13F-HR filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-11-14, with 5,524 holding rows worth $497,696,820,182.
- Accession
- 0000769993-23-000396
- Filer
- CIK 886982
- Filed
- 2023-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A combination report, 11,925 entries on the cover page, a total value of $497,696,820,182 stated on the cover page (in dollars after the unit check, H1), rows summing to $497,696,820,182 with VALUE read as dollars as filed, 13F file number 028-04981. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- reports for this filerUNITED CAPITAL FINANCIAL ADVISERS, LLC028-13508
- included managerGOLDMAN SACHS & CO. LLC028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 105,722 | $1,485,395 | dollars as filed | |
| SHARECARE INC | 81948W104 | COM | 1,577,910 | $1,483,866 | dollars as filed | |
| FRESHPET INC COM | 358039105 | Stock | 22,500 | $1,482,300 | dollars as filed | put |
| NEW YORK MTG TR INC | 649604840 | COM | 174,352 | $1,480,251 | dollars as filed | |
| DANAOS CORPORATION SHS | Y1968P121 | Stock | 22,341 | $1,479,421 | dollars as filed | |
| SYMBOTIC INC | 87151X101 | CLASS A COM | 44,204 | $1,477,740 | dollars as filed | |
| LITHIA MTRS INC COM | 536797103 | Stock | 5,000 | $1,476,650 | dollars as filed | put |
| ASSERTIO HOLDINGS INC | 04546C205 | COM NEW | 575,667 | $1,473,707 | dollars as filed | |
| FEDERAL AGRICULTURAL MORTGAGE CORP | 313148108 | Class A | 12,009 | $1,470,862 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G474 | S&P SM EN ET NEW | 25,734 | $1,468,125 | dollars as filed | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 136,537 | $1,466,407 | dollars as filed | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 55,122 | $1,464,041 | dollars as filed | |
| TELADOC HEALTH INC | 87918A105 | COM | 78,700 | $1,463,033 | dollars as filed | call |
| CRA INTL INC | 12618T105 | COM | 14,442 | $1,455,176 | dollars as filed | |
| ALCOA CORP COM | 013872106 | Stock | 50,000 | $1,453,000 | dollars as filed | call |
| MATTERPORT INC | 577096100 | COM CL A | 669,134 | $1,452,020 | dollars as filed | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 33,277 | $1,451,210 | dollars as filed | |
| DREAM FINDERS HOMES INC COM CL A | 26154D100 | Stock | 65,162 | $1,448,551 | dollars as filed | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 221,017 | $1,447,661 | dollars as filed | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 18,576 | $1,447,334 | dollars as filed | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 49,200 | $1,446,972 | dollars as filed | call |
| CTO REALTY GROWTH INC | 22948Q101 | REIT | 89,258 | $1,446,872 | dollars as filed | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 421,237 | $1,440,632 | dollars as filed | |
| CHEFS WHSE INC | 163086101 | COM | 67,971 | $1,439,626 | dollars as filed | |
| PHATHOM PHARMACEUTICALS INC | 71722W107 | COMMON STOCK | 138,500 | $1,436,245 | dollars as filed | |
| DMC GLOBAL INC | 23291C103 | COM | 58,457 | $1,430,443 | dollars as filed | |
| CARPARTS COM INC | 14427M107 | COM | 346,572 | $1,427,877 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q399 | BETABUILDRS US | 18,497 | $1,425,749 | dollars as filed | |
| JAWS MUSTANG ACQUISITION CORP SHS CL A | G50737108 | Stock | 132,563 | $1,423,740 | dollars as filed | |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 32,860 | $1,423,495 | dollars as filed | |
| ALKAMI TECHNOLOGY INC | 01644J108 | COM | 78,053 | $1,422,126 | dollars as filed | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 1,338,269 | $1,418,565 | dollars as filed | |
| BRISTOW GROUP INC | 11040G103 | COM | 50,354 | $1,418,472 | dollars as filed | |
| WARNER BROS DISCOVERY INC COM SER A | 934423104 | Stock | 130,440 | $1,416,578 | dollars as filed | call |
| Goldman Sachs Equal Weight U.S. Large Cap Equity ETF | 381430438 | SHS | 23,696 | $1,415,599 | dollars as filed | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 31,042 | $1,405,892 | dollars as filed | |
| ALLIENT INC | 019330109 | COM | 45,311 | $1,401,017 | dollars as filed | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 25,000 | $1,398,250 | dollars as filed | call |
| NLIGHT INC | 65487K100 | COM | 134,420 | $1,397,968 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 24,238 | $1,391,988 | dollars as filed | |
| PROSHARES TR | 74347G416 | ULTRASHRT S&P500 | 37,392 | $1,387,617 | dollars as filed | |
| PAPAYA GRWT OPPORTUNITY CORP | 69882P102 | COM | 129,827 | $1,386,552 | dollars as filed | |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 1,664,502 | $1,386,197 | dollars as filed | |
| SPDR SERIES TRUST | 78468R705 | ST STR 1500MOM | 7,730 | $1,385,225 | dollars as filed | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 19,800 | $1,384,812 | dollars as filed | call |
| EAGLE BULK SHIPPING INC | Y2187A150 | COM | 32,931 | $1,384,090 | dollars as filed | |
| CALLAWAY GOLF CO | 131193104 | COM | 100,000 | $1,384,000 | dollars as filed | put |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 22,804 | $1,383,291 | dollars as filed | |
| PACER FDS TR | 69374H717 | CMN | 40,079 | $1,380,645 | dollars as filed | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 177,865 | $1,378,454 | dollars as filed | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 26,270 | $1,378,387 | dollars as filed | |
| CLAROS MORTGAGE TRUST INC | 18270D106 | REIT | 124,388 | $1,378,219 | dollars as filed | |
| NCL CORP LTD | 62886HBD2 | BOND | 1,663,000 | $1,376,133 | dollars as filed | principal |
| INVESCO S&P 500 EQUAL WEIGHT ENERGY ETF | 46137V365 | ETF | 17,920 | $1,374,822 | dollars as filed | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 439,204 | $1,374,709 | dollars as filed | |
