13F-HR/A filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR/A for the quarter ended 2021-09-30, filed 2022-01-20, with 6,188 holding rows worth $471,464,606,000.
- Accession
- 0000769993-22-000005
- Filer
- CIK 886982
- Filed
- 2022-01-20
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A combination report, amendment of type restatement, 11,629 entries on the cover page, a total value of $471,464,606,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $471,464,606,000 with VALUE read as thousands by filing date, 13F file number 028-04981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUNITED CAPITAL FINANCIAL ADVISERS, LLC028-13508
- included managerGOLDMAN SACHS & CO. LLC028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
- included managerGoldman Sachs Financial Markets, L.P.028-14253
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| J P MORGAN EXCHANGE TRADED F | 46641Q753 | US VALUE FACTR | 8,460 | $300,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 7,837 | $300,000 | thousands by filing date | |
| SCORPIUS HOLDINGS INC | 42237K409 | COMMON | 50,187 | $299,000 | thousands by filing date | |
| ZOMEDICA CORP COM | 98980M109 | Stock | 569,449 | $298,000 | thousands by filing date | |
| BOGOTA FINL CORP | 097235105 | COM | 28,892 | $298,000 | thousands by filing date | |
| ADICET BIO INC | 007002108 | COM | 38,016 | $298,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 10,000 | $296,000 | thousands by filing date | put |
| OCCIDENTAL PETE CORP | 674599105 | COM | 10,000 | $296,000 | thousands by filing date | call |
| FIRST TR EXCHNG TRADED FD VI | 33740U885 | FT VEST US EQT | 9,600 | $296,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 7,200 | $296,000 | thousands by filing date | put |
| X FINL | 98372W202 | SPONSORED ADS | 71,141 | $295,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 6,551 | $294,000 | thousands by filing date | |
| OYSTER POINT PHARMA INC | 69242L106 | COMMON STOCK | 24,611 | $292,000 | thousands by filing date | |
| TEKKORP DIGITAL ACQUISITN CO | G8739H106 | CMN | 29,747 | $292,000 | thousands by filing date | |
| AGILE GROWTH CORP | G01202111 | *W EXP 03/09/202 | 458,239 | $291,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G656 | S&P ULTRA DIVIDE | 7,409 | $289,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AF8 | NOTE 2.000% 6/1 | 250,000 | $289,000 | thousands by filing date | principal |
| ARCIMOTO INC | 039587100 | COM | 25,342 | $289,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 12,295 | $288,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082AA8 | NOTE 1.500% 2/1 | 274,000 | $288,000 | thousands by filing date | principal |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 287,000 | $288,000 | thousands by filing date | principal |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 15,390 | $287,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 312,460 | $287,000 | thousands by filing date | |
| BBQ HLDGS INC | 05551A109 | CMN | 19,024 | $287,000 | thousands by filing date | |
| KENSINGTON CAPITAL ACQUISITI | 49006L112 | *W EXP 02/23/202 | 251,836 | $287,000 | thousands by filing date | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 4,276 | $286,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 11,671 | $286,000 | thousands by filing date | |
| MOGO INC | 60800C109 | COM | 66,165 | $286,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 9,111 | $285,000 | thousands by filing date | |
| ObsEva SA | H5861P103 | COM | 91,496 | $285,000 | thousands by filing date | |
| INTERPRIVATE II ACQUISITION | 46064Q108 | CMN | 29,000 | $284,000 | thousands by filing date | |
| INTERCURE LTD | M549GJ111 | COM NEW | 40,790 | $283,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 6,600 | $281,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 14,418 | $281,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 46,816 | $281,000 | thousands by filing date | |
| EMLES TR | 291361871 | CMN | 10,000 | $281,000 | thousands by filing date | |
| BRIDGETOWN HOLDINGS LTD | G1355U113 | COM | 28,541 | $280,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 28,378 | $280,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | 362409104 | COM | 37,156 | $280,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430404 | ACTIVEBETA JAP | 7,190 | $279,000 | thousands by filing date | |
| LIFESTANCE HEALTH GROUP INC | 53228F101 | COM | 19,156 | $278,000 | thousands by filing date | |
| KALEYRA INC | 483379103 | COMMON EQUITY | 25,211 | $278,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 17,690 | $278,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 56,765 | $278,000 | thousands by filing date | |
| FORTRESS CAPITAL ACQUISITION | G36427105 | SHS CL A | 28,330 | $277,000 | thousands by filing date | |
| CUSTOM TRUCK ONE SOURCE INC | 23204X103 | COM CL A | 29,525 | $276,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 8,814 | $276,000 | thousands by filing date | |
| CARTER BANKSHARES INC | 146103106 | COMMON STOCK | 19,429 | $276,000 | thousands by filing date | |
| WEBER INC | 94770D102 | COM | 15,700 | $276,000 | thousands by filing date | put |
| ANZU SPECIAL ACQUISITIN CORP | 03737A119 | *W EXP 01/27/202 | 431,952 | $276,000 | thousands by filing date | |
