13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-08-11, with 7,436 holding rows worth $110,889,229,000.
- Accession
- 0000831001-17-000135
- Filer
- CIK 831001
- Filed
- 2017-08-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A holdings report, 15,611 entries on the cover page, a total value of $110,889,229,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $110,889,229,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAcciones y Valores Banamex, S.A. de C.V., Casa de Bolsa, integrante del Grupo Financiero Banamex028-10815
- included managerCiti GSCP Inc.028-16164
- included managerCiti Overseas Investments Bahamas Inc.028-10818
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp028-11520
- included managerCiticorp (Mexico) Holdings LLC028-10819
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Capital Partners Mexico, S. de R.L. de C.V.028-16170
- included managerCitigroup Derivatives Markets Inc.028-11547
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Deutschland AG028-10817
- included managerCitigroup Global Markets Europe Ltd028-04305
- included managerCitigroup Global Markets Finance Corp & Co. beschrankt haftende KG028-10821
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerIntentionally Omitted 028-04311
- included managerCitigroup Global Markets Ltd028-04309
- included managerCitigroup Niagra Holdings LLC028-16171
- included managerCOHM Overseas Mexico Holding, S. de R.L. de C.V.028-14268
- included managerGrupo Financiero Banamex, S.A. de C.V.028-10816
- included managerImpulsora de Fondos Banamex, S.A. de C.V., Sociedad Operadora de Sociedades de Inversion028-10822
- included managerNAMGK Mexico Holding, S. de R.L. de C.V.028-16172
- included managerTRV Holdings LLC028-16173
- included managerTRV Investments LLC028-16174
- included managerCitigroup Inc. 028-02427
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PROTHENA CORP PLC SHS | G72800108 | Stock | 24,758 | $1,339,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 28,929 | $1,339,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 72,200 | $1,339,000 | thousands by filing date | put |
| ENERPLUS CORP | 292766102 | COM | 165,143 | $1,338,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 35,841 | $1,334,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 22,351 | $1,333,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 71,100 | $1,332,000 | thousands by filing date | call |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 23,564 | $1,331,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 37,800 | $1,330,000 | thousands by filing date | call |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 10,502 | $1,330,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 27,229 | $1,329,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODUCTS INC | 16938C106 | COMM STK | 11,748 | $1,329,000 | thousands by filing date | |
| ING GROEP N V | 456837AE3 | DBCV 6.000%12/2 | 1,300,000 | $1,329,000 | thousands by filing date | principal |
| DYNEX CAP INC | 26817Q506 | COM NEW | 186,977 | $1,328,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 57,389 | $1,326,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 118,462 | $1,324,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 111,892 | $1,321,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 23,200 | $1,320,000 | thousands by filing date | put |
| JABIL INC COM | 466313103 | Stock | 45,200 | $1,319,000 | thousands by filing date | put |
| V F CORP COM | 918204108 | Stock | 22,900 | $1,319,000 | thousands by filing date | call |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 19,500 | $1,318,000 | thousands by filing date | call |
| ARISTA NETWORKS INC | 040413106 | COM | 8,800 | $1,318,000 | thousands by filing date | call |
| CARDINAL HEALTH INC | 14149Y108 | COM | 16,900 | $1,317,000 | thousands by filing date | put |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 39,000 | $1,315,000 | thousands by filing date | call |
| SAFETY INS GROUP INC | 78648T100 | COM | 19,247 | $1,315,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 23,132 | $1,315,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 193,686 | $1,315,000 | thousands by filing date | |
| PARKWAY INC COM | 70156Q107 | Stock | 57,465 | $1,315,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 13,939 | $1,314,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 38,500 | $1,313,000 | thousands by filing date | call |
| SMUCKER J M CO | 832696405 | COM NEW | 11,100 | $1,313,000 | thousands by filing date | put |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 44,077 | $1,313,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 23,376 | $1,310,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 24,522 | $1,310,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 13,300 | $1,310,000 | thousands by filing date | put |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 39,597 | $1,309,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 321,969 | $1,307,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 36,402 | $1,304,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 150,830 | $1,303,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 23,442 | $1,302,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 33,100 | $1,301,000 | thousands by filing date | put |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 31,386 | $1,300,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 8,880 | $1,300,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 17,332 | $1,300,000 | thousands by filing date | |
| NRG YIELD INC | 62942X405 | CL C | 73,781 | $1,299,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 37,100 | $1,297,000 | thousands by filing date | put |
| SEMPRA COM | 816851109 | Stock | 11,500 | $1,297,000 | thousands by filing date | put |