| Avantis Emerging Markets Equity ETF | 025072604 | SHS | 25,995 | $1,372,276 | dollars as filed | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 35,400 | $1,372,104 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 15,250 | $1,372,043 | dollars as filed | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 50,866 | $1,370,330 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A289 | DEFIANCE SPACE A | 43,837 | $1,370,139 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460G849 | DAILY 20 YR TREA | 31,014 | $1,368,958 | dollars as filed | |
| CRH PLC ORD | G25508105 | Stock | 25,000 | $1,368,250 | dollars as filed | call |
| LIFESTANCE HEALTH GROUP INC | 53228F101 | COM | 198,800 | $1,365,756 | dollars as filed | put |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 34,827 | $1,364,870 | dollars as filed | |
| TUTOR PERINI CORP | 901109108 | COM | 173,442 | $1,358,051 | dollars as filed | |
| GUARDANT HEALTH INC | 40131MAB5 | NOTE 11/1 | 1,975,000 | $1,357,813 | dollars as filed | principal |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 98,125 | $1,349,219 | dollars as filed | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 47,025 | $1,347,737 | dollars as filed | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 36,631 | $1,346,567 | dollars as filed | |
| VSE CORP COM | 918284100 | Stock | 26,677 | $1,345,587 | dollars as filed | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 119,022 | $1,343,758 | dollars as filed | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 10,000 | $1,343,500 | dollars as filed | put |
| LUMOS PHARMA INC | 55028X109 | COM | 406,558 | $1,341,641 | dollars as filed | |
| PERIMETER SOLUTIONS SA | L7579L106 | COMMON STOCK-FO | 295,029 | $1,339,432 | dollars as filed | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 10,004 | $1,335,788 | dollars as filed | |
| THE SHYFT GROUP | 825698103 | COMMON STOCK | 89,199 | $1,335,309 | dollars as filed | |
| ISHARES TR | 46434V886 | CMN | 39,025 | $1,334,655 | dollars as filed | |
| BLUE BIRD CORP | 095306106 | COM | 62,328 | $1,330,702 | dollars as filed | |
| CRESCENT ENERGY COMPANY CL A COM | 44952J104 | Stock | 104,950 | $1,326,568 | dollars as filed | |
| PUBMATIC INC CLASS A | 74467Q103 | COMMON STOCK | 109,481 | $1,324,721 | dollars as filed | |
| CROSSFIRST BANKSHARES INC | 22766M109 | COM | 131,151 | $1,323,314 | dollars as filed | |
| CANTALOUPE INC | 138103106 | COM | 211,496 | $1,321,850 | dollars as filed | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 8,110 | $1,320,994 | dollars as filed | |
| ALARM COM HLDGS INC | 011642AB1 | NOTE 1/1 | 1,527,000 | $1,319,328 | dollars as filed | principal |
| BIOMEA FUSION INC | 09077A106 | CMN | 95,849 | $1,318,882 | dollars as filed | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 90,688 | $1,314,976 | dollars as filed | |
| COMPASS INC | 20464U100 | CL A | 453,267 | $1,314,475 | dollars as filed | |
| Schwab US REIT ETF | 808524847 | SHS | 74,053 | $1,314,441 | dollars as filed | |
| WAYFAIR INC | 94419LAF8 | NOTE 1.000% 8/1 | 1,600,000 | $1,312,912 | dollars as filed | principal |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 8,038 | $1,310,998 | dollars as filed | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 182,492 | $1,308,468 | dollars as filed | |
| ERASCA INC COM | 29479A108 | Stock | 663,850 | $1,307,784 | dollars as filed | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 61,130 | $1,306,348 | dollars as filed | |
| HUT 8 MINING CORP | 44812T102 | COMMON STOCK-FO | 669,746 | $1,306,005 | dollars as filed | |
| TERNS PHARMACEUTICALS INC COM | 880881107 | Stock | 259,296 | $1,304,259 | dollars as filed | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 50,820 | $1,303,533 | dollars as filed | |
| SENDAS DISTRIBUIDORA S A | 81689T104 | SPON ADS | 106,853 | $1,301,470 | dollars as filed | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 67,630 | $1,298,496 | dollars as filed | |
| ARK ETF TR | 00214Q708 | BLOC FIN INN ETF | 66,898 | $1,295,150 | dollars as filed | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 42,115 | $1,293,773 | dollars as filed | |
| TANGO THERAPEUTICS INC | 87583X109 | COM | 114,860 | $1,293,324 | dollars as filed | |
| AGILITI INC | 00848J104 | COMMON STOCK | 199,192 | $1,292,756 | dollars as filed | |
| LIBERTY MEDIA CORP | 531229748 | CL A | 40,448 | $1,291,115 | dollars as filed | |
| FIRST WATCH RESTAURANT GROUP | 33748L101 | COM | 74,546 | $1,288,900 | dollars as filed | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 13,505 | $1,288,647 | dollars as filed | |
| DISC MEDICINE INC COM | 254604101 | Stock | 27,354 | $1,285,091 | dollars as filed | |
| NUVEEN ESG LARGE-CAP GROWTH ETF | 67092P201 | ETF | 21,419 | $1,284,497 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F482 | FT VEST U.S EQT | 40,500 | $1,282,635 | dollars as filed | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 17,418 | $1,281,617 | dollars as filed | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 119,839 | $1,277,484 | dollars as filed | |
| ARCHER AVIATION INC | 03945R102 | COM CL A | 252,200 | $1,276,132 | dollars as filed | put |
| COGNYTE SOFTWARE LTD | M25133105 | ORD SHS | 265,136 | $1,275,304 | dollars as filed | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 20,098 | $1,275,017 | dollars as filed | |
| ENFUSION INC | 292812104 | CL A | 142,137 | $1,274,969 | dollars as filed | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 7,560 | $1,274,390 | dollars as filed | |
