13F-HR/A filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR/A for the quarter ended 2023-03-31, filed 2024-05-14, with 5,886 holding rows worth $435,287,053,952.
- Accession
- 0000769993-24-000249
- Filer
- CIK 886982
- Filed
- 2024-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2023
A combination report, amendment of type restatement, 11,545 entries on the cover page, a total value of $435,287,053,952 stated on the cover page (in dollars after the unit check, H1), rows summing to $435,287,053,952 with VALUE read as dollars as filed, 13F file number 028-04981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUNITED CAPITAL FINANCIAL ADVISORS, LLC
- included managerGOLDMAN SACHS & CO. LLC028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NERDWALLET INC CL A | 64082B102 | COMMON STOCK | 51,980 | $841,036 | dollars as filed | |
| LILIUM N V | N52586109 | COM | 1,293,888 | $841,027 | dollars as filed | |
| SKYWATER TECHNOLOGY INC COM | 83089J108 | Stock | 73,823 | $840,106 | dollars as filed | |
| CALAMP CORP | 128126109 | COMMON STOCK | 233,920 | $839,773 | dollars as filed | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 13,554 | $838,857 | dollars as filed | |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 159,391 | $838,399 | dollars as filed | |
| iShares Cybersecurity and Tech ETF | 46435U135 | CYBERSECURITY | 23,001 | $836,086 | dollars as filed | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 600,402 | $834,559 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 15,638 | $834,287 | dollars as filed | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 88,846 | $834,264 | dollars as filed | |
| BROOKFIELD BUSINESS CO FCLASS A | 11259V106 | CL A EXC SUB VTG | 42,058 | $833,590 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 15,175 | $833,411 | dollars as filed | |
| TELADOC HEALTH INC | 87918AAF2 | NOTE 1.250% 6/0 | 1,075,000 | $829,137 | dollars as filed | principal |
| CLOVER HEALTH INVESTMENTS CO | 18914F103 | COMMON STOCK | 975,639 | $824,513 | dollars as filed | |
| V2X INC | 92242T101 | COM | 20,758 | $824,508 | dollars as filed | |
| DESKTOP METAL INC | 25058X105 | COM CL A | 358,246 | $823,966 | dollars as filed | |
| GLOBAL X FDS | 37954Y384 | CYBRSCURTY ETF | 35,125 | $823,681 | dollars as filed | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 66,774 | $823,323 | dollars as filed | |
| CAPITAL BANCORP INC MD | 139737100 | COMMON STOCK | 49,466 | $823,114 | dollars as filed | |
| BOSTON BEER INC CL A | 100557107 | Stock | 2,500 | $821,750 | dollars as filed | call |
| INVESCO S&P 500 EQUAL WEIGHT ENERGY ETF | 46137V365 | ETF | 12,003 | $820,165 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q845 | DIVERSFD EQT ETF | 20,575 | $820,120 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V724 | US MKTWIDE VALUE | 24,492 | $819,992 | dollars as filed | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 17,512 | $819,912 | dollars as filed | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 270,593 | $819,897 | dollars as filed | |
| F&G ANNUITIES & LIFE INC | 30190A104 | COMMON STOCK | 45,242 | $819,785 | dollars as filed | |
| LIBERTY RES ACQUISITION CORP | 53118A105 | CLASS A COM | 78,036 | $819,378 | dollars as filed | |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 140,897 | $818,612 | dollars as filed | |
| ALX ONCOLOGY HOLDINGS INC | 00166B105 | COMMON STOCK | 180,647 | $816,525 | dollars as filed | |
| LI-CYCLE HOLDINGS CORP | 50202P105 | COMMON SHARES | 145,022 | $816,474 | dollars as filed | |
| CRESCERA CAP ACQUISITION COR | G26507106 | CLASS A ORD SHS | 77,613 | $811,832 | dollars as filed | |
| ARCHER AVIATION INC | 03945R102 | COM CL A | 283,613 | $811,134 | dollars as filed | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 7,702 | $809,703 | dollars as filed | |
| RINGCENTRAL INC | 76680RAH0 | NOTE 3/1 | 1,000,000 | $808,800 | dollars as filed | principal |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 14,582 | $807,242 | dollars as filed | |
| SHARECARE INC | 81948W104 | COM | 567,766 | $806,228 | dollars as filed | |
| GREENBRIER COS INC | 393657AM3 | NOTE 2.875% 4/1 | 950,000 | $806,075 | dollars as filed | principal |
| FORUM ENERGY TECHNOLOGIES IN | 34984V209 | COMMON STOCK | 31,623 | $804,173 | dollars as filed | |
| CITIZENS FINANCIAL SERVICES | 174615104 | COMMON STOCK | 9,592 | $801,412 | dollars as filed | |
| LARIMAR THERAPEUTICS INC | 517125100 | COM | 176,881 | $801,271 | dollars as filed | |
| LIMONEIRA CO | 532746104 | COM | 48,083 | $801,063 | dollars as filed | |
| LUTHER BURBANK CORP | 550550107 | COM | 84,444 | $800,529 | dollars as filed | |
| DZS INC | 268211109 | COMMON STOCK | 101,240 | $798,783 | dollars as filed | |
| XOMETRY INC | 98423F109 | CLASS A COM | 53,309 | $798,035 | dollars as filed | |
| EQT CORP COM | 26884L109 | Stock | 25,000 | $797,750 | dollars as filed | call |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 32,745 | $797,341 | dollars as filed | |
| RICE ACQUISITION CORP II | G75529100 | SHS CL A | 77,800 | $796,283 | dollars as filed | |
| CELLEBRITE DI LTD ORDINARY SHARES | M2197Q107 | Stock | 130,675 | $795,811 | dollars as filed | |
| PROFRAC HLDG CORP | 74319N100 | CLASS A COM | 62,669 | $794,016 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P608 | RIVRFRNT DYN DEV | 14,125 | $793,966 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V837 | DORSEY WRIGHT MO | 10,450 | $793,887 | dollars as filed | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 4,816 | $792,618 | dollars as filed | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 39,738 | $791,978 | dollars as filed | |
| NATIONAL INSTRS CORP | 636518102 | COM | 15,100 | $791,391 | dollars as filed | put |