| EXELA TECHNOLOGIES INC | 30162V409 | COM NEW | 142,126 | $276,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 17,387 | $275,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 4,500 | $274,000 | thousands by filing date | call |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 10,162 | $274,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 75,000 | $274,000 | thousands by filing date | put |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 75,000 | $274,000 | thousands by filing date | call |
| EMERALD HOLDING INC | 29103W104 | COM | 62,793 | $273,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 228,000 | $273,000 | thousands by filing date | principal |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 64,468 | $273,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 31,300 | $273,000 | thousands by filing date | put |
| PRELUDE THERAPEUTICS INC | 74065P101 | CMN | 8,659 | $271,000 | thousands by filing date | |
| TREAN INS GROUP INC | 89457R101 | COM | 26,210 | $271,000 | thousands by filing date | |
| EVELO BIOSCIENCES INC | 299734103 | COM | 38,492 | $271,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 31,426 | $271,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 203,558 | $271,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 15,900 | $270,000 | thousands by filing date | put |
| ADMA BIOLOGICS INC | 000899104 | COM | 238,345 | $270,000 | thousands by filing date | |
| SIGILON THERAPEUTICS INC | 82657L107 | COM | 47,860 | $270,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 12,456 | $269,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 20,834 | $269,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 43,719 | $268,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 26,479 | $267,000 | thousands by filing date | |
| VIRTUOSO ACQ CORP; TNT ACQ DT: 1/22/2023; CASH: $10.00 | 92837J104 | COM CL A | 26,929 | $267,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 789 | $266,000 | thousands by filing date | |
| Yalla Group Ltd | 98459U103 | COM | 34,900 | $265,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G732 | MOONSHOT INNOVAT | 8,307 | $265,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 22,548 | $264,000 | thousands by filing date | |
| G&P ACQUISITION CORP | 36146G111 | WTS | 488,213 | $264,000 | thousands by filing date | |
| KAMADA LTD | M6240T109 | SHS | 49,564 | $263,000 | thousands by filing date | |
| CUSTOM TRUCK ONE SOURCE INC | 23204X111 | WARRANT | 120,646 | $263,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 7,371 | $262,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383L105 | COM NEW | 16,340 | $262,000 | thousands by filing date | |
| KERNEL GROUP HOLDINGS INC | G5259L111 | UNIT 99/99/9999 | 26,154 | $262,000 | thousands by filing date | |
| 4D MOLECULAR THERAPEUTICS INC COM | 35104E100 | Stock | 9,686 | $261,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 32,211 | $261,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 11,463 | $261,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 566,425 | $260,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 151,234 | $260,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 3,025 | $259,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 30,848 | $258,000 | thousands by filing date | |
| NORTHERN REVIVAL ACQUISITION | G6546R127 | UNIT 01/31/2028 | 25,951 | $258,000 | thousands by filing date | |
| BRISTOW GROUP INC | 11040G103 | COM | 8,060 | $257,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 32,829 | $257,000 | thousands by filing date | |
| RIBBIT LEAP LTD | G7552B105 | SHS CL A | 25,400 | $257,000 | thousands by filing date | |
| JAWS JUGGERNAUT ACQUISITN CO | G50735128 | UNIT 06/17/2026 | 25,700 | $257,000 | thousands by filing date | |
| CIPHER DIGITAL INC COM | 17253J106 | Stock | 24,738 | $256,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G781 | DAI GOL BUL ETF | 6,010 | $256,000 | thousands by filing date | |
| ALTIMETER GROWTH CORP | G0370L108 | CL A | 25,017 | $256,000 | thousands by filing date | |
| PINE TECHNOLOGY ACQUISITN CO | 722850112 | WARR | 365,169 | $256,000 | thousands by filing date | |
| OP BANCORP | 67109R109 | COMMON STOCK | 24,726 | $255,000 | thousands by filing date | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 32,440 | $254,000 | thousands by filing date | |
| VELODYNE LIDAR INC | 92259F119 | *W EXP 09/29/202 | 192,300 | $254,000 | thousands by filing date | |
| CLARIM ACQUISITION CORP | 18049C207 | UNIT 99/99/9999 | 25,700 | $253,000 | thousands by filing date | |
| KURA SUSHI USA INC | 501270102 | CL A COM | 5,717 | $250,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 45,425 | $250,000 | thousands by filing date | |
| DIAMONDHEAD HOLDINGS CORP | 25278L105 | COM | 25,743 | $250,000 | thousands by filing date | |
| PERIDOT ACQUISITION CORP II | G7008B113 | UNIT 99/99/9999 | 25,400 | $250,000 | thousands by filing date | |
| IBIO INC | 451033203 | COM NEW | 235,580 | $250,000 | thousands by filing date | |
| HOME PT CAPITAL INCORPORATED | 43734L106 | COM | 60,313 | $248,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 19,761 | $247,000 | thousands by filing date | |
