13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2014-12-31, filed 2015-02-17, with 7,247 holding rows worth $111,975,823,000.
- Accession
- 0000831001-15-000039
- Filer
- CIK 831001
- Filed
- 2015-02-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A holdings report, 18,074 entries on the cover page, a total value of $111,975,823,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $111,975,823,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAcciones y Valores Banamex, S.A. de C.V., Casa de Bolsa, integrante del Grupo Financiero Banamex028-10815
- included managerCiti GSCP Inc.028-16164
- included managerCiti Overseas Investments Bahamas Inc.028-10818
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp028-11520
- included managerCiticorp (Mexico) Holdings LLC028-10819
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Alternative Investments LLC028-10293
- included managerCitigroup Capital Partners Mexico, S. de R.L. de C.V.028-16170
- included managerCitigroup Derivatives Markets Inc.028-11547
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Deutschland AG028-10817
- included managerCitigroup Global Markets Europe Ltd028-04305
- included managerCitigroup Global Markets Finance Corp & Co. beschrankt haftende KG028-10821
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerCitigroup Global Markets International LLC028-04311
- included managerCitigroup Global Markets Ltd028-04309
- included managerCitigroup Investments Inc.028-10295
- included managerCiti Niagra Holdings LLC028-16171
- included managerCitigroup Private Equity LP028-16666
- included managerCOHM Overseas Mexico Holding, S. de R.L. de C.V.028-14268
- included managerGrupo Financiero Banamex, S.A. de C.V.028-10816
- included managerImpulsora de Fondos Banamex, S.A. de C.V., Sociedad Operadora de Sociedades de Inversion028-10822
- included managerNAMGK Mexico Holding, S. de R.L. de C.V.028-16172
- included managerTRV Holdings LLC028-16173
- included managerTRV Investments LLC028-16174
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INTELSAT S A | L5140P101 | COM | 7,861 | $136,000 | thousands by filing date | |
| FLAMEL TECHNOLOGIES-SP ADR | 338488109 | SPON | 7,920 | $136,000 | thousands by filing date | |
| YAHOO INC | 984332AF3 | NOTE 12/0 | 120,000 | $136,000 | thousands by filing date | principal |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 1,209 | $135,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 9,114 | $135,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 7,324 | $135,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 10,169 | $135,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 2,900 | $135,000 | thousands by filing date | call |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 5,378 | $135,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 3,053 | $135,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 7,072 | $135,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M613 | GUG RAYM JAMES S | 3,850 | $135,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 10,892 | $134,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 1,725 | $134,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 7,957 | $134,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 1,356 | $134,000 | thousands by filing date | call |
| COURIER CORP | 222660102 | COMMON STOCK | 8,961 | $134,000 | thousands by filing date | |
| AURICO GOLD INC | 05155C105 | COMMON STOCK-FO | 40,400 | $134,000 | thousands by filing date | put |
| SHOE STA GROUP INC | 824889109 | COM | 5,165 | $133,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 8,551 | $133,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 7,840 | $133,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 10,484 | $133,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 8,406 | $132,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 5,672 | $132,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 13,391 | $132,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 9,604 | $132,000 | thousands by filing date | |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 9,407 | $132,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 11,027 | $132,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 8,662 | $131,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 18,500 | $131,000 | thousands by filing date | call |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 2,753 | $131,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 11,032 | $131,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 5,101 | $131,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 2,409 | $131,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 4,412 | $130,000 | thousands by filing date | |
| MECHEL OAO | 583840103 | SPONSORED ADR | 189,600 | $130,000 | thousands by filing date | call |
| PERNIX THERAPEUTICS HOLDINGS | 71426V108 | COM | 13,818 | $130,000 | thousands by filing date | |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 2,560 | $130,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODUCTS INC | 16938C106 | COMM STK | 1,934 | $130,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 14,633 | $129,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 11,130 | $129,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 4,090 | $129,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 1,300 | $129,000 | thousands by filing date | call |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 117,000 | $129,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 4,619 | $128,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 5,902 | $128,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 7,472 | $128,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 6,910 | $128,000 | thousands by filing date | |
