13F-HR/A filed by HARBOUR INVESTMENTS, INC.
HARBOUR INVESTMENTS, INC. filed this 13F-HR/A for the quarter ended 2021-03-31, filed 2021-08-17, with 3,808 holding rows worth $2,778,373,000.
- Accession
- 0000810121-21-000007
- Filer
- CIK 810121
- Filed
- 2021-08-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A holdings report, amendment of type restatement, 3,808 entries on the cover page, a total value of $2,778,373,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,778,373,000 with VALUE read as thousands by filing date, 13F file number 028-21191. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIRST TR EXCHANGE-TRADED FD | 33739Q705 | FT VEST S&P 500 | 1,327 | $68,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 594 | $67,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 1,007 | $67,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 760 | $67,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 672 | $67,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 337 | $67,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 3,602 | $67,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 5,750 | $67,000 | thousands by filing date | |
| iShares Cybersecurity and Tech ETF | 46435U135 | CYBERSECURITY | 1,752 | $67,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 4,728 | $66,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 13,584 | $66,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33740J104 | ULTRA SHT DUR MU | 3,276 | $66,000 | thousands by filing date | |
| SEA LTD | 81141R100 | SPONSORD ADS | 292 | $65,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 450 | $65,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 589 | $65,000 | thousands by filing date | |
| CGI INC CL A SUB VTG | 12532H104 | Stock | 783 | $65,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 725 | $65,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 3,254 | $65,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 225 | $65,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 6,684 | $65,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 834 | $65,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 3,401 | $65,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G772 | INFRAC ACT MLP | 2,745 | $65,000 | thousands by filing date | |
| CASTLE BIOSCIENCES INC | 14843C105 | COMMON STOCK | 950 | $65,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G201 | S&P SMLCP MATL | 1,025 | $65,000 | thousands by filing date | |
| ABACUS FCF ETF TR | 89628W302 | LEADERS ETF | 1,313 | $65,000 | thousands by filing date | |
| ISHARES | 46435U432 | EXCHANGE TRADED | 2,328 | $65,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 2,543 | $65,000 | thousands by filing date | |
| GX ACQUISITION CORP | 36251A107 | COM CL A | 6,400 | $65,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 524 | $64,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 517 | $64,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 1,713 | $64,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 6,311 | $64,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 1,483 | $64,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 489 | $64,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 6,000 | $64,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 1,348 | $63,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 584 | $63,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 603 | $63,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 1,545 | $63,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 107 | $63,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 3,906 | $63,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 1,122 | $63,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 452 | $63,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 3,416 | $63,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 3,019 | $63,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C391 | US EQTY BUFR MAR | 2,016 | $63,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 6,771 | $63,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 2,619 | $63,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 529 | $62,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 285 | $62,000 | thousands by filing date | |
| BJS WHSL CLUB HLDGS INC COM | 05550J101 | Stock | 1,385 | $62,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 668 | $62,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 180 | $62,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 1,027 | $62,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 467 | $62,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 2,350 | $62,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 232 | $62,000 | thousands by filing date | |
| KONTOOR BRANDS INC | 50050N103 | COM | 1,286 | $62,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 499 | $62,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 1,207 | $62,000 | thousands by filing date | |
| IDEANOMICS INC | 45166V106 | COM | 21,325 | $62,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 6,738 | $62,000 | thousands by filing date | |
| GLOBAL BETA ETF TR | 37959X100 | CMN | 2,997 | $62,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED ETF | 46090A507 | MDRTLY CNSRTIV | 4,187 | $62,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 638 | $61,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 165 | $61,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 186 | $61,000 | thousands by filing date | |
| ROCKET COS INC | 77311W101 | COM CL A | 2,630 | $61,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 2,026 | $61,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 3,909 | $61,000 | thousands by filing date | |
| VIRTUS DIVERSIFIED INCM & CO | 92840N100 | COM | 1,955 | $61,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 1,485 | $61,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 1,907 | $61,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 38149W101 | ACCESS US AGRAT | 1,260 | $61,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 3,192 | $61,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 460 | $61,000 | thousands by filing date | |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 2,258 | $61,000 | thousands by filing date | |
| PROSHARES TR II | 74347Y888 | CMN | 1,160 | $61,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 1,300 | $61,000 | thousands by filing date | |
| Fidelity Low Volatility Factor ETF | 316092824 | SHS | 1,359 | $60,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 1,267 | $60,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 1,068 | $60,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 336 | $60,000 | thousands by filing date | |
| WEST FRASER TIMBER CO LTD COM | 952845105 | Stock | 837 | $60,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 260 | $60,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 5,066 | $60,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 493 | $60,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 392 | $60,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 2,308 | $59,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 1,136 | $59,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 592 | $59,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 1,088 | $59,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 5,521 | $59,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 2,079 | $59,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 675 | $59,000 | thousands by filing date | |
