13F-HR filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR for the quarter ended 2023-12-31, filed 2024-02-13, with 5,605 holding rows worth $557,050,349,837.
- Accession
- 0000769993-24-000161
- Filer
- CIK 886982
- Filed
- 2024-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2023
A holdings report, 12,337 entries on the cover page, a total value of $557,050,349,837 stated on the cover page (in dollars after the unit check, H1), rows summing to $557,050,349,837 with VALUE read as dollars as filed, 13F file number 028-04981. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerGOLDMAN SACHS & CO. LLC028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 18,737 | $302,415 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E842 | DORSEY WRGT SMLC | 3,608 | $302,314 | dollars as filed | |
| QUIPT HOME MEDICAL CORP | 74880P104 | COM | 58,845 | $299,521 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V860 | DORSEY WRGT FINL | 6,660 | $299,500 | dollars as filed | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 582,189 | $298,547 | dollars as filed | |
| SOUNDHOUND AI INC CLASS A COM | 836100107 | Stock | 140,485 | $297,828 | dollars as filed | |
| PRELUDE THERAPEUTICS INC | 74065P101 | CMN | 69,465 | $296,616 | dollars as filed | |
| Pagaya Technologies Ltd. | M7S64L115 | CL A | 214,627 | $296,185 | dollars as filed | |
| BONDBLOXX ETF TRUST | 09789C846 | BLOOMBERG THREE | 6,000 | $296,070 | dollars as filed | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 3,897 | $295,782 | dollars as filed | |
| GRAN TIERRA ENERGY INC | 38500T200 | COM | 52,356 | $295,288 | dollars as filed | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 133,560 | $295,168 | dollars as filed | |
| STEALTHGAS INC | Y81669106 | COM | 45,667 | $295,009 | dollars as filed | |
| DIREXION SHS ETF TR | 25460E240 | FUND | 21,578 | $294,971 | dollars as filed | |
| CENTRAL PUERTO S A | 155038201 | SPONSORED ADR | 32,265 | $293,612 | dollars as filed | |
| CALIFORNIA BANCORP INC | 13005U101 | COM | 11,807 | $292,341 | dollars as filed | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 5,000 | $292,250 | dollars as filed | |
| Amplify Energy Corp | 03212B103 | COM | 49,168 | $291,566 | dollars as filed | |
| WHOLE EARTH BRANDS INC | 96684W100 | COM CL A | 85,386 | $291,166 | dollars as filed | |
| CAMBRIDGE BANCORP | 132152109 | COM | 4,194 | $291,064 | dollars as filed | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 18,002 | $289,472 | dollars as filed | |
| RICHMOND MUTUAL BANCORPORATI | 76525P100 | COMMON STOCK | 25,125 | $289,189 | dollars as filed | |
| AN2 THERAPEUTICS INC | 037326105 | COM | 14,046 | $287,803 | dollars as filed | |
| VIGIL NEUROSCIENCE INC | 92673K108 | COM | 85,100 | $287,638 | dollars as filed | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 9,095 | $287,038 | dollars as filed | |
| SUPER GROUP SGHC LIMITED | G8588X103 | ORD SHS | 90,512 | $286,923 | dollars as filed | |
| CARGO THERAPEUTICS INC COM | 14179K101 | Stock | 12,376 | $286,504 | dollars as filed | |
| HUMACYTE INC | 44486Q103 | COM | 100,706 | $286,005 | dollars as filed | |
| WALDENCAST PLC | G9503X103 | CLASS A ORD SHS | 26,009 | $284,538 | dollars as filed | |
| SCPHARMACEUTICALS INC | 810648105 | COM | 45,196 | $283,379 | dollars as filed | |
| CIVEO CORP | 17878Y207 | COMMON STOCK | 12,400 | $283,340 | dollars as filed | |
| CANOPY GROWTH CORPORATION COM NEW | 138035704 | Stock | 55,395 | $283,068 | dollars as filed | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 44,475 | $281,971 | dollars as filed | |
| GRITSTONE BIO INC | 39868T105 | COM | 137,154 | $279,794 | dollars as filed | |
| SMART GLOBAL HLDGS INC | 83205YAB0 | BOND | 250,000 | $279,625 | dollars as filed | principal |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 39,059 | $279,270 | dollars as filed | |
| JOHN MARSHALL BANCORP INC | 47805L101 | COMMON STOCK | 12,355 | $278,729 | dollars as filed | |
| OP BANCORP | 67109R109 | COMMON STOCK | 25,447 | $278,645 | dollars as filed | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 23,613 | $276,983 | dollars as filed | |
| NOVABRIDGE BIOSCIENCES | 44975P103 | CMN | 145,195 | $275,871 | dollars as filed | |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 27,699 | $273,666 | dollars as filed | |
| ENTRADA THERAPEUTICS INC COM | 29384C108 | Stock | 18,064 | $272,589 | dollars as filed | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 13,545 | $271,984 | dollars as filed | |
| TERADYNE INC COM | 880770102 | Stock | 2,500 | $271,300 | dollars as filed | call |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 20,251 | $270,351 | dollars as filed | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 36,813 | $269,471 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P608 | RIVRFRNT DYN DEV | 4,394 | $268,869 | dollars as filed | |
| PROSHARES TR II | 74347W338 | CMN | 16,000 | $268,000 | dollars as filed | |
| Biote Corp -A | 090683103 | COM | 54,007 | $266,795 | dollars as filed | |
| ORANGE COUNTY BANCORP INC | 68417L107 | COMMON STOCK | 4,420 | $266,261 | dollars as filed | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 38,422 | $265,496 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430404 | ACTIVEBETA JAP | 7,500 | $264,900 | dollars as filed | |
| CHECHE GROUP INC | G20707108 | CMN | 40,873 | $262,813 | dollars as filed | |
| Allbirds Inc | 01675A109 | COM | 214,155 | $262,340 | dollars as filed | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 160,864 | $262,208 | dollars as filed | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 49,703 | $261,935 | dollars as filed | |
