13F-HR filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR for the quarter ended 2023-12-31, filed 2024-02-13, with 5,605 holding rows worth $557,050,349,837.
- Accession
- 0000769993-24-000161
- Filer
- CIK 886982
- Filed
- 2024-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2023
A holdings report, 12,337 entries on the cover page, a total value of $557,050,349,837 stated on the cover page (in dollars after the unit check, H1), rows summing to $557,050,349,837 with VALUE read as dollars as filed, 13F file number 028-04981. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerGOLDMAN SACHS & CO. LLC028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| METROCITY BANKSHARES INC | 59165J105 | COMMON STOCK | 33,655 | $808,393 | dollars as filed | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 41,388 | $806,652 | dollars as filed | |
| TREDEGAR CORP | 894650100 | COM | 148,971 | $805,935 | dollars as filed | |
| STRATA CRITICAL MEDICAL INC | 092667112 | *W EXP 05/07/202 | 2,300,000 | $805,000 | dollars as filed | |
| RADWARE LTD | M81873107 | COMMON STOCK | 48,237 | $804,593 | dollars as filed | |
| ATRENEW INC | 00138L108 | SPONSORED ADS | 417,935 | $802,435 | dollars as filed | |
| 8X8 INC NEW | 282914AE0 | NOTE 4.000% 2/0 | 925,000 | $797,350 | dollars as filed | principal |
| VERONA PHARMA PLC | 925050106 | SPONSORED ADS | 40,067 | $796,532 | dollars as filed | |
| JAKKS PAC INC | 47012E403 | COM NEW | 22,352 | $794,613 | dollars as filed | |
| CEVA INC | 157210105 | COMMON STOCK | 34,817 | $790,694 | dollars as filed | |
| ALPS ETF TR | 00162Q387 | OSHARES US QUALT | 17,151 | $790,490 | dollars as filed | |
| MARINUS PHARMACEUTICALS INC | 56854Q200 | COM NEW | 72,619 | $789,368 | dollars as filed | |
| RENEW ENERGY GLOBAL PLC | G7500M120 | WTS | 690,436 | $787,097 | dollars as filed | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 30,000 | $783,300 | dollars as filed | put |
| J P MORGAN EXCHANGE TRADED F | 46641Q126 | RLTY INCOME ETF | 17,338 | $780,323 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C433 | US EQTY BUFR FEB | 21,257 | $778,644 | dollars as filed | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 15,357 | $778,600 | dollars as filed | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 20,976 | $778,210 | dollars as filed | |
| CODEXIS INC | 192005106 | COM | 254,949 | $777,594 | dollars as filed | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 2,000 | $777,360 | dollars as filed | put |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 28,495 | $776,203 | dollars as filed | |
| PROSHARES TR II | 74347Y789 | FUND | 50,000 | $775,500 | dollars as filed | |
| APOGEE THERAPEUTICS INC COM | 03770N101 | Stock | 27,751 | $775,363 | dollars as filed | |
| MICROVAST HOLDINGS INC COM | 59516C106 | Stock | 552,863 | $774,008 | dollars as filed | |
| ARS PHARMACEUTICALS INC | 82835W108 | COM | 141,101 | $773,233 | dollars as filed | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 26,022 | $772,598 | dollars as filed | |
| PACCAR INC COM | 693718108 | Stock | 7,900 | $771,435 | dollars as filed | put |
| NAYAX LTD | M7S750159 | SHS | 40,392 | $769,437 | dollars as filed | |
| ADVISORSHARES TR | 00768Y412 | RANGER EQUITY BE | 40,000 | $766,396 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F748 | FT VEST US EQT | 18,464 | $765,148 | dollars as filed | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 15,826 | $763,921 | dollars as filed | |
| ACQUIRERS SMALL AND MICRO DEEP VALUE ETF | 26922A701 | ETF | 21,029 | $763,218 | dollars as filed | |
| INNOVIZ TECHNOLOGIES LTD | M5R635108 | SHS | 301,474 | $762,729 | dollars as filed | |
| ACCOLADE INC | 00437E102 | COM | 63,400 | $761,434 | dollars as filed | put |
| INVESCO EXCHANGE TRADED FD T | 46137V779 | BLDG CONSTR ETF | 11,979 | $756,114 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C623 | EMERGING MKT PWR | 31,909 | $754,967 | dollars as filed | |
| ETF SER SOLUTIONS | 26922B865 | U S GL SE SK ETF | 50,000 | $753,365 | dollars as filed | |
| HIMALAYA SHIPPING LTD ORD SHS | G4660A103 | Stock | 111,375 | $752,895 | dollars as filed | |
| TELOS CORP MD | 87969B101 | COM | 206,145 | $752,429 | dollars as filed | |
| ALLAKOS INC | 01671P100 | COM | 274,932 | $750,564 | dollars as filed | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 15,029 | $748,745 | dollars as filed | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 105,835 | $747,195 | dollars as filed | |
| MURAL ONCOLOGY PUB LTD CO | G63365103 | ORD SHS | 126,208 | $747,151 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G672 | S&P MDCP 400 REV | 7,104 | $746,133 | dollars as filed | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 291,299 | $745,725 | dollars as filed | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 11,559 | $744,978 | dollars as filed | |
| GREIF INC | 397624206 | CL B | 11,279 | $744,527 | dollars as filed | |
| ORCHID IS CAP INC | 68571X301 | COM NEW | 88,141 | $743,028 | dollars as filed | |
| INVESCO DORSEY WRIGHT BASIC MATERIALS MOMENTUMETF | 46137V704 | ETF | 8,684 | $742,916 | dollars as filed | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 511,737 | $742,019 | dollars as filed | |
| Avantis Responsible US Equity ETF | 025072281 | SHS | 13,136 | $738,112 | dollars as filed | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 83,099 | $732,933 | dollars as filed | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 39,625 | $730,685 | dollars as filed | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 22,226 | $729,680 | dollars as filed | |
| VESTIS CORPORATION | 29430C102 | COM SHS | 34,500 | $729,330 | dollars as filed | put |
| CLARUS CORP NEW | 18270P109 | COM | 105,584 | $728,002 | dollars as filed | |
