13F-HR filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-11-14, with 5,524 holding rows worth $497,696,820,182.
- Accession
- 0000769993-23-000396
- Filer
- CIK 886982
- Filed
- 2023-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A combination report, 11,925 entries on the cover page, a total value of $497,696,820,182 stated on the cover page (in dollars after the unit check, H1), rows summing to $497,696,820,182 with VALUE read as dollars as filed, 13F file number 028-04981. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- reports for this filerUNITED CAPITAL FINANCIAL ADVISERS, LLC028-13508
- included managerGOLDMAN SACHS & CO. LLC028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 34,897 | $226,482 | dollars as filed | |
| INOZYME PHARMA INC | 45790W108 | COM | 53,888 | $226,330 | dollars as filed | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 41,376 | $225,499 | dollars as filed | |
| BROOKFIELD BUSINESS CO FCLASS A | 11259V106 | CL A EXC SUB VTG | 12,440 | $224,915 | dollars as filed | |
| PROSHARES TR | 74347G432 | ULTRAPRO SHT QQQ | 10,970 | $224,227 | dollars as filed | |
| ICOSAVAX INC | 45114M109 | COM | 28,836 | $223,479 | dollars as filed | |
| ESS TECH INC | 26916J106 | COMMON STOCK | 118,186 | $222,189 | dollars as filed | |
| LANDS END INC | 51509F105 | COMMON STOCK | 29,730 | $222,083 | dollars as filed | |
| ANGI INC CLASS A | 00183L102 | CL A | 112,130 | $222,018 | dollars as filed | |
| PRIVIA HEALTH GROUP INC | 74276R102 | COM | 9,645 | $221,835 | dollars as filed | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 200 | $221,614 | dollars as filed | put |
| BLUEGREEN VACATIONS HLDG COR | 096308101 | COM | 6,034 | $221,327 | dollars as filed | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 84,144 | $221,299 | dollars as filed | |
| ISHARES TR | 46436E304 | CMN | 8,314 | $220,802 | dollars as filed | |
| EMAGIN CORP | 29076N206 | COM | 110,823 | $220,538 | dollars as filed | |
| INFINERA CORP | 45667GAE3 | BOND | 250,000 | $219,990 | dollars as filed | principal |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 20,000 | $219,400 | dollars as filed | put |
| WALDENCAST PLC | G9503X103 | CLASS A ORD SHS | 23,216 | $218,695 | dollars as filed | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 56,756 | $217,943 | dollars as filed | |
| WAYFAIR INC | 94419LAM3 | NOTE 0.625%10/0 | 250,000 | $215,325 | dollars as filed | principal |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 3,144 | $215,238 | dollars as filed | |
| CONCRETE PUMPING HOLDINGS IN | 206704108 | COMMON STOCK | 25,071 | $215,109 | dollars as filed | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 9,668 | $214,823 | dollars as filed | |
| BARCLAYS BANK PLC | 06748F324 | IPTH SR B S&P | 9,200 | $214,544 | dollars as filed | put |
| PROSHARES TR | 74347G382 | FUND | 11,274 | $214,544 | dollars as filed | |
| FLAME ACQUISITION CORP | 33850F116 | *W EXP 02/26/202 | 267,503 | $214,002 | dollars as filed | |
| ORANGE COUNTY BANCORP INC | 68417L107 | COMMON STOCK | 4,954 | $213,864 | dollars as filed | |
| APOGEE THERAPEUTICS INC COM | 03770N101 | Stock | 10,002 | $213,043 | dollars as filed | |
| ASTRIA THERAPEUTICS INC COM | 04635X102 | Stock | 28,530 | $212,833 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 1,454 | $212,792 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092832 | DIVID ETF RISI | 5,325 | $211,775 | dollars as filed | |
| GRANITE RIDGE RESOURCES INC | 387432107 | COM | 34,712 | $211,743 | dollars as filed | |
| DIREXION SHS ETF TR | 25460G807 | FUND | 25,619 | $211,613 | dollars as filed | |
| SWK HLDGS CORP | 78501P203 | COM NEW | 13,429 | $211,507 | dollars as filed | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 3,897 | $211,062 | dollars as filed | |
| OP BANCORP | 67109R109 | COMMON STOCK | 23,039 | $210,807 | dollars as filed | |
| THE LION ELECTRIC COMPANY | 536221104 | COMMON STOCK | 109,955 | $210,014 | dollars as filed | |
| PRELUDE THERAPEUTICS INC | 74065P101 | CMN | 67,688 | $209,156 | dollars as filed | |
| SPRUCE POWER HOLDING CORP | 9837FR100 | COMMON STOCK | 38,378 | $208,776 | dollars as filed | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 37,510 | $208,556 | dollars as filed | |
| WISDOMTREE TR | 97717Y634 | CMN | 6,525 | $208,412 | dollars as filed | |
| ISHARES TR | 46434V761 | MSCI UAE ETF | 13,627 | $208,357 | dollars as filed | |
| BLUESCAPE OPPORTUNITIES ACQU | G1195N105 | COM | 20,597 | $206,588 | dollars as filed | |
| Afya Ltd-Class A | G01125106 | COM | 13,000 | $205,400 | dollars as filed | |
| PROSHARES SHORT | 74347R396 | PSHS SH MSCI EMR | 13,383 | $205,295 | dollars as filed | |
| MARINE PRODS CORP | 568427108 | cs | 14,337 | $203,729 | dollars as filed | |
| ENTRADA THERAPEUTICS INC COM | 29384C108 | Stock | 12,804 | $202,307 | dollars as filed | |
| PORCH GROUP INC | 733245104 | COM | 251,504 | $201,857 | dollars as filed | |
| ETF OPPORTUNITIES TRUST | 26923N603 | ALPHA DOG ETF | 10,406 | $201,777 | dollars as filed | |
| POLYMET MNG CORP | 731916409 | COM | 96,294 | $200,291 | dollars as filed | |
| PROFOUND MED CORP | 74319B502 | COM NEW | 19,400 | $197,880 | dollars as filed | |
| CCC INTELLIGENT SOLUTIONS HLD COM | 12510Q100 | Stock | 14,800 | $197,580 | dollars as filed | call |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 10,146 | $195,615 | dollars as filed | |
| FORGE GLOBAL HOLDINGS INC | 34629L103 | COM | 96,061 | $195,004 | dollars as filed | |
| CAREMAX INC | 14171W103 | COM | 91,120 | $193,175 | dollars as filed | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 137,913 | $193,078 | dollars as filed | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 11,782 | $192,164 | dollars as filed | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 29,028 | $191,004 | dollars as filed | |