| ETF SER SOLUTIONS | 26922B535 | APTUS LARGE CAP | 9,739 | $260,158 | dollars as filed | |
| TWO RDS SHARED TR | 90214Q717 | LEADERSHS ACTIVI | 7,790 | $260,067 | dollars as filed | |
| NET POWER INC | 64107A105 | COMMON STOCK | 25,735 | $259,924 | dollars as filed | |
| RESERVOIR MEDIA INC | 76119X105 | COMMON STOCK | 36,453 | $259,910 | dollars as filed | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 11,667 | $259,707 | dollars as filed | |
| TEADS HLDG CO | 69002R103 | COM | 59,193 | $259,265 | dollars as filed | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 28,791 | $259,119 | dollars as filed | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 16,215 | $258,791 | dollars as filed | |
| SOUTH PLAINS FINANCIAL INC | 83946P107 | COM | 8,891 | $257,483 | dollars as filed | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 16,021 | $255,215 | dollars as filed | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 20,998 | $254,076 | dollars as filed | |
| ISHARES TR | 46435U366 | CMN | 7,098 | $253,612 | dollars as filed | |
| EUROSEAS LTD | Y23592135 | COM | 8,137 | $253,468 | dollars as filed | |
| NUSCALE PWR CORP CL A COM | 67079K100 | Stock | 76,740 | $252,475 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33741L108 | CMN | 9,014 | $246,347 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P876 | US SML CP MLTFCT | 6,316 | $245,819 | dollars as filed | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 45,685 | $245,785 | dollars as filed | |
| BRC INC A | 05601U105 | COMMON STOCK | 67,678 | $245,671 | dollars as filed | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 17,390 | $244,851 | dollars as filed | |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 1,200 | $244,116 | dollars as filed | put |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 18,605 | $243,353 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C615 | GRWT100 PWR BUF | 5,303 | $242,878 | dollars as filed | |
| PROSHARES SHORT | 74347R396 | PSHS SH MSCI EMR | 17,118 | $242,220 | dollars as filed | |
| TENAYA THERAPEUTICS INC | 87990A106 | COM | 74,485 | $241,331 | dollars as filed | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 24,498 | $241,305 | dollars as filed | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 1,802 | $241,216 | dollars as filed | |
| HP INC COM | 40434L105 | Stock | 8,000 | $240,720 | dollars as filed | put |
| Avantis US Small Cap Value ETF | 025072877 | SHS | 2,678 | $240,484 | dollars as filed | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 37,565 | $240,416 | dollars as filed | |
| PHARVARIS NV | N69605108 | COMMON STOCK | 8,549 | $239,799 | dollars as filed | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 16,812 | $237,890 | dollars as filed | |
| SWK HLDGS CORP | 78501P203 | COM NEW | 13,505 | $236,743 | dollars as filed | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 5,642 | $235,723 | dollars as filed | |
| Tourmaline Bio Inc | 89157D105 | Common Stock | 9,003 | $235,699 | dollars as filed | |
| PROSHARES TR | 74347R750 | ULTRA CONS DISCR | 6,556 | $235,409 | dollars as filed | |
| X FINL | 98372W202 | SPONSORED ADS | 64,230 | $235,082 | dollars as filed | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 23,372 | $234,655 | dollars as filed | |
| ZEVRA THERAPEUTICS INC COM NEW | 488445206 | Stock | 35,703 | $233,855 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092832 | DIVID ETF RISI | 5,325 | $233,810 | dollars as filed | |
| COMPUGEN LTD | M25722105 | ORD | 117,452 | $232,555 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E578 | BLOOM DATA ETF | 4,236 | $231,582 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P103 | LNG/SHT EQUITY | 4,107 | $231,060 | dollars as filed | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 40,000 | $230,800 | dollars as filed | put |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 8,154 | $228,475 | dollars as filed | |
| INFINERA CORP | 45667GAE3 | BOND | 250,000 | $228,200 | dollars as filed | principal |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 1,440 | $227,599 | dollars as filed | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 220,824 | $227,449 | dollars as filed | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 60,760 | $227,242 | dollars as filed | |
| LIMONEIRA CO | 532746104 | COM | 11,009 | $227,116 | dollars as filed | |
| WAYFAIR INC | 94419LAM3 | NOTE 0.625%10/0 | 250,000 | $226,250 | dollars as filed | principal |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 10,637 | $225,504 | dollars as filed | |
| RED RIVER BANCSHARES INC | 75686R202 | COMMON STOCK | 4,007 | $224,833 | dollars as filed | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 6,262 | $223,917 | dollars as filed | |
| CADIZ INC | 127537207 | COM NEW | 79,183 | $221,712 | dollars as filed | |
| SKYWATER TECHNOLOGY INC COM | 83089J108 | Stock | 23,022 | $221,472 | dollars as filed | |
| AQUA METALS INC | 03837J101 | COM | 291,384 | $221,452 | dollars as filed | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 8,835 | $220,963 | dollars as filed | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 16,956 | $219,750 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V878 | DORSEY WRGT ENRG | 4,895 | $218,765 | dollars as filed | |
| VANECK ETF TRUST | 92189F841 | NATURAL RESOURC | 4,466 | $217,985 | dollars as filed | |
| PACER FDS TR | 69374H881 | US CASH COWS 100 | 4,189 | $217,786 | dollars as filed | |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 2,600 | $216,476 | dollars as filed | call |
