13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2014-12-31, filed 2015-02-17, with 7,247 holding rows worth $111,975,823,000.
- Accession
- 0000831001-15-000039
- Filer
- CIK 831001
- Filed
- 2015-02-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A holdings report, 18,074 entries on the cover page, a total value of $111,975,823,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $111,975,823,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAcciones y Valores Banamex, S.A. de C.V., Casa de Bolsa, integrante del Grupo Financiero Banamex028-10815
- included managerCiti GSCP Inc.028-16164
- included managerCiti Overseas Investments Bahamas Inc.028-10818
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp028-11520
- included managerCiticorp (Mexico) Holdings LLC028-10819
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Alternative Investments LLC028-10293
- included managerCitigroup Capital Partners Mexico, S. de R.L. de C.V.028-16170
- included managerCitigroup Derivatives Markets Inc.028-11547
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Deutschland AG028-10817
- included managerCitigroup Global Markets Europe Ltd028-04305
- included managerCitigroup Global Markets Finance Corp & Co. beschrankt haftende KG028-10821
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerCitigroup Global Markets International LLC028-04311
- included managerCitigroup Global Markets Ltd028-04309
- included managerCitigroup Investments Inc.028-10295
- included managerCiti Niagra Holdings LLC028-16171
- included managerCitigroup Private Equity LP028-16666
- included managerCOHM Overseas Mexico Holding, S. de R.L. de C.V.028-14268
- included managerGrupo Financiero Banamex, S.A. de C.V.028-10816
- included managerImpulsora de Fondos Banamex, S.A. de C.V., Sociedad Operadora de Sociedades de Inversion028-10822
- included managerNAMGK Mexico Holding, S. de R.L. de C.V.028-16172
- included managerTRV Holdings LLC028-16173
- included managerTRV Investments LLC028-16174
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INCYTE CORP | 45337CAM4 | NOTE 0.375%11/1 | 170,000 | $254,000 | thousands by filing date | principal |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 5,000 | $253,000 | thousands by filing date | |
| RAPTOR PHARMACEUTICAL CORP | 75382F106 | COM | 24,043 | $253,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 24,766 | $253,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 2,000 | $251,000 | thousands by filing date | put |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 16,645 | $251,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 7,358 | $251,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 11,540 | $251,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 27,237 | $250,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 6,460 | $250,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 9,127 | $250,000 | thousands by filing date | |
| HUTCHINSON TECHNOLOGY INC | 448407AG1 | CNV | 250,000 | $250,000 | thousands by filing date | principal |
| FORMFACTOR INC COM | 346375108 | Stock | 28,920 | $249,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 3,694 | $249,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 8,089 | $249,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 14,575 | $248,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 14,594 | $248,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 67,090 | $248,000 | thousands by filing date | |
| QUALITY DISTR INC FLA | 74756M102 | COM | 23,224 | $247,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 7,560 | $246,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 66,911 | $246,000 | thousands by filing date | |
| CIENA CORP | 171779AE1 | NOTE | 248,000 | $246,000 | thousands by filing date | principal |
| POWERSHARES FUNDAMENTAL | 73935X872 | DYNM SM CP GRW | 9,953 | $246,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 7,935 | $245,000 | thousands by filing date | |
| Del Taco Restaurants | 52748T104 | COM | 25,000 | $245,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 6,413 | $244,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 10,727 | $243,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 9,393 | $243,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 15,001 | $243,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 25,328 | $243,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 10,061 | $243,000 | thousands by filing date | |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 655,882 | $243,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 12,678 | $241,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 14,323 | $241,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 9,588 | $241,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 34,725 | $240,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 5,500 | $240,000 | thousands by filing date | call |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 20,373 | $240,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 13,505 | $239,000 | thousands by filing date | |
| IPC THE HOSPITALIST CO | 44984A105 | COM | 5,213 | $239,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628409 | CUM PFD E 7.25% | 9,372 | $239,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 2,324 | $238,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 11,393 | $238,000 | thousands by filing date | |
| LUMOS NETWORKS CORP | 550283105 | COM | 14,184 | $238,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 11,486 | $237,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 13,296 | $236,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 4,823 | $236,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 12,192 | $236,000 | thousands by filing date | |
| CENVEO INC | 15670S105 | COM | 112,396 | $236,000 | thousands by filing date | |