| DUTCH BROS INC | 26701L100 | CL A | 25,000 | $790,750 | dollars as filed | call |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 298,387 | $790,726 | dollars as filed | |
| NOODLES & CO | 65540B105 | COM CL A | 162,810 | $789,628 | dollars as filed | |
| GLOBAL SYSTEMS DYNAMICS INC | 37653T108 | COM | 75,000 | $789,000 | dollars as filed | |
| Invsc SP 500 Equal Weight Matrl ETF | 46137V316 | ETF | 4,844 | $788,478 | dollars as filed | |
| GUARDANT HEALTH INC | 40131MAB5 | NOTE 11/1 | 1,175,000 | $787,638 | dollars as filed | principal |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 148,051 | $781,709 | dollars as filed | |
| NEWBURY STREET ACQUISITN COR | 65101L104 | COM | 76,231 | $781,368 | dollars as filed | |
| FREYR BATTERY | L4135L100 | SHS | 87,600 | $778,764 | dollars as filed | call |
| PATRIA INVESTMENTS LIMITED | G69451105 | COM CL A | 52,612 | $778,658 | dollars as filed | |
| NGM BIOPHARMACEUTICALS INC | 62921N105 | COM | 190,803 | $778,476 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P504 | INCOME EQT FOCUS | 16,499 | $777,646 | dollars as filed | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 14,748 | $777,220 | dollars as filed | |
| GRANITESHARES ETF TR | 38747R603 | CMN | 21,361 | $774,550 | dollars as filed | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 200,466 | $773,799 | dollars as filed | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 33,870 | $772,575 | dollars as filed | |
| CPI CARD GROUP INC | 12634H200 | COMMON STOCK | 17,154 | $772,102 | dollars as filed | |
| CONFLUENT INC | 20717MAB9 | NOTE 1/1 | 977,000 | $771,713 | dollars as filed | principal |
| SUMMIT THERAPEUTICS INC | 86627T108 | COM | 440,889 | $771,556 | dollars as filed | |
| CAMBIUM NETWORKS CORPORATION | G17766109 | COMMON STOCK-FO | 43,531 | $771,370 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E156 | S&P SMLCP FINL | 17,772 | $770,295 | dollars as filed | |
| AMERANT BANCORP INC | 023576101 | COMMON STOCK | 35,395 | $770,195 | dollars as filed | |
| LORDSTOWN MOTORS CORP | 54405Q100 | COM | 1,160,129 | $769,282 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F789 | ACTIVE FACTOR LA | 40,296 | $769,251 | dollars as filed | |
| GRITSTONE BIO INC | 39868T105 | COM | 275,765 | $766,627 | dollars as filed | |
| NEOGAMES S A | L6673X107 | COM | 50,397 | $766,034 | dollars as filed | |
| SOLID POWER INC CLASS A COM | 83422N105 | Stock | 253,695 | $763,622 | dollars as filed | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 61,126 | $762,855 | dollars as filed | |
| NUSHARES ETF TR | 67092P409 | NUVEEN ESG MIDCP | 19,953 | $762,803 | dollars as filed | |
| PLUG PWR INC | 72919P202 | COM NEW | 65,000 | $761,800 | dollars as filed | call |
| POTBELLY CORP | 73754Y100 | COM | 91,162 | $759,379 | dollars as filed | |
| REPARE THERAPEUTICS INC | 760273102 | COM | 77,011 | $757,788 | dollars as filed | |
| VISION SENSING ACQUISITION C | 92838J103 | COM | 71,958 | $755,559 | dollars as filed | |
| HYZON MOTORS INC | 44951Y102 | COM CL A | 922,108 | $751,611 | dollars as filed | |
| ALBEMARLE CORP | 012653101 | COM | 3,400 | $751,536 | dollars as filed | put |
| ETF SER SOLUTIONS | 26922B865 | U S GL SE SK ETF | 50,000 | $751,435 | dollars as filed | |
| MERCER INTL INC | 588056101 | COM | 76,692 | $749,664 | dollars as filed | |
| SEAGEN INC | 81181C104 | COM | 3,700 | $749,139 | dollars as filed | call |
| CANTALOUPE INC | 138103106 | COM | 131,393 | $748,940 | dollars as filed | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 41,999 | $747,582 | dollars as filed | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 299,007 | $747,518 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25459W557 | DAI 710 BEA ETF | 62,054 | $747,130 | dollars as filed | |
| ENOVIX CORPORATION COM | 293594107 | Stock | 50,000 | $745,500 | dollars as filed | put |
| RAIN ONCOLOGY INC | 75082Q105 | COM | 85,082 | $743,617 | dollars as filed | |
| CHIPMOS TECHNOLOGIES INC SPONSORD ADS NEW | 16965P202 | ADR | 29,464 | $739,841 | dollars as filed | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 1,052,019 | $739,464 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C466 | GRWT100 PWR BF | 19,492 | $738,942 | dollars as filed | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 133,826 | $737,382 | dollars as filed | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 99,786 | $736,421 | dollars as filed | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 29,286 | $733,614 | dollars as filed | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 32,020 | $732,618 | dollars as filed | |
| PANACEA ACQUISITION CORP II | G6882C106 | COM | 71,700 | $731,340 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 16,215 | $731,297 | dollars as filed | |
| MATTERPORT INC | 577096100 | COM CL A | 267,564 | $730,450 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 29,783 | $730,279 | dollars as filed | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 8,863 | $729,159 | dollars as filed | |
| READY CAPITAL CORP | 75574U101 | COM | 71,452 | $726,667 | dollars as filed | |
| DEFINITIVE HEALTHCARE CORP | 24477E103 | CLASS A COM | 70,310 | $726,302 | dollars as filed | |
| WESTROCK COFFEE CO | 96145W103 | COM | 59,177 | $724,326 | dollars as filed | |
| ALPS ETF TR | 00162Q387 | OSHARES US QUALT | 17,151 | $722,913 | dollars as filed | |
| IES HOLDINGS INC | 44951W106 | COM | 16,774 | $722,792 | dollars as filed | |
| LATTICE STRATEGIES TR | 518416102 | HARTFORD MLT ETF | 27,401 | $721,468 | dollars as filed | |
| USBANCORPDEL | 902973304 | COM NEW | 20,000 | $721,000 | dollars as filed | put |
| NUSHARES ETF TR | 67092P862 | CMN | 20,921 | $715,917 | dollars as filed | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 15,713 | $712,113 | dollars as filed | |