| EXACT SCIENCES CORP | 30063PAB1 | NOTE 0.375% 3/1 | 750,000 | $725,625 | dollars as filed | principal |
| HOLLEY INC | 43538H103 | COMMON STOCK | 148,715 | $724,242 | dollars as filed | |
| LISTED FDS TR | 53656F581 | OVERLAY SHARES | 25,000 | $722,633 | dollars as filed | |
| MEIRAGTX HOLDINGS PLC | G59665102 | COMMON STOCK | 102,315 | $718,252 | dollars as filed | |
| TRUECAR INC | 89785L107 | COM | 206,563 | $714,708 | dollars as filed | |
| POSTAL REALTY TRUST INC | 73757R102 | CL A | 48,966 | $712,945 | dollars as filed | |
| PIMCO EQUITY SER | 72201T342 | RAFI ESG US | 21,854 | $710,707 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 28,091 | $709,579 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V449 | S&P 100 EQL WIGH | 8,102 | $709,411 | dollars as filed | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 116,625 | $709,082 | dollars as filed | |
| DBX ETF TR | 23306X209 | CMN | 22,900 | $706,286 | dollars as filed | |
| VIRTUS ETF TR II | 92790A504 | VIRTUS US QLTY | 22,918 | $703,124 | dollars as filed | |
| BROOKFIELD ASSET MANAGMT LTD CL A LMT VTG SHS | 113004105 | Stock | 17,500 | $702,975 | dollars as filed | call |
| FIRST TR EXCHANGE TRADED FD | 33738R761 | CMN | 20,343 | $701,600 | dollars as filed | |
| ATEA PHARMACEUTICALS INC | 04683R106 | COMMON STOCK | 228,840 | $697,962 | dollars as filed | |
| JANUS HENDERSON SMALL/MID CAP GROWTH ALPHA ETF | 47103U209 | ETF | 10,599 | $696,780 | dollars as filed | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 24,587 | $693,848 | dollars as filed | |
| TKO GROUP HOLDINGS INC CL A | 87256C101 | Stock | 8,500 | $693,430 | dollars as filed | call |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 12,963 | $692,483 | dollars as filed | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 77,311 | $691,161 | dollars as filed | |
| ALPS O'SHARES US SMALL-CAP QUALITY DIVIDEND ETF | 00162Q395 | ETF | 17,612 | $690,038 | dollars as filed | |
| ISHARES TR | 46436E460 | IBONDS DEC 2031 | 33,550 | $688,949 | dollars as filed | |
| PROSHARES TR | 74347G606 | S&P TECH DIVIDEN | 9,901 | $688,912 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q886 | DIVERSFED RTRN | 7,492 | $688,354 | dollars as filed | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 174,911 | $685,651 | dollars as filed | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 54,860 | $684,104 | dollars as filed | |
| MICROVISION INC DEL | 594960304 | COM NEW | 256,935 | $683,447 | dollars as filed | |
| STRATA CRITICAL MEDICAL INC | 092667104 | CL A COM | 193,394 | $682,681 | dollars as filed | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J107 | MLTFCTR LRG CAP | 11,585 | $681,314 | dollars as filed | |
| Airbnb, Inc. Class A | 009066101 | COM | 5,000 | $680,700 | dollars as filed | call |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 11,368 | $680,602 | dollars as filed | |
| PROSHARES TR | 74347G515 | S&P KENSHO CLEA | 25,000 | $677,520 | dollars as filed | |
| DASEKE INC | 23753F107 | COM | 83,502 | $676,367 | dollars as filed | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 20,879 | $673,557 | dollars as filed | |
| INVITAE CORP | 46185L103 | COM | 1,073,761 | $673,033 | dollars as filed | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 29,757 | $672,210 | dollars as filed | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 22,753 | $671,214 | dollars as filed | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 22,181 | $671,197 | dollars as filed | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 231,377 | $670,994 | dollars as filed | |
| TSAKOS ENERGY NAVIGATION COM U | G9108L173 | SHS | 30,097 | $668,755 | dollars as filed | |
| LEGG MASON ETF INVT | 524682200 | CMN | 11,196 | $668,172 | dollars as filed | |
| NOODLES & CO | 65540B105 | COM CL A | 210,303 | $662,455 | dollars as filed | |
| ANGI INC CLASS A | 00183L102 | CL A | 265,748 | $661,712 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V266 | S&P500 PUR GWT | 20,500 | $661,330 | dollars as filed | |
| KENON HLDGS LTD SHS | Y46717107 | Stock | 27,134 | $660,442 | dollars as filed | |
| DBX ETF TR | 233051143 | XTRACKRS S&P 500 | 15,085 | $656,801 | dollars as filed | |
| EXPENSIFY INC | 30219Q106 | COM CL A | 265,787 | $656,494 | dollars as filed | |
| SAUL CTRS INC COM | 804395101 | REIT | 16,670 | $654,631 | dollars as filed | |
| GLOBAL X FDS | 37960A792 | INT RT VOLTLTY | 30,000 | $653,700 | dollars as filed | |
| APARTMENT INVT & MGMT CO CL A | 03748R747 | REIT | 83,400 | $653,022 | dollars as filed | call |
| CVRX INC | 126638105 | COMMON STOCK | 20,703 | $650,902 | dollars as filed | |
| Proshares Short S&P | 74347B425 | COM | 50,000 | $649,500 | dollars as filed | |
| VERA BRADLEY INC | 92335C106 | COM | 84,287 | $649,010 | dollars as filed | |
| WISDOMTREE TR | 97717X719 | CHINADIV EX FI | 23,152 | $648,719 | dollars as filed | |
| WISDOMTREE TR | 97717X867 | CMN | 23,098 | $648,361 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092386 | STOCK FOR INFL | 18,513 | $647,962 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 11,889 | $646,643 | dollars as filed | |
| DIREXION SHS ETF TR | 25460E521 | FUND | 50,439 | $645,619 | dollars as filed | |
| FLEXSHARES TR | 33939L696 | CMN | 5,552 | $644,182 | dollars as filed | |
| C4 THERAPEUTICS INC | 12529R107 | COM STK | 113,513 | $641,349 | dollars as filed | |
| ROBINHOOD MKTS INC | 770700102 | COM | 50,300 | $640,822 | dollars as filed | call |
| ALTO INGREDIENTS INC | 021513106 | COMMON STOCK | 240,574 | $639,927 | dollars as filed | |
| CUE HEALTH INC | 229790100 | COM | 3,926,890 | $638,120 | dollars as filed | |