| ASTRA SPACE INC | 04634X103 | COM CL A | 28,367 | $247,000 | thousands by filing date | |
| MEDTECH ACQUISITION CORP | 58507N204 | UNIT 12/18/2025 | 24,300 | $247,000 | thousands by filing date | |
| ALTIMETER GROWTH CORP 2 | G0371B109 | CMN | 25,000 | $247,000 | thousands by filing date | call |
| Yalla Group Ltd | 98459U103 | COM | 32,400 | $246,000 | thousands by filing date | put |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 109,894 | $246,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 3,912 | $245,000 | thousands by filing date | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 97,071 | $245,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 12,744 | $245,000 | thousands by filing date | |
| NEWAGE INC | 650194103 | COMMON STOCK | 176,174 | $245,000 | thousands by filing date | |
| CANO HEALTH INC | 13781Y103 | COM | 19,300 | $245,000 | thousands by filing date | put |
| DURECT CORP | 266605104 | COM | 191,336 | $245,000 | thousands by filing date | |
| ACER THERAPEUTICS INC | 00444P108 | CMN | 95,342 | $244,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y475 | S&P 500 COVERED | 5,000 | $243,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 15,660 | $243,000 | thousands by filing date | |
| SPORTRADAR GROUP AG | H8088L103 | COM | 10,750 | $243,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G565 | S&P SMAL 600 ETF | 10,000 | $243,000 | thousands by filing date | |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 10,274 | $243,000 | thousands by filing date | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 9,591 | $242,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 10,991 | $242,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072810 | FOCUSED DYNAMIC | 2,950 | $242,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 8,100 | $241,000 | thousands by filing date | call |
| UNIFI INC | 904677200 | COM NEW | 10,950 | $240,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAH1 | NOTE 1.500% 6/1 | 200,000 | $239,000 | thousands by filing date | principal |
| GATOS SILVER INC | 368036109 | COM | 20,554 | $239,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 199,986 | $238,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 33,586 | $237,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 2,774 | $237,000 | thousands by filing date | |
| BLUERIVER ACQUISITION CORP | G1261Q107 | COM | 24,172 | $236,000 | thousands by filing date | |
| IGNYTE ACQUISITION CORP | 45175H106 | CMN | 24,152 | $236,000 | thousands by filing date | |
| ENETI INC | Y2294C107 | COM | 14,097 | $235,000 | thousands by filing date | |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 97,645 | $235,000 | thousands by filing date | |
| INTERCORP FINL SVCS INC | P5626F128 | SHS | 10,464 | $234,000 | thousands by filing date | |
| HEADHUNTER GROUP PLC ADR | 42207L106 | COM | 4,803 | $234,000 | thousands by filing date | |
| MARLIN TECHNOLOGY CORP | G58411128 | UNIT 99/99/9999 | 23,390 | $234,000 | thousands by filing date | |
| Uxin Ltd | 91818X108 | ADS | 84,646 | $234,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 13,734 | $233,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 29,355 | $233,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 2,315 | $232,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 7,717 | $232,000 | thousands by filing date | |
| CLIMATE REAL IMPACT SLUTINS | 187171111 | *W EXP 01/29/202 | 220,884 | $232,000 | thousands by filing date | |
| VENTOUX CCM ACQUISITION CORP | 92280L101 | COM | 23,245 | $232,000 | thousands by filing date | |
| RISKIFIED LTD A | M8216R109 | COMMON STOCK | 10,141 | $231,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 5,147 | $231,000 | thousands by filing date | |
| INTERPRIVATE III FINANCIAL P | 46064R106 | COM | 23,344 | $231,000 | thousands by filing date | |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 61,606 | $230,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 5,600 | $230,000 | thousands by filing date | |
| PHATHOM PHARMACEUTICALS INC | 71722W107 | COMMON STOCK | 7,163 | $230,000 | thousands by filing date | |
| PROSHARES TR | 74347R750 | ULTRA CONS DISCR | 2,320 | $230,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 1,065 | $229,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 14,719 | $229,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 22,442 | $229,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 30,609 | $229,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 22,643 | $229,000 | thousands by filing date | |
| TWELVE SEAS INVESTMENT CO II | 90118T114 | *W EXP 03/02/202 | 347,514 | $229,000 | thousands by filing date | |
| MAVERIX METALS INC | 57776F405 | COMMON STOCK-FO | 50,929 | $228,000 | thousands by filing date | |
| ABCAM PLC | 000380204 | ADR USD | 11,256 | $228,000 | thousands by filing date | |
| SIO GENE THERAPIES INC | 829399104 | COM | 104,900 | $228,000 | thousands by filing date | call |
| RADIUS HEALTH INC | 750469207 | COM NEW | 18,300 | $227,000 | thousands by filing date | call |
| AC IMMUNE SA | H00263105 | SHS | 33,691 | $226,000 | thousands by filing date | |
| TAYSHA GENE THERAPIES INC | 877619106 | COMMON STOCK | 12,099 | $225,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAM3 | NOTE 0.625%10/0 | 225,000 | $225,000 | thousands by filing date | principal |