| VSE CORP COM | 918284100 | Stock | 15,805 | $709,645 | dollars as filed | |
| ARTESIAN RES CORP | 043113208 | CL A | 12,816 | $709,494 | dollars as filed | |
| QUANTUM SI INC | 74765K105 | COM CL A | 402,358 | $708,150 | dollars as filed | |
| AXOGEN INC | 05463X106 | COM | 74,865 | $707,474 | dollars as filed | |
| ROCKET COS INC | 77311W101 | COM CL A | 77,991 | $706,599 | dollars as filed | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 6,000 | $705,900 | dollars as filed | call |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 288,938 | $702,120 | dollars as filed | |
| NUSCALE PWR CORP CL A COM | 67079K100 | Stock | 77,235 | $702,066 | dollars as filed | |
| BRIACELL THERAPEUTICS ORD | 10778Y302 | COM | 94,200 | $701,790 | dollars as filed | call |
| 8X8 INC NEW | 282914AE0 | NOTE 4.000% 2/0 | 800,000 | $701,000 | dollars as filed | principal |
| GLOBAL BUSINESS TRAVEL GROUP COM CL A | 37890B100 | Stock | 105,621 | $700,267 | dollars as filed | |
| LUMENTUM HLDGS INC | 55024UAF6 | NOTE 0.500% 6/1 | 919,000 | $699,708 | dollars as filed | principal |
| EXACT SCIENCES CORP | 30063PAB1 | NOTE 0.375% 3/1 | 750,000 | $697,860 | dollars as filed | principal |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 32,903 | $694,582 | dollars as filed | |
| COSAN S A ADS | 22113B103 | ADR | 58,604 | $692,699 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V779 | BLDG CONSTR ETF | 15,057 | $690,966 | dollars as filed | |
| FS BANCORP INC | 30263Y104 | COM | 22,950 | $688,730 | dollars as filed | |
| GLOBAL X FDS | 37960A792 | INT RT VOLTLTY | 30,000 | $687,819 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q126 | RLTY INCOME ETF | 16,261 | $687,190 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E149 | S&P SMLCP HELT | 5,235 | $685,628 | dollars as filed | |
| POSTAL REALTY TRUST INC | 73757R102 | CL A | 45,017 | $685,159 | dollars as filed | |
| NCL CORP LTD | 62886HBD2 | BOND | 963,000 | $684,847 | dollars as filed | principal |
| STOKE THERAPEUTICS INC | 86150R107 | COM | 82,172 | $684,492 | dollars as filed | |
| EA SERIES TRUST | 02072L722 | STRI US ENER ETF | 24,618 | $684,380 | dollars as filed | |
| BLACKROCK ETF TRUST | 09290C509 | ISHA US AWAR ETF | 15,127 | $684,345 | dollars as filed | |
| ENTRADA THERAPEUTICS INC COM | 29384C108 | Stock | 47,176 | $684,055 | dollars as filed | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 74,336 | $683,148 | dollars as filed | |
| MVB FINANCIAL CORP | 553810102 | COMMON STOCK | 32,985 | $680,811 | dollars as filed | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 25,013 | $675,851 | dollars as filed | |
| INFINERA CORP | 45667GAF0 | CNV | 500,000 | $675,000 | dollars as filed | principal |
| LOGISTIC PROPERTIES OF THE AME USD ORD SHS | G9152V101 | Stock | 65,797 | $674,419 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460G161 | DAILY NYSE FANG | 13,232 | $673,054 | dollars as filed | |
| ALPINE INCOME PROPERTY TRUST | 02083X103 | REIT | 39,978 | $672,830 | dollars as filed | |
| Rent the Runway, Inc. | 76010Y103 | COM CL A | 235,993 | $672,580 | dollars as filed | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 120,736 | $671,292 | dollars as filed | |
| SPLUNK INC | 848637104 | COM | 7,000 | $671,160 | dollars as filed | call |
| NORTHERN LTS FD TR III | 66538R631 | FPA GBL EQTY ETF | 29,574 | $670,555 | dollars as filed | |
| ALTO INGREDIENTS INC | 021513106 | COMMON STOCK | 446,818 | $670,227 | dollars as filed | |
| ALLIENT INC | 019330109 | COM | 17,321 | $669,457 | dollars as filed | |
| MAXCYTE INC | 57777K106 | COM | 135,220 | $669,339 | dollars as filed | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 30,200 | $668,930 | dollars as filed | put |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 10,614 | $668,788 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092790 | QLTY FCTOR ETF | 14,095 | $668,751 | dollars as filed | |
| BLUE BIRD CORP | 095306106 | COM | 32,701 | $668,082 | dollars as filed | |
| ACQUIRERS SMALL AND MICRO DEEP VALUE ETF | 26922A701 | ETF | 21,029 | $666,451 | dollars as filed | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 10,000 | $664,500 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460G849 | DAILY 20 YR TREA | 6,176 | $662,129 | dollars as filed | |
| NUVATION BIO INC COM CL A | 67080N101 | Stock | 398,141 | $660,914 | dollars as filed | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 1,051 | $659,934 | dollars as filed | |
| FINVOLUTION GROUP SPONSORED ADS | 31810T101 | ADR | 157,935 | $658,589 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460G187 | DAILY CSI CHINA | 12,881 | $656,673 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092253 | CMN | 29,365 | $656,014 | dollars as filed | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 42,151 | $655,870 | dollars as filed | |
| UR-ENERGY INC | 91688R108 | COM | 615,407 | $652,331 | dollars as filed | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 70,555 | $651,928 | dollars as filed | |
| INVESCO MORTGAGE CAPITAL INC COM | 46131B704 | REIT | 58,718 | $651,187 | dollars as filed | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 492,829 | $650,535 | dollars as filed | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 15,868 | $650,271 | dollars as filed | |
| LIFESTANCE HEALTH GROUP INC | 53228F101 | COM | 87,500 | $650,125 | dollars as filed | put |
| COMPASS THERAPEUTICS INC | 20454B104 | COM | 198,522 | $649,167 | dollars as filed | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 77,500 | $647,900 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V878 | DORSEY WRGT ENRG | 16,244 | $647,486 | dollars as filed | |