| ALERE INC | 01449JAA3 | CORPORATE OBLIG | 123,000 | $128,000 | thousands by filing date | principal |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 18,491 | $128,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 3,916 | $128,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 12,300 | $128,000 | thousands by filing date | call |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 5,382 | $128,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 51,279 | $128,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 18,050 | $128,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 1,480 | $127,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 3,761 | $127,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 10,938 | $127,000 | thousands by filing date | |
| POZEN INC | 73941U102 | COMMON STOCK | 15,798 | $127,000 | thousands by filing date | |
| AIXTRON SE | 009606104 | SPONSORED ADR | 11,300 | $127,000 | thousands by filing date | |
| ANNALY CAP MGMT INC | 035710AA0 | NOTE 4.000% 2/1 | 125,000 | $127,000 | thousands by filing date | principal |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 17,296 | $126,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 4,107 | $126,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 5,229 | $125,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 10,175 | $125,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 2,850 | $125,000 | thousands by filing date | |
| SEARS CDA INC | 81234D109 | COM | 12,960 | $125,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 4,946 | $125,000 | thousands by filing date | |
| BOULDER BRANDS INC | 101405108 | COMMON STOCK | 11,219 | $125,000 | thousands by filing date | |
| IMATION CORP | 45245A107 | COM | 32,919 | $125,000 | thousands by filing date | |
| LMI AEROSPACE INC | 502079106 | COM | 8,851 | $125,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 18,111 | $124,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 14,931 | $124,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 3,008 | $124,000 | thousands by filing date | |
| EG DJ EMRG MKT CNSUMR TITA | 268461779 | EGS EMKTCONS ETF | 4,901 | $124,000 | thousands by filing date | |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 10,838 | $124,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 34,600 | $123,000 | thousands by filing date | call |
| BED BATH & BEYOND INC | 690370101 | COM | 5,107 | $123,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 2,603 | $123,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 2,468 | $123,000 | thousands by filing date | |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 8,714 | $123,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 28,926 | $123,000 | thousands by filing date | call |
| MARKETO INC | 57063L107 | COM | 3,759 | $123,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 5,700 | $123,000 | thousands by filing date | |
| OCI PARTNERS LP | 67091N108 | COM UNIT REP LP | 7,679 | $123,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 4,111 | $122,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 2,182 | $122,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 3,336 | $122,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 13,763 | $122,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 4,648 | $122,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 4,687 | $122,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 2,400 | $122,000 | thousands by filing date | call |
| ARTESIAN RES CORP | 043113208 | CL A | 5,410 | $122,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 2,520 | $122,000 | thousands by filing date | call |
| CYBERONICS | 23251P102 | COMMON STOCK | 2,200 | $122,000 | thousands by filing date | call |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 6,501 | $122,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 3,248 | $121,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 6,536 | $121,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 4,661 | $121,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 10,253 | $121,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 4,517 | $120,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 4,516 | $120,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 10,938 | $120,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157BAA1 | NOTE 0.750 8/1 | 114,000 | $120,000 | thousands by filing date | principal |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 10,304 | $119,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 5,676 | $119,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 6,126 | $119,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770VAF9 | NOTE 2.500% 1/3 | 119,000 | $119,000 | thousands by filing date | principal |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 2,200 | $119,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 32,718 | $119,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 8,600 | $118,000 | thousands by filing date | put |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 2,516 | $118,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 1,627 | $118,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 5,953 | $118,000 | thousands by filing date | |
| NATIONAL INTERSTATE CORP | 63654U100 | COM | 3,948 | $118,000 | thousands by filing date | |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 24,770 | $118,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 5,850 | $117,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 12,407 | $117,000 | thousands by filing date | |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 3,034 | $117,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 17,170 | $117,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 88,940 | $117,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 88,500 | $117,000 | thousands by filing date | put |
