13F-HR/A filed by HARBOUR INVESTMENTS, INC.
HARBOUR INVESTMENTS, INC. filed this 13F-HR/A for the quarter ended 2021-03-31, filed 2021-08-17, with 3,808 holding rows worth $2,778,373,000.
- Accession
- 0000810121-21-000007
- Filer
- CIK 810121
- Filed
- 2021-08-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A holdings report, amendment of type restatement, 3,808 entries on the cover page, a total value of $2,778,373,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,778,373,000 with VALUE read as thousands by filing date, 13F file number 028-21191. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Golden Entertainment Inc | 381013101 | Common Stock | 52 | $1,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 87 | $1,000 | thousands by filing date | |
| Leslie's Inc | 527064109 | Common Stock | 55 | $1,000 | thousands by filing date | |
| SILVERGATE CAP CORP CLASS A | 82837P408 | CL A | 4 | $1,000 | thousands by filing date | |
| VROOM INC | 92918V109 | COM | 25 | $1,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 233 | $1,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 322 | $1,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 14 | $1,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 39 | $1,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 37 | $1,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 11 | $1,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 62 | $1,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| THE SHYFT GROUP | 825698103 | COMMON STOCK | 35 | $1,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N300 | CL A | 75 | $1,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 13 | $1,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 13 | $1,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 186 | $1,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 110 | $1,000 | thousands by filing date | |
| BRIACELL THERAPEUTICS ORD | 10778Y302 | COM | 165 | $1,000 | thousands by filing date | |
| WISDOMTREE FLOATING RATETREASURY FUND | 97717X628 | COM | 59 | $1,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 85 | $1,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 93 | $1,000 | thousands by filing date | |
| STONEMOR INC | 86184W106 | COM | 603 | $1,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V183 | S&P SML 600 EQ | 17 | $1,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V670 | DYNMC OIL GAS | 150 | $1,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 250 | $1,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 84 | $1,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 20 | $1,000 | thousands by filing date | |
| URBAN-GRO INC | 91704K202 | COM NEW | 63 | $1,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 260 | $1,000 | thousands by filing date | |
| TUSCAN HLDGS CORP | 90069K104 | COM | 100 | $1,000 | thousands by filing date | |
| PLURALSIGHT INC | 72941B106 | COM CL A | 66 | $1,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142409 | COM | 27 | $1,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 200 | $1,000 | thousands by filing date | |
| ATLAS CORP | Y0436Q109 | COM | 100 | $1,000 | thousands by filing date | |
| DIVERSEY HLDGS LTD | G28923103 | COM | 100 | $1,000 | thousands by filing date | |
| CHICKEN SOUP FOR THE SOUL EN | 16842Q100 | COM | 43 | $1,000 | thousands by filing date | |
| HUMANIGEN INC | 444863203 | COM NEW | 75 | $1,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 250 | $1,000 | thousands by filing date | |
| BSQUARE CORP | 11776U300 | COM | 250 | $1,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 78 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 100 | $1,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y727 | NEWFLT MULSINC | 11 | $1,000 | thousands by filing date | |
| ADDVANTAGE TECHNOLOGIES GRP | 006743306 | CMN | 405 | $1,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 305 | $1,000 | thousands by filing date | |
| GENPREX INC | 372446104 | COM | 212 | $1,000 | thousands by filing date | |
| BRIDGETOWN HOLDINGS LTD | G1355U121 | *W EXP 09/30/202 | 300 | $1,000 | thousands by filing date | |
| HARBOR CUSTOM DEVELOPMENT IN | 41150T108 | COM | 329 | $1,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G8251L105 | SHS CL A | 100 | $1,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G82514103 | SHS CL A | 100 | $1,000 | thousands by filing date | |
| CANOO INC | 13803R110 | *W EXP 12/21/202 | 300 | $1,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H207 | COM | 25 | $1,000 | thousands by filing date | |
| MOGO INC | 60800C109 | COM | 80 | $1,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 120 | $1,000 | thousands by filing date | |
| GALECTO INC | 36322Q107 | COM | 100 | $1,000 | thousands by filing date | |
| ONCTERNAL THERAPEUTICS INC | 68236P107 | COM | 171 | $1,000 | thousands by filing date | |
| LEAF GROUP LTD | 52177G102 | COM | 140 | $1,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 98 | $1,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 342 | $1,000 | thousands by filing date | |
| BELLEROPHON THERAPEUTICS INC | 078771300 | COM NEW | 138 | $1,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 288 | $1,000 | thousands by filing date | |
| HOLICITY INC | 435063102 | COM CL A | 100 | $1,000 | thousands by filing date | |
| AKOUOS INC | 00973J101 | COM | 50 | $1,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 700 | $1,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 370 | $1,000 | thousands by filing date | |
| VACCINEX INC | 918640103 | CMN | 500 | $1,000 | thousands by filing date | |
| Pershing Square T 25 WTS Warrants Exp 07/24/25 | 71531R117 | WT | 100 | $1,000 | thousands by filing date | |
| CLIMATE CHANGE CRISIS REAL I | 18716C100 | CL A COM | 100 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y244 | EMKT INTRNT ECOM | 57 | $1,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLDWT | G8251L113 | WARRANT AND RIGH | 350 | $1,000 | thousands by filing date | |
| BANK OF MONTREAL | 063679666 | MICROSCTRS 3X | 200 | $1,000 | thousands by filing date | |
| SUPERNOVA PARTNERS ACQUISITI | 86846V116 | *W EXP 10/16/202 | 500 | $1,000 | thousands by filing date | |
| QELL- A SHRS | G7307X113 | EQUITY WRT | 500 | $1,000 | thousands by filing date | |
| HIGHCAPE CAP ACQUISITION COR | 42984L105 | COM CL A | 100 | $1,000 | thousands by filing date | |