| GOGREEN INVESTMENTS CORP | G9461B101 | COM | 61,267 | $646,367 | dollars as filed | |
| NORTHEAST CMNTY BANCORP INC | 664121100 | COM | 49,092 | $644,087 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G672 | S&P MDCP 400 REV | 7,104 | $643,764 | dollars as filed | |
| IMMUNITYBIO INC | 45256X103 | COM | 353,561 | $643,481 | dollars as filed | |
| ASHFORD HOSPITALITY TR INC | 044103869 | COM SHS | 200,415 | $643,332 | dollars as filed | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 49,613 | $642,488 | dollars as filed | |
| MONGODB INC | 60937PAD8 | NOTE 0.250% 1/1 | 500,000 | $642,185 | dollars as filed | principal |
| RENEW ENERGY GLOBAL PLC | G7500M120 | WTS | 746,463 | $641,510 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092782 | VLU FACTOR ETF | 14,012 | $641,189 | dollars as filed | |
| ALLOVIR INC | 019818103 | COM | 161,539 | $636,464 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q761 | US QUALTY FCTR | 15,401 | $634,983 | dollars as filed | |
| DOUGLAS ELLIMAN INC | 25961D105 | COM | 203,705 | $633,522 | dollars as filed | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 77,111 | $633,081 | dollars as filed | |
| iShares U.S. Infrastructure ETF | 46435U713 | SHS | 16,929 | $631,790 | dollars as filed | |
| DOLE PLC | G27907107 | ORD SHS | 53,794 | $631,542 | dollars as filed | |
| PIMCO EQUITY SER | 72201T342 | RAFI ESG US | 21,854 | $631,530 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R761 | CMN | 20,343 | $630,397 | dollars as filed | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 46,800 | $629,460 | dollars as filed | call |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 713,036 | $626,830 | dollars as filed | |
| MAKEMYTRIP LIMITED MAURITIUS | 56087FAB0 | NOTE 2/1 | 660,000 | $626,670 | dollars as filed | principal |
| VICTORY PORTFOLIOS II | 92647N782 | CMN | 10,049 | $626,095 | dollars as filed | |
| PETCO HEALTH AND WELLNESS CO | 71601V105 | COM | 69,543 | $625,887 | dollars as filed | |
| WISDOMTREE TR | 97717X867 | CMN | 23,098 | $625,249 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 19,043 | $625,086 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460E679 | DAILY TRANSN ETF | 25,192 | $624,762 | dollars as filed | |
| ETF MANAGERS TR | 26924G763 | TREATMENTS TSTNG | 30,550 | $624,589 | dollars as filed | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 161,931 | $623,435 | dollars as filed | |
| ALPS O'SHARES US SMALL-CAP QUALITY DIVIDEND ETF | 00162Q395 | ETF | 17,612 | $622,056 | dollars as filed | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 7,640 | $619,298 | dollars as filed | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 24,851 | $619,039 | dollars as filed | |
| CLEANSPARK INC | 18452B209 | COM NEW | 222,159 | $617,602 | dollars as filed | |
| KLX ENERGY SERVICES HOLDINGS | 48253L205 | COM NEW | 52,974 | $617,147 | dollars as filed | |
| PRAXIS PRECISION MEDICINES I | 74006W108 | COM | 760,686 | $615,395 | dollars as filed | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 10,086 | $614,910 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460G781 | DAI GOL BUL ETF | 14,642 | $613,939 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092386 | STOCK FOR INFL | 19,457 | $612,650 | dollars as filed | |
| PROSHARES TR | 74347X799 | ULTR RUSSL2000 | 16,165 | $611,684 | dollars as filed | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 63,956 | $611,419 | dollars as filed | |
| PACER FDS TR | 69374H691 | mc | 16,452 | $610,631 | dollars as filed | |
| BAR HBR BANKSHARES | 066849100 | COM | 23,086 | $610,625 | dollars as filed | |
| HERON THERAPEUTICS INC | 427746102 | COM | 404,309 | $610,506 | dollars as filed | |
| TELOS CORP MD | 87969B101 | COM | 240,894 | $609,462 | dollars as filed | |
| DAKTRONICS INC | 234264109 | COM | 107,298 | $608,380 | dollars as filed | |
| CRONOS GROUP INC | 22717L101 | COM | 312,312 | $605,885 | dollars as filed | |
| EVANS BANCORP INC | 29911Q208 | COM | 17,996 | $604,036 | dollars as filed | |
| CADIZ INC | 127537207 | COM NEW | 148,863 | $601,406 | dollars as filed | |
| OCUGEN INC | 67577C105 | COMMON STOCK | 704,900 | $601,351 | dollars as filed | |
| SCILEX HOLDING CO | 80880W106 | COM | 73,322 | $601,240 | dollars as filed | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 14,214 | $600,115 | dollars as filed | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 33,412 | $594,065 | dollars as filed | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 30,896 | $593,204 | dollars as filed | |
| EVERQUOTE INC | 30041R108 | COM CL A | 42,621 | $592,432 | dollars as filed | |
| OKTA INC | 679295AD7 | NOTE 0.125% 9/0 | 655,000 | $591,158 | dollars as filed | principal |
| LUNA INNOVATIONS INC | 550351100 | COM | 82,163 | $590,752 | dollars as filed | |
| TUCOWS INC | 898697206 | COM NEW | 30,359 | $590,483 | dollars as filed | |
| 374WATER INC | 88583P104 | COM | 125,029 | $590,137 | dollars as filed | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 21,057 | $589,912 | dollars as filed | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 28,444 | $589,644 | dollars as filed | |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 5,400 | $589,356 | dollars as filed | put |
| SILVERGATE CAP CORP CLASS A | 82837P408 | CL A | 362,419 | $587,119 | dollars as filed | |
| WALKME LTD ORD SHS | M97628107 | Stock | 55,164 | $586,945 | dollars as filed | |
| DIREXION SHS ETF TR | 25460E240 | FUND | 26,481 | $583,641 | dollars as filed | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 13,299 | $581,432 | dollars as filed | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 52,721 | $578,877 | dollars as filed | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 10,059 | $577,588 | dollars as filed | |