| WIDEOPENWEST INC | 96758W101 | COM | 166,550 | $1,274,108 | dollars as filed | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 8,591 | $1,272,241 | dollars as filed | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 41,118 | $1,270,957 | dollars as filed | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 10,000 | $1,268,812 | dollars as filed | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 120,261 | $1,268,754 | dollars as filed | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 95,338 | $1,267,995 | dollars as filed | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 180,048 | $1,260,336 | dollars as filed | |
| Cigna Corporation | 125523100 | COM | 4,400 | $1,258,708 | dollars as filed | put |
| SINCLAIR INC CL A | 829242106 | Stock | 112,158 | $1,258,413 | dollars as filed | |
| COMMERCE.COM INC | 08975PAB4 | NOTE 0.250%10/0 | 1,600,000 | $1,258,400 | dollars as filed | principal |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 26,996 | $1,255,854 | dollars as filed | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 21,953 | $1,254,175 | dollars as filed | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 68,374 | $1,253,979 | dollars as filed | |
| PDD HOLDINGS INC | 722304AC6 | NOTE 12/0 | 1,270,000 | $1,252,601 | dollars as filed | principal |
| FIRST TR EXCHANGE TRADED FD | 33738R696 | CMN | 45,016 | $1,250,995 | dollars as filed | |
| ASTRONICS CORP COM | 046433108 | Stock | 78,417 | $1,243,694 | dollars as filed | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 130,460 | $1,241,979 | dollars as filed | |
| DOUGLAS ELLIMAN INC | 25961D105 | COM | 549,171 | $1,241,127 | dollars as filed | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 426,645 | $1,237,271 | dollars as filed | |
| PERELLA WEINBERG PARTNERS | 71367G102 | COMMON STOCK | 121,397 | $1,235,821 | dollars as filed | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 44,615 | $1,234,944 | dollars as filed | |
| TPI Composites Inc | 87266J104 | Common Stock | 465,031 | $1,232,332 | dollars as filed | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 1,171,277 | $1,229,841 | dollars as filed | |
| NORTHEAST CMNTY BANCORP INC | 664121100 | COM | 83,245 | $1,228,696 | dollars as filed | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 78,383 | $1,227,477 | dollars as filed | |
| ZILLOW GROUP INC | 98954MAG6 | NOTE 1.375% 9/0 | 1,025,000 | $1,221,288 | dollars as filed | principal |
| KRISPY KREME INC | 50101L106 | COMMON STOCK | 97,907 | $1,220,900 | dollars as filed | |
| BJS RESTAURANTS INC | 09180C106 | COM | 52,006 | $1,220,052 | dollars as filed | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 42,899 | $1,220,048 | dollars as filed | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 40,349 | $1,217,329 | dollars as filed | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 74,248 | $1,216,924 | dollars as filed | |
| NABORS ENERGY TRANSITION COR | 629567108 | COM | 112,127 | $1,216,578 | dollars as filed | |
| NEWTEKONE INC | 652526203 | COM NEW | 82,342 | $1,214,545 | dollars as filed | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 706,105 | $1,214,501 | dollars as filed | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 11,746 | $1,214,184 | dollars as filed | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 20,000 | $1,212,000 | dollars as filed | put |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 20,000 | $1,212,000 | dollars as filed | call |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 127,990 | $1,209,506 | dollars as filed | |
| NUSHARES ETF TR | 67092P300 | NUVEEN ESG LRGVL | 35,967 | $1,208,132 | dollars as filed | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 22,390 | $1,205,254 | dollars as filed | |
| QUINSTREET INC | 74874Q100 | COM | 134,029 | $1,202,240 | dollars as filed | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 2,000,000 | $1,202,000 | dollars as filed | principal |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 63,641 | $1,200,906 | dollars as filed | |
| CCC INTELLIGENT SOLUTIONS HLD COM | 12510Q100 | Stock | 89,748 | $1,198,136 | dollars as filed | |
| SAUL CTRS INC COM | 804395101 | REIT | 33,915 | $1,196,183 | dollars as filed | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 32,045 | $1,193,677 | dollars as filed | |
| ABCELLERA BIOLOGICS INC COM | 00288U106 | Stock | 259,296 | $1,192,762 | dollars as filed | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 794,494 | $1,191,741 | dollars as filed | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 15,817 | $1,189,597 | dollars as filed | |
| AERSALE CORPORATION | 00810F106 | COM | 79,518 | $1,187,999 | dollars as filed | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 24,288 | $1,184,768 | dollars as filed | |
| KRANESHARES TRUST | 500767850 | MSCI CHINA CLEAN | 47,416 | $1,180,658 | dollars as filed | |
| MARATHON OIL CORP | 565849106 | COM | 44,000 | $1,177,000 | dollars as filed | call |
| INVESCO EXCH TRADED FD TR II | 46138E842 | DORSEY WRGT SMLC | 15,649 | $1,175,396 | dollars as filed | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 73,392 | $1,174,272 | dollars as filed | |
| BLACK MOUNTAIN ACQ CORP | 09216A108 | COM | 109,833 | $1,171,918 | dollars as filed | |
| ENVIRI CORP | 415864107 | COM | 162,243 | $1,171,395 | dollars as filed | |
| SPLUNK INC | 848637104 | COM | 8,000 | $1,170,000 | dollars as filed | call |
| PROSHARES TR II | 74347Y789 | FUND | 50,180 | $1,169,194 | dollars as filed | |
| SLR INVESTMENT CORP | 83413U100 | COM | 75,718 | $1,165,300 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X194 | SST SPDR MSCI | 41,000 | $1,163,990 | dollars as filed | |
| MAKEMYTRIP LIMITED MAURITIUS | 56087FAB0 | NOTE 2/1 | 1,000,000 | $1,162,500 | dollars as filed | principal |
| FIDELITY COVINGTON TRUST | 316092527 | SML MID MLTFCT | 35,974 | $1,160,881 | dollars as filed | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 110,310 | $1,160,461 | dollars as filed | |
| OLEMA PHARMACEUTICALS INC | 68062P106 | COM | 93,935 | $1,160,097 | dollars as filed | |