| FTAC HERA ACQUISITION CORP | G3728Y111 | *W EXP 02/28/202 | 218,179 | $225,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 9,865 | $224,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E388 | S&P 500 EX RAT | 4,800 | $224,000 | thousands by filing date | |
| SIERRA METALS INC | 82639W106 | COM | 124,371 | $224,000 | thousands by filing date | |
| Zalatoris II Acquisition Corp | G9831X106 | COM | 23,071 | $224,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 31,397 | $223,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 14,681 | $223,000 | thousands by filing date | |
| BEYOND AIR INC | 08862L103 | COM | 20,058 | $223,000 | thousands by filing date | |
| ARCTOS NORTHSTAR ACQUIS CORP | G0477L118 | UNIT 99/99/9999 | 22,500 | $222,000 | thousands by filing date | |
| DOMA HOLDINGS INC | 25703A104 | COM | 29,929 | $221,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092832 | DIVID ETF RISI | 5,325 | $220,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 132,799 | $220,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 14,818 | $219,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 1,537 | $219,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 26,645 | $219,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B109 | CL A COM | 46,372 | $218,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 52,512 | $217,000 | thousands by filing date | |
| iShares U.S. Small Cap Equity Factor ETF | 46434V290 | SHS | 4,015 | $216,000 | thousands by filing date | |
| ATLANTIC COASTAL ACQUISTN CO | 048453112 | *W EXP 03/02/202 | 392,003 | $216,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 4,036 | $215,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC | 695127AF7 | NOTE 0.750% 8/0 | 200,000 | $215,000 | thousands by filing date | principal |
| VIEW INC | 92671V106 | COM | 39,735 | $215,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 3,500 | $214,000 | thousands by filing date | call |
| METROCITY BANKSHARES INC | 59165J105 | COMMON STOCK | 10,157 | $213,000 | thousands by filing date | |
| Inflarx Nv | N44821101 | COM | 82,200 | $213,000 | thousands by filing date | call |
| DIREXION SHARES ETF TRUST | 25460G609 | CMN | 8,089 | $212,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 171,051 | $210,000 | thousands by filing date | |
| AVEPOINT INC COM CL A | 053604104 | Stock | 24,600 | $209,000 | thousands by filing date | call |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 18,863 | $209,000 | thousands by filing date | |
| HELBIZ INC | 42309B204 | CLASS A COM | 16,277 | $209,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 7,782 | $208,000 | thousands by filing date | |
| PAYCOR HCM INC | 70435P102 | COM | 5,905 | $208,000 | thousands by filing date | |
| SUMMIT THERAPEUTICS INC | 86627T108 | COM | 41,554 | $208,000 | thousands by filing date | |
| TEXAS COMMUNITY BANCSHARES I | 88231Q108 | COM | 13,272 | $208,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP VI | 17143W119 | *W EXP 02/17/202 | 173,675 | $208,000 | thousands by filing date | |
| SOUTH PLAINS FINANCIAL INC | 83946P107 | COM | 8,504 | $207,000 | thousands by filing date | |
| OMEGA ALPHA SPAC | G6749V107 | CL A | 21,252 | $207,000 | thousands by filing date | |
| ROCKET LAB USA INC | 773122106 | COM | 12,777 | $206,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 10,927 | $206,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D104 | BEARISH FD | 9,992 | $206,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 52,592 | $206,000 | thousands by filing date | |
| US ECOLOGY INC | 91734M111 | WTS | 36,750 | $206,000 | thousands by filing date | |
| MICROSECTORS GOLD MINERS 3X LEVERAGED ETN | 063679658 | ETF | 22,636 | $205,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 5,487 | $205,000 | thousands by filing date | |
| 17 ED & TECHNOLOGY GROUP INC | 81807M106 | ADS | 228,119 | $205,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 12,911 | $204,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N300 | CL A | 14,024 | $204,000 | thousands by filing date | |
| IQIYI INC | 46267XAB4 | NOTE 3.750%12/0 | 207,000 | $204,000 | thousands by filing date | principal |
| INVESCO EXCH TRADED FD TR II | 46138E578 | BLOOM DATA ETF | 3,276 | $203,000 | thousands by filing date | |
| KALEIDO BIOSCIENCES INC | 483347100 | COM | 37,149 | $203,000 | thousands by filing date | |
| ORIGIN MATERIALS INC | 68622D114 | *W EXP 06/25/202 | 129,044 | $203,000 | thousands by filing date | |
| COASTAL FINL CORP WA | 19046P209 | COM NEW | 6,296 | $201,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 5,539 | $201,000 | thousands by filing date | |
| MOUNTAIN CREST ACQSTN CORP I | 62402U107 | COMMON STOCK | 20,295 | $199,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 22,170 | $197,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 40,645 | $197,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 50,310 | $196,000 | thousands by filing date | |
| DIDI GLOBAL INC ADR | 23292E108 | SPONSORED ADS | 25,000 | $195,000 | thousands by filing date | call |
| HF FOODS GROUP INC | 40417F109 | COM | 32,227 | $195,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 25,317 | $194,000 | thousands by filing date | |