| NRG YIELD INC | 62942X108 | CL C | 5,003 | $236,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 11,300 | $235,000 | thousands by filing date | put |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 5,464 | $235,000 | thousands by filing date | |
| INFOBLOX INC | 45672H104 | COM | 11,593 | $235,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 7,735 | $234,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 50,000 | $234,000 | thousands by filing date | call |
| DEPOMED INC | 249908104 | COM | 14,477 | $234,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 10,454 | $233,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 17,500 | $233,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 16,232 | $233,000 | thousands by filing date | |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 40,384 | $233,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 21,442 | $233,000 | thousands by filing date | |
| DTS INC | 23335C101 | COM | 7,577 | $233,000 | thousands by filing date | |
| VIRGIN AMER INC | 92765X208 | COM VTG | 5,392 | $233,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 8,797 | $232,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 57,676 | $232,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 6,800 | $232,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 6,522 | $232,000 | thousands by filing date | |
| PMC-SIERRA INC | 69344F106 | COM | 25,300 | $232,000 | thousands by filing date | put |
| PROSPECT CAPITAL CORP | 74348TAD4 | NOTE | 231,000 | $232,000 | thousands by filing date | principal |
| TANGOE INC/CT | 87582Y108 | COM | 17,728 | $231,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 3,353 | $230,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 16,211 | $230,000 | thousands by filing date | |
| ZS PHARMA INC | 98979G105 | Common Stock | 5,527 | $230,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 7,560 | $229,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 4,128 | $229,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 4,500 | $228,000 | thousands by filing date | put |
| ULTRATECH INC | 904034105 | COM | 12,291 | $228,000 | thousands by filing date | |
| ZEP INC | 98944B108 | COMMON STOCK | 14,947 | $227,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 4,510 | $227,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 10,503 | $227,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 7,817 | $227,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 16,957 | $226,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 11,176 | $226,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 11,131 | $226,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 19,348 | $226,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 10,114 | $226,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 10,066 | $226,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 77 | $225,000 | thousands by filing date | |
| ACCURIDE CORP NEW | 00439T206 | COM NEW | 51,817 | $225,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 35,730 | $224,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P | 96950F104 | COM UNIT L P | 5,000 | $224,000 | thousands by filing date | put |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 8,034 | $224,000 | thousands by filing date | |
| FIRSTSERVICE CORP | 33761N109 | SUB VTG SH | 4,378 | $224,000 | thousands by filing date | |
| BLACKHAWK NET B | 09238E203 | Common Stock | 5,936 | $224,000 | thousands by filing date | call |
| SENECA FOODS CORP NEW | 817070501 | CL A | 8,261 | $223,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 4,665 | $223,000 | thousands by filing date | |
| E HOUSE CHINA HLDGS LTD | 26852W103 | ADR | 30,834 | $223,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 7,129 | $222,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 13,497 | $222,000 | thousands by filing date | |
| SOLARWINDS INC | 83416B109 | COM | 4,462 | $222,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 13,206 | $222,000 | thousands by filing date | |
| NUVEEN MTG OPPTY TERM FD 2 | 67074R100 | COM | 9,595 | $222,000 | thousands by filing date | |
| CASCADE MICROTECH INC | 147322101 | COMMON STOCK | 15,106 | $221,000 | thousands by filing date | |
| SKILLED HEALTHCARE GROU-CL A | 83066R107 | CL A | 25,727 | $221,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 9,949 | $221,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 7,543 | $220,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 73,200 | $220,000 | thousands by filing date | call |
| IMMUNOMEDICS INC | 452907108 | COM | 45,747 | $220,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 12,337 | $220,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 9,915 | $220,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 9,400 | $219,000 | thousands by filing date | call |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 10,112 | $219,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 15,306 | $219,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 28,979 | $219,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 22,902 | $219,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 21,610 | $218,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 6,355 | $218,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 23,529 | $218,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 8,929 | $218,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 7,435 | $218,000 | thousands by filing date | |
| INCONTACT INC | 45336E109 | COM | 24,803 | $218,000 | thousands by filing date | |