| QUIPT HOME MEDICAL CORP | 74880P104 | COM | 37,430 | $190,519 | dollars as filed | |
| SCILEX HOLDING CO | 80880W106 | COM | 135,775 | $190,085 | dollars as filed | |
| TELOS CORP MD | 87969B101 | COM | 78,455 | $187,507 | dollars as filed | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 12,723 | $186,392 | dollars as filed | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 21,860 | $184,717 | dollars as filed | |
| LIFEZONE METALS LIMITED | G5568L117 | WTS | 156,400 | $184,552 | dollars as filed | |
| LIMONEIRA CO | 532746104 | COM | 11,883 | $182,048 | dollars as filed | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 18,619 | $181,535 | dollars as filed | |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 81,673 | $181,314 | dollars as filed | |
| BARK Inc. | 68622E104 | COM | 149,730 | $179,676 | dollars as filed | |
| SELECTQUOTE INC | 816307300 | COM | 153,482 | $179,574 | dollars as filed | |
| THE REALREAL INC | 88339P101 | COM | 85,032 | $179,418 | dollars as filed | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A309 | COMMON STOCK | 107,795 | $178,939 | dollars as filed | |
| CALIFORNIA BANCORP | 84252A106 | COMMON STOCK | 12,760 | $178,768 | dollars as filed | |
| COMPASS PATHWAYS PLC | 20451W101 | SPONSORED ADS | 24,037 | $177,874 | dollars as filed | |
| INOTIV INC | 45783Q100 | COM | 57,480 | $177,038 | dollars as filed | |
| BIOCERES CROP SOLUTIONS CORP | G1117K114 | CMN | 15,532 | $175,356 | dollars as filed | |
| WESTERN ASSET MORTGAGE CAP ORD | 95790D204 | COM | 18,626 | $175,084 | dollars as filed | |
| WESTPORT FUEL SYSTEMS INC | 960908507 | CMN | 28,843 | $174,789 | dollars as filed | |
| PROSHARES ULTRASHORT MSCI BRAZIL CAPPED | 74347G283 | ETF | 12,142 | $173,995 | dollars as filed | |
| ASHFORD HOSPITALITY TR INC | 044103869 | COM SHS | 72,702 | $173,758 | dollars as filed | |
| DADA NEXUS LTD NPV ADR | 23344D108 | ADS | 38,989 | $173,501 | dollars as filed | |
| SAGIMET BIOSCIENCES INC A | 786700104 | COMMON STOCK | 19,654 | $172,955 | dollars as filed | |
| ALPINE INCOME PROPERTY TRUST | 02083X103 | REIT | 10,527 | $172,222 | dollars as filed | |
| UR-ENERGY INC | 91688R108 | COM | 111,611 | $171,881 | dollars as filed | |
| GLATFELTER CORP | 377320106 | COMMON STOCK | 85,814 | $171,628 | dollars as filed | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 13,317 | $169,659 | dollars as filed | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 15,300 | $168,606 | dollars as filed | put |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 14,277 | $167,612 | dollars as filed | |
| STEALTHGAS INC | Y81669106 | COM | 33,279 | $167,560 | dollars as filed | |
| HF FOODS GROUP INC | 40417F109 | COM | 41,985 | $166,680 | dollars as filed | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 21,404 | $165,667 | dollars as filed | |
| COOL CO LTD | G2415A113 | COMMON SHARES | 11,928 | $165,203 | dollars as filed | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 15,909 | $164,499 | dollars as filed | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 34,298 | $164,286 | dollars as filed | |
| FIRST INTERNET BANCORP | 320557101 | COM | 10,128 | $164,175 | dollars as filed | |
| EVENTBRITE INC | 29975EAD1 | NOTE 0.750% 9/1 | 200,000 | $163,600 | dollars as filed | principal |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 50,000 | $163,500 | dollars as filed | call |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 32,059 | $163,180 | dollars as filed | |
| 908 DEVICES INC COM | 65443P102 | Stock | 24,362 | $162,251 | dollars as filed | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 474,066 | $161,799 | dollars as filed | |
| CLIPPER REALTY INC | 18885T306 | COM | 31,181 | $161,518 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25459W557 | DAI 710 BEA ETF | 10,325 | $158,902 | dollars as filed | |
| CORMEDIX INC COM | 21900C308 | Stock | 42,923 | $158,815 | dollars as filed | |
| PRAXIS PRECISION MEDICINES I | 74006W108 | COM | 92,613 | $158,368 | dollars as filed | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 69,988 | $157,473 | dollars as filed | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 20,665 | $156,021 | dollars as filed | |
| AUTOLUS THERAPEUTICS PLC SPON | 05280R100 | COM | 66,821 | $155,693 | dollars as filed | |
| EMERALD HOLDING INC | 29103W104 | COM | 33,949 | $153,449 | dollars as filed | |
| Rent the Runway, Inc. | 76010Y103 | COM CL A | 223,747 | $152,282 | dollars as filed | |
| VELOCITY FINANCIAL INC | 92262D101 | COMMON STOCK | 13,401 | $151,431 | dollars as filed | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 12,400 | $150,908 | dollars as filed | |
| TINGO GROUP INC | 55328R109 | COM | 145,391 | $149,025 | dollars as filed | |
| SCPHARMACEUTICALS INC | 810648105 | COM | 20,894 | $148,765 | dollars as filed | |
| YATSEN HLDG LTD SPONSORED ADS | 985194109 | ADR | 148,167 | $148,167 | dollars as filed | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 33,239 | $147,914 | dollars as filed | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 86,012 | $147,081 | dollars as filed | |
| JANUX THERAPEUTICS INC | 47103J105 | COM | 14,544 | $146,604 | dollars as filed | |
| ZEVRA THERAPEUTICS INC COM NEW | 488445206 | Stock | 30,366 | $146,364 | dollars as filed | |
| LCNB CORP | 50181P100 | COM | 10,177 | $145,226 | dollars as filed | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 21,616 | $144,611 | dollars as filed | |