| NRC HEALTH | 637372202 | COMMON STOCK | 16,058 | $635,254 | dollars as filed | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 5,000 | $633,850 | dollars as filed | put |
| MVB FINANCIAL CORP | 553810102 | COMMON STOCK | 28,087 | $633,642 | dollars as filed | |
| RANPAK HOLDINGS CORP | 75321W103 | COMMON STOCK | 108,656 | $632,378 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J742 | RAFI STRATGIC US | 14,603 | $632,310 | dollars as filed | |
| Yalla Group Ltd | 98459U103 | COM | 103,047 | $631,678 | dollars as filed | |
| LUCID GROUP INC | 549498103 | COM | 150,000 | $631,500 | dollars as filed | call |
| UR-ENERGY INC | 91688R108 | COM | 409,169 | $630,120 | dollars as filed | |
| LIGHTWAVE LOGIC INC | 532275104 | COM | 126,430 | $629,622 | dollars as filed | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 9,000 | $628,110 | dollars as filed | |
| BAR HBR BANKSHARES | 066849100 | COM | 21,382 | $627,776 | dollars as filed | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 46,291 | $625,854 | dollars as filed | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 14,948 | $624,677 | dollars as filed | |
| HIRERIGHT HOLDINGS CORPORATI | 433537107 | COM | 46,369 | $623,663 | dollars as filed | |
| ABRDN ETFS | 003261104 | BBRG ALL COMD K1 | 32,155 | $622,521 | dollars as filed | |
| T ROWE PRICE EXCHANGE-TRADED | 87283Q107 | PRICE BLUE CHIP | 20,092 | $621,847 | dollars as filed | |
| Transformers | 26922B683 | AAM TRANSFORMERS | 19,556 | $618,726 | dollars as filed | |
| LUTHER BURBANK CORP | 550550107 | COM | 57,706 | $618,032 | dollars as filed | |
| iShares Global 100 ETF | 464287572 | SHS | 7,665 | $617,186 | dollars as filed | |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 46,236 | $614,939 | dollars as filed | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 92,597 | $614,844 | dollars as filed | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 435,862 | $610,207 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N782 | CMN | 10,049 | $609,773 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A230 | HOYA CAP HOUSI | 14,423 | $609,748 | dollars as filed | |
| COOL CO LTD | G2415A113 | COMMON SHARES | 47,908 | $609,389 | dollars as filed | |
| LARIMAR THERAPEUTICS INC | 517125100 | COM | 133,867 | $609,095 | dollars as filed | |
| ANGEL OAK MORTGAGE REIT INC COM | 03464Y108 | REIT | 57,424 | $608,694 | dollars as filed | |
| XERIS BIOPHARMA HOLDINGS INC | 98422E103 | COM | 258,689 | $607,919 | dollars as filed | |
| HARROW INC | 415858109 | COM | 54,221 | $607,275 | dollars as filed | |
| RAPID7 INC | 753422AF1 | NOTE 0.250% 3/1 | 675,000 | $606,238 | dollars as filed | principal |
| CONFLUENT INC | 20717MAB9 | NOTE 1/1 | 726,000 | $605,339 | dollars as filed | principal |
| EHEALTH INC | 28238P109 | COM | 69,408 | $605,238 | dollars as filed | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 19,715 | $605,053 | dollars as filed | |
| ENVIVA INC | 29415B103 | COM | 604,407 | $601,869 | dollars as filed | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 42,963 | $601,053 | dollars as filed | |
| DESPEGAR COM CORP | G27358103 | ORD SHS | 63,246 | $598,307 | dollars as filed | |
| SAVARA INC | 805111101 | COM | 127,200 | $597,840 | dollars as filed | |
| ETF SER SOLUTIONS | 26922B659 | VEST 10 YR INTER | 26,588 | $597,831 | dollars as filed | |
| PACER FDS TR | 69374H691 | mc | 16,432 | $597,556 | dollars as filed | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 37,254 | $597,553 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C631 | INTERNATIONAL DV | 21,293 | $594,926 | dollars as filed | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 791,866 | $592,632 | dollars as filed | |
| ARHAUS INC | 04035M102 | COMMON STOCK | 50,000 | $592,500 | dollars as filed | put |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 11,947 | $591,615 | dollars as filed | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 19,545 | $589,868 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 24,173 | $587,162 | dollars as filed | |
| GROUPON INC | 399473206 | COM NEW | 45,675 | $586,467 | dollars as filed | |
| 2U INC | 90214J101 | COM | 476,415 | $585,990 | dollars as filed | |
| STRATASYS LTD | M85548101 | SHS | 41,035 | $585,980 | dollars as filed | |
| EXACT SCIENCES CORP | 30063PAC9 | NOTE 0.375% 3/0 | 625,000 | $584,375 | dollars as filed | principal |
| VANGUARD WELLINGTON FD | 921935706 | US QUALITY | 4,612 | $583,279 | dollars as filed | |
| VELOCITY FINANCIAL INC | 92262D101 | COMMON STOCK | 33,824 | $582,449 | dollars as filed | |
| BANKFINANCIAL CORP | 06643P104 | COM | 56,687 | $581,609 | dollars as filed | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 16,296 | $580,138 | dollars as filed | |
| Direxion Daily S&P 500 Bear 3X Shares | 25460E265 | ETF | 50,006 | $577,569 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137Y872 | CMN | 20,000 | $573,800 | dollars as filed | |
| Up Fintech Holding Ltd | 91531W106 | COM | 129,635 | $572,987 | dollars as filed | |
| TRIVAGO N V | 89686D303 | SPON ADS A SHS N | 234,251 | $571,572 | dollars as filed | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 14,000 | $570,360 | dollars as filed | call |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 6,735 | $569,983 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F441 | FT VEST U.S EQT | 17,307 | $569,463 | dollars as filed | |
| JAWS MUSTANG ACQUISITION CORP SHS CL A | G50737108 | Stock | 52,241 | $569,427 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 8,325 | $567,099 | dollars as filed | |
| CATO CORP NEW | 149205106 | CL A | 79,244 | $565,802 | dollars as filed | |
| LITMAN GREGORY FDS TR | 53700T827 | IMGP DBI MAN ETF | 21,930 | $564,917 | dollars as filed | |