| AAON INC | 000360206 | COM PAR $0.004 | 35,150 | $1,295,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 25,045 | $1,295,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 24,237 | $1,294,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 40,046 | $1,294,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 20,400 | $1,292,000 | thousands by filing date | call |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 4,800 | $1,291,000 | thousands by filing date | put |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 29,213 | $1,291,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 25,894 | $1,291,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 26,567 | $1,284,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 47,100 | $1,284,000 | thousands by filing date | call |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 67,495 | $1,284,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 49,300 | $1,280,000 | thousands by filing date | call |
| STAPLES INC | 855030102 | COM | 127,000 | $1,279,000 | thousands by filing date | call |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 11,824 | $1,279,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 56,000 | $1,278,000 | thousands by filing date | put |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 85,197 | $1,277,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 17,868 | $1,276,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 24,400 | $1,273,000 | thousands by filing date | put |
| U S CONCRETE INC | 90333L201 | COM | 16,209 | $1,273,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 37,300 | $1,272,000 | thousands by filing date | put |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 17,100 | $1,269,000 | thousands by filing date | call |
| AUTONATION INC COM | 05329W102 | Stock | 30,053 | $1,268,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 28,916 | $1,268,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 18,559 | $1,267,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 7,800 | $1,263,000 | thousands by filing date | call |
| S & T BANCORP INC COM | 783859101 | Stock | 35,172 | $1,261,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 117,193 | $1,259,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 30,808 | $1,258,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 56,320 | $1,258,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 5,972 | $1,255,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 50,094 | $1,255,000 | thousands by filing date | |
| GAS NAT INC | 367204104 | COM | 97,305 | $1,255,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 109,000 | $1,253,000 | thousands by filing date | call |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 15,096 | $1,253,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 54,100 | $1,253,000 | thousands by filing date | call |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 15,000 | $1,252,000 | thousands by filing date | put |
| PENNEY J C INC | 708160106 | COM | 268,732 | $1,250,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 104,591 | $1,249,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 23,500 | $1,248,000 | thousands by filing date | put |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 75,800 | $1,247,000 | thousands by filing date | call |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 50,090 | $1,245,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 81,048 | $1,244,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 11,800 | $1,243,000 | thousands by filing date | put |
| GENWORTH FINL INC | 37247D106 | COM SHS | 326,800 | $1,232,000 | thousands by filing date | put |
| VECTREN CORP | 92240G101 | COM | 21,042 | $1,230,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 40,673 | $1,229,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 32,405 | $1,227,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 26,500 | $1,226,000 | thousands by filing date | call |
| REALTY INCOME CORP COM | 756109104 | REIT | 22,200 | $1,225,000 | thousands by filing date | call |
| BANK HAWAII CORP | 062540109 | COM | 14,770 | $1,225,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 45,133 | $1,225,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 28,894 | $1,222,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 25,000 | $1,221,000 | thousands by filing date | call |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 59,835 | $1,221,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385PAA6 | NOTE 2.750% 2/0 | 1,967,000 | $1,220,000 | thousands by filing date | principal |
| VANECK VECTORS ETF TR | 92189F312 | AMT FRE INT MU | 50,000 | $1,220,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 21,838 | $1,219,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 64,343 | $1,219,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 46,900 | $1,218,000 | thousands by filing date | put |
| HFF INC | 40418F108 | CL A | 35,028 | $1,217,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767EAB8 | NOTE 2.000 8/1 | 1,500,000 | $1,217,000 | thousands by filing date | principal |
| VANECK VECTORS ETF TR | 92189F320 | AMT FRE INT MU | 50,000 | $1,215,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 26,251 | $1,214,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 18,390 | $1,212,000 | thousands by filing date | |
| RH | 74967X103 | COM | 18,770 | $1,211,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 18,000 | $1,209,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 63,400 | $1,208,000 | thousands by filing date | put |
| ANGIODYNAMICS INC | 03475V101 | COM | 74,436 | $1,207,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 331,484 | $1,207,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 15,600 | $1,206,000 | thousands by filing date | call |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 19,030 | $1,205,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 5,326 | $1,205,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 25,900 | $1,203,000 | thousands by filing date | put |
| QIWI PLC | 74735M108 | SPON ADR REP B | 48,732 | $1,203,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 64,311 | $1,203,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 123,600 | $1,201,000 | thousands by filing date | call |
| LKQ CORP COM | 501889208 | Stock | 36,384 | $1,199,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 72,224 | $1,199,000 | thousands by filing date | |
| SUNTRUST BKS INC | 867914111 | *W EXP 11/14/201 | 85,700 | $1,195,000 | thousands by filing date | call |