| BANDWIDTH INC | 05988JAD5 | NOTE 0.500% 4/0 | 225,000 | $144,000 | dollars as filed | principal |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 22,123 | $143,578 | dollars as filed | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 38,965 | $143,002 | dollars as filed | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 16,233 | $141,389 | dollars as filed | |
| HAGERTY INC A | 405166109 | COMMON STOCK | 17,218 | $140,671 | dollars as filed | |
| BURLINGTON STORES INC | 122017AB2 | NOTE 2.250% 4/1 | 145,000 | $140,563 | dollars as filed | principal |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 11,810 | $140,539 | dollars as filed | |
| ENTHUSIAST GAMING HLDGS INC | 29385B109 | COM | 420,658 | $140,079 | dollars as filed | |
| DOCUSIGN INC | 256163AD8 | NOTE 1/1 | 140,000 | $137,200 | dollars as filed | principal |
| EOS ENERGY ENTERPRISES INC COM CL A | 29415C101 | Stock | 63,675 | $136,902 | dollars as filed | |
| BLACKROCK TECH AND PRIVATE E | 09260Q108 | SHS BEN INT | 19,600 | $136,416 | dollars as filed | |
| AEON BIOPHARMA INC | 00791X100 | CL A | 24,308 | $136,125 | dollars as filed | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 19,307 | $135,535 | dollars as filed | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 10,732 | $135,223 | dollars as filed | |
| OPTINOSE INC | 68404V100 | COM | 109,143 | $134,246 | dollars as filed | |
| ALTI GLOBAL INC | 02157E106 | COMMON STOCK | 19,189 | $133,555 | dollars as filed | |
| PROSHARES TR | 74347G358 | ULTRASHORT ENRGY | 12,837 | $132,991 | dollars as filed | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 10,385 | $132,616 | dollars as filed | |
| ROOT INC OH CLASS A | 77664L207 | COMMON STOCK | 13,746 | $130,724 | dollars as filed | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 30,381 | $130,638 | dollars as filed | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 11,949 | $130,603 | dollars as filed | |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 17,336 | $130,193 | dollars as filed | |
| VIRTUS DIVIDEND, INTEREST & PR | 92840R101 | COM | 11,436 | $129,570 | dollars as filed | |
| CELCUITY INC | 15102K100 | COM | 14,083 | $128,719 | dollars as filed | |
| VERITONE INC | 92347M100 | COM | 49,869 | $128,662 | dollars as filed | |
| RUBICON TECHNOLOGIES INC | 78112J208 | CL A | 61,511 | $127,943 | dollars as filed | |
| CONNS INC | 208242107 | COM | 32,215 | $127,249 | dollars as filed | |
| CRACKER BARREL OLD CTRY STOR | 22410JAB2 | cv | 154,000 | $127,147 | dollars as filed | principal |
| VALENS SEMICONDUCTOR LTD | M9607U115 | ORDINARY SHARES | 47,756 | $127,031 | dollars as filed | |
| FORD MTR CO COM | 345370860 | Stock | 10,200 | $126,684 | dollars as filed | call |
| DIREXION SHS ETF TR | 25460E521 | FUND | 11,391 | $124,162 | dollars as filed | |
| NIOCORP DEVS LTD | 654484609 | COM NEW | 34,185 | $124,092 | dollars as filed | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 13,104 | $123,964 | dollars as filed | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 10,026 | $123,019 | dollars as filed | |
| SKYWATER TECHNOLOGY INC COM | 83089J108 | Stock | 20,241 | $121,851 | dollars as filed | |
| INNOVAGE HLDG CORP | 45784A104 | COM | 19,999 | $119,794 | dollars as filed | |
| SNAP ONE HOLDINGS CORP | 83303Y105 | COM | 12,866 | $118,882 | dollars as filed | |
| VIANT TECHNOLOGY INC A | 92557A101 | COMMON STOCK | 21,165 | $118,524 | dollars as filed | |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 38,381 | $118,213 | dollars as filed | |
| AEMETIS INC | 00770K202 | COM NEW | 28,350 | $117,653 | dollars as filed | |
| MCEWEN INC. | 58039P305 | COM NEW | 17,804 | $115,726 | dollars as filed | |
| BRIDGER AEROSPACE GRP HLDGS | 96812F102 | COM | 13,646 | $115,582 | dollars as filed | |
| ZURA BIO LTD | G9TY5A101 | COMMON STOCK | 17,456 | $115,210 | dollars as filed | |
| FINANCE OF AMERICA COMPAN CL A NEW | 31738L107 | Stock | 89,540 | $114,611 | dollars as filed | |
| BRF SA | 10552T107 | SPONSORED ADR | 55,898 | $114,591 | dollars as filed | |
| INTL GNRL INSURANCE HLDNGS L | G4809J106 | SHS | 10,098 | $113,905 | dollars as filed | |
| MARCHEX INC | 56624R108 | CMN | 78,274 | $113,497 | dollars as filed | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 10,624 | $112,508 | dollars as filed | |
| KINNATE BIOPHARMA INC | 49705R105 | COM | 78,971 | $110,559 | dollars as filed | |
| TABOOLA.COM LTD | M8744T106 | ORD SHS | 29,078 | $110,206 | dollars as filed | |
| HERTZ GLOBAL HLDGS INC | 42806J148 | *W EXP 06/30/205 | 17,856 | $109,279 | dollars as filed | |
| CONTEXTLOGIC INC | 21077C305 | COM | 24,648 | $108,697 | dollars as filed | |
| TERAWULF INC | 88080T104 | COM | 84,944 | $107,029 | dollars as filed | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 11,621 | $107,029 | dollars as filed | |
| ETON PHARMACEUTICALS INC | 29772L108 | COMMON STOCK | 25,650 | $106,961 | dollars as filed | |
| COHERUS BIOSCIENCES INC | 19249HAB9 | BOND | 175,000 | $106,313 | dollars as filed | principal |
| CITIUS PHARMACEUTICALS INC | 17322U207 | COM | 154,291 | $105,597 | dollars as filed | |
| FOCUS UNVL INC | 34417J104 | COM | 54,010 | $104,779 | dollars as filed | |
| CANO HEALTH INC | 13781Y103 | COM | 413,146 | $104,774 | dollars as filed | |
| BLACKSKY TECHNOLOGY INC | 09263B108 | COM CL A | 88,707 | $103,787 | dollars as filed | |
| ATOMERA INC | 04965B100 | COMMON STOCK | 16,554 | $103,628 | dollars as filed | |
| INNODATA INC | 457642205 | COM NEW | 12,025 | $102,573 | dollars as filed | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 12,665 | $102,460 | dollars as filed | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 21,916 | $101,690 | dollars as filed | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 13,565 | $100,924 | dollars as filed | |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 13,168 | $99,418 | dollars as filed | |