| ARROWHEAD RESEARCH CORP | 042797209 | COM | 15,868 | $117,000 | thousands by filing date | |
| STEINER LEISURE LTD | P8744Y102 | ORD | 2,534 | $117,000 | thousands by filing date | |
| Market Vectors Etf | 57060U878 | HG YLD MUN ETF | 3,793 | $117,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 4,933 | $117,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u753 | INDONESIA ETF | 4,831 | $117,000 | thousands by filing date | |
| ZULILY INC | 989774104 | CL A | 5,000 | $117,000 | thousands by filing date | call |
| INTERPARFUMS INC COM | 458334109 | Stock | 4,219 | $116,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 8,891 | $116,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 5,500 | $116,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 6,963 | $116,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 20,500 | $116,000 | thousands by filing date | put |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 2,187 | $116,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 2,060 | $116,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 14,130 | $116,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 8,547 | $116,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 920 | $115,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 3,567 | $115,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 2,227 | $115,000 | thousands by filing date | |
| OCEAN RIG UDW INC | Y64354205 | COMMON STOCK-FO | 12,508 | $115,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 12,100 | $115,000 | thousands by filing date | call |
| PENNS WOODS BANCORP INC | 708430103 | COM | 2,349 | $115,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 37,596 | $115,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 7,500 | $115,000 | thousands by filing date | put |
| U S PHYSICAL THERAPY | 90337L108 | COM | 2,715 | $114,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 5,694 | $114,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 16,926 | $114,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 9,361 | $114,000 | thousands by filing date | |
| FURMANITE CORPORATION | 361086101 | COM | 14,546 | $114,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 3,720 | $113,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 6,460 | $113,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 5,130 | $113,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 4,960 | $113,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 9,235 | $113,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 6,034 | $113,000 | thousands by filing date | |
| BLYTH INC | 09643P207 | COM NEW | 12,292 | $113,000 | thousands by filing date | |
| ESB FINANCIAL CORP | 26884F102 | COM | 5,963 | $113,000 | thousands by filing date | |
| PACIFIC SUNWEAR OF CALIF | 694873100 | COM | 52,084 | $113,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 2,896 | $113,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 4,749 | $112,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 5,928 | $112,000 | thousands by filing date | |
| POWERSHARES ACTIVE MNG ETF TUS | 73935B508 | COM | 1,500 | $112,000 | thousands by filing date | |
| INTELIQUENT INC | 45825N107 | COM | 5,721 | $112,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 7,317 | $111,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 1,749 | $111,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 1,616 | $111,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 16,700 | $111,000 | thousands by filing date | put |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 6,997 | $111,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 6,800 | $111,000 | thousands by filing date | put |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 13,060 | $111,000 | thousands by filing date | |
| SUN BANCORP INC | 86663B201 | COM NEW | 5,692 | $111,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 2,102 | $110,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 1,030 | $110,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 5,120 | $110,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 5,961 | $110,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 76,006 | $109,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 8,038 | $109,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 3,584 | $109,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 4,348 | $109,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 8,042 | $109,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 9,494 | $108,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 1,968 | $108,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 11,407 | $108,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 15,558 | $108,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 21,803 | $108,000 | thousands by filing date | |
| REVENUESHARES | 761396308 | EXCHANGE TRADED | 1,891 | $108,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 16,977 | $108,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 43,100 | $108,000 | thousands by filing date | call |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 4,928 | $108,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 3,194 | $108,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 3,394 | $107,000 | thousands by filing date | |
| NUTRACEUTICAL INTERNATIONAL | 67060Y101 | COMMON STOCK | 4,952 | $107,000 | thousands by filing date | |
| ASHFORD HOSPITALITY TR INC | 044103505 | 9% CUM PFD SER E | 4,020 | $107,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 6,226 | $107,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 14,468 | $107,000 | thousands by filing date | |