| BLACKSTONE SECD LENDING FD | 09261X102 | COMMON STOCK | 7,826 | $216,311 | dollars as filed | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 40,274 | $215,466 | dollars as filed | |
| MAXEON SOLAR TECHNOLOGIES LT | Y58473102 | SHS | 30,000 | $215,100 | dollars as filed | call |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 169,000 | $214,630 | dollars as filed | principal |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 35,042 | $214,457 | dollars as filed | |
| INVIVYD INC | 00534A102 | COMMON STOCK | 54,137 | $213,300 | dollars as filed | |
| QUANTUM SI INC | 74765K105 | COM CL A | 106,078 | $213,217 | dollars as filed | |
| KOPIN CORP | 500600101 | COMMON STOCK | 104,960 | $213,069 | dollars as filed | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 13,339 | $212,624 | dollars as filed | |
| FIVE STAR BANCORP | 33830T103 | COMMON STOCK | 8,119 | $212,555 | dollars as filed | |
| REPARE THERAPEUTICS INC | 760273102 | COM | 28,938 | $211,247 | dollars as filed | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 42,588 | $210,385 | dollars as filed | |
| MONTE ROSA THERAPEUTICS INC | 61225M102 | COM | 37,178 | $210,056 | dollars as filed | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 2,209 | $209,848 | dollars as filed | |
| SELECTQUOTE INC | 816307300 | COM | 153,035 | $209,658 | dollars as filed | |
| ISHARES INC | 464286301 | CMN | 11,051 | $208,246 | dollars as filed | |
| DIREXION SHS ETF TR | 25460G153 | DAILY REGIONAL | 2,140 | $208,072 | dollars as filed | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 3,800 | $208,012 | dollars as filed | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 33,595 | $207,953 | dollars as filed | |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 22,905 | $207,061 | dollars as filed | |
| SPORTRADAR GROUP AG | H8088L103 | COM | 18,688 | $206,502 | dollars as filed | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 50,898 | $205,628 | dollars as filed | |
| USCB FINANCIAL HOLDINGS INC | 90355N101 | COMMON STOCK | 16,649 | $203,950 | dollars as filed | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 24,218 | $203,673 | dollars as filed | |
| CONCRETE PUMPING HOLDINGS IN | 206704108 | COMMON STOCK | 24,814 | $203,475 | dollars as filed | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 5,146 | $203,113 | dollars as filed | |
| ETF MANAGERS TR | 26924G763 | TREATMENTS TSTNG | 10,372 | $202,876 | dollars as filed | |
| ISHARES TR | 46434V761 | MSCI UAE ETF | 13,627 | $202,497 | dollars as filed | |
| ATYR PHARMA INC | 002120202 | COM NEW | 143,570 | $202,434 | dollars as filed | |
| EMERALD HOLDING INC | 29103W104 | COM | 33,799 | $202,118 | dollars as filed | |
| MORGAN STANLEY ETF TRUST | 61774R502 | CALVERT US SEL | 3,515 | $202,031 | dollars as filed | |
| FIBROGEN INC | 31572Q808 | COM | 226,562 | $200,802 | dollars as filed | |
| NAUTILUS BIOTECHNOLOGY INC | 63909J108 | COM | 67,021 | $200,393 | dollars as filed | |
| CELCUITY INC | 15102K100 | COM | 13,743 | $200,236 | dollars as filed | |
| PROVIDENT BANCORP INC | 74383L105 | COM NEW | 19,791 | $199,295 | dollars as filed | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 61,795 | $198,980 | dollars as filed | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 15,850 | $198,918 | dollars as filed | |
| PERSONALIS INC | 71535D106 | COMMON STOCK | 94,044 | $197,492 | dollars as filed | |
| ORIGIN MATERIALS INC | 68622D106 | COM | 236,028 | $197,367 | dollars as filed | |
| CENTESSA PHARMACEUTICALS PLC | 152309100 | SPONSORED ADS | 24,731 | $196,859 | dollars as filed | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 134,724 | $196,697 | dollars as filed | |
| FREYR BATTERY | L4135L100 | SHS | 105,181 | $196,688 | dollars as filed | |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 48,295 | $196,078 | dollars as filed | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 20,940 | $195,580 | dollars as filed | |
| POTBELLY CORP | 73754Y100 | COM | 18,769 | $195,573 | dollars as filed | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 11,090 | $193,964 | dollars as filed | |
| OPTIMIZERX CORP | 68401U204 | COM NEW | 13,366 | $191,267 | dollars as filed | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 11,118 | $189,006 | dollars as filed | |
| EVERCOMMERCE INC | 29977X105 | COMMON STOCK | 17,127 | $188,911 | dollars as filed | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 13,993 | $188,906 | dollars as filed | |
| PROFOUND MED CORP | 74319B502 | COM NEW | 22,200 | $188,478 | dollars as filed | |
| AEMETIS INC | 00770K202 | COM NEW | 35,823 | $187,713 | dollars as filed | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 15,214 | $187,132 | dollars as filed | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 11,812 | $186,511 | dollars as filed | |
| RANGER ENERGY SERVICES CL A | 75282U104 | COMMON STOCK | 18,207 | $186,258 | dollars as filed | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A309 | COMMON STOCK | 104,476 | $185,967 | dollars as filed | |
| INNODATA INC | 457642205 | COM NEW | 22,606 | $184,013 | dollars as filed | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 27,938 | $183,413 | dollars as filed | |
| LI-CYCLE HOLDINGS CORP | 50202P105 | COMMON SHARES | 311,101 | $181,932 | dollars as filed | |
| GRACELL BIOTECHNOLOGIES INC | 38406L103 | ADR | 18,112 | $181,844 | dollars as filed | |
| BIOVENTUS INC | 09075A108 | COM CL A | 34,386 | $181,214 | dollars as filed | |
| DARIOHEALTH CORP | 23725P209 | COM | 105,316 | $181,144 | dollars as filed | |
| LOANDEPOT INC | 53946R106 | COM CL A | 51,407 | $180,953 | dollars as filed | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 37,517 | $180,832 | dollars as filed | |