| NKARTA INC | 65487U108 | COMMON STOCK | 71,498 | $99,383 | dollars as filed | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 11,482 | $99,090 | dollars as filed | |
| HOPE BANCORP INC | 43940TAB5 | NOTE 2.000% 5/1 | 100,000 | $98,900 | dollars as filed | principal |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 38,100 | $98,679 | dollars as filed | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 167,283 | $97,861 | dollars as filed | |
| KVH INDS INC | 482738101 | COM | 19,169 | $97,762 | dollars as filed | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 10,688 | $96,940 | dollars as filed | |
| CENTURY THERAPEUTICS INC | 15673T100 | COM | 48,278 | $96,556 | dollars as filed | |
| RENEW ENERGY GLOBAL PLC CL A SHS | G7500M104 | Stock | 17,745 | $96,355 | dollars as filed | |
| ALLOT LTD | M0854Q105 | SHS | 43,698 | $95,262 | dollars as filed | |
| POTBELLY CORP | 73754Y100 | COM | 12,102 | $94,396 | dollars as filed | |
| DZS INC | 268211109 | COMMON STOCK | 44,743 | $93,960 | dollars as filed | |
| GPGI INC COM CL A | 20459V105 | Stock | 14,546 | $93,822 | dollars as filed | |
| IKENA ONCOLOGY INC | 45175G108 | COM | 21,389 | $92,614 | dollars as filed | |
| Yalla Group Ltd | 98459U103 | COM | 17,642 | $92,444 | dollars as filed | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 219,428 | $90,931 | dollars as filed | |
| LARGO INC | 517097101 | COM | 32,052 | $90,707 | dollars as filed | |
| WM TECHNOLOGY INC | 92971A109 | COM *D* | 68,680 | $90,658 | dollars as filed | |
| United Homes Group Inc. CL A | 91060H108 | COM | 15,870 | $88,872 | dollars as filed | |
| HERITAGE GLOBAL INC | 42727E103 | COM | 28,266 | $88,190 | dollars as filed | |
| AKOYA BIOSCIENCES INC COM | 00974H104 | Stock | 18,949 | $88,113 | dollars as filed | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 18,997 | $87,766 | dollars as filed | |
| Agora Inc-Adr | 00851L103 | COM | 34,396 | $87,022 | dollars as filed | |
| BLINK CHARGING CO | 09354A100 | COM | 28,400 | $86,904 | dollars as filed | put |
| PERPETUA RESOURCES CORP | 714266103 | COM | 26,542 | $86,527 | dollars as filed | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 35,000 | $85,750 | dollars as filed | |
| MIND MEDICINE MINDMED INC | 60255C885 | COM NEW | 26,906 | $84,216 | dollars as filed | |
| MIDDLEBY CORP | 596278AB7 | NOTE 1.000% 9/0 | 75,000 | $83,963 | dollars as filed | principal |
| CAPRICOR THERAPEUTICS INC | 14070B309 | COMMON STOCK | 24,549 | $83,958 | dollars as filed | |
| AEVA TECHNOLOGIES INC | 00835Q103 | COM | 109,743 | $83,943 | dollars as filed | |
| GRAPHITE BIO INC | 38870X104 | COM | 33,779 | $83,772 | dollars as filed | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 17,617 | $83,681 | dollars as filed | |
| BANK MONTREAL MEDIUM | 063679641 | MICRSCTR GLD 3X | 11,051 | $83,656 | dollars as filed | |
| BIOATLA INC | 09077B104 | COM | 49,133 | $83,526 | dollars as filed | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 11,037 | $83,274 | dollars as filed | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 47,193 | $83,060 | dollars as filed | |
| DAKOTA GOLD CORP | 46655E100 | COM | 31,843 | $82,155 | dollars as filed | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 30,308 | $82,135 | dollars as filed | |
| BRILLIANT EARTH GROUP INC | 109504100 | CMN | 27,670 | $81,627 | dollars as filed | |
| ADICET BIO INC | 007002108 | COM | 59,511 | $81,530 | dollars as filed | |
| PARSONS CORP DEL | 70202LAB8 | BOND | 64,000 | $81,248 | dollars as filed | principal |
| UNICYCIVE THERAPEUTICS INC | 90466Y103 | CMN | 93,233 | $80,180 | dollars as filed | |
| BAKKT HOLDINGS INC | 05759B107 | COM | 68,447 | $80,083 | dollars as filed | |
| FOGHORN THERAPEUTICS INC | 344174107 | COMMON STOCK | 15,951 | $79,755 | dollars as filed | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 33,318 | $79,630 | dollars as filed | |
| PONCE FINANCIAL GROUP INC | 732344106 | COMMON STOCK | 10,113 | $79,084 | dollars as filed | |
| FREQUENCY THERAPEUTICS INC | 35803L108 | COM | 212,082 | $78,470 | dollars as filed | |
| SCYNEXIS INC | 811292200 | COM NEW | 33,260 | $75,833 | dollars as filed | |
| IMPINJ INC | 453204AD1 | NOTE 1.125% 5/1 | 86,000 | $75,067 | dollars as filed | principal |
| LUNA INNOVATIONS INC | 550351100 | COM | 12,761 | $74,779 | dollars as filed | |
| SUNPOWER INC | 20460L104 | COM | 36,128 | $74,424 | dollars as filed | |
| CANOO INC | 13803R102 | COM CL A | 150,509 | $73,749 | dollars as filed | |
| ATAIBECKLEY INC | N0731H103 | Equity | 56,642 | $73,068 | dollars as filed | |
| INTEVAC INC | 461148108 | COM | 23,355 | $72,634 | dollars as filed | |
| FiscalNote Holdings Inc | 337655104 | Common Stock | 34,847 | $72,482 | dollars as filed | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 49,324 | $72,013 | dollars as filed | |
| LIVEWIRE GROUP INC | 53838J105 | COMMON STOCK | 10,251 | $71,039 | dollars as filed | |
| ALTERYX INC | 02156BAF0 | BOND | 80,000 | $70,807 | dollars as filed | principal |
| SHIFT TECHNOLOGIES INC | 82452t305 | COM | 43,943 | $70,309 | dollars as filed | |
| HONEST CO INC | 438333106 | COM | 55,213 | $69,568 | dollars as filed | |
| CENTESSA PHARMACEUTICALS PLC | 152309100 | SPONSORED ADS | 10,650 | $68,906 | dollars as filed | |
| RIDENOW GROUP INC | 781386305 | COM CL B | 11,196 | $68,631 | dollars as filed | |
| Nexxen International LTD | 89484T104 | SPON ADR | 19,064 | $67,296 | dollars as filed | |
| PDS BIOTECHNOLOGY CORP | 70465T107 | COM | 13,322 | $67,276 | dollars as filed | |
| WILHELMINA INTL INC | 968235200 | COM NEW | 18,926 | $66,998 | dollars as filed | |