| PARKERVISION INC | 701354102 | COM | 117,428 | $107,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 3,869 | $106,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 746 | $106,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 7,834 | $106,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 4,500 | $106,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 2,271 | $105,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 16,254 | $105,000 | thousands by filing date | |
| UTS GULF COAST ULTRA DEEP | 40222T104 | COMMON STK | 83,178 | $105,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 20,498 | $105,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 2,882 | $104,000 | thousands by filing date | |
| RENESOLA LTD | 75971T103 | SPONS ADS | 73,761 | $104,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 746 | $103,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 7,009 | $103,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 2,498 | $103,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 11,278 | $103,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 32,585 | $103,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 1,458 | $103,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 16,344 | $103,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 1,997 | $102,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 8,948 | $102,000 | thousands by filing date | |
| CORONADO BIOSCIENCES INC | 21976U109 | COM | 42,040 | $102,000 | thousands by filing date | |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 2,904 | $102,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 7,576 | $102,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 5,500 | $102,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 2,500 | $101,000 | thousands by filing date | put |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 6,060 | $101,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 3,527 | $101,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 18,799 | $101,000 | thousands by filing date | |
| Hubbell Inc Class B | 443510201 | COM | 944 | $101,000 | thousands by filing date | |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 38,213 | $101,000 | thousands by filing date | |
| BANK OF KENTUCKY FINL CORP | 062896105 | COM | 2,088 | $101,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 15,957 | $100,000 | thousands by filing date | |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 269,500 | $100,000 | thousands by filing date | call |
| BGC PARTNERS INC | 05541TAD3 | CORPORATE OBLIG | 94,000 | $100,000 | thousands by filing date | principal |
| K12 INC | 48273U102 | COM | 8,496 | $100,000 | thousands by filing date | |
| XOOM CORP | 98419Q101 | COM | 5,670 | $100,000 | thousands by filing date | |
| DYNAMIC MATLS CORP | 267888105 | COM | 6,230 | $100,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 22,680 | $100,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 25,290 | $100,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 4,290 | $100,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 958 | $99,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 5,374 | $99,000 | thousands by filing date | |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 2,991 | $99,000 | thousands by filing date | |
| ENTROPIC COMMUNICATIONS INC | 29384R105 | COM | 39,245 | $99,000 | thousands by filing date | |
| ORTHOFIX INTL N V | N6748L102 | COM | 3,317 | $99,000 | thousands by filing date | |
| AES TR III | 00808N202 | PFD CV 6.75% | 1,950 | $99,000 | thousands by filing date | |
| FNFV GROUP | 31620R402 | COM | 6,317 | $99,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 14,342 | $98,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 8,521 | $98,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 13,438 | $98,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 1,800 | $98,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 5,414 | $98,000 | thousands by filing date | |
| AMREIT INC | 03216B208 | CL B | 3,698 | $98,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 9,500 | $97,000 | thousands by filing date | put |
| BRUKER CORP | 116794108 | COM | 4,910 | $97,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 4,548 | $97,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 3,157 | $97,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 11,609 | $97,000 | thousands by filing date | |
| TEXTURA CORP | 883211104 | COM | 3,406 | $97,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 16,347 | $97,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 11,790 | $97,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 10,505 | $97,000 | thousands by filing date | |
| WESTERN ASSET WORLDWIDE INCO | 957668106 | COM | 8,475 | $97,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461845 | CMN | 7,623 | $97,000 | thousands by filing date | |
| NORDIC AMERN OFFSHORE LTD | Y6366T112 | SHS | 7,933 | $97,000 | thousands by filing date | |
| CELLADON CORP | 15117E107 | Cmn | 4,964 | $97,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 6,021 | $96,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 2,949 | $96,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 2,037 | $96,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 6,451 | $96,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 3,799 | $96,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 14,330 | $96,000 | thousands by filing date | |
| LAM RESEARCH CORP 0.500 | 512807AJ7 | NOTE 0.500% 5/1 | 73,000 | $96,000 | thousands by filing date | principal |