| RIVERBED TECHNOLOGY INC | 768573107 | COM | 10,700 | $218,000 | thousands by filing date | call |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 95,000 | $218,000 | thousands by filing date | principal |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 2,524 | $217,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 16,944 | $217,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 35,708 | $217,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 35,619 | $217,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 4,847 | $217,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 5,180 | $216,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 4,370 | $216,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 1,000,500 | $216,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 140,300 | $216,000 | thousands by filing date | put |
| ALEXANDERS INC COM | 014752109 | REIT | 492 | $215,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 7,540 | $215,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 16,523 | $215,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 15,610 | $215,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 8,461 | $215,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 5,869 | $214,000 | thousands by filing date | |
| REED ELSEVIER N V | 758204200 | SPONS ADR NEW | 4,494 | $214,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 14,700 | $213,000 | thousands by filing date | call |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 2,080 | $213,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 8,647 | $213,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 11,497 | $213,000 | thousands by filing date | |
| FIBROCELL SCIENCE INC | 315721209 | COM NEW | 82,535 | $213,000 | thousands by filing date | |
| EXAMWORKS GROUP INC COM | 30066A105 | COM | 5,145 | $213,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 2,000 | $212,000 | thousands by filing date | call |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 8,919 | $212,000 | thousands by filing date | |
| MATTRESS FIRM HLDG CORP | 57722W106 | COM | 3,658 | $212,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 17,015 | $212,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 2,903 | $211,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 8,465 | $211,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 7,856 | $211,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 3,900 | $211,000 | thousands by filing date | put |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 26,827 | $210,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 9,025 | $210,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 2,633 | $209,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 4,216 | $209,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 7,150 | $209,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 5,300 | $209,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 27,578 | $209,000 | thousands by filing date | |
| HHGREGG INC | 42833L108 | COM | 27,605 | $209,000 | thousands by filing date | |
| MINDRAY MEDICAL INTL LTD | 602675100 | SPON ADR | 7,853 | $208,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 49,164 | $207,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 7,764 | $206,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 2,750 | $206,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 20,968 | $206,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 13,800 | $206,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 8,000 | $205,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 8,351 | $205,000 | thousands by filing date | |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 54,719 | $205,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 8,721 | $205,000 | thousands by filing date | |
| KEY ENERGY SVCS INC | 492914106 | COM | 123,047 | $205,000 | thousands by filing date | |
| XENOPORT INC | 98411C100 | COM | 23,290 | $205,000 | thousands by filing date | |
| CONSTANT CONTACT INC | 210313102 | COM | 5,561 | $205,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 1,479 | $204,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 8,064 | $204,000 | thousands by filing date | |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 12,488 | $204,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 6,024 | $204,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 5,084 | $203,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 3,652 | $202,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 3,930 | $202,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 4,144 | $202,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 13,404 | $202,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 8,914 | $202,000 | thousands by filing date | |
| FIDELITY & GTY LIFE COM | 315785105 | Stock | 8,326 | $202,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 2,926 | $201,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 11,198 | $201,000 | thousands by filing date | |
| ELECTRO RENT CORP | 285218103 | COM | 14,322 | $201,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 6,343 | $200,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 4,785 | $200,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 9,564 | $200,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 10,647 | $200,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 2,182 | $200,000 | thousands by filing date | |
| GLOBAL X ARTIFICIAL INTELLIGENCE & TECHNOLOGY ETF | 018606301 | COM | 9,541 | $200,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 79,800 | $200,000 | thousands by filing date | put |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 1,684 | $199,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 12,576 | $199,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 16,163 | $199,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 7,243 | $199,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 2,225 | $199,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 4,963 | $199,000 | thousands by filing date | |
| EXAR CORP | 300645108 | COMMON STOCK | 19,412 | $199,000 | thousands by filing date | |
