13F-HR/A filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR/A for the quarter ended 2023-03-31, filed 2024-05-14, with 5,886 holding rows worth $435,287,053,952.
- Accession
- 0000769993-24-000249
- Filer
- CIK 886982
- Filed
- 2024-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2023
A combination report, amendment of type restatement, 11,545 entries on the cover page, a total value of $435,287,053,952 stated on the cover page (in dollars after the unit check, H1), rows summing to $435,287,053,952 with VALUE read as dollars as filed, 13F file number 028-04981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUNITED CAPITAL FINANCIAL ADVISORS, LLC
- included managerGOLDMAN SACHS & CO. LLC028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HF FOODS GROUP INC | 40417F109 | COM | 18,057 | $70,783 | dollars as filed | |
| PARSONS CORP DEL | 70202LAB8 | BOND | 64,000 | $70,528 | dollars as filed | principal |
| ALLOT LTD | M0854Q105 | SHS | 26,152 | $70,349 | dollars as filed | |
| 5E ADVANCED MATERIALS INC | 33830Q109 | COMMON STOCK | 12,945 | $70,162 | dollars as filed | |
| STRATA SKIN SCIENCES INC | 86272A206 | COMMON | 66,002 | $69,876 | dollars as filed | |
| PLAYBOY INC | 72814P109 | COM | 35,094 | $69,486 | dollars as filed | |
| BLACK DIAMOND THERAPEUTICS I | 09203E105 | COM | 36,679 | $69,323 | dollars as filed | |
| WM TECHNOLOGY INC | 92971A109 | COM *D* | 80,896 | $68,697 | dollars as filed | |
| ENLIVEX LTD | M4130Y106 | CMN | 18,870 | $68,687 | dollars as filed | |
| VTEX SHS CL A | G9470A102 | Stock | 17,600 | $67,584 | dollars as filed | |
| ACER THERAPEUTICS INC | 00444P108 | CMN | 87,985 | $66,737 | dollars as filed | |
| BIOTE CORP | 090683111 | WTS | 157,815 | $66,677 | dollars as filed | |
| STANDARD LITHIUM CORP COM | 853606101 | Stock | 17,324 | $65,831 | dollars as filed | |
| MONEYLION INC | 60938K106 | COM | 115,577 | $65,625 | dollars as filed | |
| AZURE POWER GLOBAL LTD | V0393H103 | COM | 26,333 | $65,569 | dollars as filed | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 12,102 | $65,352 | dollars as filed | |
| Integrated Wellness Acquisition Corp | G4828B118 | Warrant | 68,650 | $65,334 | dollars as filed | |
| TENAYA THERAPEUTICS INC | 87990A106 | COM | 22,297 | $63,546 | dollars as filed | |
| GRINDR INC | 39854F101 | COM | 10,025 | $62,356 | dollars as filed | |
| SONDER HOLDINGS INC | 83542D102 | COM | 81,997 | $62,080 | dollars as filed | |
| BRIDGEBIO PHARMA INC | 09077J107 | COM | 221,591 | $62,024 | dollars as filed | |
| TORRID HOLDINGS INC | 89142B107 | COMMON STOCK | 14,041 | $61,219 | dollars as filed | |
| BRILLIANT EARTH GROUP INC | 109504100 | CMN | 15,601 | $61,000 | dollars as filed | |
| BACKBLAZE INC A | 05637B105 | COMMON STOCK | 12,076 | $60,984 | dollars as filed | |
| VINCO VENTURES INC | 927330100 | COM | 189,609 | $60,922 | dollars as filed | |
| CASA SYS INC | 14713L102 | COM | 47,839 | $60,756 | dollars as filed | |
| GAN LTD | G3728V109 | SHS | 46,788 | $60,357 | dollars as filed | |
| VBI VACCINES INC | 91822J103 | COM NEW | 196,655 | $59,587 | dollars as filed | |
| VALENS SEMICONDUCTOR LTD | M9607U115 | ORDINARY SHARES | 18,250 | $58,218 | dollars as filed | |
| HUB CYBER SECURITY LTD | M6000J127 | WTS | 461,458 | $57,682 | dollars as filed | |
| THORNE HEALTHTECH INC | 885260109 | COM | 12,469 | $57,607 | dollars as filed | |
| SCIENCE 37 HOLDINGS INC | 808644108 | COM | 201,511 | $56,745 | dollars as filed | |
| AVALO THERAPEUTICS INC COM NEW | 05338F207 | Stock | 32,261 | $56,457 | dollars as filed | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 71,309 | $56,213 | dollars as filed | |
| JASPER THERAPEUTICS INC | 471871103 | COM | 31,041 | $56,184 | dollars as filed | |
| THE BEACHBODY COMPANY INC | 073463101 | COM | 115,952 | $55,912 | dollars as filed | |
| ENVESTNET INC | 29404KAB2 | BOND | 56,000 | $55,440 | dollars as filed | principal |
| COMPANHIA BRASILEIRA DE DISTRI | 20440T300 | SPONSORED ADR | 18,787 | $55,234 | dollars as filed | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 17,843 | $53,529 | dollars as filed | |
| SUNLIGHT FINANCIAL HOLDINGS | 86738J106 | COM | 170,571 | $53,270 | dollars as filed | |
| MULLEN AUTOMOTIVE INC | 62526P109 | COM | 402,365 | $52,831 | dollars as filed | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 11,472 | $52,771 | dollars as filed | |
| CULP INC | 230215105 | CMN | 10,144 | $52,749 | dollars as filed | |