| ISHARES TR | 46436E882 | IBONDS 23 TRM TS | 23,274 | $577,428 | dollars as filed | |
| SPDR SER TR | 78468R812 | MSCI USA STRTGIC | 4,978 | $577,100 | dollars as filed | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 15,393 | $575,852 | dollars as filed | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 6,930 | $574,497 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P785 | FTSE GERMANY | 25,963 | $573,523 | dollars as filed | |
| ADICET BIO INC | 007002108 | COM | 99,306 | $572,002 | dollars as filed | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 14,792 | $570,527 | dollars as filed | |
| IMMATICS N.V | N44445109 | SHS | 82,419 | $568,691 | dollars as filed | |
| THE ONE GROUP HOSPITALITY IN | 88338K103 | COM | 69,967 | $566,733 | dollars as filed | |
| NANO X IMAGING LTD | M70700105 | ORD SHS | 98,192 | $566,567 | dollars as filed | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 13,760 | $563,074 | dollars as filed | |
| WALLBOX NV | N94209108 | SHS CL A | 114,931 | $562,013 | dollars as filed | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 65,628 | $560,463 | dollars as filed | |
| NUVEI CORPORATION | 67079A102 | SUB VTG SHS | 12,846 | $559,123 | dollars as filed | |
| MAYVILLE ENGINEERING CO INC | 578605107 | COMMON STOCK | 37,462 | $558,933 | dollars as filed | |
| SABA CAPITAL INCOME & OPRNT | 78518H202 | SHS NEW | 68,474 | $558,063 | dollars as filed | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 46,299 | $554,199 | dollars as filed | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 42,128 | $553,140 | dollars as filed | |
| EVERCOMMERCE INC | 29977X105 | COMMON STOCK | 52,248 | $552,784 | dollars as filed | |
| WEWORK INC | 96209A104 | COM | 710,000 | $551,883 | dollars as filed | put |
| FLEXSHARES TR | 33939L696 | CMN | 5,552 | $551,412 | dollars as filed | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 23,714 | $549,928 | dollars as filed | |
| EGAIN CORP | 28225C806 | COM NEW | 72,412 | $549,607 | dollars as filed | |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 10,303 | $549,047 | dollars as filed | |
| EXACT SCIENCES CORP | 30063PAC9 | NOTE 0.375% 3/0 | 625,000 | $548,806 | dollars as filed | principal |
| GOLDMAN SACHS ETF TR | 381430545 | HEDGE IND ETF | 7,111 | $547,689 | dollars as filed | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 9,001 | $545,371 | dollars as filed | |
| PRIMIS FINANCIAL CORP | 74167B109 | COMMON STOCK | 56,466 | $543,768 | dollars as filed | |
| LAZYDAYS HLDGS INC | 52110H100 | COM | 46,251 | $539,749 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R852 | NASDQ FOD BVRG | 20,067 | $539,401 | dollars as filed | |
| SEMTECH CORP COM | 816850101 | Stock | 22,300 | $538,322 | dollars as filed | call |
| ORIC PHARMACEUTICALS INC | 68622P109 | COM | 94,319 | $537,618 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U786 | FT VEST U.S | 17,220 | $537,565 | dollars as filed | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 385,714 | $536,143 | dollars as filed | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 84,763 | $534,855 | dollars as filed | |
| LEGG MASON ETF INVT | 524682200 | CMN | 11,196 | $533,807 | dollars as filed | |
| CORECARD CORPORATION | 45816D100 | COM | 17,670 | $532,397 | dollars as filed | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 137,399 | $530,360 | dollars as filed | |
| Shopify Inc | 82509LAA5 | Convertible bond | 603,000 | $530,037 | dollars as filed | principal |
| MISTER CAR WASH INC | 60646V105 | COM | 61,264 | $528,095 | dollars as filed | |
| INVESCO ENERGY EXPLORATION & PRODUCTION ETF | 46137V761 | ETF | 19,537 | $527,304 | dollars as filed | |
| MIDDLEBY CORP | 596278AB7 | NOTE 1.000% 9/0 | 425,000 | $527,111 | dollars as filed | principal |
| BED BATH & BEYOND INC | 075896100 | COM | 1,227,535 | $524,649 | dollars as filed | |
| CATO CORP NEW | 149205106 | CL A | 59,339 | $524,557 | dollars as filed | |
| PDS BIOTECHNOLOGY CORP | 70465T107 | COM | 85,171 | $523,802 | dollars as filed | |
| RANPAK HOLDINGS CORP | 75321W103 | COMMON STOCK | 100,322 | $523,681 | dollars as filed | |
| TELUS INTL CDA INC | 87975H100 | SUB VTG SHS | 25,861 | $523,168 | dollars as filed | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 313,200 | $523,044 | dollars as filed | |
| FTC SOLAR INC | 30320C103 | COM | 232,166 | $522,374 | dollars as filed | |
| NORTHERN LTS FD TR IV | 66538H534 | INSPIRE 100 ETF | 16,593 | $521,518 | dollars as filed | |
| OPORTUN FINANCIAL CORP | 68376D104 | COMMON STOCK | 134,995 | $521,080 | dollars as filed | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 102,270 | $520,554 | dollars as filed | |
| MAGNITE INC | 55955DAB6 | NOTE 0.250% 3/1 | 650,000 | $519,305 | dollars as filed | principal |
| Agora Inc-Adr | 00851L103 | COM | 143,369 | $518,996 | dollars as filed | |
| CHARGE ENTERPRISES INC | 159610104 | COM | 471,585 | $518,744 | dollars as filed | |
| CROCS INC COM | 227046109 | Stock | 4,100 | $518,404 | dollars as filed | put |
| ARIS WATER SOLUTIONS INC | 04041L106 | CLASS A COM | 66,530 | $518,269 | dollars as filed | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 47,765 | $517,772 | dollars as filed | |
| ISHARES TR | 46434V779 | MSCI QATAR ETF | 28,380 | $515,948 | dollars as filed | |
| Ramaco Resources Inc | 75134P303 | COM CL B | 58,557 | $515,887 | dollars as filed | |
| BIONANO GENOMICS INC | 09075F107 | COM | 464,093 | $515,143 | dollars as filed | |
| INTEST CORP | 461147100 | COMMON STOCK | 24,834 | $515,057 | dollars as filed | |
| CAREMAX INC | 14171W103 | COM | 192,890 | $515,017 | dollars as filed | |
| iShares Global 100 ETF | 464287572 | SHS | 7,350 | $514,941 | dollars as filed | |