| TEAM HEALTH HOLDINGS INC | 87817A107 | COMMON STOCK | 3,450 | $199,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 7,736 | $199,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 15,127 | $199,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 19,237 | $198,000 | thousands by filing date | |
| BENEFICIAL MUTUAL BANCORP IN | 08173R104 | COM | 16,143 | $198,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 4,627 | $197,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 16,195 | $197,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 7,840 | $197,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 5,170 | $196,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 8,536 | $196,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 31,432 | $196,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 24,501 | $195,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 11,600 | $195,000 | thousands by filing date | put |
| BANK OF IRELAND-SPONS ADR | 46267Q202 | SPNS | 12,744 | $195,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 9,640 | $194,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 3,873 | $194,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 6,822 | $194,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 15,852 | $193,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 24,227 | $193,000 | thousands by filing date | |
| METRO BANCORP INC | 59161R101 | COM | 7,427 | $193,000 | thousands by filing date | |
| FORESIGHT ENERGY LP | 34552U104 | COM UNT RP INT | 11,426 | $193,000 | thousands by filing date | |
| GANNETT INC | 364730101 | COM | 6,000 | $192,000 | thousands by filing date | call |
| ASTRONICS CORP COM | 046433108 | Stock | 3,472 | $192,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 9,897 | $192,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 2,559 | $192,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 2,694 | $192,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 8,730 | $192,000 | thousands by filing date | |
| ALLIANCE ONE INTL | 018772103 | COMMON STOCK | 121,868 | $192,000 | thousands by filing date | |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 6,941 | $192,000 | thousands by filing date | |
| MARKET VECTORS - COAL ETF | 57060U837 | COM | 13,100 | $192,000 | thousands by filing date | call |
| ISHARES TR | 464288372 | COM | 4,531 | $191,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 19,957 | $191,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 9,849 | $191,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 5,620 | $191,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 10,337 | $191,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 5,540 | $191,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 18,585 | $191,000 | thousands by filing date | |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 21,892 | $191,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 13,203 | $190,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 24,413 | $190,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 18,858 | $189,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 28,300 | $189,000 | thousands by filing date | call |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 188,700 | $189,000 | thousands by filing date | call |
| E*TRADE FINANCIAL | 269246AZ7 | CONV BND | 80,000 | $189,000 | thousands by filing date | principal |
| BROOKFIELD MTG OPP INC FD IN | 112792106 | COM | 11,478 | $189,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 3,633 | $188,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 14,874 | $187,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 18,457 | $187,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 24,125 | $187,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 6,154 | $186,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 3,051 | $186,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 16,191 | $186,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 22,394 | $186,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 40,698 | $186,000 | thousands by filing date | |
| WEST MARINE INC | 954235107 | COM | 14,366 | $186,000 | thousands by filing date | |
| BABSON CAP GLB SHT DURHGH YL | 05617T100 | COM | 9,212 | $186,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 9,357 | $185,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 7,030 | $185,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 22,187 | $185,000 | thousands by filing date | |
| ABENGOA YIELD PLC | G00349103 | ORD SHS | 6,790 | $185,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 1,099 | $184,000 | thousands by filing date | call |
| TERRENO RLTY CORP | 88146M101 | COM | 8,905 | $184,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 35,044 | $184,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 2,400 | $183,000 | thousands by filing date | call |
| STRATASYS LTD | M85548101 | SHS | 2,200 | $183,000 | thousands by filing date | put |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 10,301 | $183,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F390 | ADR 2 PREF 2 | 7,185 | $183,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 22,367 | $183,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 5,937 | $183,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 17,300 | $182,000 | thousands by filing date | call |
| SPS COMM INC COM | 78463M107 | Stock | 3,212 | $182,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 41,669 | $182,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 7,315 | $181,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 5,441 | $181,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 7,888 | $181,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 6,746 | $181,000 | thousands by filing date | |