| GLOBAL X FOUNDER-RUN COMPANIES ETF | 37954Y681 | ETF | 74,500 | $1,192,000 | thousands by filing date | |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 108,349 | $1,191,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 15,900 | $1,190,000 | thousands by filing date | call |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 104,182 | $1,186,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 12,413 | $1,186,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 143,269 | $1,185,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 25,600 | $1,184,000 | thousands by filing date | put |
| TESARO INC | 881569AA5 | NOTE 3.00010/0 | 293,000 | $1,183,000 | thousands by filing date | principal |
| KBR INC COM | 48242W106 | Stock | 77,600 | $1,181,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 10,345 | $1,180,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 60,055 | $1,180,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 45,468 | $1,180,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 4,590 | $1,179,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 29,578 | $1,179,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 48,848 | $1,178,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 47,864 | $1,177,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 136,900 | $1,175,000 | thousands by filing date | put |
| KINROSS GOLD CORP | 496902404 | COM | 289,200 | $1,174,000 | thousands by filing date | call |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 31,236 | $1,172,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 34,092 | $1,170,000 | thousands by filing date | |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 6,500 | $1,168,000 | thousands by filing date | put |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 37,060 | $1,167,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 35,798 | $1,165,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 21,138 | $1,165,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 21,912 | $1,165,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 19,249 | $1,163,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 17,026 | $1,163,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 38,600 | $1,159,000 | thousands by filing date | call |
| GIBRALTAR INDS INC | 374689107 | COM | 32,491 | $1,159,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 80,500 | $1,158,000 | thousands by filing date | call |
| STAG INDUSTRIAL INC | 85254J102 | COM | 41,970 | $1,158,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 62,566 | $1,158,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 28,368 | $1,157,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 33,100 | $1,157,000 | thousands by filing date | call |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 45,923 | $1,157,000 | thousands by filing date | |
| THE BANK OF NOVA4 5 25F DUE 12/16/25 | 064159HB5 | FOREIGN BONDS (US $) | 1,100,000 | $1,157,000 | thousands by filing date | principal |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 89,690 | $1,150,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 49,652 | $1,149,000 | thousands by filing date | |
| PINNACLE ENTMT INC NEW | 72348Y105 | COM | 58,166 | $1,149,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 92,300 | $1,148,000 | thousands by filing date | put |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 38,400 | $1,148,000 | thousands by filing date | put |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 14,578 | $1,147,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 39,500 | $1,146,000 | thousands by filing date | put |
| MICHAELS COS INC | 59408Q106 | COM | 61,884 | $1,146,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 66,710 | $1,145,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 22,731 | $1,143,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 8,415 | $1,141,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 15,459 | $1,141,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 63,117 | $1,139,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 19,639 | $1,138,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 7,600 | $1,138,000 | thousands by filing date | put |
| KRATON CORPORATION | 50077C106 | COM | 32,935 | $1,135,000 | thousands by filing date | |
| CALATLANTIC GROUP INC | 128195104 | COM | 32,100 | $1,135,000 | thousands by filing date | call |
| AMERICAN RLTY CAP PPTYS INC | 02917TAA2 | NOTE 3.000% 8/0 | 1,130,000 | $1,135,000 | thousands by filing date | principal |
| GATX CORP COM | 361448103 | Stock | 17,617 | $1,133,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 185,956 | $1,130,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 88,300 | $1,128,000 | thousands by filing date | put |
| Concho Resources Inc. | 20605P101 | COM | 9,292 | $1,128,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 9,686 | $1,128,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 19,920 | $1,127,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 29,900 | $1,126,000 | thousands by filing date | put |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 288,500 | $1,125,000 | thousands by filing date | call |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 44,582 | $1,124,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279501 | COM NEW | 424,042 | $1,124,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 17,169 | $1,123,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 52,875 | $1,123,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 21,345 | $1,122,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 47,700 | $1,119,000 | thousands by filing date | put |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 94,143 | $1,119,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 31,500 | $1,118,000 | thousands by filing date | call |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 62,714 | $1,116,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 42,289 | $1,116,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 170,900 | $1,116,000 | thousands by filing date | call |