| PULMONX CORP | 745848101 | COM | 112,295 | $1,160,008 | dollars as filed | |
| ATRENEW INC | 00138L108 | SPONSORED ADS | 508,662 | $1,159,749 | dollars as filed | |
| PAYSAFE LIMITED | G6964L206 | SHS | 96,577 | $1,157,959 | dollars as filed | |
| NORDSTROM INC | 655664100 | COM | 77,400 | $1,156,356 | dollars as filed | put |
| GREIF INC | 397624206 | CL B | 17,368 | $1,156,014 | dollars as filed | |
| LENDINGTREE INC | 52603B107 | COM | 74,533 | $1,155,262 | dollars as filed | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 100,000 | $1,154,000 | dollars as filed | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 1,176,996 | $1,153,456 | dollars as filed | |
| FULCRUM THERAPEUTICS INC | 359616109 | COMMON STOCK | 259,227 | $1,150,968 | dollars as filed | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y201 | QUALITY ETF | 21,026 | $1,147,448 | dollars as filed | |
| NEXA RES S A | L67359106 | COM | 188,589 | $1,140,963 | dollars as filed | |
| AUTONATION INC COM | 05329W102 | Stock | 7,500 | $1,135,500 | dollars as filed | put |
| FIRST TR EXCHNG TRADED FD VI | 33740F581 | FT VEST NAS | 47,245 | $1,135,297 | dollars as filed | |
| ARHAUS INC | 04035M102 | COMMON STOCK | 122,036 | $1,134,935 | dollars as filed | |
| PARAGON 28 INC | 69913P105 | COM | 90,381 | $1,134,281 | dollars as filed | |
| ADEIA INC | 00676P107 | COM | 106,173 | $1,133,923 | dollars as filed | |
| GRAFTECH INTL LTD | 384313508 | COM | 295,906 | $1,133,320 | dollars as filed | |
| PROSHARES TR | 74347B565 | CMN | 12,569 | $1,129,780 | dollars as filed | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 19,135 | $1,126,967 | dollars as filed | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 168,683 | $1,126,803 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P801 | US LRG CP MLTFCT | 26,162 | $1,126,797 | dollars as filed | |
| STITCH FIX INC | 860897107 | COM CL A | 326,343 | $1,125,883 | dollars as filed | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 20,304 | $1,125,857 | dollars as filed | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 70,474 | $1,125,470 | dollars as filed | |
| MIDDLESEX WTR CO | 596680108 | COM | 16,983 | $1,125,124 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G615 | INVESCO PHLX SM | 41,552 | $1,123,982 | dollars as filed | |
| CHIMERIX INC COM | 16934W106 | Stock | 1,165,144 | $1,118,305 | dollars as filed | |
| ProShares UltraPro Short S&P 500 | 74347B110 | COM | 93,378 | $1,115,867 | dollars as filed | |
| DRAFTKINGS INC NEW | 26142RAB0 | CNV | 1,475,000 | $1,115,838 | dollars as filed | principal |
| POSEIDA THERAPEUTICS INC | 73730P108 | COM | 467,101 | $1,111,700 | dollars as filed | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 159,836 | $1,104,466 | dollars as filed | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 40,000 | $1,101,200 | dollars as filed | |
| RACKSPACE TECHNOLOGY INC | 750102105 | COM | 468,579 | $1,101,161 | dollars as filed | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 26,731 | $1,100,515 | dollars as filed | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 2,500 | $1,100,475 | dollars as filed | put |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 2,500 | $1,100,475 | dollars as filed | call |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 24,838 | $1,100,323 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P835 | FTSE BRAZIL | 59,831 | $1,100,292 | dollars as filed | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 55,616 | $1,100,084 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 21,700 | $1,099,986 | dollars as filed | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 48,865 | $1,099,951 | dollars as filed | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 286,297 | $1,099,381 | dollars as filed | |
| AKAMAI TECHNOLOGIES INC | 00971TAL5 | NOTE 0.375% 9/0 | 1,052,000 | $1,095,658 | dollars as filed | principal |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 115,400 | $1,093,992 | dollars as filed | put |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 141,119 | $1,093,672 | dollars as filed | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 16,000 | $1,091,520 | dollars as filed | put |
| TRANSCAT INC | 893529107 | COM | 11,122 | $1,089,623 | dollars as filed | |
| 8X8 INC | 282914100 | COMMON STOCK | 431,822 | $1,088,192 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 19,392 | $1,087,697 | dollars as filed | |
| CANOPY GROWTH CORP | 138035100 | COM | 1,387,595 | $1,086,210 | dollars as filed | |
| BIG LOTS INC | 089302103 | COM | 212,090 | $1,083,778 | dollars as filed | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 6,584 | $1,082,212 | dollars as filed | |
| ELEVATION SERIES TRUST | 210322103 | CMN | 37,773 | $1,081,924 | dollars as filed | |
| INDIE SEMICONDUCTOR INC | 45569U101 | CLASS A COM | 171,711 | $1,081,779 | dollars as filed | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 19,747 | $1,079,963 | dollars as filed | |
| PCB BANCORP | 69320M109 | COMMON STOCK | 69,795 | $1,078,333 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E823 | GROWTH STRENGTH | 45,293 | $1,076,515 | dollars as filed | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 58,861 | $1,075,979 | dollars as filed | |
| ProShares UltraPro Short Russell2000 | 74347G390 | ETF | 22,632 | $1,073,209 | dollars as filed | |
| FORRESTER RESH INC | 346563109 | COM | 36,985 | $1,068,867 | dollars as filed | |
| ZYMEWORKS INC | 98985Y108 | COM | 168,571 | $1,068,740 | dollars as filed | |
| QUADRO ACQUISITION ONE CORP | G52807107 | CL A SHS | 100,000 | $1,068,000 | dollars as filed | |
| ATHENA TECHNOLOGY ACQ CORP I | 04687C105 | COM | 99,000 | $1,067,220 | dollars as filed | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 12,288 | $1,066,071 | dollars as filed | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 44,670 | $1,065,826 | dollars as filed | |