| RYANAIR HLDGS PLC | 783513104 | SPONSORED ADR | 2,538 | $181,000 | thousands by filing date | |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 7,033 | $181,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 4,105 | $180,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 2,156 | $180,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 8,782 | $180,000 | thousands by filing date | |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 162,000 | $180,000 | thousands by filing date | principal |
| POWERSHARES S&P SMALLCAP | 73937B803 | EXCHANGE TRADED | 4,280 | $180,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 31,501 | $180,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 2,600 | $179,000 | thousands by filing date | call |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 10,823 | $179,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 130,001 | $179,000 | thousands by filing date | |
| CHIPMOS TECH BERMUDA LTD | G2110R114 | SHS | 7,679 | $179,000 | thousands by filing date | |
| PLY GEM HLDGS INC | 72941W100 | COM | 12,710 | $179,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 4,099 | $178,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 14,200 | $178,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 6,037 | $178,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 4,400 | $178,000 | thousands by filing date | put |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 2,007 | $177,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 19,375 | $177,000 | thousands by filing date | |
| KOFAX LTD | G5307C105 | COM USD | 25,075 | $177,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 7,600 | $176,000 | thousands by filing date | put |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 14,925 | $176,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 17,319 | $176,000 | thousands by filing date | |
| NORANDA ALUMINIUM HOLDING CORP | 65542W107 | COMMON STOCK | 50,000 | $176,000 | thousands by filing date | put |
| TEAM INC | 878155100 | COM | 4,377 | $176,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 11,056 | $175,000 | thousands by filing date | |
| POWERSECURE INTERNATIONAL IN | 73936N105 | COM | 15,000 | $175,000 | thousands by filing date | call |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 5,315 | $174,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 8,179 | $174,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 13,458 | $173,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS I | 60786L107 | COM | 46,276 | $173,000 | thousands by filing date | |
| SEVENTY SEVEN ENERGY INC | 818097107 | COM | 31,997 | $173,000 | thousands by filing date | put |
| TESLA INC | 88160RAB7 | NOTE 0.250 3/0 | 187,000 | $173,000 | thousands by filing date | principal |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 34,556 | $172,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 7,245 | $172,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 4,815 | $172,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 6,586 | $171,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 10,274 | $171,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 4,014 | $171,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 3,200 | $171,000 | thousands by filing date | put |
| KIMBALL INTL INC | 494274103 | CL B | 18,773 | $171,000 | thousands by filing date | |
| SILICON IMAGE INC | 82705T102 | COM | 30,878 | $171,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 6,523 | $170,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 10,121 | $170,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 14,443 | $170,000 | thousands by filing date | |
| SILICON GRAPHICS INTL CORP COM | 82706L108 | COM | 14,917 | $170,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 19,986 | $170,000 | thousands by filing date | |
| CASTLE AM & CO | 148411101 | COMMON STOCK | 21,340 | $170,000 | thousands by filing date | |
| BEBE STORES INC | 075571109 | COM | 77,600 | $170,000 | thousands by filing date | put |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 2,434 | $169,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 14,080 | $169,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 31,075 | $169,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 33,167 | $169,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 1,651 | $169,000 | thousands by filing date | |
| TOLL BROS FIN CORP | 88947EAM2 | NOTE 0.500% 9/1 | 166,000 | $169,000 | thousands by filing date | principal |
| HCI GROUP INC | 40416E103 | COM | 3,879 | $168,000 | thousands by filing date | |
| RYLAND GROUP 0.250 | 783764AS2 | NOTE 0.250% 6/0 | 182,000 | $168,000 | thousands by filing date | principal |
| FTD COS INC | 30281V108 | COM | 4,806 | $168,000 | thousands by filing date | |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 25,000 | $167,000 | thousands by filing date | call |
| ISIS PHARMACEUTICALS INC DEL | 464337AG9 | NOTE 2.75010/0 | 45,000 | $167,000 | thousands by filing date | principal |
| DEUTSCHE HIGH INCOME TR SHS | 25155R100 | CEF | 19,107 | $167,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 7,894 | $166,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 9,667 | $166,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 1,733 | $166,000 | thousands by filing date | |
| YADKIN FINANCIAL CORP | 984305102 | COM | 8,443 | $166,000 | thousands by filing date | |
| CIM COML TR CORP | 125525105 | COM | 11,040 | $166,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 7,915 | $165,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 11,313 | $164,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 5,546 | $164,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 7,933 | $164,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 10,843 | $164,000 | thousands by filing date | |
| CNINSURE INC | 18976M103 | SPONSORED ADR | 24,690 | $164,000 | thousands by filing date | |
| MARLIN MIDSTREAM PARTNERS LP | 57118V100 | COM UTLTD PTN IN | 9,000 | $164,000 | thousands by filing date | |
| TUBEMOGUL INC COM | 898570106 | Stock | 7,244 | $164,000 | thousands by filing date | |