| ENVISTA HOLDINGS CORPORATION | 29415F104 | COM | 1,449 | $59,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 1,853 | $59,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 2,610 | $59,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A705 | S&P500 DOWNSID | 1,739 | $59,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 3,570 | $59,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 2,711 | $59,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 1,054 | $58,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 656 | $58,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 754 | $58,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 251 | $58,000 | thousands by filing date | |
| FISKER INC | 33813J106 | CL A COM STK | 3,352 | $58,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE CORP | 11284V105 | CL A SUB VTG | 1,234 | $58,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 683 | $58,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 7,021 | $58,000 | thousands by filing date | |
| ISHARES TR | 46435U697 | IBONDS DEC | 2,165 | $58,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 3,415 | $57,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 134 | $57,000 | thousands by filing date | |
| INSPIRE INTERNATIONAL ETF | 66538H419 | ETF | 1,743 | $57,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 2,746 | $57,000 | thousands by filing date | |
| ISHARES SHORT MATURITY MUNICIPAL BOND ACTIVE ETF | 46431W838 | ETF | 1,133 | $57,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 770 | $57,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 1,109 | $57,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 843 | $57,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 2,308 | $57,000 | thousands by filing date | |
| INVESCO S&P MIDCAP 400 GARP ETF | 46137V225 | ETF | 645 | $57,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 5,000 | $57,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 725 | $56,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 442 | $56,000 | thousands by filing date | |
| TIMOTHY PLAN US LARGE/MID CAP CORE ETF | 887432359 | ETF | 1,687 | $56,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 583 | $56,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 606 | $56,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 2,376 | $56,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 4,396 | $56,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 3,123 | $56,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 1,523 | $56,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C474 | US SML CP PWR B | 1,827 | $56,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2027 CORPORATE BOND ETF | 46138J783 | ETF | 2,600 | $56,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 9,043 | $56,000 | thousands by filing date | |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 4,368 | $56,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 88 | $55,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 416 | $55,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 1,864 | $55,000 | thousands by filing date | |
| FUBOTV INC | 35953D104 | COM | 2,492 | $55,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 9,683 | $55,000 | thousands by filing date | |
| ISHARES TR | 46435G326 | CORE MSCI INTL | 856 | $55,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 4,500 | $55,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 5,219 | $55,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 1,205 | $55,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 1,433 | $55,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F789 | ACTIVE FACTOR LA | 2,294 | $55,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y888 | SPECTRUM PFD | 2,674 | $55,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R753 | SMID CAP STR ETF | 1,961 | $55,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 3,099 | $54,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 6,455 | $54,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 1,484 | $54,000 | thousands by filing date | |
| BIONTECH SE SPONSORED ADS | 09075V102 | ADR | 495 | $54,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 644 | $54,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 300 | $54,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 540 | $54,000 | thousands by filing date | |
| VIRTUS EQUITY & CONV INCM FD | 92841M101 | COM | 1,922 | $54,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 1,403 | $54,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F171 | GREEN BOND ETF | 2,002 | $54,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F680 | FT VEST US EQT | 1,700 | $54,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 5,105 | $54,000 | thousands by filing date | |
| Apollo Global Management Inc | 03768E105 | COM CL A | 1,138 | $54,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 1,300 | $53,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 350 | $53,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 1,250 | $53,000 | thousands by filing date | |
| SMITH & WESSON BRANDS INC | 831754106 | COM | 3,023 | $53,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 8,762 | $53,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 485 | $53,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 14,962 | $53,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 534 | $53,000 | thousands by filing date | |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 3,429 | $53,000 | thousands by filing date | |
| INNOVATOR TR ETF S&P 500 ULTRA BUFFER ETF JUNE | 45782C730 | ETF | 1,875 | $53,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 915 | $53,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R878 | DORSEY WRIGHT | 1,548 | $53,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 297 | $52,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 369 | $52,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 455 | $52,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 1,082 | $52,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 1,130 | $52,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 484 | $52,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 1,153 | $52,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 43 | $52,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 493 | $52,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 5,200 | $52,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 1,265 | $52,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 1,293 | $52,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 3,751 | $52,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 1,138 | $52,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 3,456 | $52,000 | thousands by filing date | |
| INVESCO TR II ETF S&P 500 EMERGING MKTS LOW VOLATILITY | 46138E297 | ETF | 2,200 | $52,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 1,150 | $52,000 | thousands by filing date | |
| ABACUS FCF ETF TR | 89628W500 | INNOV LEADE ETF | 1,996 | $52,000 | thousands by filing date | |