| PATRIA INVESTMENTS LIMITED | G69451105 | COM CL A | 73,008 | $1,064,457 | dollars as filed | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 69,859 | $1,063,953 | dollars as filed | |
| JETBLUE AIRWAYS CORP | 477143AP6 | NOTE 0.500% 4/0 | 1,375,000 | $1,063,013 | dollars as filed | principal |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 35,381 | $1,061,784 | dollars as filed | |
| TIM SA-ADR | 88706T108 | SPONSORED ADR | 71,257 | $1,061,729 | dollars as filed | |
| ROKU INC COM CL A | 77543R102 | Stock | 15,000 | $1,058,850 | dollars as filed | put |
| PROSHARES TR | 74347G325 | CMN | 30,000 | $1,053,867 | dollars as filed | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 53,277 | $1,051,155 | dollars as filed | |
| BEL FUSE INC | 077347300 | CL B | 22,023 | $1,050,950 | dollars as filed | |
| DESIGN THERAPEUTICS INC | 25056L103 | COM | 444,498 | $1,049,016 | dollars as filed | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 494,466 | $1,048,269 | dollars as filed | |
| PACTIV EVERGREEN INC | 69526K105 | COM | 128,827 | $1,047,364 | dollars as filed | |
| SNAP INC | 83304AAH9 | NOTE 0.125% 3/0 | 1,518,000 | $1,045,902 | dollars as filed | principal |
| ISHARES TR | 46436E551 | ESG SELECT SCRE | 30,818 | $1,043,806 | dollars as filed | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 80,744 | $1,042,405 | dollars as filed | |
| NEUMORA THERAPEUTICS INC. | 640979100 | COM | 73,600 | $1,038,496 | dollars as filed | |
| BEST INC | 08653C601 | SPONSORED ADS | 466,584 | $1,035,816 | dollars as filed | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 94,575 | $1,035,596 | dollars as filed | |
| FOREST ROAD ACQUISITION COR | 34619V103 | COM | 100,000 | $1,035,000 | dollars as filed | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 53,184 | $1,034,429 | dollars as filed | |
| DBX ETF TR | 233051150 | XTRACKERS MSCI | 26,045 | $1,032,945 | dollars as filed | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 25,534 | $1,032,340 | dollars as filed | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 63,503 | $1,030,019 | dollars as filed | |
| DOCGO INC | 256086109 | COM | 192,995 | $1,028,663 | dollars as filed | |
| TREDEGAR CORP | 894650100 | COM | 189,990 | $1,027,848 | dollars as filed | |
| ALLSTATE CORP COM | 020002101 | Stock | 9,200 | $1,024,972 | dollars as filed | put |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 869,000 | $1,024,899 | dollars as filed | principal |
| RAPID MICRO BIOSYSTEMS INC | 75340L104 | CLASS A COM | 947,781 | $1,023,603 | dollars as filed | |
| SPDW | 78463X889 | COM | 33,003 | $1,023,423 | dollars as filed | |
| FTC SOLAR INC | 30320C103 | COM | 794,282 | $1,016,681 | dollars as filed | |
| CADRE HLDGS INC COM | 12763L105 | Stock | 38,087 | $1,015,019 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E461 | PURBTA MSCI US | 23,746 | $1,014,899 | dollars as filed | |
| EVGO INC | 30052F100 | CL A COM | 300,000 | $1,014,000 | dollars as filed | put |
| LYFT INC | 55087P104 | CL A COM | 96,200 | $1,013,948 | dollars as filed | call |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 229,530 | $1,007,637 | dollars as filed | |
| WOLFSPEED INC | 977852AB8 | NOTE 0.250% 2/1 | 1,500,000 | $1,007,430 | dollars as filed | principal |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 15,357 | $1,006,958 | dollars as filed | |
| HASHICORP INC | 418100103 | COM CL A | 44,101 | $1,006,826 | dollars as filed | |
| BARINGS BDC INC | 06759L103 | COM | 112,168 | $999,417 | dollars as filed | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 150,910 | $997,515 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460G195 | DAILY FTSE CHINA | 34,402 | $994,906 | dollars as filed | |
| EMERSON ELEC CO COM | 291011104 | Stock | 10,300 | $994,671 | dollars as filed | call |
| 2U INC | 90214J101 | COM | 401,998 | $992,935 | dollars as filed | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 33,400 | $991,980 | dollars as filed | put |
| ORTHOFIX MED INC | 68752M108 | COM | 77,117 | $991,724 | dollars as filed | |
| DBX ETF TR | 233051242 | CMN | 23,903 | $991,671 | dollars as filed | |
| MARVELL TECHNOLOGY INC | 573874104 | COM | 18,300 | $990,579 | dollars as filed | call |
| DHI GROUP INC | 23331S100 | COM | 323,397 | $989,595 | dollars as filed | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 39,578 | $987,867 | dollars as filed | |
| BENTLEY SYS INC | 08265TAB5 | NOTE 0.125% 1/1 | 1,023,000 | $987,195 | dollars as filed | principal |
| BAIN CAP SPECIALTY FIN INC | 05684B107 | COM STK | 64,428 | $986,393 | dollars as filed | |
| TKO GROUP HOLDINGS INC CL A | 87256C101 | Stock | 11,700 | $983,502 | dollars as filed | call |
| ENLIGHT RENEWABLE ENERGY LTD SHS | M4056D110 | Stock | 62,636 | $982,759 | dollars as filed | |
| GOODRX HLDGS INC | 38246G108 | COM CL A | 174,366 | $981,681 | dollars as filed | |
| XPONENTIAL FITNESS INC A | 98422X101 | COMMON STOCK | 63,283 | $980,887 | dollars as filed | |
| MBIA INC | 55262C100 | COMMON STOCK | 136,043 | $980,872 | dollars as filed | |
| INVITAE CORP | 46185L103 | COM | 1,619,138 | $979,902 | dollars as filed | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 34,712 | $979,572 | dollars as filed | |
| CERUS CORP | 157085101 | COM | 603,474 | $977,628 | dollars as filed | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 1,624,923 | $974,629 | dollars as filed | |
| BOSTON BEER INC CL A | 100557107 | Stock | 2,500 | $973,825 | dollars as filed | call |