| MERIDIANLINK INC | 58985J105 | COMMON STOCK | 22,802 | $564,806 | dollars as filed | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 56,729 | $563,319 | dollars as filed | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 119,505 | $562,868 | dollars as filed | |
| ARTESIAN RES CORP | 043113208 | CL A | 13,519 | $560,363 | dollars as filed | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 49,978 | $556,755 | dollars as filed | |
| HARPOON THERAPEUTICS INC | 41358P205 | COM | 48,948 | $556,539 | dollars as filed | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 8,555 | $556,460 | dollars as filed | |
| TERNS PHARMACEUTICALS INC COM | 880881107 | Stock | 85,591 | $555,485 | dollars as filed | |
| SEMLER SCIENTIFIC INC | 81684M104 | COM | 12,473 | $552,429 | dollars as filed | |
| VERALTO CORP COM SHS | 92338C103 | Stock | 6,699 | $551,060 | dollars as filed | call |
| BRIGHTCOVE INC | 10921T101 | COM | 211,437 | $547,622 | dollars as filed | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 520,880 | $546,924 | dollars as filed | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 9,411 | $545,273 | dollars as filed | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 7,726 | $544,760 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 12,534 | $542,597 | dollars as filed | |
| T ROWE PRICE ETF EXCHANGE TRADED FDS INC EQUITY INCOME ETF | 87283Q206 | ETF | 14,853 | $542,579 | dollars as filed | |
| DAKTRONICS INC | 234264109 | COM | 63,797 | $540,999 | dollars as filed | |
| INVESCO INTERNATIONAL CORPORAT | 46138E636 | INTL CORP BD | 23,445 | $540,407 | dollars as filed | |
| BIG LOTS INC | 089302103 | COM | 69,300 | $539,847 | dollars as filed | put |
| FIRST TR EXCHNG TRADED FD VI | 33740F664 | FT VEST US EQT | 13,785 | $536,099 | dollars as filed | |
| HESAI GROUP | 428050108 | SPONSORED ADS | 60,079 | $535,304 | dollars as filed | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 24,289 | $534,115 | dollars as filed | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 42,530 | $533,326 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y798 | GRWT ACCLTD PLUS | 25,000 | $529,248 | dollars as filed | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 4,000 | $528,560 | dollars as filed | call |
| CS DISCO INC | 126327105 | COM | 69,566 | $528,006 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 6,764 | $527,833 | dollars as filed | |
| PROSHARES TR | 74347B185 | FUND | 46,455 | $527,729 | dollars as filed | |
| CLOVER HEALTH INVESTMENTS CO | 18914F103 | COMMON STOCK | 553,958 | $527,424 | dollars as filed | |
| TWO RDS SHARED TR | 90214Q774 | LDRSHS ALPFACT | 15,294 | $527,008 | dollars as filed | |
| AFFIRM HLDGS INC | 00827BAB2 | NOTE 11/1 | 644,000 | $526,470 | dollars as filed | principal |
| ENFUSION INC | 292812104 | CL A | 54,215 | $525,886 | dollars as filed | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 22,318 | $524,696 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430305 | ACTIVEBETA EUR | 15,055 | $523,763 | dollars as filed | |
| AMPLIFY ETF TR | 032108102 | CMN | 9,718 | $522,926 | dollars as filed | |
| ACCURAY INC DEL | 004397105 | COM | 184,708 | $522,724 | dollars as filed | |
| NKARTA INC | 65487U108 | COMMON STOCK | 79,168 | $522,509 | dollars as filed | |
| BROOKFIELD BUSINESS CO FCLASS A | 11259V106 | CL A EXC SUB VTG | 22,379 | $520,983 | dollars as filed | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 12,570 | $519,392 | dollars as filed | |
| OAKTREE SPECIALTY LENDING | 67401P405 | COM | 25,424 | $519,158 | dollars as filed | |
| ISHARES TR | 46436E593 | IBOND DEC 2030 | 26,294 | $518,518 | dollars as filed | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 55,427 | $518,242 | dollars as filed | |
| PRIMIS FINANCIAL CORP | 74167B109 | COMMON STOCK | 40,910 | $517,921 | dollars as filed | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 147,480 | $517,655 | dollars as filed | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 13,804 | $517,650 | dollars as filed | |
| CARTER BANKSHARES INC | 146103106 | COMMON STOCK | 34,569 | $517,498 | dollars as filed | |
| ENDEAVOR GROUP HLDGS INC | 29260Y109 | CL A COM | 21,800 | $517,314 | dollars as filed | put |
| AUTOZONE INC COM | 053332102 | Stock | 200 | $517,122 | dollars as filed | put |
| SOLID POWER INC CLASS A COM | 83422N105 | Stock | 356,473 | $516,886 | dollars as filed | |
| FLAME ACQUISITION CORP | 33850F116 | *W EXP 02/26/202 | 267,503 | $516,281 | dollars as filed | |
| SKEENA RES LTD NEW | 83056P715 | COM | 105,652 | $515,582 | dollars as filed | |
| PROSHARES TR | 74348A707 | ULTRA HIGH YLD | 7,566 | $515,493 | dollars as filed | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 24,521 | $514,696 | dollars as filed | |
| GLOBAL X FDS | 37954Y889 | S&P 500 CATHOLIC | 8,868 | $514,255 | dollars as filed | |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 15,259 | $513,008 | dollars as filed | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 7,550 | $512,041 | dollars as filed | |
| WISDOMTREE TR | 97717X578 | EM EX ST-OWNED | 17,718 | $511,696 | dollars as filed | |
| CABLE ONE, INC. | 12685JAG0 | NOTE | 675,000 | $511,313 | dollars as filed | principal |
| BURKE HERBERT FINL SVCS CORP | 12135Y108 | COM | 8,093 | $509,050 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 4,634 | $507,701 | dollars as filed | |
| SUMMIT THERAPEUTICS INC | 86627T108 | COM | 194,408 | $507,404 | dollars as filed | |
| ISHARES U S ETF TR | 46431W648 | U.S. TECH INDEPD | 8,083 | $504,137 | dollars as filed | |
| FTC SOLAR INC | 30320C103 | COM | 727,489 | $504,004 | dollars as filed | |
| SABA CAPITAL INCOME & OPRNT | 78518H202 | SHS NEW | 65,274 | $503,263 | dollars as filed | |