| FAIR ISAAC CORP COM | 303250104 | Stock | 7,992 | $1,115,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 28,619 | $1,110,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 96,900 | $1,108,000 | thousands by filing date | call |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 69,336 | $1,105,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 87,300 | $1,101,000 | thousands by filing date | put |
| COHERENT INC | 192479103 | COM | 4,891 | $1,100,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 18,830 | $1,098,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 30,515 | $1,098,000 | thousands by filing date | |
| MCBC HLDGS INC | 55276F107 | COM | 56,154 | $1,098,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 8,300 | $1,097,000 | thousands by filing date | put |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 20,200 | $1,095,000 | thousands by filing date | call |
| CAESARS ACQUISITION CO | 12768T103 | CL A | 57,479 | $1,095,000 | thousands by filing date | |
| ORBITAL ATK INC | 68557N103 | COM | 11,109 | $1,093,000 | thousands by filing date | |
| CITRIX SYS INC | 177376AD2 | NOTE 0.500% 4/1 | 910,000 | $1,093,000 | thousands by filing date | principal |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 16,999 | $1,092,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 19,200 | $1,092,000 | thousands by filing date | call |
| EAGLE GRWTH & INCOME OPPTY F | 26958J105 | COM SHS BEN IN | 63,366 | $1,092,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 8,500 | $1,091,000 | thousands by filing date | call |
| SCHOLASTIC CORP COM | 807066105 | Stock | 24,963 | $1,089,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 49,990 | $1,088,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 44,216 | $1,088,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PLC | 780097BB6 | NOTE 8.625%12/3 | 1,000,000 | $1,088,000 | thousands by filing date | principal |
| HOME BANCSHARES INC COM | 436893200 | Stock | 43,695 | $1,087,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 13,959 | $1,084,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 22,200 | $1,084,000 | thousands by filing date | put |
| AMBARELLA INC | G037AX101 | SHS | 22,300 | $1,083,000 | thousands by filing date | put |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 65,255 | $1,079,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 168,963 | $1,079,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 17,300 | $1,078,000 | thousands by filing date | call |
| CALERES INC | 129500104 | COM | 38,753 | $1,076,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 37,804 | $1,076,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 69,213 | $1,075,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 28,729 | $1,074,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 41,840 | $1,074,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 86,300 | $1,073,000 | thousands by filing date | call |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 20,600 | $1,069,000 | thousands by filing date | put |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 42,554 | $1,069,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 132,700 | $1,069,000 | thousands by filing date | call |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 54,098 | $1,069,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 7,900 | $1,066,000 | thousands by filing date | call |
| GODADDY INC CL A | 380237107 | Stock | 25,124 | $1,066,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 27,068 | $1,066,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 71,456 | $1,065,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 34,671 | $1,064,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 1,000,000 | $1,064,000 | thousands by filing date | principal |
| CAPELLA EDUCATION CO | 139594105 | COM | 12,410 | $1,063,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 58,018 | $1,062,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 69,493 | $1,060,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 41,207 | $1,059,000 | thousands by filing date | |
| SHIP FINANCE INTERNATIONAL L | G81075AE6 | NOTE 3.250% 2/0 | 1,000,000 | $1,059,000 | thousands by filing date | principal |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 13,500 | $1,058,000 | thousands by filing date | call |
| MAGNA INTL INC COM | 559222401 | Stock | 22,800 | $1,055,000 | thousands by filing date | call |
| NAVIGATORS GROUP INC | 638904102 | COM | 19,221 | $1,055,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 274,600 | $1,054,000 | thousands by filing date | put |
| STERICYCLE INC | 858912108 | COM | 13,800 | $1,053,000 | thousands by filing date | call |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 31,507 | $1,053,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 93,053 | $1,053,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 36,520 | $1,051,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 31,098 | $1,051,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 14,600 | $1,051,000 | thousands by filing date | call |
| RAMBUS INC DEL COM | 750917106 | Stock | 91,900 | $1,050,000 | thousands by filing date | put |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 126,700 | $1,050,000 | thousands by filing date | call |
| UNIT CORP | 909218109 | COM | 56,001 | $1,049,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 42,002 | $1,047,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 39,900 | $1,047,000 | thousands by filing date | put |
| MIDSTATES PETE CO INC | 59804T407 | COM PAR | 82,627 | $1,047,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 55,800 | $1,046,000 | thousands by filing date | put |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 6,200 | $1,046,000 | thousands by filing date | put |
| TELETECH HOLDINGS INC | 879939106 | COM | 25,611 | $1,045,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 62,700 | $1,044,000 | thousands by filing date | call |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 71,299 | $1,041,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 9,507 | $1,040,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 213,600 | $1,038,000 | thousands by filing date | call |