| ATLASSIANCORPCLASSA | 049468101 | STOK | 3,000 | $513,510 | dollars as filed | put |
| LANDS END INC | 51509F105 | COMMON STOCK | 52,790 | $513,119 | dollars as filed | |
| FOLD HLDGS INC | 29103K100 | COM CL A | 50,200 | $513,044 | dollars as filed | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 734,691 | $512,299 | dollars as filed | |
| NATURA &CO HLDG S A | 63884N108 | ADR | 98,013 | $511,628 | dollars as filed | |
| CENTURY CASINOS INC | 156492100 | COM | 69,770 | $511,414 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E198 | S&P MIDCP LOW | 9,749 | $510,848 | dollars as filed | |
| NUVVE HOLDING CORP | 67079Y100 | COMMON STOCK | 729,478 | $510,635 | dollars as filed | |
| TELADOC HEALTH INC | 87918A105 | COM | 19,700 | $510,230 | dollars as filed | call |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 196,533 | $507,056 | dollars as filed | |
| HCI GROUP INC | 40416E103 | COM | 9,387 | $503,143 | dollars as filed | |
| VOR BIOPHARMA INC | 929033108 | COM | 93,279 | $501,841 | dollars as filed | |
| VANGUARD WELLINGTON FD | 921935706 | US QUALITY | 4,612 | $499,618 | dollars as filed | |
| SYMBOTIC INC | 87151X101 | CLASS A COM | 21,831 | $498,620 | dollars as filed | |
| BANKFINANCIAL CORP | 06643P104 | COM | 56,649 | $495,679 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A230 | HOYA CAP HOUSI | 14,423 | $494,544 | dollars as filed | |
| CABLE ONE, INC. | 12685JAG0 | NOTE | 675,000 | $493,425 | dollars as filed | principal |
| AURORA INNOVATION INC CLASS A COM | 051774107 | Stock | 354,398 | $492,613 | dollars as filed | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 15,637 | $491,940 | dollars as filed | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 82,521 | $490,175 | dollars as filed | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 4,896 | $489,943 | dollars as filed | |
| BEYOND AIR INC | 08862L103 | COM | 72,565 | $489,814 | dollars as filed | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 24,662 | $489,787 | dollars as filed | |
| ROC ENERGY ACQUISITION CORP | 77118V108 | COM | 46,427 | $485,162 | dollars as filed | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 141,280 | $484,591 | dollars as filed | |
| PAMT CORP | 693149106 | COMMON STOCK | 16,920 | $484,420 | dollars as filed | |
| LEGEND BIOTECH CORP | 52490G102 | SPONSORED ADS | 10,000 | $482,200 | dollars as filed | call |
| J P MORGAN EXCHANGE TRADED F | 46641Q753 | US VALUE FACTR | 14,148 | $481,881 | dollars as filed | |
| EDGIO INC | 53261M104 | COM | 608,007 | $480,994 | dollars as filed | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 52,368 | $479,691 | dollars as filed | |
| INNOVATOR TR ETF S&P 500 ULTRA BUFFER APRIL | 45782C805 | ETF | 19,190 | $478,599 | dollars as filed | |
| AFFIRM HLDGS INC | 00827BAB2 | NOTE 11/1 | 744,000 | $478,020 | dollars as filed | principal |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 2,601 | $476,343 | dollars as filed | |
| NUSCALE PWR CORP CL A COM | 67079K100 | Stock | 52,300 | $475,407 | dollars as filed | put |
| CION INVT CORP | 17259U204 | COM | 48,098 | $474,727 | dollars as filed | |
| PENUMBRA INC COM | 70975L107 | Stock | 1,700 | $473,773 | dollars as filed | call |
| Schwab US REIT ETF | 808524847 | SHS | 24,222 | $472,329 | dollars as filed | |
| LIGHTWAVE LOGIC INC | 532275104 | COM | 90,271 | $472,117 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 7,521 | $472,081 | dollars as filed | |
| PERPETUA RESOURCES CORP | 714266103 | COM | 105,971 | $471,571 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C540 | US EQTY PWR BUF | 14,972 | $470,869 | dollars as filed | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 19,892 | $470,645 | dollars as filed | |
| ORCHID IS CAP INC | 68571X301 | COM NEW | 43,799 | $469,963 | dollars as filed | |
| PORCH GROUP INC | 733245104 | COM | 328,495 | $469,747 | dollars as filed | |
| BANK MONTREAL MEDIUM | 063679559 | NT LKD 41 | 10,173 | $467,958 | dollars as filed | |
| CUSTOM TRUCK ONE SOURCE INC | 23204X103 | COM CL A | 68,898 | $467,817 | dollars as filed | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 71,200 | $467,072 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N691 | VICTORYSHS US | 12,053 | $466,451 | dollars as filed | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 48,425 | $464,396 | dollars as filed | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 10,300 | $463,397 | dollars as filed | put |
| PROSHARES TR | 74347R669 | PSHS ULT SEMICDT | 16,002 | $462,618 | dollars as filed | |
| CELCUITY INC | 15102K100 | COM | 45,125 | $462,531 | dollars as filed | |
| ABEONA THERAPEUTICS INC | 00289Y206 | COM NEW | 163,274 | $460,433 | dollars as filed | |
| DISC MEDICINE INC COM | 254604101 | Stock | 21,674 | $459,272 | dollars as filed | |
| TIDEWATER INC NEW | 88642R117 | WARR | 391,635 | $458,213 | dollars as filed | |
| CNH INDL N V SHS | N20944109 | Stock | 30,000 | $458,100 | dollars as filed | call |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 7,911 | $457,889 | dollars as filed | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 18,781 | $457,693 | dollars as filed | |
| TPG MORTGAGE INVESTMENT TRUS | 001228501 | REIT | 79,592 | $457,654 | dollars as filed | |
| METROCITY BANKSHARES INC | 59165J105 | COMMON STOCK | 26,753 | $457,209 | dollars as filed | |
| ENPHASE ENERGY INC | 29355AAK3 | NOTE 3/0 | 440,000 | $456,188 | dollars as filed | principal |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 70,165 | $456,073 | dollars as filed | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 22,111 | $455,044 | dollars as filed | |
| ETSY INC | 29786AAL0 | NOTE 0.125% 9/0 | 505,000 | $454,253 | dollars as filed | principal |