| HELIOGEN INC | 42329E105 | COM | 218,414 | $52,463 | dollars as filed | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 18,127 | $52,206 | dollars as filed | |
| GAIA INC NEW | 36269P104 | CL A | 18,640 | $51,819 | dollars as filed | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 15,365 | $51,780 | dollars as filed | |
| Reviva Pharmaceuticals Holdings Inc | 76152G100 | Common Stock | 12,236 | $51,269 | dollars as filed | |
| SIGNA SPORTS UNITED NV | N80029106 | ORD SHS | 11,212 | $50,902 | dollars as filed | |
| SOCIETAL CDMO INC | 75629F109 | COM | 42,617 | $50,714 | dollars as filed | |
| MIND MEDICINE MINDMED INC | 60255C885 | COM NEW | 15,816 | $50,137 | dollars as filed | |
| SUNWORKS INC | 86803X204 | COMMON STOCK | 34,793 | $50,102 | dollars as filed | |
| IMMUNIC INC | 4525EP101 | COM | 33,571 | $50,021 | dollars as filed | |
| CUE BIOPHARMA INC | 22978P106 | COM | 13,924 | $49,709 | dollars as filed | |
| UTA ACQUISITION CORPORATION | G9473A117 | WTS | 275,776 | $49,667 | dollars as filed | |
| ARQIT QUANTUM ORD | G0567U101 | COM | 35,429 | $49,601 | dollars as filed | |
| HEXO CORP | 428304406 | COM | 36,799 | $49,311 | dollars as filed | |
| LATCH ORD | 51818V106 | COMMON STOCK | 64,424 | $49,098 | dollars as filed | |
| MEDICINOVA INC | 58468P206 | COM NEW | 22,702 | $49,036 | dollars as filed | |
| ONDAS HLDGS INC | 68236H204 | COM NEW | 44,966 | $48,564 | dollars as filed | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 49,084 | $47,906 | dollars as filed | |
| AKAMAI TECHNOLOGIES INC | 00971TAL5 | NOTE 0.375% 9/0 | 52,000 | $47,757 | dollars as filed | principal |
| APPHARVEST INC | 03783T103 | COM | 77,586 | $47,506 | dollars as filed | |
| EFFECTOR THERAPEUTICS INC | 28202V116 | *W EXP 12/31/202 | 630,539 | $47,290 | dollars as filed | |
| SPIRE GLOBAL, INC. | 848560108 | COM | 70,287 | $46,951 | dollars as filed | |
| SDCL EDGE ACQUISITION CORP | G79471127 | *W EXP 99/99/999 | 292,275 | $46,881 | dollars as filed | |
| STARTEK INC | 85569C107 | COM | 11,346 | $46,859 | dollars as filed | |
| SHIFT TECHNOLOGIES INC | 82452t305 | COM | 41,292 | $46,247 | dollars as filed | |
| CENNTRO ELECTRIC GROUP LIMIT | Q6519V120 | COM | 98,302 | $45,395 | dollars as filed | |
| NEXTNAV INC | 65345N106 | COMMON STOCK | 21,694 | $44,039 | dollars as filed | |
| JIANPU TECHNOLOGY INC | 47738D309 | ADS COMMON | 28,588 | $44,026 | dollars as filed | |
| DAKOTA GOLD CORP | 46655E100 | COM | 12,087 | $43,755 | dollars as filed | |
| BLACKSKY TECHNOLOGY INC | 09263B108 | COM CL A | 28,679 | $43,019 | dollars as filed | |
| POLESTAR AUTOMOTIVE HLDG UK | 731105201 | ADS A | 11,278 | $42,744 | dollars as filed | |
| CENTESSA PHARMACEUTICALS PLC | 152309100 | SPONSORED ADS | 10,960 | $42,196 | dollars as filed | |
| VIRGIN ORBIT HOLDINGS INC | 92771A101 | COMMON STOCK | 209,144 | $41,829 | dollars as filed | |
| STRATIM CLOUD ACQUISITION CO | 86309R115 | *W EXP 03/05/202 | 208,300 | $41,639 | dollars as filed | |
| CLOUDFLARE INC | 18915MAC1 | NOTE 8/1 | 49,000 | $41,381 | dollars as filed | principal |
| NATIONAL ENERGY SERVICES REU | G6375R115 | *W EXP 06/06/202 | 207,600 | $40,980 | dollars as filed | |
| ATENTO S A | L0427L204 | CMN | 19,493 | $40,565 | dollars as filed | |
| AUTOLUS THERAPEUTICS PLC SPON | 05280R100 | COM | 21,817 | $40,143 | dollars as filed | |
| INFINITE ACQUISITION CORP | G48028123 | *W EXP 11/23/202 | 223,064 | $40,129 | dollars as filed | |
| BOXED INC | 103174108 | COM | 209,530 | $39,769 | dollars as filed | |
| KORE GROUP HLDGS INC | 50066V107 | COM NEW | 32,560 | $39,723 | dollars as filed | |
| ASTRA SPACE INC | 04634X103 | COM CL A | 92,837 | $39,456 | dollars as filed | |
| TALARIS THERAPEUTICS INC | 87410C104 | COM | 20,955 | $39,395 | dollars as filed | |
| DERMTECH INC | 24984K105 | COM | 10,683 | $39,313 | dollars as filed | |
| ENPHYS ACQUISITION CORP | G3167L117 | *W EXP 99/99/999 | 319,774 | $38,373 | dollars as filed | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 67,844 | $38,020 | dollars as filed | |
| EMCORE CORP | 290846203 | COM | 32,678 | $37,580 | dollars as filed | |
| ARROWROOT ACQUISITION CORP | 04282M110 | WARR | 309,564 | $37,179 | dollars as filed | |
| COLOR STAR TECHNOLOGY CO LTD | G2287A209 | USD CL A ORD SHS | 20,037 | $36,668 | dollars as filed | |
| BRIGHT HEALTH GROUP INC | 10920V107 | COM | 166,391 | $36,656 | dollars as filed | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 12,755 | $36,479 | dollars as filed | |
| AGILETHOUGHT INC | 00857F100 | COM | 11,579 | $36,474 | dollars as filed | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 57,101 | $35,974 | dollars as filed | |