| RAVEN INDS INC COM | 754212108 | Stock | 31,177 | $1,038,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 9,800 | $1,037,000 | thousands by filing date | call |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 10,798 | $1,037,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 4,900 | $1,036,000 | thousands by filing date | call |
| WPX ENERGY INC | 98212B103 | COM | 107,000 | $1,033,000 | thousands by filing date | put |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 52,300 | $1,032,000 | thousands by filing date | put |
| NATUS MEDICAL INC | 639050103 | COM | 27,664 | $1,031,000 | thousands by filing date | |
| INVITATION HOMES INC COM | 46187W107 | REIT | 47,555 | $1,030,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 14,300 | $1,030,000 | thousands by filing date | call |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 52,007 | $1,030,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 53,912 | $1,030,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 17,923 | $1,029,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 40,102 | $1,029,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 29,067 | $1,027,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 9,862 | $1,025,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 23,200 | $1,023,000 | thousands by filing date | put |
| CONSOL ENERGY INC | 20854P109 | COM | 68,476 | $1,023,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 87,812 | $1,023,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 22,800 | $1,022,000 | thousands by filing date | put |
| STAMPS COM INC | 852857200 | COM NEW | 6,600 | $1,022,000 | thousands by filing date | call |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 6,800 | $1,021,000 | thousands by filing date | put |
| AKORN INC | 009728106 | COM | 30,400 | $1,020,000 | thousands by filing date | put |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 32,036 | $1,019,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 20,973 | $1,018,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 30,413 | $1,018,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 14,163 | $1,018,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 184,600 | $1,017,000 | thousands by filing date | call |
| THAI FUND INC | 882904105 | CMN | 117,157 | $1,016,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 58,480 | $1,015,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 17,774 | $1,013,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 58,700 | $1,012,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 5,600 | $1,011,000 | thousands by filing date | call |
| WESTERN UN CO COM | 959802109 | Stock | 53,000 | $1,010,000 | thousands by filing date | call |
| ANALOGIC CORP | 032657207 | COM | 13,904 | $1,010,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 7,571 | $1,009,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 119,500 | $1,007,000 | thousands by filing date | call |
| GLATFELTER | 377316104 | COM | 51,412 | $1,005,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 18,967 | $1,005,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 12,061 | $1,003,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 79,106 | $1,003,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 13,753 | $1,002,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 23,980 | $1,001,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 40,453 | $1,001,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 106,000 | $1,000,000 | thousands by filing date | put |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 49,180 | $996,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 21,051 | $995,000 | thousands by filing date | |
| PHARMERICA CORP | 71714F104 | COM | 37,883 | $995,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 9,900 | $994,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 30,270 | $994,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 48,300 | $993,000 | thousands by filing date | call |
| AEROVIRONMENT INC COM | 008073108 | Stock | 25,980 | $992,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 17,713 | $992,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 83,078 | $992,000 | thousands by filing date | |
| DEUTSCHE STRATEGIC INCOME TR | 25160F109 | SHS | 80,074 | $992,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 57,581 | $991,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 98,400 | $991,000 | thousands by filing date | put |
| TWILIO INC CL A | 90138F102 | Stock | 34,000 | $990,000 | thousands by filing date | put |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 66,330 | $990,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 132,621 | $988,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 33,800 | $987,000 | thousands by filing date | call |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 21,718 | $986,000 | thousands by filing date | |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 71,586 | $985,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 4,500 | $984,000 | thousands by filing date | put |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 30,477 | $984,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 73,991 | $984,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 258,745 | $984,000 | thousands by filing date | |
| PROSHARES TR II SHT | 74347W627 | VIX ST TRM | 6,100 | $984,000 | thousands by filing date | call |
| SEATTLE GENETICS INC | 812578102 | COM | 19,000 | $983,000 | thousands by filing date | call |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 31,521 | $981,000 | thousands by filing date | |
| FINANCIAL ENGINES INC | 317485100 | COM | 26,801 | $981,000 | thousands by filing date | |
| YANDEX N.V. | 98474TAB3 | 1.125% CNV BDS 15/12/18 USD | 1,013,000 | $981,000 | thousands by filing date | principal |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 21,685 | $978,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 18,770 | $977,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 9,300 | $973,000 | thousands by filing date | put |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 42,555 | $973,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 28,176 | $972,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 25,476 | $972,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 123,492 | $971,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 18,800 | $971,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 8,100 | $970,000 | thousands by filing date | put |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 171,962 | $970,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 35,600 | $969,000 | thousands by filing date | call |