| COHERUS BIOSCIENCES INC | 19249HAB9 | BOND | 175,000 | $194,000 | thousands by filing date | principal |
| NAVIOS MARITIME HOLDINGS INC | Y62197119 | COM | 40,461 | $193,000 | thousands by filing date | |
| LOGICBIO THERAPEUTICS INC | 54142F102 | COM | 42,186 | $193,000 | thousands by filing date | |
| INOZYME PHARMA INC | 45790W108 | COM | 16,565 | $192,000 | thousands by filing date | |
| DHC ACQUISITION CORP | G2758T117 | WARR | 273,919 | $192,000 | thousands by filing date | |
| ASPIRA WOMENS HEALTH INC | 04537Y109 | COM | 59,199 | $192,000 | thousands by filing date | |
| CELCUITY INC | 15102K100 | COM | 10,616 | $191,000 | thousands by filing date | |
| Instil Bio, Inc. | 45783C101 | Common Stock | 10,659 | $191,000 | thousands by filing date | |
| SUNWORKS INC | 86803X204 | COMMON STOCK | 31,174 | $191,000 | thousands by filing date | |
| BM TECHNOLOGIES INC | 05591L115 | *W EXP 01/04/202 | 128,200 | $191,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 74,296 | $190,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 38,802 | $190,000 | thousands by filing date | |
| 1LIFE HEALTHCARE INC | 68269GAB3 | BOND | 200,000 | $190,000 | thousands by filing date | principal |
| AMBER INTL HLDG LTD SPON ADS NEW | 45113Y104 | ADR | 34,118 | $189,000 | thousands by filing date | |
| ARCHIMEDES TECH SPAC PARTNR CO SUB UNIT | 039562301 | Stock | 19,317 | $189,000 | thousands by filing date | |
| BANCO SANTANDER MEXICO SA | 05969B103 | SPONSORED ADS B | 32,677 | $187,000 | thousands by filing date | |
| TWIN RIDGE CAPITAL ACQUIS CO | G9151L120 | WARR | 309,716 | $186,000 | thousands by filing date | |
| AVITA THERAPEUTICS, INC. | 05380C102 | COM | 10,465 | $185,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 10,547 | $185,000 | thousands by filing date | |
| TEADS HLDG CO | 69002R103 | COM | 12,470 | $185,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 71,198 | $184,000 | thousands by filing date | |
| Cango Inc/KY | 137586103 | ADS | 45,470 | $183,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 19,222 | $182,000 | thousands by filing date | |
| BROOKLYN IMMUNOTHERAPEUTICS | 114082100 | COM | 19,607 | $182,000 | thousands by filing date | |
| BOA ACQUISITION CORP | 05601A117 | WTS | 308,485 | $182,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 26,531 | $181,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 11,580 | $181,000 | thousands by filing date | |
| ONTRAK INC | 683373104 | COM | 18,041 | $181,000 | thousands by filing date | |
| 9 METERS BIOPHARMA INC | 654405109 | COM | 138,958 | $181,000 | thousands by filing date | |
| ESPORTS ENTMT GROUP INC | 29667K306 | COM | 26,876 | $180,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 59,821 | $179,000 | thousands by filing date | |
| FOGHORN THERAPEUTICS INC | 344174107 | COMMON STOCK | 12,809 | $178,000 | thousands by filing date | |
| AMERICAN RES CORP | 02927U208 | CL A | 93,413 | $177,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 44,122 | $176,000 | thousands by filing date | |
| ARROWROOT ACQUISITION CORP | 04282M110 | WARR | 309,564 | $176,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459JAA2 | NOTE 2.625% 2/1 | 175,000 | $174,000 | thousands by filing date | principal |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 13,414 | $173,000 | thousands by filing date | |
| CHEGG INC | 163092AF6 | NOTE 9/0 | 175,000 | $172,000 | thousands by filing date | principal |
| ARQIT QUANTUM INC | G0567U119 | WTS | 83,699 | $172,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 28,750 | $172,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 32,644 | $171,000 | thousands by filing date | |
| BERKSHIRE GREY INC | 084656107 | COM | 24,349 | $171,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 46,478 | $170,000 | thousands by filing date | |
| PDS BIOTECHNOLOGY CORP | 70465T107 | COM | 11,395 | $170,000 | thousands by filing date | |
| Renovaro Inc | 29350E104 | Common Stock | 25,257 | $170,000 | thousands by filing date | |
| PB BANKSHARES INC | 69318V103 | COM | 12,262 | $170,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 59,926 | $170,000 | thousands by filing date | |
| ATERIAN INC | 02156U101 | COM | 15,621 | $169,000 | thousands by filing date | |
| XWELL INC COM NEW | 98420U703 | Stock | 114,572 | $168,000 | thousands by filing date | |
| PROSHARES TR | 74347G556 | FUND | 10,571 | $168,000 | thousands by filing date | |
| DFP HEALTHCARE ACQUISITNS CO | 23343Q100 | COM CL A | 16,772 | $167,000 | thousands by filing date | |
| MEDICUS SCIENCES ACQUISITION | G5960S108 | CL A SHS | 17,018 | $166,000 | thousands by filing date | |
| COCRYSTAL PHARMA INC | 19188J300 | CMN | 157,952 | $166,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 37,126 | $165,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP VII | 17144M110 | *W EXP 02/29/202 | 179,629 | $165,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 24,267 | $163,000 | thousands by filing date | |
| CARLOTZ INC | 142552108 | COMMON STOCK | 42,840 | $163,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 10,944 | $161,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 12,134 | $161,000 | thousands by filing date | |