| SmileDirectClub Inc | 83192H106 | COM | 82,939 | $35,664 | dollars as filed | |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 35,000 | $35,438 | dollars as filed | principal |
| DOMA HOLDINGS INC | 25703A104 | COM | 85,923 | $35,013 | dollars as filed | |
| BUZZFEED INC CL A NEW | 12430A102 | Stock | 30,953 | $34,977 | dollars as filed | |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 36,000 | $34,794 | dollars as filed | principal |
| BIGBEAR AI HLDGS INC COM | 08975B109 | Stock | 14,136 | $34,492 | dollars as filed | |
| AVALON ACQUISITION INC | 05338E119 | *W EXP 12/31/202 | 379,725 | $34,175 | dollars as filed | |
| REDWOOD TRUST INC | 758075AC9 | BOND | 35,000 | $34,038 | dollars as filed | principal |
| BERKSHIRE GREY INC | 084656107 | COM | 24,330 | $33,576 | dollars as filed | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 30,745 | $33,512 | dollars as filed | |
| BM TECHNOLOGIES INC | 05591L115 | *W EXP 01/04/202 | 128,625 | $33,443 | dollars as filed | |
| VINTAGE WINE ESTATES INC | 92747V106 | COM | 31,154 | $33,335 | dollars as filed | |
| OKYO PHARMA LTD | 679345108 | CMN | 19,807 | $33,276 | dollars as filed | |
| SNAP INC | 83304AAD8 | NOTE 0.250% 5/0 | 35,000 | $33,040 | dollars as filed | principal |
| VERTICAL AEROSPACE LTD | G9471C107 | ORD SHS | 15,575 | $33,019 | dollars as filed | |
| BIOPLUS ACQUISITION CORP | G11217125 | *W EXP 12/02/202 | 412,547 | $33,004 | dollars as filed | |
| GRACELL BIOTECHNOLOGIES INC | 38406L103 | ADR | 17,469 | $32,492 | dollars as filed | |
| ALPINE 4 HOLDINGS INC | 02083E105 | CL A | 63,503 | $32,387 | dollars as filed | |
| GRAPHITE BIO INC | 38870X104 | COM | 13,179 | $32,289 | dollars as filed | |
| VOX ROYALTY CORP | 92919F103 | COMMON STOCK | 10,700 | $32,208 | dollars as filed | |
| APPLIED DIGITAL CORP COM NEW | 038169207 | Stock | 14,373 | $32,196 | dollars as filed | |
| PROOF ACQUISITION CORP I WT EX | 74349w112 | WT | 431,162 | $31,259 | dollars as filed | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 32,000 | $31,234 | dollars as filed | principal |
| SHATTUCK LABS INC | 82024L103 | COMMON STOCK | 10,621 | $31,226 | dollars as filed | |
| PYROGENESIS CDA INC | 74734T104 | COM | 38,540 | $31,217 | dollars as filed | |
| GOLD ROYALTY CORP | 38071H106 | COMMON SHARES | 14,014 | $30,270 | dollars as filed | |
| ALTERYX INC | 02156BAD5 | BOND | 32,000 | $29,765 | dollars as filed | principal |
| LEAFLY HOLDINGS INC | 52178J105 | COM | 74,203 | $29,674 | dollars as filed | |
| GALERA THERAPEUTICS EQUICLASS EQUITY | 36338D108 | COMMON STOCK | 11,315 | $28,966 | dollars as filed | |
| VIEW INC | 92671V106 | COM | 57,927 | $28,964 | dollars as filed | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 11,174 | $28,829 | dollars as filed | |
| AUDACY INC | 05070N103 | COM | 212,017 | $28,558 | dollars as filed | |
| CARAVELLE INTERNATIONAL GROU | G1901X108 | ORD SHS | 24,722 | $28,554 | dollars as filed | |
| ALVARIUM TIEDEMANN HLDNGS IN | 02237A116 | *W EXP 01/03/202 | 24,296 | $28,266 | dollars as filed | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 10,491 | $27,906 | dollars as filed | |
| NEWEGG COMMERCE INC | G6483G100 | COM | 20,781 | $27,847 | dollars as filed | |
| HYCROFT MINING HOLDING CORP | 44862P109 | COM | 63,758 | $27,569 | dollars as filed | |
| SLAM CORP | G8210L121 | *W EXP 02/23/202 | 119,321 | $27,444 | dollars as filed | |
| ALSET CAPITAL ACQUISITION CO | 02115M125 | RIGHT 01/31/2027 | 118,561 | $27,269 | dollars as filed | |
| GREENLIGHT BIOSCIENCES HOLDING | 39536G105 | Common Stock | 62,133 | $26,866 | dollars as filed | |
| OPY ACQUISITION CORP I | 671005114 | *W EXP 09/22/202 | 179,044 | $26,857 | dollars as filed | |
| ARQIT QUANTUM INC | G0567U119 | WTS | 72,319 | $26,744 | dollars as filed | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 25,857 | $26,633 | dollars as filed | |
| SIGILON THERAPEUTICS INC | 82657L107 | COM | 28,598 | $26,599 | dollars as filed | |
| F45 TRAINING HLDGS INC | 30322L101 | COM | 22,743 | $26,382 | dollars as filed | |
| PASSAGE BIO INC | 702712100 | COM | 27,526 | $26,362 | dollars as filed | |
| WTS/EVERGREEN CORPORATION EXP 02/15/2027 | G3312W117 | COM | 289,809 | $26,083 | dollars as filed | |
| LULUS FASHION LOUNGE HOLDING | 55003A108 | COM | 10,579 | $25,178 | dollars as filed | |
| BOA ACQUISITION CORP | g8059b119 | WT | 279,480 | $25,153 | dollars as filed | |
