773 | $10,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 4,500 | $10,000 | thousands by filing date | |
| HIPPO HOLDINGS INC | 433539202 | COMMON STOCK | 519 | $10,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 360 | $10,000 | thousands by filing date | |
| PLAYBOY INC | 72814P109 | COM | 2,500 | $10,000 | thousands by filing date | call |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 2,331 | $10,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-22-000162 | this filing | 2022-11-10 | acceptance time not in the bulk data set |