| Ramaco Resources Inc | 75134P303 | COM CL B | 13,074 | $161,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 203,256 | $161,000 | thousands by filing date | |
| FLAME ACQUISITION CORP | 33850F116 | *W EXP 02/26/202 | 267,503 | $161,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 45,163 | $160,000 | thousands by filing date | |
| OKTA INC | 679295AD7 | NOTE 0.125% 9/0 | 113,000 | $160,000 | thousands by filing date | principal |
| FUSION PHARMACEUTICALS INC | 36118A100 | COM | 20,149 | $160,000 | thousands by filing date | |
| GOLDEN ARROW MERGER CORP | 380799114 | *W EXP 07/31/202 | 313,336 | $160,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 156,720 | $160,000 | thousands by filing date | |
| OYSTER ENTERPRISES ACQ CORP | 69242M112 | WTS | 295,208 | $160,000 | thousands by filing date | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838U108 | COM | 30,667 | $159,000 | thousands by filing date | |
| RMG ACQUISITION CORP III | G76088106 | CL A SHS | 16,356 | $159,000 | thousands by filing date | |
| CBAK ENERGY TECHNOLOGY INC | 14986C102 | COM | 68,024 | $158,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 17,413 | $158,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 10,538 | $158,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 13,633 | $158,000 | thousands by filing date | |
| VIANT TECHNOLOGY INC A | 92557A101 | COMMON STOCK | 12,882 | $157,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 16,543 | $157,000 | thousands by filing date | |
| QUANTUM FINTECH ACQUISTIN CO | 74767A113 | WTS | 581,516 | $157,000 | thousands by filing date | |
| PDL CMNTY BANCORP | 69290X101 | COM | 10,994 | $156,000 | thousands by filing date | |
| E MERGE TECHNOLOGY ACQUISITION UNIT EX 073025 | 26873Y203 | Stock | 15,700 | $156,000 | thousands by filing date | |
| NEW PAC METALS CORP | 64782A107 | COM | 47,008 | $155,000 | thousands by filing date | |
| IMARA INC | 45249V107 | COM | 37,962 | $155,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 29,248 | $154,000 | thousands by filing date | |
| DHB CAPITAL CORP | 23291W117 | *W EXP 03/31/202 | 236,254 | $154,000 | thousands by filing date | |
| VIOMI TECHNOLOGY CO LTD | 92762J103 | SPONSORED ADS | 33,593 | $153,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 69,896 | $152,000 | thousands by filing date | |
| VENUS ACQUISITION CORPORATIO | G9420F102 | CMN | 15,182 | $152,000 | thousands by filing date | |
| LARIMAR THERAPEUTICS INC | 517125100 | COM | 13,053 | $151,000 | thousands by filing date | |
| PERMROCK ROYALTY TRUST | 714254109 | TR UNIT | 22,703 | $151,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 18,862 | $151,000 | thousands by filing date | |
| MISSION ADVANCEMENT CORP | 60501L119 | *W EXP 03/05/202 | 261,167 | $151,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 11,040 | $150,000 | thousands by filing date | |
| BANDWIDTH INC | 05988JAB9 | NOTE 0.250% 3/0 | 125,000 | $150,000 | thousands by filing date | principal |
| HAMILTON LANE ALLIANCE HLDGS | 40749M202 | UNIT 99/99/9999 | 15,000 | $150,000 | thousands by filing date | |
| TELEFONICA BRASIL SA | 87936R205 | SPONSORED ADS | 19,043 | $148,000 | thousands by filing date | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 25,453 | $148,000 | thousands by filing date | |
| CODA OCTOPUS GROUP INC | 19188U206 | COM NEW | 16,559 | $148,000 | thousands by filing date | |
| JAKKS PAC INC | 47012E403 | COM NEW | 12,371 | $147,000 | thousands by filing date | |
| CORMEDIX INC COM | 21900C308 | Stock | 31,608 | $147,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 55,947 | $147,000 | thousands by filing date | |
| INNOVATE CORP | 45784J105 | COM | 35,864 | $147,000 | thousands by filing date | |
| EXAGEN INC | 30068X103 | COM | 10,633 | $145,000 | thousands by filing date | |
| Zedge Inc | 98923T104 | COM | 10,886 | $145,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 14,872 | $143,000 | thousands by filing date | |
| TIDEWATER INC NEW | 88642R125 | WARR | 206,245 | $142,000 | thousands by filing date | |
| COLONNADE ACQUISITION CORP I | G2284B119 | *W EXP 99/99/999 | 174,765 | $142,000 | thousands by filing date | |
| GLENFARNE MERGER CORP | 378579114 | WTS | 212,280 | $142,000 | thousands by filing date | |
| NEW FRONTIER HEALTH CORP | G6461G114 | *W EXP 11/30/202 | 50,000 | $141,000 | thousands by filing date | |
| SURO CAP CORP | 86887Q109 | COM NEW | 10,861 | $140,000 | thousands by filing date | |
| BARK Inc. | 68622E104 | COM | 20,464 | $140,000 | thousands by filing date | |
| AYTU BIOPHARMA INC | 054754874 | COM | 48,593 | $140,000 | thousands by filing date | |
| PROSPECTOR CAPITAL CORP | G7273A113 | *W EXP 01/11/202 | 200,000 | $140,000 | thousands by filing date | |
| ORBITAL ENERGY GROUP INC | 68559A109 | COM | 45,464 | $140,000 | thousands by filing date | |
| THE ONE GROUP HOSPITALITY IN | 88338K103 | COM | 12,831 | $137,000 | thousands by filing date | |
| ARKO CORP | 041242108 | COMMON STOCK | 13,508 | $136,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 102,431 | $136,000 | thousands by filing date | |
| POLYMET MNG CORP | 731916409 | COM | 44,123 | $135,000 | thousands by filing date | |
| VIDLER WATER RESOUCES INC | 92660E107 | COM | 11,836 | $135,000 | thousands by filing date | |