| BAKKT HOLDINGS INC | 05759B107 | COM | 80,907 | $180,422 | dollars as filed | |
| HF FOODS GROUP INC | 40417F109 | COM | 33,760 | $180,278 | dollars as filed | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 493,702 | $180,201 | dollars as filed | |
| BANCO BBVA ARGENTINA S A | 058934100 | SPONSORED ADS | 32,997 | $179,504 | dollars as filed | |
| THIRD HARMONIC BIO INC | 88427A107 | COM | 16,222 | $177,955 | dollars as filed | |
| VERASTEM INC | 92337C203 | COMMON STOCK | 21,799 | $177,444 | dollars as filed | |
| POLESTAR AUTOMOTIVE HLDG UK | 731105201 | ADS A | 78,256 | $176,859 | dollars as filed | |
| Tscan Therapeutics Inc | 89854M101 | COM | 30,285 | $176,562 | dollars as filed | |
| CRESCENT CAP BDC INC | 225655109 | COM | 10,125 | $175,973 | dollars as filed | |
| IHS HOLDING LIMITED | G4701H109 | ORD SHS | 38,138 | $175,435 | dollars as filed | |
| ESS TECH INC | 26916J106 | COMMON STOCK | 153,011 | $174,432 | dollars as filed | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 10,076 | $174,214 | dollars as filed | |
| EVENTBRITE INC | 29975EAD1 | NOTE 0.750% 9/1 | 200,000 | $172,774 | dollars as filed | principal |
| ROOT INC OH CLASS A | 77664L207 | COMMON STOCK | 16,451 | $172,406 | dollars as filed | |
| TRAEGER INC | 89269P103 | COMMON STOCK | 62,960 | $171,880 | dollars as filed | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 32,216 | $171,389 | dollars as filed | |
| LIFEZONE HOLDINGS LTD | G5568L109 | COMMON STOCK | 18,802 | $169,970 | dollars as filed | |
| PROPHASE LABS INC | 74345W108 | COM | 37,497 | $169,486 | dollars as filed | |
| AIRSCULPT TECHNOLOGIES INC | 009496100 | COMMON STOCK | 21,992 | $164,720 | dollars as filed | |
| FREYR BATTERY | L4135L100 | SHS | 87,600 | $163,812 | dollars as filed | call |
| MARINE PRODS CORP | 568427108 | cs | 14,317 | $163,214 | dollars as filed | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 50,000 | $162,500 | dollars as filed | call |
| FINWISE BANCORP | 31813A109 | COMMON STOCK | 11,311 | $161,860 | dollars as filed | |
| RAPID MICRO BIOSYSTEMS INC | 75340L104 | CLASS A COM | 218,287 | $161,532 | dollars as filed | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 11,971 | $160,531 | dollars as filed | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 16,774 | $159,860 | dollars as filed | |
| HAGERTY INC A | 405166109 | COMMON STOCK | 20,479 | $159,736 | dollars as filed | |
| VROOM INC | 92918V109 | COM | 264,858 | $159,577 | dollars as filed | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 10,605 | $158,121 | dollars as filed | |
| ATAIBECKLEY INC | N0731H103 | Equity | 111,644 | $157,418 | dollars as filed | |
| WESTPORT FUEL SYSTEMS INC | 960908507 | CMN | 23,646 | $156,537 | dollars as filed | |
| IDENTIV INC | 45170X205 | COM NEW | 18,963 | $156,255 | dollars as filed | |
| CARA THERAPEUTICS INC | 140755109 | COM | 209,872 | $155,935 | dollars as filed | |
| BURLINGTON STORES INC | 122017AB2 | NOTE 2.250% 4/1 | 145,000 | $155,875 | dollars as filed | principal |
| KVH INDS INC | 482738101 | COM | 29,386 | $154,570 | dollars as filed | |
| SACHEM CAP CORP | 78590A109 | COM | 41,214 | $154,140 | dollars as filed | |
| OFFERPAD SOLUTIONS INC | 67623L307 | COM CL A | 15,027 | $154,027 | dollars as filed | |
| CUE BIOPHARMA INC | 22978P106 | COM | 58,324 | $153,975 | dollars as filed | |
| CLIPPER REALTY INC | 18885T306 | COM | 27,961 | $150,989 | dollars as filed | |
| LUNA INNOVATIONS INC | 550351100 | COM | 22,309 | $148,355 | dollars as filed | |
| NUVEEN CORE PLUS IMPACT FUND | 67080D103 | COM BEN INT | 14,700 | $148,176 | dollars as filed | |
| CENTURY THERAPEUTICS INC | 15673T100 | COM | 44,625 | $148,155 | dollars as filed | |
| TAYSHA GENE THERAPIES INC | 877619106 | COMMON STOCK | 83,474 | $147,749 | dollars as filed | |
| CONNS INC | 208242107 | COM | 32,944 | $146,271 | dollars as filed | |
| FUSION PHARMACEUTICALS INC | 36118A100 | COM | 15,132 | $145,419 | dollars as filed | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 400,140 | $144,050 | dollars as filed | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 52,354 | $143,450 | dollars as filed | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 259,685 | $141,087 | dollars as filed | |
| BANDWIDTH INC | 05988JAD5 | NOTE 0.500% 4/0 | 225,000 | $140,963 | dollars as filed | principal |
| CORMEDIX INC COM | 21900C308 | Stock | 37,050 | $139,308 | dollars as filed | |
| JETBLUE AWYS CORP | 477143101 | COM | 25,000 | $138,750 | dollars as filed | call |
| DADA NEXUS LTD NPV ADR | 23344D108 | ADS | 41,769 | $138,673 | dollars as filed | |
| DIREXION SHS ETF TR | 25460E547 | DAILY MSCI EMERG | 12,652 | $138,666 | dollars as filed | |
| TERAWULF INC | 88080T104 | COM | 57,249 | $137,398 | dollars as filed | |
| OMEROS CORP | 682143102 | COM | 41,857 | $136,873 | dollars as filed | |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 74,330 | $136,768 | dollars as filed | |
| LIFEMD INC | 53216B104 | COM | 16,496 | $136,752 | dollars as filed | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 283,867 | $135,178 | dollars as filed | |
| AEON BIOPHARMA INC | 00791X100 | CL A | 18,543 | $133,510 | dollars as filed | |
| BARK Inc. | 68622E104 | COM | 165,601 | $133,392 | dollars as filed | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 16,753 | $133,186 | dollars as filed | |
| CRACKER BARREL OLD CTRY STOR | 22410JAB2 | cv | 154,000 | $132,640 | dollars as filed | principal |
| TUSIMPLE HLDGS INC | 90089L108 | CL A | 151,001 | $132,549 | dollars as filed | |
| ABSCI CORPORATION | 00091E109 | COM | 31,310 | $131,502 | dollars as filed | |