| ASENSUS SURGICAL INC | 04367G103 | COM | 37,026 | $24,363 | dollars as filed | |
| MUSTANG BIO INC | 62818Q104 | COM | 66,412 | $24,347 | dollars as filed | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 14,400 | $24,336 | dollars as filed | |
| Bitfarms Ltd/Canada | 09173B107 | Common Stock | 25,072 | $24,320 | dollars as filed | |
| ALTENERGY ACQUISITION CORP | 02157M116 | *W EXP 10/29/202 | 299,808 | $24,015 | dollars as filed | |
| ARRIVAL GROUP | L0423Q108 | SHS | 175,564 | $23,526 | dollars as filed | |
| TERRAN ORBITAL CORPORATION | 88105P103 | COM | 12,589 | $23,164 | dollars as filed | |
| Tuya Inc | 90114C107 | COM | 12,172 | $23,005 | dollars as filed | |
| IGC PHARMA INC | 45408X308 | COM NEW | 65,503 | $22,238 | dollars as filed | |
| A K A BRANDS HLDG CORP COM SHS | 00152K101 | Stock | 40,659 | $22,147 | dollars as filed | |
| FINANCE OF AMERICA COMPAN CL A NEW | 31738L107 | Stock | 17,703 | $21,952 | dollars as filed | |
| YELLOW CORP | 985510106 | COM | 10,683 | $21,686 | dollars as filed | |
| TWIN RIDGE CAPITAL ACQUIS CO | G9151L120 | WARR | 309,716 | $21,680 | dollars as filed | |
| INTL GNRL INSURANCE HLDNGS L | G4809J114 | WTS | 38,943 | $21,419 | dollars as filed | |
| JOANN INC | 47768J101 | COM | 13,414 | $21,328 | dollars as filed | |
| Rigel Resource Acquisition Corp | G7573M114 | WARRANT | 176,403 | $21,168 | dollars as filed | |
| CHEGG INC | 163092AD1 | NOTE 0.125% 3/1 | 24,000 | $21,000 | dollars as filed | principal |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 21,000 | $21,000 | dollars as filed | principal |
| FORTE BIOSCIENCES INC | 34962G109 | COM | 20,622 | $20,828 | dollars as filed | |
| CELULARITY INC | 151190105 | COM | 33,264 | $20,614 | dollars as filed | |
| AKERNA CORP | 00973W300 | COMMON | 25,386 | $20,309 | dollars as filed | |
| MARKETWISE INC | 57064P107 | COM CL A | 10,956 | $20,269 | dollars as filed | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 13,397 | $20,229 | dollars as filed | |
| CUSTOM TRUCK ONE SOURCE INC | 23204X111 | WARRANT | 73,720 | $20,089 | dollars as filed | |
| YUNHONG GREEN CTI LTD | 98873Q100 | COM | 12,483 | $19,848 | dollars as filed | |
| ATLANTIC COASTAL ACQUISTN CO | 048453112 | *W EXP 03/02/202 | 392,003 | $19,600 | dollars as filed | |
| ALPHA TAU MEDICAL LTD WT EXP | M0740A116 | Stock | 69,409 | $19,435 | dollars as filed | |
| SEASTAR MEDICAL HOLDING CORP | 81256L104 | COMMON | 10,169 | $18,914 | dollars as filed | |
| SARCOS TECHN AND ROBOTICS CO | 80359A106 | COM | 39,533 | $18,766 | dollars as filed | |
| Shift4 Payments Inc | 82452JAB5 | Convertible bond | 16,000 | $18,698 | dollars as filed | principal |
| SIZZLE ACQUISITION CORP | 83014E117 | *W EXP 11/02/202 | 53,822 | $18,299 | dollars as filed | |
| TWELVE SEAS INVESTMENT CO II | 90118T114 | *W EXP 03/02/202 | 364,180 | $18,100 | dollars as filed | |
| PROSPECTOR CAPITAL CORP | G7273A113 | *W EXP 01/11/202 | 200,000 | $18,000 | dollars as filed | |
| MICROCHIP TECHNOLOGY INC. | 595017AU8 | NOTE 0.125%11/1 | 16,000 | $17,861 | dollars as filed | principal |
| NEWHOLD INVESTMENT CORP II | 651450116 | WTS | 162,356 | $17,859 | dollars as filed | |
| P3 HEALTH PARTNERS INC | 744413105 | COM CL A | 16,698 | $17,700 | dollars as filed | |
| UBER TECHNOLOGIES INC | 90353TAJ9 | NOTE 12/1 | 20,000 | $17,492 | dollars as filed | principal |
| Dawson Geophysical Co Ne | 239360100 | COM | 10,788 | $17,477 | dollars as filed | |
| CANNA-GLOBAL ACQUISITION CORP | 13767k119 | WT | 585,385 | $17,386 | dollars as filed | |
| FAST ACQUISITION CORP II | 311874119 | *W EXP 03/16/202 | 50,000 | $17,270 | dollars as filed | |
| CYXTERA TECHNOLOGIES INC | 23284C102 | COMMON STOCK | 55,793 | $17,039 | dollars as filed | |
| BITE ACQUISITION CORP | 09175K113 | *W EXP 02/12/203 | 168,645 | $16,865 | dollars as filed | |
| ON SEMICONDUCTOR CORP | 682189AS4 | NOTE 5/0 | 10,000 | $16,324 | dollars as filed | principal |
| TCR2 THERAPEUTICS INC | 87808K106 | COM | 10,765 | $16,148 | dollars as filed | |
| TNL Mediagene | G1330L121 | Warrant | 160,443 | $16,044 | dollars as filed | |
| Fluent Co | 34380C102 | COM | 19,344 | $15,862 | dollars as filed | |
| GOLDEN ARROW MERGER CORP | 380799114 | *W EXP 07/31/202 | 313,336 | $15,729 | dollars as filed | |
| ILLUMINA INC | 452327AK5 | NOTE 8/1 | 16,000 | $15,624 | dollars as filed | principal |
| SEASTAR MEDICAL HOLDING CORP | 81256L112 | WTS | 211,381 | $15,558 | dollars as filed | |