| PARK STERLING CORP | 70086Y105 | COM | 13,058 | $96,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 3,664 | $95,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 13,992 | $95,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 1,735 | $95,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 5,430 | $95,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 1,854 | $95,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 10,660 | $95,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 10,450 | $95,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 3,295 | $95,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 40,500 | $95,000 | thousands by filing date | call |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 3,124 | $94,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 19,870 | $94,000 | thousands by filing date | |
| NUVEEN SELECT QUALITY MUN FD | 670973106 | COM | 6,702 | $94,000 | thousands by filing date | |
| MERCHANTS BANCSHARES INC | 588448100 | COM | 3,043 | $94,000 | thousands by filing date | |
| GUARANTY BANCORP | 40075T607 | COM | 6,542 | $94,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 5,424 | $93,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 2,730 | $93,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 1,641 | $93,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 2,935 | $93,000 | thousands by filing date | |
| EXPAND ENERGY CORP | 165167BZ9 | CORPORATE OBLIG | 96,000 | $93,000 | thousands by filing date | principal |
| ROVI CORP | 779376102 | COM | 4,129 | $93,000 | thousands by filing date | |
| MULTI FINELINE ELECTRONIX IN | 62541B101 | COM | 8,281 | $93,000 | thousands by filing date | |
| DOT HILL SYS CORP | 25848T109 | COM | 20,901 | $93,000 | thousands by filing date | |
| WESTFIELD FINANCIAL INC | 96008P104 | COM | 12,706 | $93,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 44,800 | $92,000 | thousands by filing date | call |
| FLEX LTD ORD | Y2573F102 | Stock | 8,200 | $92,000 | thousands by filing date | put |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 4,366 | $92,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 7,971 | $92,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 5,070 | $92,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 16,301 | $92,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 7,308 | $92,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 2,555 | $92,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549AG9 | CORPORATE OBLIG | 175,000 | $92,000 | thousands by filing date | principal |
| MECHEL OAO | 583840103 | SPONSORED ADR | 134,000 | $92,000 | thousands by filing date | put |
| YUME INC | 98872B104 | COM | 18,161 | $92,000 | thousands by filing date | |
| NVDA 1 12/1/18 | 67066GAC8 | Bond 30/360P2 U | 80,000 | $92,000 | thousands by filing date | principal |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 4,817 | $91,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 1,751 | $91,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 2,082 | $91,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 1,450 | $91,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 1,762 | $91,000 | thousands by filing date | call |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 2,342 | $91,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 4,050 | $91,000 | thousands by filing date | call |
| LinnCo, LLC | 535782106 | LTD | 8,841 | $91,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 13,100 | $91,000 | thousands by filing date | call |
| ARVINMERITOR INC 4.625 | 043353AF8 | NOTE | 90,000 | $91,000 | thousands by filing date | principal |
| GLOBAL X FDS | 37950E804 | NASDQ CHINA TECH | 4,300 | $91,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 4,583 | $90,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 6,520 | $90,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 4,599 | $90,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 3,889 | $90,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 264 | $90,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 20,193 | $90,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 1,887 | $90,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 15,695 | $90,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 12,199 | $90,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 8,967 | $90,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B602 | IQ REAL RTN ETF | 3,292 | $90,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD | 92763WAA1 | NOTE 1.500% 3/1 | 76,000 | $90,000 | thousands by filing date | principal |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 3,281 | $89,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 1,774 | $89,000 | thousands by filing date | |
| REALD INC | 75604L105 | COMMON STOCK | 7,523 | $89,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 9,732 | $89,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 5,087 | $89,000 | thousands by filing date | |
| RIO ALTO MNG LTD NEW | 76689T104 | COM | 36,566 | $89,000 | thousands by filing date | |
| SCIQUEST INC NEW | 80908T101 | COM | 6,129 | $89,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 46,973 | $89,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 8,600 | $88,000 | thousands by filing date | call |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 1,468 | $88,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 6,715 | $88,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 1,500 | $88,000 | thousands by filing date | put |