| OPPFI INC | 68386H103 | COMMON STOCK | 25,349 | $129,787 | dollars as filed | |
| DIANA SHIPPING INC | Y2066G104 | COM | 43,576 | $129,421 | dollars as filed | |
| BLACK DIAMOND THERAPEUTICS I | 09203E105 | COM | 45,985 | $129,218 | dollars as filed | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 56,447 | $128,699 | dollars as filed | |
| NEXTNAV INC | 65345N106 | COMMON STOCK | 28,905 | $128,626 | dollars as filed | |
| VIRTRA INC | 92827K301 | CMN | 13,528 | $128,110 | dollars as filed | |
| SURGEPAYS INC | 86882L204 | COM NEW | 19,782 | $127,594 | dollars as filed | |
| INOTIV INC | 45783Q100 | COM | 34,587 | $126,934 | dollars as filed | |
| INNOVID CORP | 457679108 | COMMON STOCK | 83,927 | $125,891 | dollars as filed | |
| ASTRIA THERAPEUTICS INC COM | 04635X102 | Stock | 16,376 | $125,768 | dollars as filed | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 22,178 | $124,419 | dollars as filed | |
| AVEANNA HEALTHCARE HLDGS INC | 05356F105 | COM | 45,990 | $123,253 | dollars as filed | |
| CANOO INC | 13803R102 | COM CL A | 470,047 | $120,896 | dollars as filed | |
| VIANT TECHNOLOGY INC A | 92557A101 | COMMON STOCK | 17,480 | $120,437 | dollars as filed | |
| HIPPO HOLDINGS INC | 433539202 | COMMON STOCK | 13,195 | $120,338 | dollars as filed | |
| GLATFELTER CORP | 377320106 | COMMON STOCK | 61,974 | $120,230 | dollars as filed | |
| KINGSOFT CLOUD HLDGS LTD ADS | 49639K101 | ADR | 31,629 | $119,559 | dollars as filed | |
| TCW CONV SECS FD INC | 872340104 | COM | 25,800 | $118,422 | dollars as filed | |
| HYLIION HOLDINGS CORP | 449109107 | COMMON STOCK | 145,107 | $118,074 | dollars as filed | |
| AMERICAN BATTERY TECHNOLOGY | 02451V309 | COM NEW | 25,153 | $117,968 | dollars as filed | |
| GRANDSTAND LTD ORDINARY SHARES | G3R239101 | Stock | 12,070 | $117,683 | dollars as filed | |
| OPTINOSE INC | 68404V100 | COM | 91,078 | $117,490 | dollars as filed | |
| RIDENOW GROUP INC | 781386305 | COM CL B | 14,109 | $114,847 | dollars as filed | |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 13,647 | $114,635 | dollars as filed | |
| WALKME LTD ORD SHS | M97628107 | Stock | 10,690 | $114,062 | dollars as filed | |
| RUBICON TECHNOLOGIES INC | 78112J208 | CL A | 61,525 | $113,821 | dollars as filed | |
| 1Stdibs.Com Inc | 320551104 | COM | 23,990 | $112,273 | dollars as filed | |
| PROSHARES TR II | 74347Y771 | FUND | 13,300 | $112,252 | dollars as filed | call |
| BLACKSKY TECHNOLOGY INC | 09263B108 | COM CL A | 78,752 | $110,252 | dollars as filed | |
| INNOVAGE HLDG CORP | 45784A104 | COM | 18,358 | $110,148 | dollars as filed | |
| NIOCORP DEVS LTD | 654484609 | COM NEW | 34,292 | $109,391 | dollars as filed | |
| RIGETTI COMPUTING INC COMMON STOCK | 76655K103 | Stock | 110,154 | $108,491 | dollars as filed | |
| MONDEE HOLDINGS INC | 465712107 | COM | 39,037 | $107,742 | dollars as filed | |
| THE LION ELECTRIC COMPANY | 536221104 | COMMON STOCK | 60,779 | $107,579 | dollars as filed | |
| TELESAT CORP | 879512309 | CL A & CL B SHS | 10,211 | $106,501 | dollars as filed | |
| TORRID HOLDINGS INC | 89142B107 | COMMON STOCK | 18,446 | $106,433 | dollars as filed | |
| Rent the Runway, Inc. | 76010Y103 | COM CL A | 200,519 | $105,773 | dollars as filed | |
| SHATTUCK LABS INC | 82024L103 | COMMON STOCK | 14,785 | $105,417 | dollars as filed | |
| RENEO PHARMACEUTICALS INC | 75974E103 | COM | 64,786 | $103,658 | dollars as filed | |
| ARTERIS INC | 04302A104 | COM | 17,568 | $103,476 | dollars as filed | |
| ATOMERA INC | 04965B100 | COMMON STOCK | 14,742 | $103,341 | dollars as filed | |
| SNAP ONE HOLDINGS CORP | 83303Y105 | COM | 11,538 | $102,804 | dollars as filed | |
| LUXEXPERIENCE BV | 55406W103 | SPONSORED ADS | 31,878 | $101,691 | dollars as filed | |
| GETTY IMAGES HOLDINGS INC | 374275105 | CL A COM | 19,227 | $100,942 | dollars as filed | |
| RLX TECHNOLOGY INC | 74969N103 | SPONSORED ADS | 50,000 | $100,000 | dollars as filed | put |
| INTEVAC INC | 461148108 | COM | 23,081 | $99,709 | dollars as filed | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 10,441 | $98,981 | dollars as filed | |
| COHERUS BIOSCIENCES INC | 19249HAB9 | BOND | 175,000 | $97,508 | dollars as filed | principal |
| Nexxen International LTD | 89484T104 | SPON ADR | 19,081 | $96,550 | dollars as filed | |
| BLINK CHARGING CO | 09354A100 | COM | 28,400 | $96,276 | dollars as filed | put |
| PEPGEN INC COM | 713317105 | Stock | 14,156 | $96,261 | dollars as filed | |
| BIOATLA INC | 09077B104 | COM | 38,751 | $95,327 | dollars as filed | |
| NGM BIOPHARMACEUTICALS INC | 62921N105 | COM | 110,682 | $95,075 | dollars as filed | |
| IMPINJ INC | 453204AD1 | NOTE 1.125% 5/1 | 86,000 | $93,518 | dollars as filed | principal |
| MARCHEX INC | 56624R108 | CMN | 67,927 | $92,381 | dollars as filed | |
| PINSTRIPES HOLDINGS INC | 06690B115 | *W EXP 09/30/202 | 249,850 | $92,195 | dollars as filed | |
| FOGHORN THERAPEUTICS INC | 344174107 | COMMON STOCK | 14,241 | $91,854 | dollars as filed | |
| PARSONS CORP DEL | 70202LAB8 | BOND | 64,000 | $91,552 | dollars as filed | principal |
| MIDDLEBY CORP | 596278AB7 | NOTE 1.000% 9/0 | 75,000 | $91,350 | dollars as filed | principal |
| ZURA BIO LTD | G9TY5A101 | COMMON STOCK | 19,458 | $90,869 | dollars as filed | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 20,250 | $90,315 | dollars as filed | |
| BRILLIANT EARTH GROUP INC | 109504100 | CMN | 24,227 | $90,124 | dollars as filed | |
| AEVA TECHNOLOGIES INC | 00835Q103 | COM | 118,496 | $89,785 | dollars as filed | |
| EDGIO INC | 53261M104 | COM | 260,259 | $89,139 | dollars as filed | |
| Agora Inc-Adr | 00851L103 | COM | 33,799 | $88,891 | dollars as filed | |