| OFFERPAD SOLUTIONS INC | 67623L109 | COM | 29,285 | $15,433 | dollars as filed | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 40,180 | $15,264 | dollars as filed | |
| XOS INC | 98423B108 | COM | 28,762 | $15,100 | dollars as filed | |
| TLGY ACQUISITION CORPORATION W | g8656t125 | WT | 249,343 | $14,961 | dollars as filed | |
| Eon Resources Inc W Exp 11/15/202 | 40472A128 | SPAC Combination | 148,700 | $14,870 | dollars as filed | |
| STEEL CONNECT INC | 858098106 | CMN | 12,826 | $14,622 | dollars as filed | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 19,426 | $14,570 | dollars as filed | |
| CEPTON INC | 15673X101 | COM | 31,137 | $14,460 | dollars as filed | |
| Chain Bridge I | G2061X110 | Warrant | 194,741 | $14,138 | dollars as filed | |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 20,438 | $14,127 | dollars as filed | |
| ESGEN ACQUISITION CORP | G3R95N111 | *W EXP 10/18/202 | 259,710 | $14,024 | dollars as filed | |
| NEW RELIC INC | 64829BAB6 | NOTE 0.500% 5/0 | 14,000 | $13,929 | dollars as filed | principal |
| ANDRETTI ACQUISITION CORP | G26735129 | WARR | 193,888 | $13,921 | dollars as filed | |
| LOCAL BOUNTI CORP | 53960E106 | COM | 17,273 | $13,768 | dollars as filed | |
| XCF Global Inc | 22677T110 | Warrant | 114,400 | $13,728 | dollars as filed | |
| CRESCERA CAP ACQUISITION COR | G26507114 | *W EXP 11/18/202 | 166,779 | $13,342 | dollars as filed | |
| DOUYU INTL HLDGS LTD | 25985W105 | SPONSORED ADS | 11,128 | $13,242 | dollars as filed | |
| WTS PYROPHYTE ACQUISITION | g7308p127 | WT | 146,443 | $13,180 | dollars as filed | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 15,102 | $12,973 | dollars as filed | |
| GAMES & ESPORTS EXPRNC ACQ C | G3731J127 | *W EXP 12/01/202 | 189,265 | $12,832 | dollars as filed | |
| Renovaro Inc | 29350E104 | Common Stock | 13,832 | $12,658 | dollars as filed | |
| INSMED INC | 457669AB5 | NOTE 0.750% 6/0 | 16,000 | $12,359 | dollars as filed | principal |
| SCORPIUS HOLDINGS INC | 42237K409 | COMMON | 14,022 | $12,264 | dollars as filed | |
| M3 BRIGADE ACQUISITION II CO | 553800111 | *W EXP 03/09/202 | 120,711 | $12,228 | dollars as filed | |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 97,669 | $12,179 | dollars as filed | |
| CARTICA ACQUISITION CORP | G1995D117 | *W EXP 04/30/202 | 171,075 | $12,146 | dollars as filed | |
| TARGET GLOBAL ACQUISI I CORP | G8675N125 | WARR | 93,184 | $12,114 | dollars as filed | |
| TERAWULF INC | 88080T104 | COM | 12,822 | $12,024 | dollars as filed | |
| CARDIOL THERAPEUTICS INC | 14161Y200 | COM CL A | 24,600 | $11,988 | dollars as filed | |
| AQUA METALS INC | 03837J101 | COM | 11,900 | $11,900 | dollars as filed | |
| CAPITALWORKS EMNG MKTS ACQSTN | g1889l126 | WT | 220,449 | $11,728 | dollars as filed | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 57,775 | $11,728 | dollars as filed | |
| AXIOS SUSTAINABLE GRW ACQ CO | G0703K124 | RIGHT 99/99/9999 | 75,808 | $11,599 | dollars as filed | |
| VERITONE INC | 92347MAB6 | NOTE 1.750%11/1 | 17,000 | $11,541 | dollars as filed | principal |
| EXCELFIN ACQUISITION CORP | 30069X110 | *W EXP 10/25/202 | 220,001 | $11,462 | dollars as filed | |
| BENTLEY SYS INC | 08265TAB5 | NOTE 0.125% 1/1 | 12,000 | $11,363 | dollars as filed | principal |
| ROSECLIFF ACQUISITION CORP I | 77732R111 | *W EXP 02/11/202 | 123,629 | $11,127 | dollars as filed | |
| EVO ACQUISITION CORP | 30052G116 | WARR | 69,328 | $11,092 | dollars as filed | |
| PINSTRIPES HOLDINGS INC | 06690B115 | *W EXP 09/30/202 | 249,850 | $10,993 | dollars as filed | |
| BIOVENTUS INC | 09075A108 | COM CL A | 10,147 | $10,857 | dollars as filed | |
| OUSTER INC | 68989M129 | *W EXP 09/29/202 | 40,067 | $10,818 | dollars as filed | |
| ALLEGO N V | N0796A118 | WTS | 43,451 | $10,754 | dollars as filed | |
| TMC THE METALS CO INC | 87261Y106 | COMMON STOCK | 12,600 | $10,444 | dollars as filed | |
| ANTHEMIS DIGITAL ACQUISITION | G03959114 | *W EXP 11/01/202 | 258,909 | $10,201 | dollars as filed | |
| CHURCHILL CAPITAL CORP V | 17144T115 | *W EXP 10/29/202 | 53,940 | $10,077 | dollars as filed | |
| COMPUTE HEALTH ACQUISITIN CO | 204833115 | *W EXP 01/25/202 | 25,000 | $10,000 | dollars as filed | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L204 | COM NEW | 18,402 | $9,937 | dollars as filed | |
| APX ACQUISITION CORP I | G0440J125 | *W EXP 99/99/999 | 164,229 | $9,854 | dollars as filed | |
| WEARABLE DEVICES LTD | M97838102 | ORDINARY SHS | 18,646 | $9,603 | dollars as filed | |
| LANVIN GROUP HOLDINGS LIMITE | G5380J118 | W EXP 01/14/202 | 27,331 | $9,566 | dollars as filed | |