| CRUCIBLE ACQUISITION CORP | 22877P108 | CMN | 5,134 | $52,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 375 | $51,000 | thousands by filing date | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 1,693 | $51,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 742 | $51,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 278 | $51,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 1,663 | $51,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 12,419 | $51,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 621 | $51,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 2,274 | $51,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 2,124 | $51,000 | thousands by filing date | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 611 | $50,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 2,697 | $50,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 2,421 | $50,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 884 | $50,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 500 | $50,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C532 | US EQTY ULTRA B | 1,731 | $50,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2028 CORPORATE BOND ETF | 46138J643 | ETF | 2,235 | $50,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 694 | $49,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 2,625 | $49,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 1,760 | $49,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 1,534 | $49,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 279 | $49,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 329 | $49,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741X201 | INDXX INOVTV ETF | 1,218 | $49,000 | thousands by filing date | |
| ELECTROMED INC | 285409108 | COMMON STOCK | 4,621 | $49,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 901 | $49,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G805 | DRONE ECONMY STG | 1,014 | $49,000 | thousands by filing date | |
| iShares Emerging Markets Equity Factor ETF | 46434G889 | SHS | 928 | $48,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 1,597 | $48,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 269 | $48,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 664 | $48,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 7,400 | $48,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 1,075 | $48,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 1,488 | $48,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 1,733 | $48,000 | thousands by filing date | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 4,122 | $48,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 2,200 | $48,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 532 | $48,000 | thousands by filing date | |
| LIBERTY MEDIA ACQUISTION CORP | 53073L104 | COMMON STOCK | 4,700 | $48,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 1,639 | $47,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 210 | $47,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 1,001 | $47,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 589 | $47,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 634 | $47,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 1,130 | $47,000 | thousands by filing date | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 1,024 | $47,000 | thousands by filing date | |
| APTIV PLC | G6095L109 | SHS | 339 | $47,000 | thousands by filing date | |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 1,390 | $47,000 | thousands by filing date | |
| PRINCIPAL ACTIVE HIGH YIELD ETF | 74255Y102 | COM | 1,158 | $47,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 2,368 | $47,000 | thousands by filing date | |
| FT VEST US EQUITY DEEP BUFFER ETF - JANUARY | 33740F631 | ETF | 1,521 | $47,000 | thousands by filing date | |
| BNY MELLON ALCENTRA GLOBAL C | 05588N108 | COM | 5,000 | $47,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 32 | $46,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 113 | $46,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 231 | $46,000 | thousands by filing date | |
| XPENG INC ADS | 98422D105 | ADR | 1,271 | $46,000 | thousands by filing date | |
| ISHARES TR | 46435G268 | RUSEL 2500 ETF | 725 | $46,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 1,207 | $46,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G102 | PRIME JUNIR SLVR | 3,200 | $46,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 3,000 | $45,000 | thousands by filing date | |
| NUVEEN ESG MID-CAP VALUE ETF | 67092P508 | ETF | 1,321 | $45,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 378 | $45,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 781 | $45,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 591 | $45,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P888 | NUVEEN ESG EMRGN | 1,290 | $45,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 1,673 | $45,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 79 | $45,000 | thousands by filing date | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838U108 | COM | 8,963 | $45,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 903 | $45,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 3,311 | $45,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L662 | HIG YLD VL ETF | 915 | $45,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 3,252 | $45,000 | thousands by filing date | |
| ENCOMPASS HEALTH CORP COM | 29261A100 | Stock | 540 | $44,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 295 | $44,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 4,954 | $44,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 3,347 | $44,000 | thousands by filing date | |
| THOMPSON REUTERS CORP | 884903709 | COM NEW | 507 | $44,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 2,101 | $44,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 1,011 | $44,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 207 | $44,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 1,262 | $44,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 1,137 | $43,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 231 | $43,000 | thousands by filing date | |
| VISTRA CORP COM | 92840M102 | Stock | 2,430 | $43,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 1,309 | $43,000 | thousands by filing date | |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 848 | $43,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 203 | $43,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 5,885 | $43,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 919 | $43,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 2,465 | $43,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 2,959 | $43,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 1,360 | $43,000 | thousands by filing date | |
| Greenpower Motor Co | 39540E302 | COM | 1,745 | $43,000 | thousands by filing date | |
| Invesco S&P 500 Momentum ETF | 46138E339 | SHS | 800 | $42,000 | thousands by filing date | |
| iShares ESG Aware MSCI USA Small-Cap ETF | 46435U663 | SHS | 1,086 | $42,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 955 | $42,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 336 | $42,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 146 | $42,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 2,909 | $42,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 2,833 | $42,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 3,360 | $42,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 2,635 | $42,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 3,872 | $42,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 579 | $42,000 | thousands by filing date | |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 1,254 | $42,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R502 | WBI BBR RNG 3000 | 1,417 | $42,000 | thousands by filing date | |