| LIANLUO SMART LTD | G5478K118 | COM CL A NEW | 62 | $1,000 | thousands by filing date | |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GERON CORP | 374163103 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRIDGEBIO PHARMA INC | 10806X102 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERRA MOBILITY CORP CL A COM STK | 92511U102 | Stock | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MATSON INC COM | 57686G105 | Stock | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OPTION CARE HEALTH INC COM NEW | 68404L201 | Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DANAOS CORPORATION SHS | Y1968P121 | Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PARK NATL CORP COM | 700658107 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GRACO INC COM | 384109104 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ITRON INC COM | 465741106 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APARTMENT INVT & MGMT CO CL A | 03748R747 | REIT | 47 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IDEAYA BIOSCIENCES INC COM | 45166A102 | Stock | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REVOLUTION MEDICINES INC COM | 76155X100 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUZANO S A SPON ADS | 86959K105 | ADR | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DYNE THERAPEUTICS INC COM | 26818M108 | Stock | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HOME BANCSHARES INC COM | 436893200 | Stock | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NBT BANCORP INC COM | 628778102 | Stock | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXPAND ENERGY CORPORATION COM | 165167735 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 75 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 39 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CARETRUST REIT INC COM | 14174T107 | REIT | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ABCELLERA BIOLOGICS INC COM | 00288U106 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPOK HLDGS INC COM | 84863T106 | Stock | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CVB FINL CORP COM | 126600105 | Stock | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MR COOPER GROUP INC | 62482R107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALTIMMUNE INC | 02155H200 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37954Y459 | RUSSELL 2000 | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SER TR | 78468R754 | RUSSELL LOW VOL | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERFACE INC | 458665304 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMPLIFY ETF TR | 032108409 | CWP ENHANCED DIV | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASANA INC | 04342Y104 | CL A | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALERES INC | 129500104 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CANAAN INC | 134748102 | SPONSORED ADS | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 55 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OIL STS INTL INC | 678026105 | COM | 43 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENWORTH FINL INC | 37247D106 | COM SHS | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEWS CORP NEW | 65249B208 | CL B | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OPENLANE INC | 48238T109 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LANTHEUS HLDGS INC | 516544103 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SELECTQUOTE INC | 816307300 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERIS BANCORP | 03076K108 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHEFS WHSE INC | 163086101 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BANNER CORP | 06652V208 | COM NEW | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BEL FUSE INC | 077347300 | CL B | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EVOLUS INC | 30052C107 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FATE THERAPEUTICS INC | 31189P102 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PRECIGEN INC | 74017N105 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROG HOLDINGS INC | 74319R101 | COM NPV | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REDWOOD TRUST INC | 758075402 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RENASANT CORP | 75970E107 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNIFIRST CORP MASS | 904708104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MACROGENICS INC | 556099109 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MADDEN STEVEN LTD | 556269108 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ICHOR HOLDINGS | G4740B105 | SHS | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOELIS & CO | 60786M105 | CL A | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DAUCH CORP | 024061103 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DESIGNER BRANDS INC | 250565108 | CL A | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FARO TECHNOLOGIES INC | 311642102 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 49 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CMC MATERIALS INC | 12571T100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OZON HLDGS PLC ADR | 69269L104 | SPONSORED ADS | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CSG SYSTEMS | 126349109 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EVOQUA WATER TECHNOLOGIES CO | 30057T105 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENCORE WIRE CORP | 292562105 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLUEBIRD BIO INC | 09609G100 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIVE STAR SENIOR LIVING INC | 33832D205 | COM NEW | 61 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDMAN SACHS MLP ENERGY REN | 38148G206 | COM | 41 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENESCO INC | 371532102 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCHWAB LONG-TERM U.S. TREASURY ETF | 808524680 | ETF | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LENNAR CORP CL B | 526057302 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| URBAN OUTFITTERS INC | 917047102 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 109 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KRATON CORPORATION | 50077C106 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CIRCOR INTL INC | 17273K109 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GASLOG LTD | G37585109 | SHS | 75 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OFG BANCORP | 67103X102 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| G III APPAREL GROUP LTD | 36237H101 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATRICURE INC | 04963C209 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BJS RESTAURANTS INC | 09180C106 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENVIRI CORP | 415864107 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWERFLEET INC | 73931J109 | COMMON STOCK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESTABLISHMENT LABS HOLDINGS | G31249108 | COMMON