| STANDARD LITHIUM CORP COM | 853606101 | Stock | 43,813 | $88,502 | dollars as filed | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 71,201 | $88,289 | dollars as filed | |
| CITIZENS INC | 174740100 | COMMON STOCK | 32,723 | $88,025 | dollars as filed | |
| AC IMMUNE SA | H00263105 | SHS | 17,290 | $86,450 | dollars as filed | |
| VOR BIOPHARMA INC | 929033108 | COM | 38,336 | $86,256 | dollars as filed | |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 31,565 | $86,172 | dollars as filed | |
| VERITONE INC | 92347M100 | COM | 47,140 | $85,323 | dollars as filed | |
| NYXOAH S A | B6S7WD106 | SHS | 18,208 | $84,485 | dollars as filed | |
| NEW PAC METALS CORP | 64782A107 | COM | 43,924 | $83,895 | dollars as filed | |
| LIFEZONE METALS LIMITED | G5568L117 | WTS | 156,400 | $83,674 | dollars as filed | |
| LONGBOARD PHARMACEUTICALS IN | 54300N103 | COM | 13,699 | $82,605 | dollars as filed | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 35,916 | $82,248 | dollars as filed | |
| SHENGFENG DEV LTD | G8117B101 | CL A ORD SHS | 27,693 | $81,417 | dollars as filed | |
| UNICYCIVE THERAPEUTICS INC | 90466Y103 | CMN | 93,344 | $80,995 | dollars as filed | |
| LILIUM N V | N52586109 | COM | 68,012 | $80,254 | dollars as filed | |
| PERPETUA RESOURCES CORP | 714266103 | COM | 25,128 | $79,656 | dollars as filed | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 25,467 | $79,584 | dollars as filed | |
| EOS ENERGY ENTERPRISES INC COM CL A | 29415C101 | Stock | 72,913 | $79,476 | dollars as filed | |
| ACTINIUM PHARMACEUTICALS | 00507W206 | COM | 15,480 | $78,638 | dollars as filed | |
| ALTERYX INC | 02156BAF0 | BOND | 80,000 | $77,755 | dollars as filed | principal |
| GPGI INC COM CL A | 20459V105 | Stock | 14,342 | $77,447 | dollars as filed | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 23,079 | $74,776 | dollars as filed | |
| GRAPHITE BIO INC | 38870X104 | COM | 28,538 | $74,770 | dollars as filed | |
| CAPRICOR THERAPEUTICS INC | 14070B309 | COMMON STOCK | 15,240 | $74,524 | dollars as filed | |
| LARGO INC | 517097101 | COM | 32,052 | $74,040 | dollars as filed | |
| FIRY INC | 83067L208 | COM | 11,857 | $73,988 | dollars as filed | |
| FINGERMOTION INC | 31788K108 | COM | 18,301 | $73,570 | dollars as filed | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 11,229 | $73,213 | dollars as filed | |
| Bitfarms Ltd/Canada | 09173B107 | Common Stock | 25,072 | $72,960 | dollars as filed | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 90,354 | $72,283 | dollars as filed | |
| CITIUS PHARMACEUTICALS INC | 17322U207 | COM | 92,557 | $70,020 | dollars as filed | |
| COMPANHIA BRASILEIRA DE DISTRI | 20440T300 | SPONSORED ADR | 86,116 | $68,893 | dollars as filed | |
| THESEUS PHARMACEUTICALS INC | 88369M101 | COM | 16,982 | $68,777 | dollars as filed | |
| LYRA THERAPEUTICS INC | 55234L105 | COM | 13,063 | $68,450 | dollars as filed | |
| EXSCIENTIA PLC | 30223G102 | ADS | 10,629 | $68,132 | dollars as filed | |
| LUXURBAN HOTELS INC | 21985R105 | COM | 11,381 | $67,945 | dollars as filed | |
| ProKidney Corp | G7S53R104 | Common Stock | 37,633 | $66,987 | dollars as filed | |
| CULP INC | 230215105 | CMN | 11,168 | $64,663 | dollars as filed | |
| TERRAN ORBITAL CORPORATION | 88105P103 | COM | 55,788 | $63,598 | dollars as filed | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 16,269 | $63,449 | dollars as filed | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 16,016 | $62,943 | dollars as filed | |
| PDS BIOTECHNOLOGY CORP | 70465T107 | COM | 12,486 | $62,055 | dollars as filed | |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 30,499 | $61,608 | dollars as filed | |
| X4 Pharmaceuticals, Inc. | 98420X103 | COM | 72,788 | $61,033 | dollars as filed | |
| Rithm Property Trust Inc | 38983D300 | REIT | 11,345 | $60,129 | dollars as filed | |
| IMMUNITYBIO INC | 45256X103 | COM | 11,500 | $57,730 | dollars as filed | put |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 19,200 | $56,640 | dollars as filed | |
| Applied Therapeutics Inc | 03828A101 | Common Stock | 16,752 | $56,119 | dollars as filed | |
| DZS INC | 268211109 | COMMON STOCK | 28,301 | $55,753 | dollars as filed | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 73,225 | $55,724 | dollars as filed | |
| ROADZEN INC | G7606H108 | CMN | 10,798 | $54,962 | dollars as filed | |
| ITERIS INC NEW | 46564T107 | COM | 10,533 | $54,772 | dollars as filed | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 10,000 | $54,700 | dollars as filed | call |
| ADICET BIO INC | 007002108 | COM | 28,613 | $54,078 | dollars as filed | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 36,092 | $53,777 | dollars as filed | |
| SYSTEM1 INC | 87200P109 | COM | 24,041 | $53,371 | dollars as filed | |
| TRITIUM DCFC LIMITED | Q9225T108 | ORDINARY SHARES | 240,700 | $52,954 | dollars as filed | call |
| CHARGE ENTERPRISES INC | 159610104 | COM | 450,613 | $51,415 | dollars as filed | |
| NULL | 02008G102 | NULL | 13,742 | $51,395 | dollars as filed | |
| GAIA INC NEW | 36269P104 | CL A | 18,659 | $50,379 | dollars as filed | |
| PROFIRE ENERGY INC | 74316X101 | COM | 27,769 | $50,262 | dollars as filed | |
| WALLBOX NV | N94209108 | SHS CL A | 28,605 | $50,059 | dollars as filed | |
| MOBIX LABS INC | 60743G100 | COM CL A | 12,447 | $50,037 | dollars as filed | |
| WM TECHNOLOGY INC | 92971A109 | COM *D* | 68,650 | $49,449 | dollars as filed | |
| AKOYA BIOSCIENCES INC COM | 00974H104 | Stock | 10,101 | $49,293 | dollars as filed | |
| PROOF ACQUISITION CORP I WT EX | 74349w112 | WT | 438,640 | $48,733 | dollars as filed | |