| MSP RECOVERY INC | 553745100 | COM CL A | 12,455 | $66,883 | dollars as filed | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 20,680 | $65,556 | dollars as filed | |
| BANCO BRADESCO S A | 059460402 | SPONSORED ADR | 24,013 | $64,355 | dollars as filed | |
| P3 HEALTH PARTNERS INC | 744413105 | COM CL A | 43,548 | $64,016 | dollars as filed | |
| STERLING BANCORP INC | 85917W102 | COM | 10,582 | $61,799 | dollars as filed | |
| CULP INC | 230215105 | CMN | 11,066 | $61,748 | dollars as filed | |
| LONGEVITY HEALTH HLDGS INC | 142922103 | COM | 17,123 | $61,689 | dollars as filed | |
| LONGBOARD PHARMACEUTICALS IN | 54300N103 | COM | 11,073 | $61,566 | dollars as filed | |
| ANDRETTI ACQUISITION CORP | G26735129 | WARR | 193,888 | $61,152 | dollars as filed | |
| TERRAN ORBITAL CORPORATION | 88105P103 | COM | 72,741 | $60,549 | dollars as filed | |
| BENSON HILL INC | 082490103 | COM | 181,232 | $60,078 | dollars as filed | |
| FIRY INC | 83067L208 | COM | 11,747 | $59,910 | dollars as filed | |
| NUTEX HEALTH INC | 67079U108 | COM | 292,823 | $59,297 | dollars as filed | |
| POLESTAR AUTOMOTIVE HLDG UK | 731105201 | ADS A | 22,212 | $58,640 | dollars as filed | |
| AVEANNA HEALTHCARE HLDGS INC | 05356F105 | COM | 49,078 | $58,403 | dollars as filed | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 73,225 | $58,397 | dollars as filed | |
| KAMADA LTD | M6240T109 | SHS | 10,873 | $58,062 | dollars as filed | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 25,370 | $57,336 | dollars as filed | |
| TREVI THERAPEUTICS INC COM | 89532M101 | Stock | 26,150 | $57,007 | dollars as filed | |
| SURGEPAYS INC | 86882L204 | COM NEW | 12,133 | $56,782 | dollars as filed | |
| ALMACENES EXITO S A | 02028M105 | SPON ADS | 10,239 | $56,110 | dollars as filed | |
| ARROWROOT ACQUISITION CORP | 04282M110 | WARR | 309,564 | $55,722 | dollars as filed | |
| LANZATECH GLOBAL INC | 51655R101 | COM | 11,840 | $55,293 | dollars as filed | |
| CANAAN INC | 134748102 | SPONSORED ADS | 30,346 | $55,230 | dollars as filed | |
| PERSONALIS INC | 71535D106 | COMMON STOCK | 44,811 | $54,221 | dollars as filed | |
| VOR BIOPHARMA INC | 929033108 | COM | 25,562 | $54,191 | dollars as filed | |
| X4 Pharmaceuticals, Inc. | 98420X103 | COM | 49,593 | $54,056 | dollars as filed | |
| CARISMA THERAPEUTICS INC | 14216R101 | COM | 12,749 | $53,928 | dollars as filed | |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 13,857 | $53,834 | dollars as filed | |
| MOGO INC | 60800C208 | COM | 33,733 | $52,961 | dollars as filed | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 47,892 | $52,202 | dollars as filed | |
| SPLUNK INC | 848637AF1 | NOTE 1.125% 6/1 | 55,000 | $51,893 | dollars as filed | principal |
| GAIA INC NEW | 36269P104 | CL A | 18,646 | $50,717 | dollars as filed | |
| RALLYBIO CORP | 75120L100 | COM | 14,494 | $48,845 | dollars as filed | |
| SKYX PLATFORMS CORP | 78471E105 | COM | 34,263 | $48,653 | dollars as filed | |
| HYZON MOTORS INC | 44951Y102 | COM CL A | 38,402 | $48,003 | dollars as filed | |
| EFFECTOR THERAPEUTICS INC | 28202V116 | *W EXP 12/31/202 | 630,539 | $47,921 | dollars as filed | |
| PRESTO AUTOMATION INC | 74113T105 | COM | 33,057 | $47,272 | dollars as filed | |
| CUTERA INC | 232109AD0 | NOTE 2.250% 6/0 | 81,000 | $46,931 | dollars as filed | principal |
| BROADWIND INC | 11161T207 | CMN | 14,658 | $46,906 | dollars as filed | |
| GRACELL BIOTECHNOLOGIES INC | 38406L103 | ADR | 15,980 | $46,022 | dollars as filed | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 57,611 | $44,937 | dollars as filed | |
| TERRAN ORBITAL CORPORATION | 88105P111 | *W EXP 03/25/202 | 296,628 | $44,494 | dollars as filed | |
| GROWGENERATION CORP | 39986L109 | COM | 15,192 | $44,361 | dollars as filed | |
| CUE BIOPHARMA INC | 22978P106 | COM | 19,113 | $43,960 | dollars as filed | |
| CXAPP INC | 23248B109 | CMN | 24,257 | $43,905 | dollars as filed | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 41,628 | $43,709 | dollars as filed | |
| SUNNOVA ENERGY INTL INC. | 86745KAH7 | NOTE 2.625% 2/1 | 71,000 | $43,630 | dollars as filed | principal |
| BEYOND AIR INC | 08862L103 | COM | 18,788 | $43,400 | dollars as filed | |
| ORGANIGRAM HLDGS INC | 68620P705 | COM | 32,680 | $43,138 | dollars as filed | |
| OMEGA THERAPEUTICS INC | 68217N105 | COMMON STOCK | 19,878 | $42,738 | dollars as filed | |
| WALLBOX NV | N94209108 | SHS CL A | 18,399 | $41,398 | dollars as filed | |
| ABSCI CORPORATION | 00091E109 | COM | 31,024 | $40,952 | dollars as filed | |
| TRITIUM DCFC LIMITED | Q9225T108 | ORDINARY SHARES | 135,086 | $40,904 | dollars as filed | |
| TORRID HOLDINGS INC | 89142B107 | COMMON STOCK | 18,374 | $40,607 | dollars as filed | |
| PRIORITY TECHNOLOGY HOLDINGS | 74275G107 | COMMON STOCK | 12,314 | $39,897 | dollars as filed | |
| PROOF ACQUISITION CORP I WT EX | 74349w112 | WT | 439,902 | $39,723 | dollars as filed | |
| STRATA SKIN SCIENCES INC | 86272A206 | COMMON | 66,025 | $39,285 | dollars as filed | |
| INVIVYD INC | 00534A102 | COMMON STOCK | 22,951 | $39,017 | dollars as filed | |
| RELMADA THERAPEUTICS INC | 75955J402 | COMMON STOCK | 12,998 | $38,994 | dollars as filed | |
| ALLEGO N V | N0796A100 | COM | 17,058 | $37,869 | dollars as filed | |
| LOOP MEDIA INC | 54352F206 | COM | 75,347 | $37,447 | dollars as filed | |
| ELEVATION ONCOLOGY INC COM | 28623U101 | Stock | 55,878 | $37,025 | dollars as filed | |
| STARTEK INC | 85569C107 | COM | 11,344 | $36,868 | dollars as filed | |
| Akoustis Technologies Inc | 00973N102 | COM | 48,408 | $36,446 | dollars as filed | |
| GORILLA TECHNOLOGY GRO F | G4000K100 | COM | 41,255 | $35,855 | dollars as filed | |