STOCK | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CARDIFF ONCOLOGY INC | 14147L108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARCADIA BIOSCIENCES INC COM | 039014204 | Stock | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HERITAGE GLOBAL INC | 42727E103 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HILLENBRAND INC | 431571108 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROCKY MTN CHOCOLATE FACT | 77467X101 | Equity | 68 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Zedge Inc | 98923T104 | COM | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCH TRADED FD TR II | 46138E420 | CMN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES INC | 464286301 | CMN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RAVE RESTAURANT GROUP INC | 754198109 | COM | 84 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NANOVIRICIDES INC | 630087302 | COM | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| X4 Pharmaceuticals, Inc. | 98420X103 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MV OIL TR | 553859109 | TR UNITS | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICROBOT MED INC | 59503A204 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LISTED FDS TR | 53656F789 | ROUN SPOR BE ETF | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARMATA PHARMACEUTICALS INC | 04216R102 | COM | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOODLES & CO | 65540B105 | COM CL A | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 46 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXPRESS INC | 30219E103 | COMMON STOCK | 85 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LYDALL INC | 550819106 | COMMON STOCK | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WHITING PETROLEUM CORP | 966387508 | COMMON STOCK | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPRING VALLEY ACQ CORP | G8377A108 | COMMON STOCK-FO | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 95 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TELLURIAN INC NEW | 87968A104 | COM | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 47 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| 1LIFE HEALTHCARE INC | 68269G107 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERTEX ENERGY INC | 92534K107 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SmileDirectClub Inc | 83192H106 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ABRAXAS PETE CORP COM NEW | 003830304 | Stock | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FORTUNA MNG CORP F | 349915108 | COM | 58 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLEARONE INC | 18506U104 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIVITY HEALTH INC | 88870R102 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXPAND ENERGY CORPORATION | 165167180 | *W EXP 02/09/202 | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 53 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Ouster Inc | 68989M103 | COM | 48 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GT BIOPHARMA INC | 36254L209 | COM NEW | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 46 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YUNHONG GREEN CTI LTD | 98873Q100 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLUS THERAPEUTICS INC | 72941H400 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SQZ BIOTECHNOLOGIES CO | 78472W104 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIRACTA THERAPEUTICS INC | 92765F108 | COM | 42 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AYTU BIOPHARMA INC | 054754874 | COM | 58 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENERGOUS CORP | 29272C103 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CTI BIOPHARMA CORP | 12648L601 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYNACOR INC | 871561106 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMSTOCK INC | 205750300 | COM NEW | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KIROMIC BIOPHARMA INC | 497634105 | COM | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRICKELL BIOTECH INC | 10802T105 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TENAX THERAPEUTICS INC | 88032L209 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOLIGENIX INC | 834223307 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APTORUM GROUP LIMITED | G6096M106 | CL A ORD SHS | 75 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICHAELS COS INC | 59408Q106 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VISION MARINE TECHNOLOGIES I | C96657116 | COM | 51 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RETAIL VALUE INC | 76133Q102 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSLATE BIO INC. | 89374L104 | Common Stock | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAPSTONE GREEN ENERGY CORP. | 14067D508 | Common Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 115 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CINER RES LP | 172464109 | COM UNIT LTD | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 165 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENERGY FOCUS INC | 29268T409 | COM | 80 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EDESA BIOTECH INC | 27966L108 | COM | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Kintara Therapeutics, Inc. | 49720K101 | Equities | 120 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 75 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XERIS PHARMACEUTICALS INC | 98422L107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ICONIX BRAND GROUP INC COM NEW | 451055305 | Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMEDIA BRANDS INC | 452465206 | COM CL A | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISEKEY INTERNATIONAL HLDS L | 97727L200 | SPON ADS | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TAOPING INC | G8675V119 | SHS NEW | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BOXLIGHT CORP | 103197109 | COM CL A | 185 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOLASE INC | 090911207 | COM NEW | 352 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Sequential Brands Group Inc(NV) | 81734P206 | CS | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SINTX TECHNOLOGIES INC | 829392307 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AULT GLOBAL HOLDINGS INC | 05150X104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAVIOS MARITIME CHG CONTAINERS LP UNIT REPSTG LP INT | Y62151108 | COM UNIT RP LP | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000810121-21-000003 | superseded | 2021-05-12 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000810121-21-000007 | this filing | 2021-08-17 | acceptance time not in the bulk data set |