| CYCLERION THERAPEUTICS INC | 23255M105 | COM | 43,903 | $135,000 | thousands by filing date | |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 46,160 | $134,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 10,294 | $133,000 | thousands by filing date | |
| RXR ACQUISITION CORP | 74981W115 | WTS | 177,778 | $133,000 | thousands by filing date | |
| GEOPARK LTD USD SHS | G38327105 | Stock | 10,325 | $132,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 17,886 | $132,000 | thousands by filing date | |
| SRAX INC | 78472M106 | CL A | 24,752 | $132,000 | thousands by filing date | |
| TCW SPECIAL PURPOSE ACQU COR | 87301L114 | WTS | 212,289 | $132,000 | thousands by filing date | |
| SILVERBOX ENGAGED MERGER CO | 82836L119 | *W EXP 06/02/202 | 183,908 | $132,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 21,501 | $131,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 14,800 | $131,000 | thousands by filing date | |
| DIGITAL TRANSFORMATN OPT COR | 25401K115 | *W EXP 03/31/202 | 190,960 | $131,000 | thousands by filing date | |
| STRATIM CLOUD ACQUISITION CO | 86309R115 | *W EXP 03/05/202 | 208,300 | $131,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G690 | DLY SEMICNDTR BR | 18,456 | $131,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 34,385 | $130,000 | thousands by filing date | |
| BATTALION OIL CORP | 07134L107 | COM | 13,340 | $130,000 | thousands by filing date | |
| BIG SKY INDL INC | 911805307 | COM | 27,626 | $127,000 | thousands by filing date | |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 13,432 | $127,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 113,189 | $127,000 | thousands by filing date | |
| MINIM INC | 60365W102 | COM | 68,332 | $127,000 | thousands by filing date | |
| TUFIN SOFTWARE TECHNOLOGIS L | M8893U102 | SHS | 12,838 | $126,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP II | 42087R116 | *W EXP 03/05/202 | 157,815 | $126,000 | thousands by filing date | |
| ELECTRIC LAST MILE SOLUTCLASS A | 28489L104 | STOK | 16,945 | $125,000 | thousands by filing date | |
| AGEAGLE AERIAL SYS INC NEW | 00848K101 | COMMON | 41,525 | $125,000 | thousands by filing date | |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 41,681 | $125,000 | thousands by filing date | |
| ACCELERATE ACQUISITION CORP | 00439D110 | *W EXP 03/15/202 | 131,582 | $124,000 | thousands by filing date | |
| ALPHA HEALTHCARE ACQU CORP I | 02073F104 | CLASS A COM | 12,700 | $123,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 38,461 | $122,000 | thousands by filing date | |
| ASTREA ACQUISITION CORP | 04637C114 | WTS | 156,671 | $122,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 24,958 | $121,000 | thousands by filing date | |
| FORESIGHT AUTONOMOUS HLDGS L | 345523104 | SPONSORED ADS | 38,607 | $121,000 | thousands by filing date | |
| PROPERTY SOLUTIONS ACQUISITI | 74350A116 | WARR | 175,129 | $121,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 76,142 | $119,000 | thousands by filing date | |
| SNAP INC | 83304AAD8 | NOTE 0.250% 5/0 | 35,000 | $119,000 | thousands by filing date | principal |
| SPORTSTEK ACQUISITION CORP | 849196118 | *W EXP 02/16/202 | 130,682 | $118,000 | thousands by filing date | |
| SEMA4 HOLDINGS CORP | 81663L101 | COM | 15,150 | $115,000 | thousands by filing date | |
| ESM ACQUISITION CORPORATION | G3195H112 | *W EXP 02/02/202 | 173,705 | $114,000 | thousands by filing date | |
| NUZEE INC | 67073S208 | COM NEW | 51,830 | $114,000 | thousands by filing date | |
| JOBY AVIATION INC | g65163100 | COMMON STOCK | 11,183 | $113,000 | thousands by filing date | |
| ROCKLEY PHOTONICS HLDGS LTD | G7614L109 | COM | 15,000 | $113,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 17,488 | $112,000 | thousands by filing date | |
| GLASS HOUSES ACQUISITION COR | 37714P103 | CMN | 11,425 | $112,000 | thousands by filing date | |
| L&F ACQUISITION CORP. CMN | G53702109 | COM | 11,167 | $112,000 | thousands by filing date | |
| ATLAS TECHNICAL CONSULTANTS | 049430101 | COM | 10,829 | $110,000 | thousands by filing date | |
| PROTERRA INC | 74374T109 | COM | 10,805 | $109,000 | thousands by filing date | |
| M3 BRIGADE ACQUISITION II CO | 553800111 | *W EXP 03/09/202 | 80,678 | $108,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 100,837 | $107,000 | thousands by filing date | |
| SLAM CORP | G8210L121 | *W EXP 02/23/202 | 119,321 | $107,000 | thousands by filing date | |
| MASON INDUSTRIAL TECHNOLGY I | 57520Y114 | *W EXP 99/99/999 | 149,427 | $107,000 | thousands by filing date | |
| ACUTUS MED INC | 005111109 | COM | 11,834 | $105,000 | thousands by filing date | |
| FORWARD PHARMA A/S | 34986J204 | SPONSORED ADS NEW | 15,444 | $105,000 | thousands by filing date | |
| SUMMIT HEALTHCRE ACQUISTN CO | G8566R102 | CLASS A ORD SHS | 10,679 | $104,000 | thousands by filing date | |
| ETON PHARMACEUTICALS INC | 29772L108 | COMMON STOCK | 20,446 | $103,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 17,809 | $103,000 | thousands by filing date | |
| ADVENT TECHNOLOGIES HOLDNG I | 00788A105 | COM CL A | 11,847 | $103,000 | thousands by filing date | |
| SCION TECH GROWTH I | G31067112 | *W EXP 11/01/202 | 133,333 | $103,000 | thousands by filing date | |