| ALIMERA SCIENCES INC | 016259103 | COM | 15,866 | $88,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 5,148 | $88,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 5,479 | $87,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 4,109 | $87,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 2,126 | $87,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 6,274 | $87,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 5,342 | $87,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 5,078 | $87,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 4,935 | $87,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 2,133 | $87,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097804 | SPON | 3,389 | $87,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 11,589 | $87,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 5,374 | $86,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 6,444 | $86,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 1,000 | $86,000 | thousands by filing date | call |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 4,423 | $86,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 2,530 | $86,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 2,855 | $86,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 17,913 | $86,000 | thousands by filing date | |
| INTL SHIPHOLDING CORP | 460321201 | COM | 5,733 | $86,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 3,727 | $85,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 4,674 | $85,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 1,786 | $85,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 6,721 | $85,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 1,255 | $85,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 9,337 | $85,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 5,900 | $85,000 | thousands by filing date | put |
| MORGANS HOTEL GROUP CO | 61748W108 | COM | 10,855 | $85,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 13,084 | $84,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 9,062 | $84,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 2,442 | $84,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 5,599 | $84,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 1,929 | $84,000 | thousands by filing date | |
| AGL RES INC | 001204106 | COM | 1,527 | $84,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 5,300 | $84,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 9,094 | $83,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 11,111 | $83,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 10,192 | $83,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 10,891 | $83,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 10,702 | $83,000 | thousands by filing date | |
| SPEED COMM INC COM NEW | 84764T106 | Stock | 26,846 | $83,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 2,512 | $82,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 7,266 | $82,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 8,151 | $82,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 948 | $82,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 2,985 | $82,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 6,791 | $82,000 | thousands by filing date | |
| DERMA SCIENCES INC | 249827502 | COM PAR $.01 | 8,785 | $82,000 | thousands by filing date | |
| MARKET VECTORS ETF TR MTG | 57060U324 | ETF | 3,440 | $82,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 5,657 | $81,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 3,348 | $81,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 2,359 | $81,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 2,656 | $81,000 | thousands by filing date | |
| Vale Sa | 91912E204 | COM | 11,112 | $81,000 | thousands by filing date | |
| POWERSHS EXCH TRAD FD TR INSURED NEW YORK MUNI | 73936T458 | ETF | 3,318 | $81,000 | thousands by filing date | |
| DORAL FINL CORP COM | 25811P852 | COM | 20,476 | $81,000 | thousands by filing date | |
| FCB Financial Holdings Inc Cla | 30255G103 | COM | 3,286 | $81,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 7,309 | $80,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 1,837 | $80,000 | thousands by filing date | |
| VASCULAR SOLUTIONS INC | 92231M109 | COMMON STOCK | 2,940 | $80,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 6,082 | $80,000 | thousands by filing date | |
| TRANSOCEAN PARTNERS LLC | Y8977Y100 | COM UNIT RP LT | 5,453 | $80,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 3,251 | $79,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 4,765 | $79,000 | thousands by filing date | |
| TRIQUINT SEMICONDUCTOR INC | 89674K103 | COM | 2,850 | $79,000 | thousands by filing date | |
| OPOWER INC | 68375Y109 | COM | 5,527 | $79,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 1,923 | $78,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 1,257 | $78,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 578 | $78,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 3,939 | $78,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 1,386 | $77,000 | thousands by filing date | call |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 3,000 | $77,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 7,695 | $77,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 3,529 | $77,000 | thousands by filing date | |
| LENDINGTREE INC NEW | 894675107 | COM | 1,599 | $77,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 6,497 | $77,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 2,479 | $77,000 | thousands by filing date | |