| LEARN CW INVESTMENT COR | G54157105 | COM | 44,200 | $453,934 | dollars as filed | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 59,595 | $453,518 | dollars as filed | |
| BURLINGTON STORES INC | 122017AB2 | NOTE 2.250% 4/1 | 395,000 | $453,511 | dollars as filed | principal |
| RELMADA THERAPEUTICS INC | 75955J402 | COMMON STOCK | 199,824 | $451,602 | dollars as filed | |
| CANO HEALTH INC | 13781Y103 | COM | 495,765 | $451,147 | dollars as filed | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 55,378 | $450,223 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430305 | ACTIVEBETA EUR | 13,588 | $450,170 | dollars as filed | |
| CLAROS MORTGAGE TRUST INC | 18270D106 | REIT | 38,417 | $447,558 | dollars as filed | |
| STRATASYS LTD | M85548101 | SHS | 27,008 | $446,442 | dollars as filed | |
| FIVE STAR BANCORP | 33830T103 | COMMON STOCK | 20,864 | $445,238 | dollars as filed | |
| ALARM COM HLDGS INC | 011642AB1 | NOTE 1/1 | 527,000 | $444,625 | dollars as filed | principal |
| TUSIMPLE HLDGS INC | 90089L108 | CL A | 302,373 | $444,489 | dollars as filed | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 130,535 | $443,819 | dollars as filed | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 31,646 | $443,044 | dollars as filed | |
| ARGAN INC | 04010E109 | COM | 10,946 | $442,985 | dollars as filed | |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 633,569 | $442,738 | dollars as filed | |
| PONCE FINANCIAL GROUP INC | 732344106 | COMMON STOCK | 56,196 | $441,139 | dollars as filed | |
| CIIG CAPITAL PARTNERS II INC | 12561U109 | COM | 42,363 | $440,575 | dollars as filed | |
| RANGER ENERGY SERVICES CL A | 75282U104 | COMMON STOCK | 43,202 | $440,228 | dollars as filed | |
| ANGI INC CLASS A | 00183L102 | CL A | 193,488 | $439,217 | dollars as filed | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 5,075 | $438,795 | dollars as filed | |
| HURCO CO | 447324104 | COM | 17,323 | $438,618 | dollars as filed | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 83,300 | $437,325 | dollars as filed | put |
| SPDR SERIES TRUST | 78468R655 | SP KENSHO CLEAN | 5,037 | $436,648 | dollars as filed | |
| BUTTERFLY NETWORK INC | 124155102 | COM CL A | 232,181 | $436,501 | dollars as filed | |
| MINERALYS THERAPEUTICS INC | 603170101 | COM | 27,765 | $434,800 | dollars as filed | |
| PROSHARES TR | 74347G705 | ULTRA ENERGY | 11,633 | $434,144 | dollars as filed | |
| KVH INDS INC | 482738101 | COM | 38,136 | $433,988 | dollars as filed | |
| TRITIUM DCFC LIMITED | Q9225T108 | ORDINARY SHARES | 339,050 | $433,984 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 9,611 | $433,264 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y509 | CMN | 16,046 | $433,024 | dollars as filed | |
| CONCRETE PUMPING HOLDINGS IN | 206704108 | COMMON STOCK | 63,635 | $432,718 | dollars as filed | |
| AMERICAN PUB ED INC | 02913V103 | COM | 79,707 | $432,012 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P793 | FTSE FRANCE | 14,202 | $431,917 | dollars as filed | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 17,378 | $431,670 | dollars as filed | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 42,874 | $429,597 | dollars as filed | |
| PROSHARES TR II | 74347W338 | CMN | 16,000 | $429,120 | dollars as filed | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 34,898 | $428,896 | dollars as filed | |
| ISHARES TR | 46435U218 | ESG MSCI LEADR | 6,006 | $427,988 | dollars as filed | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 8,550 | $427,757 | dollars as filed | |
| DBX ETF TR | 233051143 | XTRACKRS S&P 500 | 11,494 | $427,462 | dollars as filed | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 41,000 | $427,220 | dollars as filed | put |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 33,269 | $424,845 | dollars as filed | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 663,007 | $424,324 | dollars as filed | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 90,423 | $424,084 | dollars as filed | |
| MARRIOTT VACATIONS WORLDWIDE | 57164YAD9 | NOTE 1/1 | 438,000 | $423,984 | dollars as filed | principal |
| BANDWIDTH INC | 05988JAB9 | NOTE 0.250% 3/0 | 550,000 | $423,918 | dollars as filed | principal |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 23,728 | $423,070 | dollars as filed | |
| SOUNDTHINKING INC | 82536T107 | COM | 10,751 | $422,729 | dollars as filed | |
| TPG PACE BENEFICIAL II CORP | G89826104 | COMMON STOCK | 42,363 | $422,363 | dollars as filed | |
| SWEETGREEN INC | 87043Q108 | COM CL A | 53,687 | $420,906 | dollars as filed | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 279,769 | $419,654 | dollars as filed | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 3,753 | $418,234 | dollars as filed | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 5,514 | $416,858 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A248 | CMN | 16,584 | $415,973 | dollars as filed | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 33,422 | $415,770 | dollars as filed | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 900 | $415,548 | dollars as filed | put |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 900 | $415,548 | dollars as filed | call |
| INOTIV INC 3.25PCT 10/15/2027 | 45783QAB6 | Convertible Bond | 975,000 | $415,399 | dollars as filed | principal |
| ARHAUS INC | 04035M102 | COMMON STOCK | 50,000 | $414,500 | dollars as filed | put |
| SPDR SER TR | 78468R127 | S&P INTERNET ETF | 5,771 | $414,384 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 9,021 | $412,169 | dollars as filed | |
| CVRX INC | 126638105 | COMMON STOCK | 44,219 | $412,122 | dollars as filed | |
| Direxion Daily Technology Bull 3X Shares | 25459W102 | ETF | 11,077 | $411,843 | dollars as filed | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 9,685 | $410,935 | dollars as filed | |