| KRONOS BIO INC | 50107A104 | COM | 27,412 | $35,636 | dollars as filed | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 29,890 | $35,270 | dollars as filed | |
| AMERICAN ONCOLOGY NETWORK IN | 028719110 | *W EXP 09/20/202 | 210,455 | $34,725 | dollars as filed | |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 35,000 | $34,213 | dollars as filed | principal |
| WHEELS UP EXPERIENCE INC | 96328L205 | COM CL A | 15,942 | $33,000 | dollars as filed | |
| SNAP INC | 83304AAD8 | NOTE 0.250% 5/0 | 35,000 | $32,200 | dollars as filed | principal |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 32,000 | $31,730 | dollars as filed | principal |
| OPPFI INC | 68386H103 | COMMON STOCK | 12,575 | $31,689 | dollars as filed | |
| NEW PAC METALS CORP | 64782A107 | COM | 17,526 | $31,021 | dollars as filed | |
| GOGORO INC | G9491K105 | ORDINARY SHARES | 11,839 | $31,018 | dollars as filed | |
| SYNLOGIC INC | 87166L209 | COM | 11,012 | $30,944 | dollars as filed | |
| SmileDirectClub Inc | 83192H106 | COM | 71,952 | $29,860 | dollars as filed | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 25,472 | $29,802 | dollars as filed | |
| MARKETWISE INC | 57064P107 | COM CL A | 18,528 | $29,645 | dollars as filed | |
| SDCL EDGE ACQUISITION CORP | G79471127 | *W EXP 99/99/999 | 292,275 | $29,607 | dollars as filed | |
| SYSTEM1 INC | 87200P109 | COM | 24,263 | $29,359 | dollars as filed | |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 29,000 | $29,128 | dollars as filed | principal |
| JIANPU TECHNOLOGY INC | 47738D309 | ADS COMMON | 28,588 | $28,296 | dollars as filed | |
| Eon Resources Inc W Exp 11/15/202 | 40472A128 | SPAC Combination | 148,700 | $27,926 | dollars as filed | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 71,201 | $27,697 | dollars as filed | |
| VICARIOUS SURGICAL INC | 92561V109 | COM | 46,677 | $27,572 | dollars as filed | |
| MULLEN AUTOMOTIVE INC | 62526P307 | COM | 60,068 | $27,271 | dollars as filed | |
| 5E ADVANCED MATERIALS INC | 33830Q109 | COMMON STOCK | 12,064 | $27,265 | dollars as filed | |
| Bitfarms Ltd/Canada | 09173B107 | Common Stock | 25,072 | $26,827 | dollars as filed | |
| AFFIMED N V | N01045108 | COM | 55,846 | $26,689 | dollars as filed | |
| Integrated Wellness Acquisition Corp | G4828B118 | Warrant | 68,650 | $25,737 | dollars as filed | |
| FAST ACQUISITION CORP II | 311874119 | *W EXP 03/16/202 | 50,000 | $25,000 | dollars as filed | |
| ALSET CAPITAL ACQUISITION CO | 02115M125 | RIGHT 01/31/2027 | 118,561 | $24,898 | dollars as filed | |
| RAIN ONCOLOGY INC | 75082Q105 | COM | 28,434 | $24,504 | dollars as filed | |
| VERTICAL AEROSPACE LTD | G9471C107 | ORD SHS | 20,660 | $24,379 | dollars as filed | |
| IGC PHARMA INC | 45408X308 | COM NEW | 65,496 | $23,533 | dollars as filed | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 16,291 | $23,459 | dollars as filed | |
| TWIN RIDGE CAPITAL ACQUIS CO | G9151L120 | WARR | 309,716 | $23,260 | dollars as filed | |
| BIOPLUS ACQUISITION CORP | G11217125 | *W EXP 12/02/202 | 412,547 | $23,103 | dollars as filed | |
| COMPANHIA BRASILEIRA DE DISTRI | 20440T300 | SPONSORED ADR | 34,438 | $22,953 | dollars as filed | |
| ENPHYS ACQUISITION CORP | G3167L117 | *W EXP 99/99/999 | 319,774 | $22,384 | dollars as filed | |
| FORTE BIOSCIENCES INC | 34962G109 | COM | 33,756 | $22,346 | dollars as filed | |
| Rigel Resource Acquisition Corp | G7573M114 | WARRANT | 176,403 | $22,050 | dollars as filed | |
| CALAMP CORP | 128126109 | COMMON STOCK | 54,340 | $22,040 | dollars as filed | |
| LULUS FASHION LOUNGE HOLDING | 55003A108 | COM | 10,961 | $22,032 | dollars as filed | |
| LOANDEPOT INC | 53946R106 | COM CL A | 12,797 | $22,011 | dollars as filed | |
| DHC ACQUISITION CORP | G2758T117 | WARR | 273,919 | $21,914 | dollars as filed | |
| NEURONETICS INC | 64131A105 | COM | 16,197 | $21,866 | dollars as filed | |
| VOX ROYALTY CORP | 92919F103 | COMMON STOCK | 10,700 | $21,614 | dollars as filed | |
| D-MARKET ELECTR SVCS TRY 0.2 | 23292B104 | SPONSORED ADS | 16,102 | $21,416 | dollars as filed | |
| WEARABLE DEVICES LTD | M97838102 | ORDINARY SHS | 27,245 | $21,251 | dollars as filed | |
| CARDIOL THERAPEUTICS INC | 14161Y200 | COM CL A | 23,500 | $21,033 | dollars as filed | |
| COLOR STAR TECHNOLOGY CO LTD | G2287A209 | USD CL A ORD SHS | 20,037 | $20,438 | dollars as filed | |
| TMC THE METALS CO INC | 87261Y106 | COMMON STOCK | 20,106 | $19,929 | dollars as filed | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 14,400 | $19,584 | dollars as filed | |
| INKT | 603693102 | Stock | 17,312 | $19,043 | dollars as filed | |
| AEYE INC | 008183105 | COM | 90,596 | $19,025 | dollars as filed | |
| BIGBEAR AI HLDGS INC COM | 08975B109 | Stock | 12,539 | $18,934 | dollars as filed | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 44,026 | $18,843 | dollars as filed | |
| RITE AID CORP | 767754872 | COM | 42,046 | $18,837 | dollars as filed | |
| ATHENA CONSUMER ACQ CORP | 04684M114 | *W EXP 07/31/202 | 52,223 | $18,800 | dollars as filed | |
| ATRECA INC | 04965G109 | COM | 70,155 | $18,310 | dollars as filed | |
| PASSAGE BIO INC | 702712100 | COM | 27,449 | $18,061 | dollars as filed | |
| ALPHA TAU MEDICAL LTD WT EXP | M0740A116 | Stock | 69,409 | $17,533 | dollars as filed | |
| LILIUM N V | N52586109 | COM | 24,394 | $17,400 | dollars as filed | |
| KORE GROUP HLDGS INC | 50066V107 | COM NEW | 27,259 | $16,492 | dollars as filed | |
| FARADAY FUTRE INTLGT ELCTR I | 307359505 | COMMON | 12,351 | $16,427 | dollars as filed | |
| ALLEGO N V | N0796A118 | WTS | 43,451 | $16,120 | dollars as filed | |
| Spectral Ai Inc W Exp 09/11/202 | 84757T113 | SPAC Combination | 123,629 | $16,072 | dollars as filed | |