| DEMAND MEDIA INC | 24802N208 | Cmn | 26,816 | $164,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 5,943 | $163,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 2,116 | $163,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 10,964 | $163,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 6,585 | $163,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082108 | CL A | 38,293 | $163,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 3,734 | $162,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 4,816 | $162,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 9,800 | $162,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 8,253 | $162,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 8,893 | $162,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 165,675 | $162,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 13,531 | $162,000 | thousands by filing date | |
| BANKRATE INC DEL | 06647F102 | COM | 13,091 | $162,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 10,295 | $162,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 2,349 | $161,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 3,731 | $161,000 | thousands by filing date | |
| OM ASSET MGMT PLC | G67506108 | SHS | 9,939 | $161,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 1,867 | $160,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 4,754 | $160,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 5,715 | $160,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 5,532 | $160,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 7,729 | $160,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 6,420 | $160,000 | thousands by filing date | |
| HYPERION THERAPEUTICS INC | 44915N101 | COM | 6,668 | $160,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R207 | PFD CONV SER A | 1,567 | $160,000 | thousands by filing date | |
| NORCRAFT COS INC | 65557Y105 | COM | 8,251 | $160,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 2,400 | $159,000 | thousands by filing date | put |
| CITIZENS INC | 174740100 | COMMON STOCK | 20,977 | $159,000 | thousands by filing date | |
| RESOURCE CAP CORP REIT | 76120W302 | COM | 31,401 | $159,000 | thousands by filing date | |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 9,175 | $159,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 6,480 | $159,000 | thousands by filing date | call |
| ILLUMINA INC | 452327AD1 | NOTE 0.250% 3/1 | 72,000 | $159,000 | thousands by filing date | principal |
| TALMER BANCORP INC | 87482X101 | COM | 11,338 | $159,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 14,044 | $158,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 4,709 | $158,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 1,100 | $158,000 | thousands by filing date | call |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 19,008 | $157,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 2,000 | $157,000 | thousands by filing date | put |
| MEDLEY CAP CORP | 58503F106 | COM | 16,909 | $157,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 6,100 | $157,000 | thousands by filing date | put |
| PAMT CORP | 693149106 | COMMON STOCK | 3,022 | $157,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 28,868 | $157,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 115,000 | $157,000 | thousands by filing date | principal |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 14,178 | $157,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 50,000 | $157,000 | thousands by filing date | call |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 3,142 | $156,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 2,161 | $156,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 29,913 | $155,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 8,530 | $155,000 | thousands by filing date | |
| GREATBATCH INC | 39153L106 | COM | 3,127 | $155,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 25,557 | $154,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 5,352 | $153,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 3,488 | $153,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 9,037 | $153,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 1,190 | $153,000 | thousands by filing date | |
| WUXI PHARMATECH CAYMAN INC | 929352102 | SPONS ADR SHS | 4,550 | $153,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 12,625 | $153,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 8,202 | $152,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 6,050 | $152,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 10,554 | $152,000 | thousands by filing date | |
| ACTUA CORPORATION | 005094107 | COM | 8,273 | $152,000 | thousands by filing date | |
| RIGHTSIDE GROUP LTD | 76658B100 | COM | 22,674 | $152,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 7,333 | $151,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 58,855 | $151,000 | thousands by filing date | |
| SOLERA HOLDINGS INC | 83421A104 | COM | 2,943 | $151,000 | thousands by filing date | |
| ALZA CORP 7/2 | 02261WAB5 | SDCV | 105,000 | $151,000 | thousands by filing date | principal |
| FBR & CO | 30247C400 | COM NEW | 6,137 | $151,000 | thousands by filing date | |
| Coupons Com Inc | 22265J102 | Common Stock | 8,527 | $151,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 4,791 | $150,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 4,299 | $150,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097796 | SP ADR PREF M | 6,098 | $150,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643507 | ADR PRF SER A | 10,851 | $150,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 11,814 | $149,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A441 | NUVN CALI MUNI | 6,240 | $149,000 | thousands by filing date | |
| GUGGENHEIM EQUAL | 40167M106 | COM SH BEN INT | 7,304 | $149,000 | thousands by filing date | |