| TUCOWS INC | 898697206 | COM NEW | 18,100 | $968,000 | thousands by filing date | call |
| BADGER METER INC COM | 056525108 | Stock | 24,265 | $967,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 17,678 | $967,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 50,737 | $962,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 40,000 | $962,000 | thousands by filing date | put |
| CUBESMART COM | 229663109 | REIT | 40,000 | $962,000 | thousands by filing date | call |
| STANDEX INTL CORP | 854231107 | COM | 10,606 | $962,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M856 | LBT VEN COM A NE | 18,388 | $961,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 29,211 | $960,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 112,833 | $959,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 28,586 | $957,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 10,500 | $957,000 | thousands by filing date | call |
| DEXCOM INC COM | 252131107 | Stock | 13,061 | $955,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 17,779 | $954,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 26,013 | $953,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 87,405 | $952,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 105,787 | $951,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 40,004 | $949,000 | thousands by filing date | call |
| COPART INC COM | 217204106 | Stock | 29,836 | $948,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 44,906 | $948,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 152,058 | $945,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 12,743 | $944,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 16,102 | $943,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 8,900 | $942,000 | thousands by filing date | call |
| SPX CORP | 784635104 | COMMON STOCK | 37,474 | $942,000 | thousands by filing date | |
| EQT GP HLDGS LP | 26885J103 | COM UNIT REP | 31,199 | $942,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 28,373 | $939,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 8,900 | $938,000 | thousands by filing date | call |
| ENCORE WIRE CORP | 292562105 | COM | 21,971 | $938,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 39,011 | $937,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 5,600 | $937,000 | thousands by filing date | put |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 14,477 | $936,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BC6 | NOTE 3.750% 3/1 | 783,800 | $936,000 | thousands by filing date | principal |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 18,955 | $935,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 14,200 | $934,000 | thousands by filing date | call |
| GENWORTH FINL INC | 37247D106 | COM SHS | 247,987 | $934,000 | thousands by filing date | |
| SCHULMAN (A.) INC | 808194104 | COM | 29,171 | $934,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 12,053 | $933,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 8,187 | $932,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 26,680 | $932,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 34,000 | $931,000 | thousands by filing date | call |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 13,462 | $931,000 | thousands by filing date | |
| RH | 74967X103 | COM | 14,400 | $929,000 | thousands by filing date | call |
| COMMERCEHUB INC | 20084V306 | COM SER C | 53,251 | $929,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 92,100 | $927,000 | thousands by filing date | call |
| SOLARCITY CORP | 83416TAC4 | NOTE 1.625%11/0 | 982,000 | $927,000 | thousands by filing date | principal |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 82,719 | $926,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 7,100 | $921,000 | thousands by filing date | call |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 16,665 | $921,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 51,500 | $921,000 | thousands by filing date | put |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 76,900 | $920,000 | thousands by filing date | put |
| U S G CORP | 903293405 | COM NEW | 31,700 | $920,000 | thousands by filing date | call |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 92,909 | $919,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 30,788 | $919,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 60,841 | $918,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 19,668 | $918,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 14,398 | $917,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 12,135 | $916,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 11,701 | $915,000 | thousands by filing date | |
| LATIN AMERN DISCOVERY FD INC | 51828C106 | COM | 87,302 | $915,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 19,530 | $913,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 17,292 | $912,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 65,874 | $912,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 25,594 | $911,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 8,132 | $911,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 40,100 | $909,000 | thousands by filing date | put |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 12,966 | $909,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 52,200 | $909,000 | thousands by filing date | call |
| PAN AMERN SILVER CORP | 697900108 | COM | 54,047 | $908,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 123,474 | $908,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 15,300 | $907,000 | thousands by filing date | put |
| CRITEO S A SPONS ADS | 226718104 | ADR | 18,500 | $907,000 | thousands by filing date | put |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 18,838 | $905,000 | thousands by filing date | |