| BOX INC | 10316TAB0 | NOTE 1/1 | 450,000 | $502,200 | dollars as filed | principal |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 18,662 | $502,194 | dollars as filed | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 115,955 | $502,085 | dollars as filed | |
| SLR INVESTMENT CORP | 83413U100 | COM | 33,317 | $500,755 | dollars as filed | |
| ISHARES TR | 46435U218 | ESG MSCI LEADR | 5,928 | $500,205 | dollars as filed | |
| BROOKFIELD REINSURANCE FCLASS A | G16250105 | FOREIGN ORDINARIES | 12,387 | $500,063 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 11,319 | $499,734 | dollars as filed | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 55,367 | $498,303 | dollars as filed | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 566,294 | $495,790 | dollars as filed | |
| SPDR SER TR | 78468R812 | MSCI USA STRTGIC | 3,751 | $495,580 | dollars as filed | |
| AERSALE CORPORATION | 00810F106 | COM | 38,985 | $494,915 | dollars as filed | |
| PARK AEROSPACE CORP | 70014A104 | COM | 33,639 | $494,493 | dollars as filed | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 10,810 | $493,909 | dollars as filed | |
| FIRST INTERNET BANCORP | 320557101 | COM | 20,376 | $492,895 | dollars as filed | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 58,345 | $491,851 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V472 | S&P MDCP QUALITY | 5,543 | $491,720 | dollars as filed | |
| WAYFAIR INC | 94419LAD3 | NOTE 1.125%11/0 | 500,000 | $491,250 | dollars as filed | principal |
| INFINERA CORP | 45667GAG8 | BOND | 500,000 | $490,950 | dollars as filed | principal |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 50,962 | $489,740 | dollars as filed | |
| NOBLE CORP PLC | G65431135 | *W EXP 02/04/202 | 16,891 | $489,332 | dollars as filed | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 863,869 | $488,086 | dollars as filed | |
| ISHARES TR | 46436E411 | PARI ALI CLI ETF | 9,217 | $485,275 | dollars as filed | |
| PACER FDS TR | 69374H402 | CMN | 10,614 | $485,064 | dollars as filed | |
| PARAMOUNT GLOBAL | 92556H107 | COMMON STOCK | 24,523 | $482,131 | dollars as filed | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 5,505 | $480,351 | dollars as filed | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 544,877 | $474,043 | dollars as filed | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 19,488 | $473,169 | dollars as filed | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 35,197 | $471,992 | dollars as filed | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 9,238 | $470,584 | dollars as filed | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 31,646 | $470,576 | dollars as filed | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 10,000 | $470,000 | dollars as filed | call |
| BLEND LABS INC | 09352U108 | CL A | 184,277 | $469,906 | dollars as filed | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 86,587 | $469,302 | dollars as filed | |
| ProShares UltraPro Short S&P 500 | 74347B110 | COM | 54,562 | $469,233 | dollars as filed | |
| SASOL LTD | 803866300 | SPONSORED ADR | 47,183 | $468,999 | dollars as filed | |
| COMPASS PATHWAYS PLC | 20451W101 | SPONSORED ADS | 53,587 | $468,886 | dollars as filed | |
| TPG MORTGAGE INVESTMENT TRUS | 001228501 | REIT | 73,805 | $468,662 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E180 | S&P SMLCP DISC | 4,515 | $468,093 | dollars as filed | |
| ALARM COM HLDGS INC | 011642AB1 | NOTE 1/1 | 527,000 | $467,449 | dollars as filed | principal |
| DOCGO INC | 256086109 | COM | 83,619 | $467,430 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V191 | S&P MDCP400 VL | 4,014 | $467,350 | dollars as filed | |
| ORIC PHARMACEUTICALS INC | 68622P109 | COM | 50,788 | $467,250 | dollars as filed | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 39,511 | $467,020 | dollars as filed | |
| 23ANDME HOLDING CO | 90138Q108 | CLASS A COM | 510,318 | $466,175 | dollars as filed | |
| Gravity Co Ltd-Sponsore | 38911N206 | COM | 6,701 | $466,122 | dollars as filed | |
| VERITEX HLDGS INC | 923451108 | COM | 20,000 | $465,400 | dollars as filed | put |
| DANIMER SCIENTIFIC INC | 236272100 | COM CL A | 454,841 | $463,938 | dollars as filed | |
| CUTERA INC | 232109108 | COM | 131,424 | $463,270 | dollars as filed | |
| Ishares Bb Rated Corp B | 46435U473 | COM | 10,043 | $462,088 | dollars as filed | |
| SCHWAB LONG-TERM U.S. TREASURY ETF | 808524680 | ETF | 13,163 | $461,758 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 40,198 | $461,071 | dollars as filed | |
| ROCKET COS INC | 77311W101 | COM CL A | 31,795 | $460,392 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430545 | HEDGE IND ETF | 4,800 | $460,128 | dollars as filed | |
| OPORTUN FINANCIAL CORP | 68376D104 | COMMON STOCK | 117,630 | $459,933 | dollars as filed | |
| APA CORPORATION COM | 03743Q108 | Stock | 12,800 | $459,264 | dollars as filed | call |
| FUELCELL ENERGY INC | 35952H601 | COM | 286,800 | $458,880 | dollars as filed | put |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 182,846 | $457,116 | dollars as filed | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 77,951 | $456,793 | dollars as filed | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 1,200 | $456,516 | dollars as filed | call |
| ISHARES TR | 46435G326 | CORE MSCI INTL | 7,170 | $456,442 | dollars as filed | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 43,545 | $455,916 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 5,773 | $455,721 | dollars as filed | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 15,656 | $454,650 | dollars as filed | |
| BANDWIDTH INC | 05988JAB9 | NOTE 0.250% 3/0 | 550,000 | $454,465 | dollars as filed | principal |