| MDSO 1 8/01/18 | 58471AAB1 | Bond 30/360P2 U | 136,000 | $149,000 | thousands by filing date | principal |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 7,354 | $148,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 10,897 | $148,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 8,609 | $148,000 | thousands by filing date | |
| MGIC INVESTMENT CORP | 552848AE3 | CORPORATE OBLIG | 101,000 | $148,000 | thousands by filing date | principal |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 2,905 | $148,000 | thousands by filing date | |
| EVINE LIVE INC | 300487105 | CL A | 22,409 | $148,000 | thousands by filing date | |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 3,725 | $148,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 3,031 | $147,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 4,655 | $147,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 6,719 | $147,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AC3 | NOTE 1.750%12/0 | 97,000 | $147,000 | thousands by filing date | principal |
| OMEGA PROTEIN CORP | 68210P107 | COM | 13,901 | $147,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 7,162 | $146,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 8,956 | $146,000 | thousands by filing date | |
| Powershares Etf Fd Tr II | 73937B506 | S&P SMCP C DIS | 2,868 | $146,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807AL2 | NOTE | 103,000 | $146,000 | thousands by filing date | principal |
| LDR HLDG CORP | 50185U105 | COM | 4,435 | $146,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 4,779 | $145,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 4,250 | $145,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 49,263 | $145,000 | thousands by filing date | |
| RADIAN GROUP INC | 750236AK7 | BOND | 95,000 | $145,000 | thousands by filing date | principal |
| WALKER&DUNLOPINC | 93148P102 | STOK | 8,251 | $144,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 5,000 | $144,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 14,829 | $144,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 39,892 | $144,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 5,427 | $144,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 26,663 | $144,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CB1 | NOTE 2.250%12/1 | 159,000 | $144,000 | thousands by filing date | principal |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 10,683 | $143,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 6,029 | $143,000 | thousands by filing date | |
| SEVENTY SEVEN ENERGY INC | 818097107 | COM | 26,394 | $143,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 9,553 | $142,000 | thousands by filing date | |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 384,100 | $142,000 | thousands by filing date | put |
| BROADSOFT INC | 11133B409 | COM | 4,906 | $142,000 | thousands by filing date | |
| SHANDA GAMES LTD | 81941U105 | SP ADR REPTG A | 25,000 | $142,000 | thousands by filing date | |
| KANSAS CITY LIFE INS CO | 484836101 | COM | 2,942 | $142,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 15,187 | $141,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 8,239 | $141,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 116 | $141,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 3,215 | $140,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 1,357 | $140,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 8,410 | $140,000 | thousands by filing date | |
| ACTUATE CORP | 00508B102 | COM | 21,297 | $140,000 | thousands by filing date | |
| SOLARCITY CORP | 83416TAA8 | NOTE 2.750%11/0 | 130,000 | $140,000 | thousands by filing date | principal |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 21,439 | $139,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 3,598 | $139,000 | thousands by filing date | |
| APEX SILVER MINES LTD ORD | 37950E853 | COM | 14,975 | $139,000 | thousands by filing date | |
| FUEL SYS SOLUTIONS INC | 35952W103 | COM | 12,759 | $139,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872104 | COM | 153,188 | $139,000 | thousands by filing date | |
| WILLIAMS CLAYTON ENERGY INC | 969490101 | COM | 2,173 | $139,000 | thousands by filing date | |
| NIMBLE STORAGE INC | 65440R101 | COM | 5,089 | $139,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 12,239 | $138,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 20,722 | $138,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 2,750 | $138,000 | thousands by filing date | |
| PROSHARES | 74347R826 | MUTUAL FUNDS EQ | 8,956 | $138,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 19,018 | $138,000 | thousands by filing date | |
| SEVENTY SEVEN ENERGY INC | 818097107 | COM | 25,564 | $138,000 | thousands by filing date | call |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 1,009 | $137,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 8,300 | $137,000 | thousands by filing date | call |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 5,519 | $137,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 4,327 | $137,000 | thousands by filing date | |
| CARDTRONICS INC | 14161H108 | COMMON STOCK | 3,539 | $137,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 14,825 | $137,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 4,275 | $137,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 21,028 | $137,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 3,870 | $137,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 4,705 | $136,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 1,600 | $136,000 | thousands by filing date | call |
| AH BELO CORP | 001282102 | COMMON STOCK | 13,098 | $136,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 25,848 | $136,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 38,125 | $136,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-15-000039 | this filing | 2015-02-17 | acceptance time not in the bulk data set |