| CAREMAX INC | 14171W103 | COM | 97,705 | $48,677 | dollars as filed | |
| ANDRETTI ACQUISITION CORP | G26735129 | WARR | 193,888 | $48,472 | dollars as filed | |
| SAFETY SHOT INC | 48208F105 | COM NEW | 13,698 | $48,080 | dollars as filed | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 11,219 | $47,456 | dollars as filed | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 12,481 | $47,303 | dollars as filed | |
| IKENA ONCOLOGY INC | 45175G108 | COM | 23,595 | $46,482 | dollars as filed | |
| NEURONETICS INC | 64131A105 | COM | 15,864 | $46,006 | dollars as filed | |
| Tuya Inc | 90114C107 | COM | 19,963 | $45,915 | dollars as filed | |
| EYENOVIA INC | 30234E104 | COM | 21,940 | $45,635 | dollars as filed | |
| EFFECTOR THERAPEUTICS INC | 28202V116 | *W EXP 12/31/202 | 630,539 | $45,462 | dollars as filed | |
| RALLYBIO CORP | 75120L100 | COM | 19,018 | $45,453 | dollars as filed | |
| AMERICAN AIRLINES GROUP INC | 02376RAF9 | NOTE 6.500% 7/0 | 41,000 | $45,408 | dollars as filed | principal |
| CXAPP INC | 23248B109 | CMN | 34,993 | $45,141 | dollars as filed | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 46,805 | $44,595 | dollars as filed | |
| DAKOTA GOLD CORP | 46655E100 | COM | 16,811 | $44,045 | dollars as filed | |
| MARKETWISE INC | 57064P107 | COM CL A | 16,116 | $43,997 | dollars as filed | |
| GOLDEN ARROW MERGER CORP | 380799114 | *W EXP 07/31/202 | 313,336 | $43,648 | dollars as filed | |
| BLUE RIDGE BANKSHARES INC | 095825105 | COMMON STOCK | 14,373 | $43,550 | dollars as filed | |
| ORGANIGRAM HLDGS INC | 68620P705 | COM | 32,680 | $42,811 | dollars as filed | |
| FINANCE OF AMERICA COMPAN CL A NEW | 31738L107 | Stock | 38,683 | $42,551 | dollars as filed | |
| AMERICAN ONCOLOGY NETWORK IN | 028719110 | *W EXP 09/20/202 | 210,455 | $42,091 | dollars as filed | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 37,447 | $40,817 | dollars as filed | |
| Renovaro Inc | 29350E104 | Common Stock | 12,871 | $40,801 | dollars as filed | |
| FiscalNote Holdings Inc | 337655104 | Common Stock | 35,178 | $40,103 | dollars as filed | |
| AYTU BIOPHARMA INC | 054754858 | COM | 13,882 | $39,425 | dollars as filed | |
| OMEGA THERAPEUTICS INC | 68217N105 | COMMON STOCK | 12,978 | $39,064 | dollars as filed | |
| SPOTIFY USA INC | 84921RAB6 | NOTE 3/1 | 43,000 | $37,840 | dollars as filed | principal |
| FALCONS BEYOND GLOBAL INC | 306121112 | WTS | 50,000 | $37,500 | dollars as filed | |
| XTANT MED HLDGS INC | 98420P308 | COM NEW | 33,176 | $37,489 | dollars as filed | |
| LOOP MEDIA INC | 54352F206 | COM | 37,186 | $37,186 | dollars as filed | |
| LEDDARTECH HLDGS INC | 52328E105 | COMMON STK | 14,460 | $37,090 | dollars as filed | |
| SNAP INC | 83304AAD8 | NOTE 0.250% 5/0 | 35,000 | $36,785 | dollars as filed | principal |
| GROWGENERATION CORP | 39986L109 | COM | 14,593 | $36,628 | dollars as filed | |
| STRATA SKIN SCIENCES INC | 86272A206 | COMMON | 66,029 | $36,323 | dollars as filed | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 11,462 | $34,959 | dollars as filed | |
| VALENS SEMICONDUCTOR LTD | M9607U115 | ORDINARY SHARES | 13,999 | $34,298 | dollars as filed | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 15,537 | $34,181 | dollars as filed | |
| ONECONNECT FINL TECHNOLOGY C | 68248T204 | SPONSORED ADS | 10,377 | $33,518 | dollars as filed | |
| HYZON MOTORS INC | 44951Y102 | COM CL A | 37,325 | $33,406 | dollars as filed | |
| ALLOT LTD | M0854Q105 | SHS | 20,215 | $33,355 | dollars as filed | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 16,531 | $33,062 | dollars as filed | |
| FORTRESS BIOTECH INC | 34960Q307 | COM NEW | 10,823 | $32,577 | dollars as filed | |
| BENSON HILL INC | 082490103 | COM | 184,493 | $32,065 | dollars as filed | |
| TREVI THERAPEUTICS INC COM | 89532M101 | Stock | 23,915 | $32,046 | dollars as filed | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 32,000 | $31,900 | dollars as filed | principal |
| ONDAS HLDGS INC | 68236H204 | COM NEW | 20,659 | $31,608 | dollars as filed | |
| CYBERARK SOFTWARE LTD | 23248VAB1 | NOTE 11/1 | 22,000 | $31,152 | dollars as filed | principal |
| CARISMA THERAPEUTICS INC | 14216R101 | COM | 10,519 | $30,821 | dollars as filed | |
| GOGORO INC | G9491K105 | ORDINARY SHARES | 11,018 | $28,426 | dollars as filed | |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 29,000 | $28,124 | dollars as filed | principal |
| JIANPU TECHNOLOGY INC | 47738D309 | ADS COMMON | 28,588 | $28,016 | dollars as filed | |
| Akoustis Technologies Inc | 00973N102 | COM | 33,377 | $27,836 | dollars as filed | |
| VERDE CLEAN FUELS INC | 923372106 | CLASS A COM | 11,542 | $27,239 | dollars as filed | |
| MOGO INC | 60800C208 | COM | 14,766 | $27,169 | dollars as filed | |
| PASSAGE BIO INC | 702712100 | COM | 26,896 | $27,165 | dollars as filed | |
| Spectral Ai Inc W Exp 09/11/202 | 84757T113 | SPAC Combination | 123,629 | $25,962 | dollars as filed | |
| ARROWROOT ACQUISITION CORP | 04282M110 | WARR | 309,564 | $25,106 | dollars as filed | |
| ALSET CAPITAL ACQUISITION CO | 02115M125 | RIGHT 01/31/2027 | 118,561 | $24,898 | dollars as filed | |
| KRONOS BIO INC | 50107A104 | COM | 19,643 | $24,554 | dollars as filed | |
| ZEVIA PBC | 98955K104 | CL A | 12,040 | $24,200 | dollars as filed | |
| SKYX PLATFORMS CORP | 78471E105 | COM | 14,387 | $23,019 | dollars as filed | |
| SLAM CORP | G8210L121 | *W EXP 02/23/202 | 119,321 | $22,671 | dollars as filed | |
| VOX ROYALTY CORP | 92919F103 | COMMON STOCK | 10,700 | $22,042 | dollars as filed | |
| BEYOND AIR INC | 08862L103 | COM | 11,167 | $21,887 | dollars as filed | |