| PRIME MEDICINE INC | 74168J101 | COM | 51,149 | $453,180 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 10,975 | $452,782 | dollars as filed | |
| TIDAL TR II | 88636J832 | DEFIANCE S&P 500 | 25,000 | $451,000 | dollars as filed | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 10,384 | $449,108 | dollars as filed | |
| PANBELA THERAPEUTICS INC | 69833W305 | COMMON | 24,513 | $448,588 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A248 | CMN | 17,895 | $446,883 | dollars as filed | |
| MOBILEYE GLOBAL INC | 60741F104 | COMMON CLASS A | 10,300 | $446,196 | dollars as filed | put |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 33,087 | $446,013 | dollars as filed | |
| BEYOND MEAT INC | 08862E109 | COM | 50,000 | $445,000 | dollars as filed | call |
| INNOVIVA INC | 45781MAD3 | NOTE 2.125% 3/1 | 510,000 | $444,975 | dollars as filed | principal |
| DESKTOP METAL INC | 25058X105 | COM CL A | 589,362 | $442,610 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V647 | SEMICONDUCTORS | 8,937 | $442,382 | dollars as filed | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 9,073 | $442,309 | dollars as filed | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 35,093 | $441,821 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 16,833 | $441,698 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R407 | NASDAQ BUYWRITE | 22,237 | $440,737 | dollars as filed | |
| ACUMEN PHARMACEUTICALS INC | 00509G209 | CMN | 114,732 | $440,571 | dollars as filed | |
| AGF INVTS TR | 00110G408 | US MARKET NETRL | 25,949 | $439,836 | dollars as filed | |
| BANK FIRST CORP | 06211J100 | COM | 5,068 | $439,193 | dollars as filed | |
| RAYZEBIO INC | 75525N107 | COM | 7,062 | $439,045 | dollars as filed | |
| ETF SER SOLUTIONS | 26922B501 | DISTILLATE INTNL | 18,465 | $438,036 | dollars as filed | |
| Bondbloxx Bloomberg 1 Year Target Duration US Treasury | 09789C861 | ETF | 8,799 | $438,014 | dollars as filed | |
| NOBLE CORP PLC | G65431150 | WTS | 16,891 | $437,849 | dollars as filed | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 14,110 | $437,833 | dollars as filed | |
| BLACKROCK ETF TRUST | 09290C509 | ISHA US AWAR ETF | 8,346 | $436,830 | dollars as filed | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 59,290 | $436,374 | dollars as filed | |
| UNITY SOFTWARE INC | 91332UAB7 | NOTE 11/1 | 525,000 | $436,275 | dollars as filed | principal |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 4,760 | $435,826 | dollars as filed | |
| ISHARES TR | 46436E544 | ESG SELECT SCREE | 11,380 | $435,371 | dollars as filed | |
| HBT FINANCIAL INC DE | 404111106 | COMMON STOCK | 20,411 | $430,876 | dollars as filed | |
| JANUX THERAPEUTICS INC | 47103J105 | COM | 39,948 | $428,642 | dollars as filed | |
| INTEST CORP | 461147100 | COMMON STOCK | 31,441 | $427,597 | dollars as filed | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 96,808 | $425,956 | dollars as filed | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 16,930 | $425,620 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733A201 | DOW 30 EQL WGT | 13,055 | $425,593 | dollars as filed | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 6,764 | $425,320 | dollars as filed | |
| SPDR SERIES TRUST | 78464A110 | CMN | 2,911 | $425,239 | dollars as filed | |
| SPROTT FDS TR | 85208P303 | URANI MINER ETF | 8,796 | $424,583 | dollars as filed | |
| EXCHANGE LISTED FDS TR | 30151E715 | ETC CABANA TARGT | 18,226 | $424,301 | dollars as filed | |
| LATHAM GROUP INC | 51819L107 | COMMON STOCK | 159,959 | $420,693 | dollars as filed | |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 442,721 | $419,434 | dollars as filed | |
| THE ONE GROUP HOSPITALITY IN | 88338K103 | COM | 68,489 | $419,153 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N855 | SIMPLIFY INTERST | 10,427 | $417,080 | dollars as filed | |
| Invesco S&P 500 Momentum ETF | 46138E339 | SHS | 6,367 | $417,011 | dollars as filed | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 8,562 | $416,969 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V720 | LEISU ENTMT ETF | 9,936 | $416,615 | dollars as filed | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 31,970 | $415,290 | dollars as filed | |
| CUSTOM TRUCK ONE SOURCE INC | 23204X103 | COM CL A | 66,741 | $412,460 | dollars as filed | |
| MIND MEDICINE MINDMED INC | 60255C885 | COM NEW | 111,931 | $409,668 | dollars as filed | |
| VUZIX CORP | 92921W300 | COM NEW | 195,702 | $408,039 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E198 | S&P MIDCP LOW | 7,649 | $406,774 | dollars as filed | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 15,727 | $405,128 | dollars as filed | |
| CABLE ONE INC | 12685JAE5 | NOTE 3/1 | 475,000 | $403,038 | dollars as filed | principal |
| INVESCO EXCH TRD SLF IDX FD | 46138J775 | BLOO PRI PWR ETF | 5,546 | $401,368 | dollars as filed | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 27,206 | $399,923 | dollars as filed | |
| AMPLIFY BLUESTAR ISRAEL TECHNOLOGY ETF | 26924G870 | COM | 8,569 | $394,938 | dollars as filed | |
| GRAHAM CORP | 384556106 | COM | 20,714 | $392,945 | dollars as filed | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 23,654 | $392,656 | dollars as filed | |
| MINERALYS THERAPEUTICS INC | 603170101 | COM | 45,585 | $392,031 | dollars as filed | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 87,553 | $390,487 | dollars as filed | |
| ACCOLADE INC | 00437E102 | COM | 32,500 | $390,325 | dollars as filed | call |
| DIREXION SHS ETF TR | 25460G732 | MOONSHOT INNOVAT | 34,303 | $390,035 | dollars as filed | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 3,880 | $389,979 | dollars as filed | |
| DIREXION SHS ETF TR | 25460G138 | DAILY 20+ YEAR T | 6,000 | $387,480 | dollars as filed | call |