| AMERICAN TOWER CORP NEW | 03027X407 | DEP PFD CONV SE | 7,466 | $905,000 | thousands by filing date | |
| EASTERLY ACQUISITION CORP | 27616L102 | COM | 90,000 | $905,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 25,800 | $904,000 | thousands by filing date | put |
| CTS CORP | 126501105 | COM | 41,792 | $903,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 17,000 | $903,000 | thousands by filing date | call |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 38,218 | $903,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 9,605 | $903,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 30,200 | $903,000 | thousands by filing date | call |
| NEW GERMANY FD INC | 644465106 | COM | 54,250 | $902,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 17,454 | $902,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 17,600 | $898,000 | thousands by filing date | put |
| ALBEMARLE CORP | 012653101 | COM | 8,500 | $897,000 | thousands by filing date | call |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 63,472 | $896,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 40,200 | $891,000 | thousands by filing date | put |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 74,229 | $891,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 11,100 | $890,000 | thousands by filing date | call |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 34,111 | $890,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 18,100 | $887,000 | thousands by filing date | put |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 32,266 | $886,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 12,000 | $886,000 | thousands by filing date | call |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 64,538 | $884,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 86,887 | $883,000 | thousands by filing date | |
| POWERSHARES GLOBALEXCHANGE TRADED FD TR | 73936T441 | ETF | 34,007 | $883,000 | thousands by filing date | |
| Engility Holdings Inc | 29286C107 | COM | 31,098 | $883,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 17,853 | $882,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 84,844 | $882,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 5,962 | $881,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 58,800 | $879,000 | thousands by filing date | call |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 17,634 | $878,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 20,800 | $878,000 | thousands by filing date | call |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 58,103 | $878,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 86,512 | $870,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 29,400 | $864,000 | thousands by filing date | |
| ESSENDANT INC | 296689102 | COM | 58,274 | $864,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 28,715 | $863,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 6,500 | $863,000 | thousands by filing date | call |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 42,367 | $863,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 22,988 | $862,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 52,200 | $862,000 | thousands by filing date | call |
| OMEGA PROTEIN CORP | 68210P107 | COM | 48,155 | $862,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 31,268 | $860,000 | thousands by filing date | |
| CREDIT SUISSE INTERNATIONAL | H919B9YE5 | DBCV 7.125%12/3 | 800,000 | $859,000 | thousands by filing date | principal |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 19,437 | $857,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 38,600 | $855,000 | thousands by filing date | call |
| US ECOLOGY INC COM | 91732J102 | COM | 16,935 | $855,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 110,289 | $855,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 15,900 | $853,000 | thousands by filing date | put |
| WISDOMTREE INC | 97717P104 | COM | 83,800 | $852,000 | thousands by filing date | put |
| KLA CORP | 482480100 | COM | 9,300 | $851,000 | thousands by filing date | put |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 18,100 | $850,000 | thousands by filing date | put |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 54,921 | $850,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 15,656 | $849,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 33,162 | $849,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 15,400 | $849,000 | thousands by filing date | put |
| ARES CAPITAL CORP | 04010L103 | COM | 51,796 | $848,000 | thousands by filing date | put |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 157,019 | $848,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 19,940 | $847,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 6,794 | $847,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 28,994 | $845,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 23,900 | $845,000 | thousands by filing date | put |
| EVERTEC INC | 30040P103 | COM | 48,796 | $844,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 64,300 | $844,000 | thousands by filing date | call |
| CF CORP | G20307107 | SHS CL A | 75,000 | $844,000 | thousands by filing date | |
| JPMORGAN CHINA | 48126T104 | Cl-EndFund Eq 1 | 42,014 | $843,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 45,938 | $842,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 9,400 | $841,000 | thousands by filing date | call |
| SLM CORP COM | 78442P106 | Stock | 73,100 | $841,000 | thousands by filing date | put |
| MATERION CORP | 576690101 | COM | 22,454 | $840,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 45,053 | $840,000 | thousands by filing date | |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 215,437 | $840,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 27,572 | $838,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 20,200 | $838,000 | thousands by filing date | call |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 25,000 | $835,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-17-000135 | this filing | 2017-08-11 | acceptance time not in the bulk data set |