| OUTLOOK THERAPEUTICS INC | 69012T206 | COM | 55,334 | $21,802 | dollars as filed | |
| INKT | 603693102 | Stock | 20,057 | $21,461 | dollars as filed | |
| ASHFORD HOSPITALITY TR INC | 044103869 | COM SHS | 10,787 | $20,927 | dollars as filed | |
| CUTERA INC | 232109AD0 | NOTE 2.250% 6/0 | 81,000 | $20,453 | dollars as filed | principal |
| FUSION FUEL GREEN PLC | G3R25D118 | CL A | 17,991 | $20,150 | dollars as filed | |
| CARDIOL THERAPEUTICS INC | 14161Y200 | COM CL A | 23,500 | $19,815 | dollars as filed | |
| TERRAN ORBITAL CORPORATION | 88105P111 | *W EXP 03/25/202 | 296,628 | $19,310 | dollars as filed | |
| NAAS TECHNOLOGY INC | 62955X102 | ADR | 12,511 | $19,017 | dollars as filed | |
| IGC PHARMA INC | 45408X308 | COM NEW | 65,495 | $18,345 | dollars as filed | |
| VBI VACCINES INC | 91822J202 | Foreign Stock | 30,364 | $17,839 | dollars as filed | |
| CUTERA INC | 232109AG3 | NOTE 4.000% 6/0 | 83,000 | $17,762 | dollars as filed | principal |
| Rigel Resource Acquisition Corp | G7573M114 | WARRANT | 176,403 | $17,640 | dollars as filed | |
| AFFIMED N V | N01045108 | COM | 27,278 | $17,049 | dollars as filed | |
| FORTE BIOSCIENCES INC | 34962G109 | COM | 20,740 | $17,042 | dollars as filed | |
| LEDDARTECH HLDGS INC | 52328E113 | *W EXP 12/21/202 | 200,000 | $17,000 | dollars as filed | |
| Roadzen Inc W Exp 11/30/202 | G7606H116 | SPAC Combination | 239,874 | $16,767 | dollars as filed | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 44,051 | $16,563 | dollars as filed | |
| VELO3D INC | 92259N104 | COM | 41,420 | $16,469 | dollars as filed | |
| MEDICINOVA INC | 58468P206 | COM NEW | 10,944 | $16,416 | dollars as filed | |
| TRITIUM DCFC LIMITED | Q9225T108 | ORDINARY SHARES | 73,557 | $16,183 | dollars as filed | |
| ENPHYS ACQUISITION CORP | G3167L117 | *W EXP 99/99/999 | 319,774 | $15,989 | dollars as filed | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 24,853 | $15,111 | dollars as filed | |
| VICARIOUS SURGICAL INC | 92561V109 | COM | 40,592 | $14,885 | dollars as filed | |
| KORE GROUP HLDGS INC | 50066V107 | COM NEW | 14,995 | $14,698 | dollars as filed | |
| FOCUS UNVL INC | 34417J104 | COM | 10,024 | $14,635 | dollars as filed | |
| NEWEGG COMMERCE INC | G6483G100 | COM | 11,317 | $14,259 | dollars as filed | |
| ALLEGO N V | N0796A100 | COM | 10,325 | $13,939 | dollars as filed | |
| AMERICAS GOLD AND SILVER COR | 03062D100 | COM | 54,402 | $13,818 | dollars as filed | |
| ALPHA TAU MEDICAL LTD WT EXP | M0740A116 | Stock | 69,409 | $13,368 | dollars as filed | |
| BLOCK INC | 852234AJ2 | NOTE 5/0 | 15,000 | $13,116 | dollars as filed | principal |
| CALAMP CORP | 128126109 | COMMON STOCK | 50,732 | $12,734 | dollars as filed | |
| TWIN RIDGE CAPITAL ACQUISITION | g1893d110 | WT | 309,716 | $12,698 | dollars as filed | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 15,979 | $12,671 | dollars as filed | |
| NUWELLIS INC | 67113Y405 | COMMON | 21,692 | $12,601 | dollars as filed | |
| GLOBAL INTERACTIVE TECHNOLOG | 411292105 | cs | 15,100 | $12,231 | dollars as filed | |
| PETVIVO HLDGS INC EQUITYCLASS EQUITY | 716817408 | COMMON STOCK | 11,174 | $11,844 | dollars as filed | |
| WTS PYROPHYTE ACQUISITION | g7308p127 | WT | 146,443 | $11,715 | dollars as filed | |
| Aeries Technology Inc W Exp 11/06/202 | G0136H110 | SPAC Combination | 218,988 | $11,497 | dollars as filed | |
| ALTENERGY ACQUISITION CORP | 02157M116 | *W EXP 10/29/202 | 299,808 | $11,093 | dollars as filed | |
| CANNA-GLOBAL ACQUISITION CORP | 13767k119 | WT | 585,184 | $11,001 | dollars as filed | |
| TWELVE SEAS INVESTMENT CO II | 90118T114 | *W EXP 03/02/202 | 364,180 | $10,925 | dollars as filed | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 12,162 | $10,540 | dollars as filed | |
| ESGEN ACQUISITION CORP | G3R95N111 | *W EXP 10/18/202 | 259,710 | $10,388 | dollars as filed | |
| DOUYU INTL HLDGS LTD | 25985W105 | SPONSORED ADS | 10,920 | $10,374 | dollars as filed | |
| ATLANTIC COASTAL ACQUISTN CO | 048453112 | *W EXP 03/02/202 | 392,003 | $10,231 | dollars as filed | |
| AKERNA CORP | 00973W300 | COMMON | 22,408 | $9,747 | dollars as filed | |
| ZOOMCAR HOLDINGS INC | 45784g119 | WT | 120,231 | $9,618 | dollars as filed | |
| SINGULAR GENOMICS SYSTEMS IN | 82933R100 | COM | 20,639 | $9,496 | dollars as filed | |
| YATSEN HLDG LTD SPONSORED ADS | 985194109 | ADR | 12,922 | $9,454 | dollars as filed | |
| WEARABLE DEVICES LTD | M97838102 | ORDINARY SHS | 27,245 | $9,372 | dollars as filed | |
| OBLONG INC | 674434204 | COM | 47,143 | $9,334 | dollars as filed | |
| Multisensor Ai Holdings Inc W Exp 12/19/202 | 456948116 | SPAC Combination | 201,764 | $9,281 | dollars as filed | |
| SDCL EDGE ACQUISITION CORP | G79471127 | *W EXP 99/99/999 | 292,275 | $9,196 | dollars as filed | |
| EMCORE CORP | 290846203 | COM | 17,853 | $8,730 | dollars as filed | |
| WTS/EVERGREEN CORPORATION EXP 02/15/2027 | G3312W117 | COM | 289,809 | $8,694 | dollars as filed | |
| OMNIQ CORP | 68217M107 | COM | 13,338 | $8,675 | dollars as filed | |
| Eon Resources Inc W Exp 11/15/202 | 40472A128 | SPAC Combination | 148,700 | $8,550 | dollars as filed | |
| REMARK HOLDINGS INC | 75955K300 | COM | 16,860 | $8,349 | dollars as filed | |
| APX ACQUISITION CORP I | G0440J125 | *W EXP 99/99/999 | 164,229 | $8,211 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-24-000161 | this filing | 2024-02-13 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000769993-24-000209 | superseded | 2024-03-01 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000769993-24-000240 | base | 2024-05-14 | acceptance time not in the bulk data set |