| FRANKLIN TEMPLETON ETF TR | 35473P801 | US LRG CP MLTFCT | 8,111 | $387,057 | dollars as filed | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 6,996 | $385,899 | dollars as filed | |
| VISTA ENERGY S.A.B. DE C.V. SPONSORED ADS | 92837L109 | ADR | 13,036 | $384,692 | dollars as filed | |
| WAYFAIR INC | 94419L101 | CL A | 6,200 | $382,540 | dollars as filed | call |
| PRECIGEN INC | 74017N105 | COM | 285,070 | $381,994 | dollars as filed | |
| CAMBIUM NETWORKS CORPORATION | G17766109 | COMMON STOCK-FO | 63,572 | $381,432 | dollars as filed | |
| AVITA THERAPEUTICS, INC. | 05380C102 | COM | 27,768 | $380,977 | dollars as filed | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 63,124 | $378,113 | dollars as filed | |
| VTEX SHS CL A | G9470A102 | Stock | 54,724 | $376,501 | dollars as filed | |
| COLUMBIA ETF TR I | 19761L300 | SUSTANABLE US | 9,250 | $375,944 | dollars as filed | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 42,608 | $375,803 | dollars as filed | |
| OKTA INC | 679295AF2 | NOTE 0.375% 6/1 | 424,000 | $374,816 | dollars as filed | principal |
| FORGE GLOBAL HOLDINGS INC | 34629L103 | COM | 108,938 | $373,658 | dollars as filed | |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 155,011 | $372,026 | dollars as filed | |
| PROSHARES TR | 74347R669 | PSHS ULT SEMICDT | 6,804 | $370,274 | dollars as filed | |
| KINNATE BIOPHARMA INC | 49705R105 | COM | 156,226 | $370,256 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R829 | S NETWRK E-COM | 12,872 | $369,994 | dollars as filed | |
| GOODRX HLDGS INC | 38246G108 | COM CL A | 55,192 | $369,786 | dollars as filed | |
| AMERICAN LITHIUM CORP COM | 027259209 | COM | 335,629 | $369,192 | dollars as filed | |
| VANGUARD WELLINGTON FD | 921935805 | US VALUE FACTR | 3,261 | $367,417 | dollars as filed | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 2,200 | $367,268 | dollars as filed | put |
| CRICUT INC | 22658D100 | COM CL A | 55,585 | $366,306 | dollars as filed | |
| HUMANA INC COM | 444859102 | Stock | 800 | $366,248 | dollars as filed | put |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 30,000 | $365,100 | dollars as filed | call |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 17,624 | $363,407 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V258 | S&P500 PUR VAL | 4,425 | $363,204 | dollars as filed | |
| ALICO INC | 016230104 | COM | 12,484 | $363,035 | dollars as filed | |
| CALEDONIA MINING CORP PLC | G1757E113 | COMMON STOCK | 29,716 | $362,535 | dollars as filed | |
| SPDR SERIES TRUST | 78468R655 | SP KENSHO CLEAN | 5,037 | $361,354 | dollars as filed | |
| LAZYDAYS HLDGS INC | 52110H100 | COM | 51,204 | $360,988 | dollars as filed | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 38,357 | $360,172 | dollars as filed | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 235,339 | $360,069 | dollars as filed | |
| ENERGY VAULT HOLDINGS INC | 29280W109 | COM | 154,478 | $359,934 | dollars as filed | |
| ALTI GLOBAL INC | 02157E106 | COMMON STOCK | 40,735 | $356,839 | dollars as filed | |
| INVESCO ACTIVELY MANAGED EXC | 46090A101 | CMN | 3,889 | $355,732 | dollars as filed | |
| PAMT CORP | 693149106 | COMMON STOCK | 17,093 | $355,193 | dollars as filed | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 1,824 | $354,586 | dollars as filed | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 16,992 | $353,264 | dollars as filed | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 39,930 | $352,981 | dollars as filed | |
| BABCOCK & WILCOX ENTERPRISES | 05614L209 | COM | 241,207 | $352,163 | dollars as filed | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 64,969 | $352,132 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33741L207 | CMN | 13,523 | $351,192 | dollars as filed | |
| PETMED EXPRESS INC | 716382106 | COM | 46,183 | $349,143 | dollars as filed | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 60,011 | $348,664 | dollars as filed | |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 31,000 | $347,820 | dollars as filed | |
| Medtronic Plc | G5960L103 | COM | 4,200 | $345,996 | dollars as filed | put |
| ENGENE HOLDINGS INC | 29286M105 | COM | 37,447 | $345,636 | dollars as filed | |
| RUM GROUP INC COM CL A | 78137L105 | Stock | 76,961 | $345,555 | dollars as filed | |
| MCEWEN INC. | 58039P305 | COM NEW | 47,672 | $343,715 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V712 | BLOO MVP MUL ETF | 8,449 | $342,438 | dollars as filed | |
| CRONOS GROUP INC | 22717L101 | COM | 163,301 | $341,299 | dollars as filed | |
| FORUM ENERGY TECHNOLOGIES IN | 34984V209 | COMMON STOCK | 15,333 | $339,933 | dollars as filed | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 232,236 | $339,065 | dollars as filed | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 11,000 | $338,910 | dollars as filed | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 145,565 | $337,711 | dollars as filed | |
| LUMINAR TECHNOLOGIES INC | 550424105 | COM CL A | 100,000 | $337,000 | dollars as filed | put |
| VEON LTD | 91822M502 | SPONSORED ADS | 17,079 | $336,456 | dollars as filed | |
| CENTURY CASINOS INC | 156492100 | COM | 68,693 | $335,222 | dollars as filed | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 6,370 | $334,505 | dollars as filed | |
| PUTNAM ETF TRUST | 746729508 | BDC INCOME ETF | 10,563 | $334,435 | dollars as filed | |
| SPDR S&P 500 ESG ETF | 78468R531 | SHS | 7,190 | $332,178 | dollars as filed | |
| SIDUS SPACE INC CL A | 826165201 | COMMON STOCK | 37,674 | $331,908 | dollars as filed | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 77,809 | $331,466 | dollars as filed | |