| ALTA EQUIPMENT GROUP INC COMMON STOCK | 02128L106 | Stock | 80,730 | $973,604 | dollars as filed | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 4,400 | $972,268 | dollars as filed | put |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 4,400 | $972,268 | dollars as filed | call |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 51,412 | $972,194 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 25,606 | $970,980 | dollars as filed | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 13,992 | $967,407 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 13,505 | $966,283 | dollars as filed | |
| ATMUS FILTRATION TECHNOLOGIE | 04956D107 | COM | 46,324 | $965,855 | dollars as filed | |
| DIREXION SHS ETF TR | 25460E224 | DAILY S&P 500 HI | 20,714 | $961,544 | dollars as filed | |
| EVOLV TECHNOLOGIES HLDNGS IN | 30049H102 | COM CL A | 197,224 | $958,508 | dollars as filed | |
| NUSHARES ETF TR | 67092P409 | NUVEEN ESG MIDCP | 26,008 | $953,453 | dollars as filed | |
| ATLANTA BRAVES HLDGS INC | 047726104 | COM SER A | 24,336 | $950,799 | dollars as filed | |
| TILRAY INC | 88688T100 | COM CL 2 | 396,844 | $948,457 | dollars as filed | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 72,609 | $947,547 | dollars as filed | |
| PETMED EXPRESS INC | 716382106 | COM | 92,306 | $946,136 | dollars as filed | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 12,110 | $945,428 | dollars as filed | |
| ADC THERAPEUTICS SA | H0036K147 | COMMON STOCK | 1,052,978 | $944,521 | dollars as filed | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 186,495 | $943,665 | dollars as filed | |
| GCM GROSVENOR INC | 36831E108 | COM CL A | 121,247 | $940,877 | dollars as filed | |
| FLEXSHARES TR | 33939L688 | STOX GBL ESG SLT | 6,957 | $938,778 | dollars as filed | |
| NIU TECHNOLOGIES | 65481N100 | CMN | 331,536 | $938,247 | dollars as filed | |
| MARINUS PHARMACEUTICALS INC | 56854Q200 | COM NEW | 116,201 | $935,418 | dollars as filed | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 14,729 | $935,144 | dollars as filed | |
| FLEX LNG LTD | G35947202 | SHS | 30,814 | $929,350 | dollars as filed | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 917,000 | $928,921 | dollars as filed | principal |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 99,317 | $927,621 | dollars as filed | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 216,573 | $926,932 | dollars as filed | |
| AMERICAN CENTY ETF TR | 025072307 | US QUALITY GROW | 13,753 | $926,815 | dollars as filed | |
| Sun Country Airlines Holding | 866683105 | COM | 62,451 | $926,773 | dollars as filed | |
| GENERAC HLDGS INC | 368736104 | COM | 8,500 | $926,160 | dollars as filed | call |
| NEOGAMES S A | L6673X107 | COM | 34,183 | $922,941 | dollars as filed | |
| CYTOKINETICS INC | 23282WAC4 | NOTE 3.500% 7/0 | 1,088,000 | $922,733 | dollars as filed | principal |
| CANADIAN SOLAR INC | 136635109 | COM | 37,481 | $922,407 | dollars as filed | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 64,900 | $920,931 | dollars as filed | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 28,323 | $920,214 | dollars as filed | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 50,000 | $917,500 | dollars as filed | call |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 156,392 | $916,457 | dollars as filed | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 5,900 | $913,792 | dollars as filed | put |
| DIREXION SHARES ETF TRUST | 25459W458 | DAI SEM BUL ETF | 48,231 | $910,119 | dollars as filed | |
| ADVANTAGE SOLUTIONS INC. | 00791N102 | COM CL A | 320,401 | $909,938 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R837 | CMN | 35,489 | $907,369 | dollars as filed | |
| OPERA LTD SPONSORED ADS | 68373M107 | ADR | 80,469 | $906,886 | dollars as filed | |
| DANIMER SCIENTIFIC INC | 236272100 | COM CL A | 437,847 | $906,343 | dollars as filed | |
| INNOVID CORP | 457679108 | COMMON STOCK | 708,023 | $906,269 | dollars as filed | |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 37,259 | $905,766 | dollars as filed | |
| ARS PHARMACEUTICALS INC | 82835W108 | COM | 239,448 | $905,113 | dollars as filed | |
| Up Fintech Holding Ltd | 91531W106 | COM | 176,420 | $903,270 | dollars as filed | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 23,196 | $903,020 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092386 | STOCK FOR INFL | 28,118 | $902,588 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E872 | CMN | 36,631 | $902,306 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V779 | BLDG CONSTR ETF | 17,872 | $901,821 | dollars as filed | |
| GEVO INC | 374396406 | COM PAR | 754,188 | $897,483 | dollars as filed | |
| VITA COCO CO INC | 92846Q107 | COM | 34,401 | $895,802 | dollars as filed | |
| COASTAL FINL CORP WA | 19046P209 | COM NEW | 20,871 | $895,575 | dollars as filed | |
| GREENBRIER COS INC | 393657AM3 | NOTE 2.875% 4/1 | 950,000 | $894,900 | dollars as filed | principal |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 20,481 | $892,152 | dollars as filed | |
| FERROGLOBE PLC | G33856108 | SHS | 171,462 | $891,602 | dollars as filed | |
| CERTARA INC COM | 15687V109 | Stock | 61,274 | $890,924 | dollars as filed | |
| FIRST LONG IS CORP | 320734106 | COM | 77,384 | $890,690 | dollars as filed | |
| CUTERA INC | 232109108 | COM | 147,388 | $887,276 | dollars as filed | |
| OMNIAB INC | 68218J103 | COM | 170,895 | $886,945 | dollars as filed | |
| iShares Cybersecurity and Tech ETF | 46435U135 | CYBERSECURITY | 23,001 | $885,769 | dollars as filed | |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 53,203 | $885,298 | dollars as filed | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 180,988 | $883,222 | dollars as filed | |
| Peakstone Realty Trust | 39818P799 | REIT | 53,049 | $882,735 | dollars as filed | |
| DESKTOP METAL INC | 25058X105 | COM CL A | 603,728 | $881,443 | dollars as filed | |
| DAILY JOURNAL CORP | 233912104 | COM | 2,993 | $879,942 | dollars as filed | |