| TABOOLA.COM LTD | M8744T106 | ORD SHS | 150,919 | $410,500 | dollars as filed | |
| VERONA PHARMA PLC | 925050106 | SPONSORED ADS | 20,425 | $410,134 | dollars as filed | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 31,621 | $410,124 | dollars as filed | |
| MACYS INC COM | 55616P104 | Stock | 23,400 | $409,266 | dollars as filed | call |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 2,000 | $408,480 | dollars as filed | call |
| SEER INC | 81578P106 | COM CL A | 105,765 | $408,253 | dollars as filed | |
| CARDLYTICS INC | 14161W105 | COM | 119,856 | $406,911 | dollars as filed | |
| ALGOMA STL GROUP INC | 015658107 | COM | 50,360 | $406,909 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V472 | S&P MDCP QUALITY | 5,543 | $406,801 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E180 | S&P SMLCP DISC | 4,591 | $406,599 | dollars as filed | |
| GE HEALTHCARE TECHNOLOGIES INC COMMON STOCK | 36266G107 | Stock | 4,950 | $406,049 | dollars as filed | put |
| SPLUNK INC | 848637AF1 | NOTE 1.125% 6/1 | 475,000 | $405,888 | dollars as filed | principal |
| EVI INDUSTRIES INC | 26929N102 | COMMON STOCK | 20,483 | $405,563 | dollars as filed | |
| EXPEDIA GROUP INC | 30212PBE4 | NOTE 2/1 | 451,000 | $403,762 | dollars as filed | principal |
| SPRUCE BIOSCIENCES INC | 85209E109 | COM | 182,656 | $403,670 | dollars as filed | |
| INVESCO ACTIVELY MANAGED EXC | 46090A705 | S&P500 DOWNSID | 12,209 | $401,310 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 5,753 | $400,869 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25461A403 | DLY MSFT BEAR 1X | 19,280 | $399,482 | dollars as filed | |
| 1Stdibs.Com Inc | 320551104 | COM | 100,568 | $399,255 | dollars as filed | |
| INNOVIVA INC | 45781MAD3 | NOTE 2.125% 3/1 | 510,000 | $399,223 | dollars as filed | principal |
| DIREXION SHARES ETF TRUST | 25490K596 | DAIL HO SUPP ETF | 8,894 | $398,007 | dollars as filed | |
| BLEND LABS INC | 09352U108 | CL A | 398,970 | $397,454 | dollars as filed | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 19,038 | $395,039 | dollars as filed | |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 145,292 | $393,741 | dollars as filed | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 8,039 | $393,509 | dollars as filed | |
| BOLT BIOTHERAPEUTICS INC | 097702104 | COM | 283,085 | $393,488 | dollars as filed | |
| PEPGEN INC COM | 713317105 | Stock | 32,044 | $391,898 | dollars as filed | |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 38,391 | $391,589 | dollars as filed | |
| TILLYS INC | 886885102 | CL A | 50,543 | $389,687 | dollars as filed | |
| DENISON MINES CORP | 248356107 | COM | 356,804 | $388,916 | dollars as filed | |
| AXS SHORT INNOVATION | 46144X628 | EXCHANGE TRADED | 9,694 | $388,536 | dollars as filed | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 18,663 | $388,190 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733A201 | DOW 30 EQL WGT | 13,055 | $385,935 | dollars as filed | |
| ISHARES TR | 46436E544 | ESG SELECT SCREE | 11,380 | $385,886 | dollars as filed | |
| GPGI INC COM CL A | 20459V105 | Stock | 52,381 | $385,524 | dollars as filed | |
| NUSHARES ETF TR | 67092P813 | CMN | 16,168 | $385,283 | dollars as filed | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 5,900 | $385,270 | dollars as filed | call |
| RITE AID CORP | 767754872 | COM | 171,804 | $384,841 | dollars as filed | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 31,652 | $383,622 | dollars as filed | |
| INTEVAC INC | 461148108 | COM | 52,303 | $383,381 | dollars as filed | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 56,511 | $383,145 | dollars as filed | |
| IDENTIV INC | 45170X205 | COM NEW | 62,336 | $382,743 | dollars as filed | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 13,203 | $382,095 | dollars as filed | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 5,255 | $380,830 | dollars as filed | |
| STONECO LTD | G85158106 | COM CL A | 39,900 | $380,646 | dollars as filed | put |
| SANARA MEDTECH INC | 79957L100 | COMMON STOCK | 9,214 | $380,078 | dollars as filed | |
| ICOSAVAX INC | 45114M109 | COM | 65,303 | $378,757 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 25,664 | $378,544 | dollars as filed | |
| ADVANTAGE SOLUTIONS INC. | 00791N102 | COM CL A | 239,316 | $378,119 | dollars as filed | |
| OAKTREE SPECIALTY LENDING | 67401P405 | COM | 20,119 | $377,634 | dollars as filed | |
| VICTORYSHARES U S | 92647N576 | MF Closed and MF Open | 5,995 | $377,385 | dollars as filed | |
| MEDIAALPHA INC | 58450V104 | CL A | 25,173 | $377,092 | dollars as filed | |
| CABLE ONE INC | 12685JAE5 | NOTE 3/1 | 475,000 | $374,775 | dollars as filed | principal |
| GOLUB CAP BDC INC | 38173M102 | COM | 27,609 | $374,378 | dollars as filed | |
| TELA BIO INC | 872381108 | COM | 35,155 | $374,049 | dollars as filed | |
| MULTIPLAN CORPORATION | 62548M100 | COM | 352,118 | $373,245 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J775 | BLOO PRI PWR ETF | 5,546 | $373,214 | dollars as filed | |
| LENDINGTREE INC | 52603BAD9 | NOTE 0.500% 7/1 | 500,000 | $372,900 | dollars as filed | principal |
| SP Funds S&P 500 Sharia Industry Exclusions ETF | 886364801 | COM | 12,831 | $372,099 | dollars as filed | |
| AMERICAN LITHIUM CORP COM | 027259209 | COM | 160,769 | $371,376 | dollars as filed | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 2,700 | $370,602 | dollars as filed | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-23-000318 | superseded | 2023-05-11 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000769993-24-000249 | this filing | 2024-05-14 | acceptance time not in the bulk data set |