| Fidelity High Dividend ETF | 316092840 | SHS | 1,144 | $41,000 | thousands by filing date | |
| iShares U.S. Infrastructure ETF | 46435U713 | SHS | 1,188 | $41,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 1,912 | $41,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 36 | $41,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 251 | $41,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 506 | $41,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 444 | $41,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 1,362 | $41,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 544 | $41,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 84 | $41,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 2,000 | $41,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 3,056 | $41,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 212 | $41,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 306 | $41,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V456 | S&P MDCP VLU MNT | 927 | $41,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V191 | S&P MDCP400 VL | 452 | $41,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 2,048 | $41,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 1,619 | $41,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 5,400 | $41,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 1,532 | $40,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 655 | $40,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 584 | $40,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 961 | $40,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 799 | $40,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TRUST ACCESS | 381430453 | ACCESS HIG YLD | 793 | $40,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 563 | $40,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 117 | $40,000 | thousands by filing date | |
| ARCONIC ROLLED PRODS CORP | 03966V107 | COM | 1,583 | $40,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 1,650 | $40,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 1,010 | $40,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 2,000 | $40,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 859 | $40,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 2,200 | $40,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 615 | $39,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 727 | $39,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 3,292 | $39,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 2,000 | $39,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 1,229 | $39,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 1,160 | $39,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 5,048 | $39,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 2,947 | $39,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 793 | $39,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 3,385 | $39,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 2,653 | $39,000 | thousands by filing date | |
| LISTED FD TR | 53656F748 | TRUESHARES STRUC | 1,535 | $39,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 1,323 | $38,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 1,315 | $38,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 1,351 | $38,000 | thousands by filing date | |
| LYFT INC | 55087P104 | CL A COM | 596 | $38,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 600 | $38,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 728 | $38,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 3,696 | $38,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 1,503 | $38,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 1,750 | $38,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 94 | $37,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 388 | $37,000 | thousands by filing date | |
| API GROUP CORP COM STK | 00187Y100 | Stock | 1,775 | $37,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 606 | $37,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 2,309 | $37,000 | thousands by filing date | |
| CORSAIR GAMING INC | 22041X102 | COM | 1,100 | $37,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 556 | $37,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 163 | $37,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 1,424 | $37,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C581 | US EQTY BUF NOV | 1,212 | $37,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 500 | $37,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460E661 | CMN | 1,748 | $37,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 3,403 | $37,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 954 | $36,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 1,104 | $36,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 184 | $36,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 561 | $36,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 3,320 | $36,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 1,320 | $36,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V779 | BLDG CONSTR ETF | 731 | $36,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 216 | $36,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 3,000 | $36,000 | thousands by filing date | |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 2,433 | $36,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 524682200 | CMN | 719 | $36,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 9,455 | $36,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 320 | $35,000 | thousands by filing date | |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 530 | $35,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 1,375 | $35,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 652 | $35,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 423 | $35,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 165 | $35,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 923 | $35,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 685 | $35,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 788 | $35,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 2,565 | $35,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 678 | $35,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 1,600 | $35,000 | thousands by filing date | |
| RENAISSANCE CAP GREENWICH FD | 759937204 | IPO ETF | 569 | $35,000 | thousands by filing date | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 2,655 | $35,000 | thousands by filing date | |
| ABACUS FCF ETF TR | 89628W609 | FLEX BD LEAD ETF | 1,404 | $35,000 | thousands by filing date | |
| LEMONADEINC | 52567D107 | STOK | 360 | $34,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 300 | $34,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 708 | $34,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 235 | $34,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 1,070 | $34,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 2,245 | $34,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 602 | $34,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 300 | $34,000 | thousands by filing date | |
| UFP INDUSTRIES INC | 90278Q108 | COM | 453 | $34,000 | thousands by filing date | |
| VIRTUS DIVIDEND, INTEREST & PR | 92840R101 | COM | 2,490 | $34,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 1,070 | $34,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 1,014 | $34,000 | thousands by filing date | |