| EMCORE CORP | 290846203 | COM | 32,946 | $15,666 | dollars as filed | |
| ALTENERGY ACQUISITION CORP | 02157M116 | *W EXP 10/29/202 | 299,808 | $15,560 | dollars as filed | |
| QUANTUM CORP | 747906501 | COM | 25,151 | $15,342 | dollars as filed | |
| LAMF GLOBAL VENTURES CORP I | G5338L124 | *W EXP 99/99/999 | 265,829 | $15,073 | dollars as filed | |
| SLAM CORP | G8210L121 | *W EXP 02/23/202 | 119,321 | $14,975 | dollars as filed | |
| Beneficient W Exp 06/07/202 | 08178Q119 | SPAC Combination | 379,725 | $14,619 | dollars as filed | |
| AMERICAS GOLD AND SILVER COR | 03062D100 | COM | 40,043 | $14,255 | dollars as filed | |
| XTANT MED HLDGS INC | 98420P308 | COM NEW | 12,923 | $14,215 | dollars as filed | |
| ALLURION TECHNOLOGIES INC WT EXP 080130 | 02008G110 | Stock | 15,312 | $13,934 | dollars as filed | |
| VAXART INC NEW | 92243A200 | COM | 18,403 | $13,876 | dollars as filed | |
| CUE HEALTH INC | 229790100 | COM | 31,116 | $13,763 | dollars as filed | |
| Instil Bio, Inc. | 45783C101 | Common Stock | 31,721 | $13,577 | dollars as filed | |
| OUTLOOK THERAPEUTICS INC | 69012T206 | COM | 61,232 | $13,532 | dollars as filed | |
| 374WATER INC | 88583P104 | COM | 10,897 | $13,512 | dollars as filed | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 21,860 | $13,201 | dollars as filed | |
| ARQIT QUANTUM INC | G0567U119 | WTS | 72,319 | $13,025 | dollars as filed | |
| CHURCHILL CAPITAL CORP VII | 17144M110 | *W EXP 02/29/202 | 41,629 | $12,822 | dollars as filed | |
| TWELVE SEAS INVESTMENT CO II | 90118T114 | *W EXP 03/02/202 | 364,180 | $12,783 | dollars as filed | |
| ONDAS HLDGS INC | 68236H204 | COM NEW | 20,634 | $12,576 | dollars as filed | |
| ATLANTIC COASTAL AQSTN CORP | 04845A116 | WARR | 179,100 | $12,537 | dollars as filed | |
| BLOCK INC | 852234AJ2 | NOTE 5/0 | 15,000 | $12,525 | dollars as filed | principal |
| AEON BIOPHARMA INC | 00791X118 | *W EXP 07/21/202 | 79,526 | $11,929 | dollars as filed | |
| GOLDEN ARROW MERGER CORP | 380799114 | *W EXP 07/31/202 | 313,336 | $11,343 | dollars as filed | |
| Evolv Technologies Hldngs In W Exp 07/16/202 | 30049H110 | SPAC Combination | 14,039 | $11,240 | dollars as filed | |
| ATLANTIC COASTAL ACQUISTN CO | 048453112 | *W EXP 03/02/202 | 392,003 | $10,976 | dollars as filed | |
| PROSPECTOR CAPITAL CORP | G7273A113 | *W EXP 01/11/202 | 200,000 | $10,960 | dollars as filed | |
| TLGY ACQUISITION CORPORATION W | g8656t125 | WT | 249,343 | $10,722 | dollars as filed | |
| WTS/EVERGREEN CORPORATION EXP 02/15/2027 | G3312W117 | COM | 289,809 | $10,143 | dollars as filed | |
| CHURCHILL CAPITAL CORP V | 17144T115 | *W EXP 10/29/202 | 53,940 | $9,979 | dollars as filed | |
| CANNA-GLOBAL ACQUISITION CORP | 13767k119 | WT | 585,184 | $9,948 | dollars as filed | |
| GLOBAL BLUE GROUP HOLDING AG | H33700115 | *W EXP 08/28/202 | 26,133 | $9,931 | dollars as filed | |
| WTS PYROPHYTE ACQUISITION | g7308p127 | WT | 146,443 | $9,519 | dollars as filed | |
| ESGEN ACQUISITION CORP | G3R95N111 | *W EXP 10/18/202 | 259,710 | $9,350 | dollars as filed | |
| PEGASUS DIGITAL MOBILITY ACQ | G69768110 | *W EXP 99/99/999 | 75,239 | $9,029 | dollars as filed | |
| BM TECHNOLOGIES INC | 05591L115 | *W EXP 01/04/202 | 128,625 | $8,991 | dollars as filed | |
| CARTICA ACQUISITION CORP | G1995D117 | *W EXP 04/30/202 | 170,975 | $8,891 | dollars as filed | |
| EXCELFIN ACQUISITION CORP | 30069X110 | *W EXP 10/25/202 | 220,001 | $8,800 | dollars as filed | |
| DevvStream Corp | 34417L117 | Warrant | 109,392 | $8,751 | dollars as filed | |
| Roadzen Inc W Exp 11/30/202 | G7606H116 | SPAC Combination | 239,874 | $8,540 | dollars as filed | |
| BITE ACQUISITION CORP | 09175K113 | *W EXP 02/12/203 | 168,645 | $8,432 | dollars as filed | |
| SIZZLE ACQUISITION CORP | 83014E117 | *W EXP 11/02/202 | 53,822 | $8,084 | dollars as filed | |
| TNL Mediagene | G1330L121 | Warrant | 160,443 | $7,958 | dollars as filed | |
| SINGULAR GENOMICS SYSTEMS IN | 82933R100 | COM | 20,675 | $7,877 | dollars as filed | |
| INNOVATIVE INTL ACQUSITIN CO | G4809M125 | *W EXP 07/01/202 | 122,157 | $7,855 | dollars as filed | |
| SCORPIUS HOLDINGS INC | 42237K409 | COMMON | 14,819 | $7,810 | dollars as filed | |
| KEYARCH ACQUISITION CORP | G5260A120 | RIGHT 01/24/2027 | 64,494 | $7,739 | dollars as filed | |
| FORTUNE RI -CW23 EQUITY | 34969G110 | COM | 95,287 | $7,623 | dollars as filed | |
| DP CAP ACQUISITION I CORP | g2r05b126 | WT | 200,835 | $7,049 | dollars as filed | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 53,095 | $6,998 | dollars as filed | |
| Futuretech II Acquisition Corp | 36119D111 | Warrant | 137,000 | $6,891 | dollars as filed | |
| JAGUAR GLOBAL GROWTH CORP I | G5S11A155 | RIGHT 01/01/2027 | 33,593 | $6,860 | dollars as filed | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 22,606 | $6,737 | dollars as filed | |
| PAGAYA TECHNOLOGIES LTD | M7S64L107 | WTS | 19,008 | $6,653 | dollars as filed | |
| AKILI INC | 00974B107 | COMMON STOCK | 12,045 | $6,612 | dollars as filed | |
| APX ACQUISITION CORP I | G0440J125 | *W EXP 99/99/999 | 164,229 | $6,503 | dollars as filed | |
| GLOBAL BLOCKCHAIN ACQUI CORP | 37961B112 | RIGHT 05/09/2027 | 34,800 | $6,382 | dollars as filed | |
| LIVEVOX HOLDING INC | 53838L118 | WTS | 22,294 | $6,242 | dollars as filed | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 14,747 | $6,194 | dollars as filed | |
| Everest Consolidator Acquisition Corp | 29978K110 | Warrant | 30,292 | $6,058 | dollars as filed | |
| VERITONE INC | 92347MAB6 | NOTE 1.750%11/1 | 17,000 | $6,003 | dollars as filed | principal |
| CUSTOM TRUCK ONE SOURCE INC | 23204X111 | WARRANT | 73,720 | $5,890 | dollars as filed | |