| FIRST TR EXCHANGE ETF TRADED FD VI NASDAQ OIL & GAS | 33738R845 | ETF | 29,291 | $879,902 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 10,799 | $878,607 | dollars as filed | |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 55,181 | $876,274 | dollars as filed | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 29,717 | $875,166 | dollars as filed | |
| MONGODB INC | 60937PAD8 | NOTE 0.250% 1/1 | 500,000 | $875,095 | dollars as filed | principal |
| EUROPEAN WAX CTR INC | 29882P106 | CLASS A COM | 53,967 | $874,265 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 17,456 | $873,498 | dollars as filed | |
| LI-CYCLE HOLDINGS CORP | 50202P105 | COMMON SHARES | 245,368 | $871,057 | dollars as filed | |
| LEONARDO DRS INC COM | 52661A108 | Stock | 51,987 | $868,183 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 19,103 | $867,849 | dollars as filed | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 28,497 | $865,739 | dollars as filed | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 5,321 | $865,088 | dollars as filed | |
| ORGANOGENESIS HOLDINGS INC | 68621F102 | COMMON STOCK | 271,953 | $864,811 | dollars as filed | |
| LEGG MASON ETF INVT | 52468L406 | FRANKLIN US LOW | 25,525 | $864,787 | dollars as filed | |
| EXPEDIA GROUP INC | 30212PBE4 | NOTE 2/1 | 993,000 | $862,718 | dollars as filed | principal |
| INNOVATOR ETFS TRUST | 45782C508 | US EQTY PWR BUF | 24,724 | $860,301 | dollars as filed | |
| VIASAT INC | 92552V100 | COM | 46,572 | $859,719 | dollars as filed | |
| HIMALAYA SHIPPING LTD ORD SHS | G4660A103 | Stock | 177,780 | $858,677 | dollars as filed | |
| NRC HEALTH | 637372202 | COMMON STOCK | 19,349 | $858,515 | dollars as filed | |
| TELADOC HEALTH INC | 87918AAF2 | NOTE 1.250% 6/0 | 1,075,000 | $856,668 | dollars as filed | principal |
| CEVA INC | 157210105 | COMMON STOCK | 44,030 | $853,741 | dollars as filed | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 18,104 | $851,431 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 7,630 | $848,037 | dollars as filed | |
| AMERICAN WELL CORP | 03044L105 | CL A | 723,488 | $846,481 | dollars as filed | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 35,000 | $845,950 | dollars as filed | call |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 57,600 | $844,416 | dollars as filed | put |
| AMC ENTMT HLDGS INC | 00165C302 | CL A NEW | 105,400 | $842,146 | dollars as filed | put |
| ZYNEX INC | 98986M103 | COM | 105,232 | $841,856 | dollars as filed | |
| RINGCENTRAL INC | 76680RAH0 | NOTE 3/1 | 1,000,000 | $841,300 | dollars as filed | principal |
| NCL CORP LTD | 62886HBK6 | NOTE 2.500% 2/1 | 975,000 | $840,450 | dollars as filed | principal |
| INSPIRE SMALL/MID CAP ETF | 66538H641 | ETF | 27,614 | $839,189 | dollars as filed | |
| Proshares Short S&P | 74347B425 | COM | 57,825 | $836,728 | dollars as filed | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 5,435 | $836,066 | dollars as filed | |
| PURECYCLE TECHNOLOGIES INC | 74623V103 | COM | 148,300 | $831,963 | dollars as filed | put |
| Honeywell Technologies | 438516106 | COM | 4,500 | $831,330 | dollars as filed | put |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 100,980 | $829,046 | dollars as filed | |
| GRANITESHARES ETF TR | 38747R603 | CMN | 21,361 | $827,948 | dollars as filed | |
| WISDOMTREE TR | 97717X719 | CHINADIV EX FI | 27,903 | $825,650 | dollars as filed | |
| NUSCALE PWR CORP CL A COM | 67079K100 | Stock | 168,414 | $825,229 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 11,371 | $822,884 | dollars as filed | |
| SPLUNK INC | 848637AD6 | BOND | 764,000 | $821,735 | dollars as filed | principal |
| AMPLIFY BLUESTAR ISRAEL TECHNOLOGY ETF | 26924G870 | COM | 19,907 | $820,567 | dollars as filed | |
| OUTSET MEDICAL INC | 690145107 | COM | 74,987 | $815,858 | dollars as filed | |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 32,094 | $812,941 | dollars as filed | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 56,760 | $809,967 | dollars as filed | |
| VUZIX CORP | 92921W300 | COM NEW | 221,757 | $804,978 | dollars as filed | |
| ETSY INC | 29786AAL0 | NOTE 0.125% 9/0 | 1,000,000 | $800,000 | dollars as filed | principal |
| INTREPID POTASH INC | 46121Y201 | COM | 31,796 | $799,988 | dollars as filed | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 89,173 | $798,099 | dollars as filed | |
| SMARTRENT INC | 83193G107 | COMMON STOCK | 303,622 | $792,453 | dollars as filed | |
| LYELL IMMUNOPHARMA INC | 55083R104 | COM | 537,617 | $790,297 | dollars as filed | |
| Direxion Daily S&P 500 Bear 3X Shares | 25460E265 | ETF | 50,006 | $789,095 | dollars as filed | |
| TASKUS INC | 87652V109 | CLASS A COM | 75,961 | $788,475 | dollars as filed | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 33,642 | $788,232 | dollars as filed | |
| VIGIL NEUROSCIENCE INC | 92673K108 | COM | 146,202 | $788,029 | dollars as filed | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 68,073 | $786,924 | dollars as filed | |
| KODIAK SCIENCES INC | 50015M109 | COM | 435,093 | $783,167 | dollars as filed | |
| ATEA PHARMACEUTICALS INC | 04683R106 | COMMON STOCK | 261,023 | $783,069 | dollars as filed | |
| RANPAK HOLDINGS CORP | 75321W103 | COMMON STOCK | 143,889 | $782,756 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P504 | INCOME EQT FOCUS | 16,499 | $782,713 | dollars as filed | |
| CULLINAN THERAPEUTICS INC | 230031106 | COM | 86,111 | $779,305 | dollars as filed | |
| REPARE THERAPEUTICS INC | 760273102 | COM | 64,347 | $777,311 | dollars as filed | |
| RLJ LODGING TR | 74965L200 | CUM CONV PFD A | 32,314 | $777,152 | dollars as filed | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 25,959 | $776,174 | dollars as filed | |