| DIGITAL TRANSFORMATN OPT COR | 25401K115 | *W EXP 03/31/202 | 190,960 | $9,548 | dollars as filed | |
| DHC ACQUISITION CORP | G2758T117 | WARR | 273,919 | $9,122 | dollars as filed | |
| ATLANTIC COASTAL AQSTN CORP | 04845A116 | WARR | 182,346 | $9,117 | dollars as filed | |
| AEYE INC | 008183105 | COM | 28,713 | $9,039 | dollars as filed | |
| HYCROFT MINING HOLDING CORP | 44862P117 | *W EXP 05/29/202 | 250,000 | $9,000 | dollars as filed | |
| VAHANNA TECH EDGE ACQSTN I C | G9320Z117 | *W EXP 11/30/202 | 242,040 | $8,955 | dollars as filed | |
| SEMPER PARATUS ACQUISITION C | G8028L131 | *W EXP 11/04/202 | 108,182 | $8,655 | dollars as filed | |
| GLOBAL BLUE GROUP HOLDING AG | H33700115 | *W EXP 08/28/202 | 26,133 | $8,624 | dollars as filed | |
| PEGASUS DIGITAL MOBILITY ACQ | G69768110 | *W EXP 99/99/999 | 75,239 | $8,607 | dollars as filed | |
| MOMENTUS INC | 60879E101 | COM | 14,649 | $8,570 | dollars as filed | |
| LAMF GLOBAL VENTURES CORP I | G5338L124 | *W EXP 99/99/999 | 265,829 | $8,507 | dollars as filed | |
| VERASTEM INC | 92337C104 | COM | 20,459 | $8,495 | dollars as filed | |
| ATIXFY COMMUNICATIONS LTD | M82363124 | ORD SHS | 12,540 | $8,477 | dollars as filed | |
| IDEANOMICS INC | 45166V106 | COM | 77,603 | $8,381 | dollars as filed | |
| SQZ BIOTECHNOLOGIES CO | 78472W104 | COM | 14,884 | $8,335 | dollars as filed | |
| CF ACQUISITION CORP IV | 12520T110 | *W EXP 12/31/202 | 83,333 | $8,333 | dollars as filed | |
| SILEXION THERAPEUTICS CORP WT EXP 081529 | G6S23K124 | Stock | 93,287 | $8,321 | dollars as filed | |
| PEAR THERAPEUTICS INC | 704723105 | COM | 30,549 | $7,790 | dollars as filed | |
| Evolv Technologies Hldngs In W Exp 07/16/202 | 30049H110 | SPAC Combination | 14,039 | $7,717 | dollars as filed | |
| ALPHATIME ACQUISITION CORP | G0223V139 | RIGHT 03/01/2028 | 43,599 | $7,412 | dollars as filed | |
| INNOVATIVE INTL ACQUSITIN CO | G4809M125 | *W EXP 07/01/202 | 122,157 | $7,329 | dollars as filed | |
| Cinedigm Corp CL A | 172406209 | COM NEW | 17,404 | $7,310 | dollars as filed | |
| ALSP ORCHID ACQUISITION CORP | G0231L123 | *W EXP 11/30/202 | 188,533 | $7,277 | dollars as filed | |
| CBDMD INC | 12482W101 | COM | 37,123 | $7,239 | dollars as filed | |
| ST ENERGY TRANSITION I LTD | G8465L115 | WARR | 45,080 | $7,213 | dollars as filed | |
| LAVA MEDTECH ACQUISITION COR | 519345110 | *W EXP 10/21/202 | 128,443 | $7,077 | dollars as filed | |
| DP CAP ACQUISITION I CORP | g2r05b126 | WT | 200,835 | $7,029 | dollars as filed | |
| ICONIC SPORTS ACQUISITION CO | G4712C115 | WTS | 53,131 | $6,992 | dollars as filed | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 19,984 | $6,795 | dollars as filed | |
| IRONNET INC | 46323Q105 | COM | 19,270 | $6,775 | dollars as filed | |
| Roth CH Acquisition Co | G88935120 | WARRANT | 53,865 | $6,733 | dollars as filed | |
| WEJO GROUP LIMITED | G9525W109 | COM | 13,578 | $6,694 | dollars as filed | |
| FATHOM DIGITAL MFG CORP | 31189Y103 | COM | 12,105 | $6,574 | dollars as filed | |
| GARDINER HEALTHCARE ACQTS CO | 365506112 | *W EXP 07/30/202 | 65,643 | $6,282 | dollars as filed | |
| SPORTSMAP TECH ACQUISITIN CO | 84921J116 | WARR | 201,371 | $6,142 | dollars as filed | |
| PLUM ACQUISITION CORP I | G7134L118 | *W EXP 03/18/202 | 32,267 | $6,131 | dollars as filed | |
| POLISHED COM INC | 28252C109 | CMN | 11,300 | $5,877 | dollars as filed | |
| HH&L ACQUISITION CO | G39714129 | WARR | 97,500 | $5,850 | dollars as filed | |
| NEWCOURT ACQUISITION CORP | G6448C129 | *W EXP 01/22/202 | 200,117 | $5,803 | dollars as filed | |
| GT BIOPHARMA INC | 36254L209 | COM NEW | 10,507 | $5,779 | dollars as filed | |
| JAGUAR GLOBAL GROWTH CORP I | G5S11A155 | RIGHT 01/01/2027 | 33,593 | $5,744 | dollars as filed | |
| ROSS ACQUISITION II CORP | g7641c114 | WT | 21,916 | $5,742 | dollars as filed | |
| GENERATION ASIA I ACQUISITIO | G38258128 | *W EXP 99/99/999 | 39,763 | $5,726 | dollars as filed | |
| DevvStream Corp | 34417L117 | Warrant | 109,392 | $5,470 | dollars as filed | |
| KEYARCH ACQUISITION CORP | G5260A120 | RIGHT 01/24/2027 | 64,494 | $5,463 | dollars as filed | |
| OCA ACQUISITION CORP | 670865112 | *W EXP 01/14/202 | 109,167 | $5,458 | dollars as filed | |
| ATI PHYSICAL THERAPY INC | 00216W109 | COM CL A | 20,718 | $5,267 | dollars as filed | |
| INTERPRIVATE III FINANCIAL PAR | 46064r114 | WT | 54,749 | $5,201 | dollars as filed | |
| CHURCHILL CAPITAL CORP VII | 17144M110 | *W EXP 02/29/202 | 41,829 | $5,124 | dollars as filed | |