| RESOURCE AMERICA INC-CL A | 761195205 | CL A | 8,501 | $77,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 1,001 | $76,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 5,037 | $76,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 3,406 | $76,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 3,936 | $76,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 19,685 | $76,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 19,827 | $76,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 9,318 | $76,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 15,016 | $75,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 4,687 | $75,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 9,243 | $75,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 3,620 | $75,000 | thousands by filing date | |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 242 | $75,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 4,897 | $75,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097770 | ADR PREF SER N | 3,029 | $75,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 48,900 | $75,000 | thousands by filing date | call |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 1,868 | $75,000 | thousands by filing date | |
| LUMENIS LTD | M6778Q121 | SHS CL B | 8,072 | $75,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 4,801 | $74,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 1,267 | $74,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 7,424 | $74,000 | thousands by filing date | call |
| KENNAMETAL INC | 489170100 | COM | 2,082 | $74,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 4,743 | $74,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 1,375 | $74,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 5,512 | $74,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B878 | ETF - EQUITY | 1,596 | $74,000 | thousands by filing date | |
| MADISON STRTG SECTOR PREM FD | 558268108 | COM | 6,200 | $74,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 2,712 | $73,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 1,615 | $73,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 1,748 | $73,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 2,376 | $73,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 4,730 | $73,000 | thousands by filing date | |
| VWR CORP | 91843L103 | COM | 2,822 | $73,000 | thousands by filing date | |
| GLOBAL POWER EQUIPMENT GRP I | 37941P306 | COM PAR $0.01 | 5,321 | $73,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 5,500 | $73,000 | thousands by filing date | |
| BNC Bancorp | 05566T101 | Com | 4,256 | $73,000 | thousands by filing date | |
| BBX CAPITAL CORP-A | 05540P100 | CL A | 4,402 | $73,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 40,740 | $73,000 | thousands by filing date | |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 5,015 | $73,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 8,946 | $72,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 3,017 | $72,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 1,701 | $72,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 2,030 | $72,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 3,000 | $72,000 | thousands by filing date | put |
| UNILIFE CORP NEW | 90478E103 | COM | 21,515 | $72,000 | thousands by filing date | |
| DAWSON GEOPHYSICAL CO | 239359102 | COM | 5,917 | $72,000 | thousands by filing date | |
| HERCULES TECHNOLOGY GROWTH | 427096AB8 | CNV | 55,000 | $72,000 | thousands by filing date | principal |
| SMART & FINAL STORES INC | 83190B101 | COM | 4,601 | $72,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 925 | $71,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 3,081 | $71,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 1,200 | $71,000 | thousands by filing date | call |
| ALLIENT INC | 019330109 | COM | 3,000 | $71,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 6,112 | $71,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 1,371 | $71,000 | thousands by filing date | put |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 2,789 | $71,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 3,482 | $71,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U845 | MKTVEC INTMUETF | 3,014 | $71,000 | thousands by filing date | |
| ONEMAIN HOLDINGS | 85172J101 | COM | 1,948 | $71,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 2,970 | $70,000 | thousands by filing date | |
| BPZ RESOURCES INC | 055639108 | COMMON STOCK | 241,215 | $70,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 10,807 | $70,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 26,835 | $70,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 5,154 | $70,000 | thousands by filing date | |
| POWERSHARES FTSE | 73936T854 | ASIA PAC EX-JP | 1,396 | $70,000 | thousands by filing date | |
| BLUE HILLS BANCORP INC | 095573101 | COM | 5,121 | $70,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 2,042 | $69,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 4,951 | $69,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 3,100 | $69,000 | thousands by filing date | call |
| VALMONT INDS INC COM | 920253101 | Stock | 546 | $69,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 3,041 | $69,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 1,055 | $69,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 20,321 | $69,000 | thousands by filing date | |
| ANALOGIC CORP | 032657207 | COM | 819 | $69,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 4,100 | $69,000 | thousands by filing date | call |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 20,024 | $68,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 7,493 | $68,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 2,136 | $68,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 3,494 | $68,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 5,549 | $68,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 3,245 | $68,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 1,358 | $68,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 3,100 | $68,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 17,254 | $68,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-15-000039 | this filing | 2015-02-17 | acceptance time not in the bulk data set |