| KE HLDGS INC SPONSORED ADS | 482497104 | ADR | 50,000 | $776,000 | dollars as filed | call |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 32,347 | $774,387 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E420 | CMN | 19,363 | $772,196 | dollars as filed | |
| ORCHID IS CAP INC | 68571X301 | COM NEW | 90,654 | $771,465 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F458 | FT VEST US EQT | 25,083 | $769,346 | dollars as filed | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 98,724 | $769,060 | dollars as filed | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 7,702 | $761,729 | dollars as filed | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 26,492 | $760,850 | dollars as filed | |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 20,000 | $760,800 | dollars as filed | call |
| ALPINE IMMUNE SCIENCES INC | 02083G100 | COM | 66,445 | $760,796 | dollars as filed | |
| NEXPOINT REAL ESTATE FINANCE | 65342V101 | REIT | 46,179 | $755,488 | dollars as filed | |
| GENEDX HOLDINGS CORP | 81663L200 | COM CL A | 207,041 | $753,629 | dollars as filed | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 37,964 | $752,826 | dollars as filed | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 53,647 | $751,594 | dollars as filed | |
| FUELCELL ENERGY INC | 35952H601 | COM | 586,800 | $751,104 | dollars as filed | put |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 118,381 | $750,535 | dollars as filed | |
| ETF SER SOLUTIONS | 26922B865 | U S GL SE SK ETF | 50,000 | $750,385 | dollars as filed | |
| TRINITY CAP INC | 896442308 | COM | 53,873 | $749,912 | dollars as filed | |
| SASOL LTD | 803866300 | SPONSORED ADR | 54,673 | $747,380 | dollars as filed | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 36,719 | $746,497 | dollars as filed | |
| PACER FDS TR | 69374H691 | mc | 22,997 | $745,006 | dollars as filed | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 14,208 | $741,800 | dollars as filed | |
| ONESPAN INC | 68287N100 | COM | 68,927 | $740,965 | dollars as filed | |
| CELLEBRITE DI LTD ORDINARY SHARES | M2197Q107 | Stock | 96,667 | $739,503 | dollars as filed | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 69,343 | $739,197 | dollars as filed | |
| ZIMVIE INC | 98888T107 | COM | 78,511 | $738,789 | dollars as filed | |
| PARK AEROSPACE CORP | 70014A104 | COM | 47,500 | $737,675 | dollars as filed | |
| NUSHARES ETF TR | 67092P862 | CMN | 20,921 | $736,917 | dollars as filed | |
| ALTO INGREDIENTS INC | 021513106 | COMMON STOCK | 166,376 | $735,382 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E156 | S&P SMLCP FINL | 17,718 | $735,325 | dollars as filed | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 16,652 | $735,019 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 13,569 | $734,354 | dollars as filed | |
| CODEXIS INC | 192005106 | COM | 386,921 | $731,281 | dollars as filed | |
| Gaotu Techedu Inc | 36257Y109 | COM | 264,184 | $729,148 | dollars as filed | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 162,362 | $729,005 | dollars as filed | |
| IMMUNITYBIO INC | 45256X103 | COM | 427,764 | $722,921 | dollars as filed | |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 23,129 | $721,625 | dollars as filed | |
| DOMO INC | 257554105 | COM CL B | 73,534 | $721,368 | dollars as filed | |
| CRONOS GROUP INC | 22717L101 | COM | 360,663 | $721,326 | dollars as filed | |
| CION INVT CORP | 17259U204 | COM | 68,228 | $721,170 | dollars as filed | |
| PROSHARES TR | 74347R669 | PSHS ULT SEMICDT | 18,726 | $721,138 | dollars as filed | |
| ALPS ETF TR | 00162Q387 | OSHARES US QUALT | 17,151 | $719,141 | dollars as filed | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 267,158 | $715,984 | dollars as filed | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 9,768 | $715,701 | dollars as filed | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 22,614 | $713,698 | dollars as filed | |
| BLACKROCK CAP ALLOCATION TER | 09260U109 | COM | 49,190 | $712,763 | dollars as filed | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 163,484 | $711,155 | dollars as filed | |
| PERFICIENT INC | 71375UAF8 | BOND | 887,000 | $710,753 | dollars as filed | principal |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 18,000 | $709,920 | dollars as filed | |
| METROCITY BANKSHARES INC | 59165J105 | COMMON STOCK | 36,048 | $709,425 | dollars as filed | |
| DAKTRONICS INC | 234264109 | COM | 79,486 | $709,016 | dollars as filed | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 52,697 | $707,193 | dollars as filed | |
| INOGEN INC | 45780L104 | COM | 134,428 | $701,714 | dollars as filed | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 21,883 | $697,411 | dollars as filed | |
| HBT FINANCIAL INC DE | 404111106 | COMMON STOCK | 38,196 | $696,695 | dollars as filed | |
| INDUSTRIAL TECH ACQSTNS II I | 45635R108 | COM | 64,850 | $696,489 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137Y609 | CMN | 26,152 | $696,407 | dollars as filed | |
| ACQUIRERS SMALL AND MICRO DEEP VALUE ETF | 26922A701 | ETF | 21,029 | $695,240 | dollars as filed | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 79,276 | $693,667 | dollars as filed | |
| SILVERCREST METALS INC | 828363101 | COM | 156,661 | $690,875 | dollars as filed | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 30,419 | $688,686 | dollars as filed | |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 50,000 | $688,500 | dollars as filed | put |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 281,838 | $684,866 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-23-000396 | this filing | 2023-11-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000769993-24-000251 | base | 2024-05-15 | acceptance time not in the bulk data set |