| FRONTIER INVESTMENT CORP | G36816125 | *W EXP 06/29/202 | 33,333 | $5,047 | dollars as filed | |
| GLOBAL TECHNOLGY ACQSTN CORP | G3934N115 | *W EXP 99/99/999 | 50,659 | $5,010 | dollars as filed | |
| LIGHTNING EMOTORS INC | 53228T101 | COM | 17,278 | $4,950 | dollars as filed | |
| FORTUNE RI -CW23 EQUITY | 34969G110 | COM | 95,287 | $4,907 | dollars as filed | |
| Constellation Acquisition Corp I | G2R18K113 | WARRANT | 54,799 | $4,844 | dollars as filed | |
| EVELO BIOSCIENCES INC | 299734103 | COM | 25,695 | $4,643 | dollars as filed | |
| NAUTICUS ROBOTICS INC | 63911H116 | WTS | 20,000 | $4,538 | dollars as filed | |
| SCHULTZE SPL PURP ACQ CORP I | 808212112 | *W EXP 04/13/202 | 56,300 | $4,504 | dollars as filed | |
| TRANSCODE THERAPEUTICS INC | 89357L105 | CMN | 13,122 | $4,442 | dollars as filed | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 21,423 | $4,435 | dollars as filed | |
| INTL MEDIA A-RTS EQUITY | 459867123 | COM | 44,286 | $4,429 | dollars as filed | |
| IX ACQUISITION CORP | g5000d111 | WT | 146,100 | $4,383 | dollars as filed | |
| PRIVETERRA ACQUISITION CORP | 74275N110 | WARR | 79,526 | $4,374 | dollars as filed | |
| HEARTLAND MEDIA ACQUISITION | 42237V116 | *W EXP 99/99/999 | 51,400 | $4,369 | dollars as filed | |
| FINNOVATE ACQUISITION CORP | G3R34K111 | *W EXP 09/30/202 | 225,000 | $4,230 | dollars as filed | |
| AEVA TECHNOLOGIES INC | 00835Q111 | *W EXP 03/12/202 | 35,165 | $4,181 | dollars as filed | |
| CONNEXA SPORTS TECHNOLOGIES IN COM NEW | 831445200 | Stock | 26,826 | $4,037 | dollars as filed | |
| FOREST ROAD ACQUISITION COR | 34619V111 | *W EXP 01/15/202 | 20,000 | $3,970 | dollars as filed | |
| Northern Revival Acquisition Corp | G6546R119 | Warrant | 49,184 | $3,959 | dollars as filed | |
| ZOMEDICA CORP COM | 98980M109 | Stock | 18,596 | $3,937 | dollars as filed | |
| TECHNOLOGY & TELECOMMUNICATION | g87119114 | COM | 128,400 | $3,929 | dollars as filed | |
| THE LION ELECTRIC COMPANY | 536221112 | *W EXP 05/06/202 | 16,604 | $3,892 | dollars as filed | |
| ANZU SPECIAL ACQUISITIN CORP | 03737A119 | *W EXP 01/27/202 | 125,039 | $3,876 | dollars as filed | |
| APPLIED MOLECULAR TRANS INC | 03824M109 | COM | 11,889 | $3,804 | dollars as filed | |
| THUNDER BRIDGE CAP PRTNRS II | 88605T118 | *W EXP 02/01/202 | 31,624 | $3,798 | dollars as filed | |
| DIGITAL MEDIA SOLUTIONS INC | 25401G114 | WTS | 125,000 | $3,763 | dollars as filed | |
| BULLPEN PARLAY ACQUISITION C | G1792A118 | *W EXP 12/03/202 | 143,047 | $3,719 | dollars as filed | |
| BIOCEPT INC | 09072V501 | COM | 10,903 | $3,707 | dollars as filed | |
| FST Ltd | G5380L121 | Warrant | 54,741 | $3,668 | dollars as filed | |
| UATARA CAPITAL ACQUISITION COR | 85021q116 | WT | 117,520 | $3,608 | dollars as filed | |
| CERBERUS CYBER SENTINEL CORP | 15672X102 | COM | 10,617 | $3,589 | dollars as filed | |
| KNIGHTSWAN ACQUISITION CORP | 499103117 | WARR | 68,300 | $3,552 | dollars as filed | |
| ONCORUS INC | 68236R103 | COM | 10,195 | $3,508 | dollars as filed | |
| OWLET INC | 69120X107 | COM | 10,792 | $3,501 | dollars as filed | |
| Futuretech II Acquisition Corp | 36119D111 | Warrant | 137,000 | $3,466 | dollars as filed | |
| DIGITAL HEALTH ACQUISITION C | 253893119 | *W EXP 99/99/999 | 40,050 | $3,404 | dollars as filed | |
| AETHERIUM ACQUISITION CORP | 00809J119 | COM | 146,700 | $3,389 | dollars as filed | |
| EDIFY ACQUISITION CORP | 28059Q111 | WARR | 111,412 | $3,354 | dollars as filed | |
| EXELA TECHNOLOGIES INC | 30162V706 | COM | 85,991 | $3,345 | dollars as filed | |
| ADIT EDTECH ACQUISITION CORP | 007024110 | *W EXP 99/99/999 | 39,595 | $3,168 | dollars as filed | |
| AMPIO PHARMACEUTICALS INC | 03209T208 | COM NEW | 12,921 | $3,011 | dollars as filed | |
| ATHENA CONSUMER ACQ CORP | 04684M114 | *W EXP 07/31/202 | 52,223 | $2,877 | dollars as filed | |
| GLOBAL BLOCKCHAIN ACQUI CORP | 37961B112 | RIGHT 05/09/2027 | 34,800 | $2,784 | dollars as filed | |
| LF CAPITAL ACQUISITION CORP | 50202D110 | *W EXP 02/19/202 | 48,452 | $2,708 | dollars as filed | |
| C5 ACQUISITION CORPORATION | 12530D113 | *W EXP 12/31/202 | 66,720 | $2,669 | dollars as filed | |
| HWH International Inc (Pre-Merger) | 02115M117 | Warrant | 59,280 | $2,668 | dollars as filed | |
| INTERPRIVATE IV INFRATECH PR | 46064T110 | *W EXP 03/05/202 | 28,919 | $2,603 | dollars as filed | |
| ADTHEORENT HOLDING COMPANY | 00739D117 | YW EXP 12/26/202 | 21,556 | $2,587 | dollars as filed | |