| ISHARES ESG ADVANCED UNIVERSAL USD BOND ETF | 46436E619 | COM | 684 | $34,000 | thousands by filing date | |
| FIRST TR FD VI ETF FIRST TRUST SMID GROWTH STRENGTH | 33738R746 | ETF | 1,218 | $34,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E149 | S&P SMLCP HELT | 184 | $34,000 | thousands by filing date | |
| INVESCO DB PRECIOUS METALS FUND | 46140H502 | ETF | 714 | $34,000 | thousands by filing date | |
| SILK ROAD MEDICAL INC | 82710M100 | COMMON STOCK | 663 | $34,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 3,437 | $34,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 104 | $33,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 2,273 | $33,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 622 | $33,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 1,479 | $33,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 471 | $33,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 200 | $33,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 300 | $33,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 983 | $33,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 2,199 | $33,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188101 | CORP BOND ETF | 600 | $33,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 2,010 | $33,000 | thousands by filing date | |
| TITAN MED INC | 88830X819 | COM | 19,583 | $33,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R833 | WBI BULBEAR TR | 1,920 | $33,000 | thousands by filing date | |
| FOX CORP CL A COM | 35137L105 | Stock | 875 | $32,000 | thousands by filing date | |
| AON PLC SHS CL A | G0403H108 | Stock | 139 | $32,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 423 | $32,000 | thousands by filing date | |
| JAMF HLDG CORP COM | 47074L105 | Stock | 914 | $32,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 2,100 | $32,000 | thousands by filing date | |
| ABRDN PLATINUM ETF TRUST | 003260106 | PHYSCL PLATM SHS | 286 | $32,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 240 | $32,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 304 | $32,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 1,640 | $32,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 1,589 | $32,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H601 | COM | 2,192 | $32,000 | thousands by filing date | |
| BLACKLINE, INC. | 09239B109 | COM | 292 | $32,000 | thousands by filing date | |
| LIFE STORAGE INC | 53223X107 | COM | 375 | $32,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 1,000 | $32,000 | thousands by filing date | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 1,500 | $32,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 1,252 | $32,000 | thousands by filing date | |
| PROSHARES TR | 74348A145 | PET CARE ETF | 447 | $32,000 | thousands by filing date | |
| BIONANO GENOMICS INC | 09075F107 | COM | 4,000 | $32,000 | thousands by filing date | |
| DATADOGINCCLASSA | 23804L103 | STOK | 368 | $31,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 202 | $31,000 | thousands by filing date | |
| OPERA LTD SPONSORED ADS | 68373M107 | ADR | 3,081 | $31,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 632 | $31,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 243 | $31,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 762 | $31,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 2,498 | $31,000 | thousands by filing date | |
| IMMUNITYBIO INC | 45256X103 | COM | 1,300 | $31,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 3,034 | $31,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 964 | $31,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 2,299 | $31,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 988 | $31,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 297 | $31,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 3,060 | $31,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 396 | $31,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 1,000 | $31,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 700 | $31,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 616 | $31,000 | thousands by filing date | |
| IBIO INC | 451033203 | COM NEW | 20,000 | $31,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 1,006 | $30,000 | thousands by filing date | |
| KKR & CO INC | 48251W104 | COM | 613 | $30,000 | thousands by filing date | |
| AXOSFINLINC | 05465C100 | STOK | 648 | $30,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 891 | $30,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 664 | $30,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 337 | $30,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 100 | $30,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 2,286 | $30,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 390 | $30,000 | thousands by filing date | |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 618 | $30,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 7,545 | $30,000 | thousands by filing date | |
| FASTLY INC | 31188V100 | CL A | 441 | $30,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 7,400 | $30,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 2,764 | $30,000 | thousands by filing date | |
| STATE STREET SPDR RUSSELL YIELD F | 78468R770 | ETF | 330 | $30,000 | thousands by filing date | |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 1,107 | $30,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y857 | US MULTIFACTOR | 791 | $30,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 498 | $30,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 7,625 | $30,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A172 | NATIONWIDE NASDQ | 1,115 | $30,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 150 | $29,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 1,317 | $29,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 170 | $29,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 214 | $29,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 100 | $29,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 1,319 | $29,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q399 | BETABUILDRS US | 398 | $29,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 3,161 | $29,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 668 | $29,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 2,032 | $29,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 900 | $29,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 1,425 | $29,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 135 | $29,000 | thousands by filing date | |
| JPMORGAN INT BOND OPPORTUNITIE | 46641Q852 | INTL BD OPP ETF | 562 | $29,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 407 | $29,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 2,875 | $29,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 1,149 | $29,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 745 | $29,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 687 | $29,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 2,060 | $29,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L670 | CRE SLCT BD FD | 1,108 | $29,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000810121-21-000003 | superseded | 2021-05-12 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000810121-21-000007 | this filing | 2021-08-17 | acceptance time not in the bulk data set |