| SPORTSMAP TECH ACQUISITIN CO | 84921J116 | WARR | 201,371 | $5,739 | dollars as filed | |
| XCF Global Inc | 22677T110 | Warrant | 114,400 | $5,731 | dollars as filed | |
| ALSP ORCHID ACQUISITION CORP | G0231L123 | *W EXP 11/30/202 | 188,533 | $5,675 | dollars as filed | |
| WORLDWIDE WEBB ACQUISITION C | G97775111 | *W EXP 10/20/202 | 222,121 | $5,620 | dollars as filed | |
| CAPITALWORKS EMNG MKTS ACQSTN | g1889l126 | WT | 220,449 | $5,511 | dollars as filed | |
| OCA ACQUISITION CORP | 670865112 | *W EXP 01/14/202 | 109,167 | $5,458 | dollars as filed | |
| M3 BRIGADE ACQUISITION II CO | 553800111 | *W EXP 03/09/202 | 120,711 | $5,444 | dollars as filed | |
| SEMPER PARATUS ACQUISITION C | G8028L131 | *W EXP 11/04/202 | 108,182 | $5,409 | dollars as filed | |
| TARGET GLOBAL ACQUISI I CORP | G8675N125 | WARR | 93,184 | $5,349 | dollars as filed | |
| OPY ACQUISITION CORP I | 671005114 | *W EXP 09/22/202 | 179,044 | $4,960 | dollars as filed | |
| AKERNA CORP | 00973W300 | COMMON | 22,400 | $4,919 | dollars as filed | |
| HUB CYBER SECURITY LTD | M6000J127 | WTS | 461,458 | $4,845 | dollars as filed | |
| ALPHATIME ACQUISITION CORP | G0223V139 | RIGHT 03/01/2028 | 43,599 | $4,796 | dollars as filed | |
| LANVIN GROUP HOLDINGS LIMITE | G5380J118 | W EXP 01/14/202 | 27,331 | $4,646 | dollars as filed | |
| TECHNOLOGY & TELECOMMUNICATION | g87119114 | COM | 128,400 | $4,622 | dollars as filed | |
| HYCROFT MINING HOLDING CORP | 44862P117 | *W EXP 05/29/202 | 250,000 | $4,525 | dollars as filed | |
| OBLONG INC | 674434204 | COM | 10,641 | $4,469 | dollars as filed | |
| NAUTICUS ROBOTICS INC | 63911H116 | WTS | 20,000 | $4,400 | dollars as filed | |
| IX ACQUISITION CORP | g5000d111 | WT | 146,100 | $4,398 | dollars as filed | |
| CF ACQUISITION CORP IV | 12520T110 | *W EXP 12/31/202 | 83,333 | $4,167 | dollars as filed | |
| INFINITE ACQUISITION CORP | G48028123 | *W EXP 11/23/202 | 98,064 | $3,923 | dollars as filed | |
| FRONTIER INVESTMENT CORP | G36816125 | *W EXP 06/29/202 | 33,333 | $3,893 | dollars as filed | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 13,373 | $3,660 | dollars as filed | |
| NEWCOURT ACQUISITION CORP | G6448C129 | *W EXP 01/22/202 | 200,117 | $3,522 | dollars as filed | |
| BOA ACQUISITION CORP | g8059b119 | WT | 279,480 | $3,521 | dollars as filed | |
| ZOMEDICA CORP COM | 98980M109 | Stock | 19,975 | $3,338 | dollars as filed | |
| Bridger Aerospace Grp Hldgs W Exp 01/24/202 | 96812F110 | SPAC Combination | 11,008 | $3,192 | dollars as filed | |
| INTL MEDIA A-RTS EQUITY | 459867123 | COM | 44,286 | $3,104 | dollars as filed | |
| SILEXION THERAPEUTICS CORP WT EXP 081529 | G6S23K124 | Stock | 93,287 | $3,097 | dollars as filed | |
| SIGNA SPORTS UNITED NV | N80029106 | ORD SHS | 11,212 | $3,084 | dollars as filed | |
| ALTITUDE ACQUISITION CORP | 02156Y111 | *W EXP 11/30/202 | 50,041 | $3,002 | dollars as filed | |
| SEASTAR MEDICAL HOLDING CORP | 81256L112 | WTS | 211,381 | $2,980 | dollars as filed | |
| Roth CH Acquisition Co | G88935120 | WARRANT | 53,865 | $2,855 | dollars as filed | |
| SEASTAR MEDICAL HOLDING CORP | 81256L104 | COMMON | 10,240 | $2,703 | dollars as filed | |
| SUNCAR TECHNOLOGY GROUP INC | G85727116 | WTS | 21,194 | $2,649 | dollars as filed | |
| BIOMX INC | 09090D202 | UNIT 10/16/2024 | 10,492 | $2,644 | dollars as filed | |
| THE LION ELECTRIC COMPANY | 536221112 | *W EXP 05/06/202 | 16,604 | $2,565 | dollars as filed | |
| GT BIOPHARMA INC | 36254L209 | COM NEW | 10,424 | $2,513 | dollars as filed | |
| C5 ACQUISITION CORPORATION | 12530D113 | *W EXP 12/31/202 | 66,720 | $2,475 | dollars as filed | |
| ROSS ACQUISITION II CORP | g7641c114 | WT | 21,916 | $2,444 | dollars as filed | |
| HH&L ACQUISITION CO | G39714129 | WARR | 97,500 | $2,438 | dollars as filed | |
| KNIGHTSWAN ACQUISITION CORP | 499103117 | WARR | 68,300 | $2,397 | dollars as filed | |
| ADIT EDTECH ACQUISITION CORP | 007024110 | *W EXP 99/99/999 | 39,595 | $2,376 | dollars as filed | |
| AETHERIUM ACQUISITION CORP | 00809J119 | COM | 146,700 | $2,230 | dollars as filed | |
| THUNDER BRIDGE CAP PRTNRS II | 88605T118 | *W EXP 02/01/202 | 31,624 | $2,214 | dollars as filed | |
| INTEGRAL ACQUISITION 1 CORP | 45827k119 | WT | 62,025 | $2,146 | dollars as filed | |
| GALERA THERAPEUTICS EQUICLASS EQUITY | 36338D108 | COMMON STOCK | 11,974 | $2,097 | dollars as filed | |
| GLOBAL TECHNOLGY ACQSTN CORP | G3934N115 | *W EXP 99/99/999 | 50,659 | $2,026 | dollars as filed | |
| GARDINER HEALTHCARE ACQTS CO | 365506112 | *W EXP 07/30/202 | 65,643 | $1,982 | dollars as filed | |
| ALLIANCE ENTERTAINMENT HOLDI | 01861F110 | WTS | 104,273 | $1,981 | dollars as filed | |
| PLUM ACQUISITION CORP I | G7134L118 | *W EXP 03/18/202 | 32,267 | $1,936 | dollars as filed | |
| HWH International Inc (Pre-Merger) | 02115M117 | Warrant | 59,280 | $1,933 | dollars as filed | |
| INTERPRIVATE III FINANCIAL PAR | 46064r114 | WT | 54,749 | $1,916 | dollars as filed | |
| BEARD ENERGY TRANSITION ACQ | 07402Q119 | *W EXP 99/99/999 | 60,743 | $1,822 | dollars as filed | |
| EDIFY ACQUISITION CORP | 28059Q111 | WARR | 111,412 | $1,671 | dollars as filed | |
| APOLLO STRATEGIC GRWT CPTL I | G0412A128 | *W EXP 02/12/202 | 20,054 | $1,574 | dollars as filed | |
| Constellation Acquisition Corp I | G2R18K113 | WARRANT | 54,799 | $1,474 | dollars as filed | |
| AEVA TECHNOLOGIES INC | 00835Q111 | *W EXP 03/12/202 | 35,165 | $1,470 | dollars as filed | |
| A SPAC II ACQUISITION RTS | G0543H133 | RIGHT | 15,946 | $1,435 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-23-000396 | this filing | 2023-11-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000769993-24-000251 | base | 2024-05-15 | acceptance time not in the bulk data set |