| ALTITUDE ACQUISITION CORP | 02156Y111 | *W EXP 11/30/202 | 50,041 | $2,562 | dollars as filed | |
| BIOMX INC | 09090D202 | UNIT 10/16/2024 | 10,492 | $2,519 | dollars as filed | |
| BEARD ENERGY TRANSITION ACQ | 07402Q119 | *W EXP 99/99/999 | 60,743 | $2,430 | dollars as filed | |
| AXIOS SUSTAINABLE GRW ACQ CO | G0703K116 | *W EXP 99/99/999 | 75,808 | $2,350 | dollars as filed | |
| TALON 1 ACQUISITION CORP | G86656116 | *W EXP 07/30/202 | 38,800 | $2,328 | dollars as filed | |
| ENTERPRISE 4.0 TEC ACQSTN CO | G3137C114 | *W EXP 10/21/202 | 55,907 | $2,236 | dollars as filed | |
| CACTUS ACQUISITION CORP 1 LTD | g1745a124 | WT | 42,248 | $2,112 | dollars as filed | |
| GENESIS GRWT TECH ACQUSTN CO | G3R23D128 | *W EXP 99/99/999 | 119,815 | $2,109 | dollars as filed | |
| IMAC HLDGS INC | 44967K104 | COM | 14,332 | $2,049 | dollars as filed | |
| APOLLO STRATEGIC GRWT CPTL I | G0412A128 | *W EXP 02/12/202 | 20,054 | $1,957 | dollars as filed | |
| Everest Consolidator Acquisition Corp | 29978K110 | Warrant | 30,292 | $1,818 | dollars as filed | |
| INTEGRAL ACQUISITION 1 CORP | 45827k119 | WT | 62,025 | $1,793 | dollars as filed | |
| Bridger Aerospace Grp Hldgs W Exp 01/24/202 | 96812F110 | SPAC Combination | 11,008 | $1,772 | dollars as filed | |
| NOVO INTEGRATED SCIENCES INC | 67011T201 | CMN | 14,149 | $1,737 | dollars as filed | |
| BITNILE METAVERSE INC | 27888N307 | CMN | 14,734 | $1,727 | dollars as filed | |
| CRYPTYDE INC | 22890A104 | COM | 19,606 | $1,631 | dollars as filed | |
| TIVIC HEALTH SYSTEMS INC | 888705100 | CMN | 10,413 | $1,568 | dollars as filed | |
| PAGAYA TECHNOLOGIES LTD | M7S64L107 | WTS | 19,008 | $1,559 | dollars as filed | |
| Jaws Mustang Acquisition Corp | G50737124 | Warrant | 13,874 | $1,508 | dollars as filed | |
| Apollomics Inc W Exp 04/01/202 | G0411D115 | SPAC Combination | 13,799 | $1,457 | dollars as filed | |
| A SPAC II ACQUISITION RTS | G0543H133 | RIGHT | 15,946 | $1,355 | dollars as filed | |
| VMG CONSUMER ACQUISITION COR | 91842V110 | WARR | 25,881 | $1,162 | dollars as filed | |
| OMNILIT ACQUISITION CORP | 68218C116 | *W EXP 11/08/202 | 46,219 | $1,155 | dollars as filed | |
| AKERNA CORP | 00973W110 | WTS | 58,680 | $1,091 | dollars as filed | |
| FINSERV ACQUISITION CORP II | 31809Y111 | *W EXP 02/17/202 | 25,000 | $1,055 | dollars as filed | |
| JAGUAR GLOBAL GROWTH CORP I | G5S11A130 | *W EXP 11/23/202 | 14,935 | $1,045 | dollars as filed | |
| GOLDENBRIDGE ACQUISITION LTD | G3970D120 | *W EXP 10/28/202 | 21,194 | $1,022 | dollars as filed | |
| PROGRESS ACQUISITION CORP | 74327P113 | *W EXP 11/11/202 | 22,953 | $941 | dollars as filed | |
| KEYARCH ACQUISITION CORP | G5260A112 | *W EXP 99/99/999 | 32,247 | $903 | dollars as filed | |
| NORTHERN STAR INVEST CORP IV | 66575B119 | *W EXP 02/25/202 | 24,766 | $892 | dollars as filed | |
| HCM ACQUISITION CO | G4365A127 | WARR | 22,903 | $802 | dollars as filed | |
| QUADRO ACQUISITION ONE CORP | G52807115 | *W EXP 06/30/202 | 34,789 | $783 | dollars as filed | |
| VISCOGLIOSI BROS ACQUISTN CO | 92838K118 | *W EXP 03/18/202 | 10,595 | $742 | dollars as filed | |
| Papaya Growth Opportunity Corp I | 69882P110 | Warrant | 16,353 | $652 | dollars as filed | |
| SHOULDERUP TECHNOLOGY ACQUIS | 82537G112 | *W EXP 11/17/202 | 21,576 | $591 | dollars as filed | |
| INDUSTRIAL TECH ACQSTNS II I | 45635R116 | WARR | 10,029 | $562 | dollars as filed | |
| LEARN CW INVESTMENT COR | G54157113 | *W EXP 10/08/202 | 22,100 | $504 | dollars as filed | |
| FATHOM DIGITAL MFG CORP | 31189Y111 | *W EXP 12/22/202 | 10,268 | $410 | dollars as filed | |
| Dave Inc W Exp 01/05/202 | 23834J110 | SPAC Combination | 11,707 | $259 | dollars as filed | |
| POLYMET MNG CORP | 731916144 | WARR | 50,193 | $136 | dollars as filed | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 5,340,533 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| OZON HLDGS PLC ADR | 69269L104 | SPONSORED ADS | 1,372,565 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| Relativity Acquisition Corp | 75944B114 | Warrant | 71,356 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| QIWI PLC | 74735M108 | SPON ADR REP B | 14,020 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| RELATIVITY ACQUISITION CORP | 75944B106 | CLASS A COM | 71,356 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-23-000318 | superseded | 2023-05-11 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000769993-24-000249 | this filing | 2024-05-14 | acceptance time not in the bulk data set |