| VIRCO MFG CO | 927651109 | COM | 27,512 | $330,969 | dollars as filed | |
| PLAYSTUDIOS INC | 72815G108 | CLASS A COM | 122,063 | $330,791 | dollars as filed | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 25,685 | $330,052 | dollars as filed | |
| CONTEXTLOGIC INC | 21077C305 | COM | 55,418 | $329,738 | dollars as filed | |
| ISHARES ESG ADVANCED UNIVERSAL USD BOND ETF | 46436E619 | COM | 7,620 | $329,641 | dollars as filed | |
| SEER INC | 81578P106 | COM CL A | 168,556 | $326,999 | dollars as filed | |
| SCILEX HOLDING CO | 80880W106 | COM | 160,173 | $326,753 | dollars as filed | |
| EXCHANGE LISTED FDS TR | 30151E723 | ETC CABANA TARGT | 15,093 | $326,643 | dollars as filed | |
| HILLEVAX INC | 43157M102 | COM | 20,314 | $326,040 | dollars as filed | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 21,595 | $325,869 | dollars as filed | |
| BUTTERFLY NETWORK INC | 124155102 | COM CL A | 301,622 | $325,751 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P835 | FTSE BRAZIL | 15,550 | $325,746 | dollars as filed | |
| KRANESHARES TRUST | 500767587 | QUADRATIC DEFLA | 21,700 | $325,717 | dollars as filed | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 17,360 | $325,326 | dollars as filed | |
| TILLYS INC | 886885102 | CL A | 43,144 | $325,306 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092790 | QLTY FCTOR ETF | 5,979 | $324,899 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 16,603 | $324,423 | dollars as filed | |
| OUTDOOR HOLDING CO | 00175J107 | COMMON STOCK | 154,414 | $324,269 | dollars as filed | |
| LANDS END INC | 51509F105 | COMMON STOCK | 33,836 | $323,473 | dollars as filed | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 4,501 | $323,172 | dollars as filed | |
| AUGMEDIX INC | 05105P107 | COM | 55,224 | $323,060 | dollars as filed | |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 7,453 | $322,491 | dollars as filed | |
| COMPASS THERAPEUTICS INC | 20454B104 | COM | 206,597 | $322,292 | dollars as filed | |
| iShares U.S. Infrastructure ETF | 46435U713 | SHS | 7,965 | $320,765 | dollars as filed | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 17,250 | $319,643 | dollars as filed | |
| SEANERGY MARITIME HOLD F | Y73760400 | FOREIGN ORDINARIES | 40,759 | $319,143 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V290 | S&P500 EQL REL | 9,584 | $318,846 | dollars as filed | |
| SES AI CORPORATION | 78397Q109 | CL A COM | 174,062 | $318,534 | dollars as filed | |
| J JILL INC | 46620W201 | COMMON STOCK | 12,330 | $317,867 | dollars as filed | |
| 908 DEVICES INC COM | 65443P102 | Stock | 28,279 | $317,291 | dollars as filed | |
| ALLOVIR INC | 019818103 | COM | 466,071 | $316,835 | dollars as filed | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 126,590 | $316,475 | dollars as filed | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 11,186 | $316,340 | dollars as filed | |
| CLEARPOINT NEURO INC | 18507C103 | COM | 46,564 | $316,170 | dollars as filed | |
| INOTIV INC 3.25PCT 10/15/2027 | 45783QAB6 | Convertible Bond | 750,000 | $315,908 | dollars as filed | principal |
| ISHARES TR | 46434V779 | MSCI QATAR ETF | 17,395 | $315,371 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G656 | S&P ULTRA DIVIDE | 7,210 | $315,077 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137Y401 | CMN | 3,350 | $314,271 | dollars as filed | |
| ENLIVEN THERAPEUTICS INC COM | 29337E102 | Stock | 22,698 | $314,140 | dollars as filed | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 8,065 | $313,648 | dollars as filed | |
| BACKBLAZE INC A | 05637B105 | COMMON STOCK | 41,234 | $312,966 | dollars as filed | |
| INDEXIQ ETF TR | 45409B396 | IQ U.S. SMALL CA | 8,668 | $312,481 | dollars as filed | |
| OUSTER INC COM NEW | 68989M202 | Stock | 40,590 | $311,325 | dollars as filed | |
| BROOKSTONE DIVIDEND STOCK ETF | 66537J507 | BRO DIV STK ETF | 11,305 | $311,148 | dollars as filed | |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 18,042 | $311,044 | dollars as filed | |
| MEDIAALPHA INC | 58450V104 | CL A | 27,872 | $310,773 | dollars as filed | |
| EVANS BANCORP INC | 29911Q208 | COM | 9,839 | $310,224 | dollars as filed | |
| CODORUS VY BANCORP INC | 192025104 | COM | 12,055 | $309,814 | dollars as filed | |
| THUNDER BRDG CAP PRTNRS IV I | 88605L107 | CLASS A COM | 30,287 | $309,533 | dollars as filed | |
| OKTA INC | 679295AD7 | NOTE 0.125% 9/0 | 335,000 | $308,019 | dollars as filed | principal |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 43,803 | $307,059 | dollars as filed | |
| QUICKLOGIC CORP | 74837P405 | COMMON STOCK | 22,095 | $306,237 | dollars as filed | |
| RIMINI STR INC DEL | 76674Q107 | COM | 93,194 | $304,744 | dollars as filed | |
| ROSS STORES INC COM | 778296103 | Stock | 2,200 | $304,458 | dollars as filed | put |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 20,905 | $304,168 | dollars as filed | |
| BLUE FOUNDRY BANCORP | 09549B104 | COM | 31,449 | $304,112 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E388 | S&P 500 EX RAT | 6,409 | $303,775 | dollars as filed | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 6,051 | $303,246 | dollars as filed | |
| CIPHER DIGITAL INC COM | 17253J106 | Stock | 73,381 | $303,064 | dollars as filed | |
| WEYCO GROUP INC COM | 962149100 | Stock | 9,664 | $303,063 | dollars as filed | |
| LOMA NEGRA C I A S A MTN 14 | 54150E104 | SPONSORED ADS | 42,740 | $303,027 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-24-000161 | this filing | 2024-02-13 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000769993-24-000209 | superseded | 2024-03-01 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000769993-24-000240 | base | 2024-05-14 | acceptance time not in the bulk data set |