| LOANDEPOT INC | 53946R106 | COM CL A | 14,981 | $101,000 | thousands by filing date | |
| SILICON LABORATORIES INC | 826919AD4 | NOTE 0.625% 6/1 | 79,000 | $101,000 | thousands by filing date | principal |
| SAVARA INC | 805111101 | COM | 72,189 | $100,000 | thousands by filing date | |
| APTINYX INC | 03836N103 | COM | 42,900 | $100,000 | thousands by filing date | |
| ASTRIA THERAPEUTICS INC COM | 04635X102 | Stock | 11,221 | $99,000 | thousands by filing date | |
| IGC PHARMA INC | 45408X308 | COM NEW | 66,631 | $99,000 | thousands by filing date | |
| ROSS ACQUISITION II CORP | g7641c114 | WT | 111,236 | $99,000 | thousands by filing date | |
| BITE ACQUISITION CORP | 09175K113 | *W EXP 02/12/203 | 168,645 | $98,000 | thousands by filing date | |
| STRAN & CO INC | 83407J103 | COM | 10,000 | $98,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 25,125 | $97,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 21,791 | $97,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 46,895 | $97,000 | thousands by filing date | |
| LMF ACQUISITION OPPORTUNIT I | 502015118 | WTS | 211,381 | $97,000 | thousands by filing date | |
| STAGWELL INC | 85256A109 | COM CL A | 12,564 | $96,000 | thousands by filing date | |
| Tscan Therapeutics Inc | 89854M101 | COM | 11,531 | $96,000 | thousands by filing date | |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 14,562 | $96,000 | thousands by filing date | |
| STAR EQUITY HOLDINGS INC | 85513Q103 | COMMON | 35,506 | $96,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 91,598 | $96,000 | thousands by filing date | |
| DIGITAL MEDIA SOLUTIONS INC | 25401G114 | WTS | 125,000 | $96,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 26,927 | $95,000 | thousands by filing date | |
| GALERA THERAPEUTICS EQUICLASS EQUITY | 36338D108 | COMMON STOCK | 11,721 | $95,000 | thousands by filing date | |
| PHASEBIO PHARMACEUTICALS INC | 717224109 | COM | 30,616 | $95,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 10,589 | $94,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 32,364 | $93,000 | thousands by filing date | |
| INTERPRIVATE III FINANCIAL PAR | 46064r114 | WT | 71,949 | $92,000 | thousands by filing date | |
| VOLTA INC | 92873V102 | COM CL A | 10,599 | $92,000 | thousands by filing date | |
| SIGMATRON INTL INC | 82661L101 | COM | 10,376 | $92,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 30,178 | $91,000 | thousands by filing date | |
| ROSECLIFF ACQUISITION CORP I | 77732R111 | *W EXP 02/11/202 | 164,994 | $91,000 | thousands by filing date | |
| CAPRICOR THERAPEUTICS INC | 14070B309 | COMMON STOCK | 22,138 | $89,000 | thousands by filing date | |
| ACUITYADS HLDGS INC | 00510L106 | COM | 13,300 | $89,000 | thousands by filing date | |
| MAMAS CREATIONS INC COM | 56146T103 | Stock | 36,285 | $87,000 | thousands by filing date | |
| HYCROFT MINING HOLDING CORP | 44862P117 | *W EXP 05/29/202 | 250,000 | $87,000 | thousands by filing date | |
| WARRIOR TECHNOLOGIES ACQUI C | 936273119 | WTS | 158,650 | $87,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 10,067 | $85,000 | thousands by filing date | |
| GLORY STAR NEW MED GP HLDG L | G39973105 | SHS | 51,828 | $85,000 | thousands by filing date | |
| PHX MINERALS INC CL A | 69291A100 | Stock | 27,518 | $84,000 | thousands by filing date | |
| LIZHI INC | 53933L104 | ADS | 26,407 | $84,000 | thousands by filing date | |
| WIX COM LTD | 92940WAD1 | NOTE 8/1 | 87,000 | $83,000 | thousands by filing date | principal |
| HALL OF FAME RESORT & ENTMT | 40619L110 | *W EXP 07/01/202 | 122,980 | $83,000 | thousands by filing date | |
| HOOKIPA PHARMA INC | 43906K100 | COM | 13,958 | $82,000 | thousands by filing date | |
| HPX CORP | G32219126 | *W EXP 07/14/202 | 148,703 | $82,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J114 | WTS | 27,500 | $82,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AU8 | NOTE 0.125%11/1 | 72,000 | $81,000 | thousands by filing date | principal |
| GREENLANE HLDGS INC | 395330103 | CL A | 34,146 | $81,000 | thousands by filing date | |
| BORR DRILLING LTD | G1466R207 | SHS | 97,182 | $81,000 | thousands by filing date | |
| RVL PHARMACEUTICALS PLC | G6S41R101 | COM | 27,120 | $80,000 | thousands by filing date | |
| CARDIOL THERAPEUTICS INC | 14161Y200 | COM CL A | 19,100 | $79,000 | thousands by filing date | |
| HUIZE HLDG LTD | 44473E105 | SPONSORED ADS | 34,868 | $79,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J209 | CMN | 24,678 | $79,000 | thousands by filing date | |
| ORIGIN MATERIALS INC | 68622D106 | COM | 11,517 | $78,000 | thousands by filing date | |
| SPRUCE BIOSCIENCES INC | 85209E109 | COM | 12,956 | $78,000 | thousands by filing date | |
| INTL GNRL INSURANCE HLDNGS L | G4809J114 | WTS | 117,500 | $78,000 | thousands by filing date | |
| EQ HEALTH ACQUISITION CORP | 26886A119 | WTS | 134,780 | $78,000 | thousands by filing date | |
| BUILD ACQUISITION CORP | 12008J113 | WTS | 119,909 | $78,000 | thousands by filing date | |
| CHECK CAP LTD | M2361E203 | SHS | 89,329 | $78,000 | thousands by filing date | |
| CBDMD INC | 12482W101 | COM | 37,352 | $77,000 | thousands by filing date | |
| THE MUSIC ACQUISITION CORP | 62752R118 | *W EXP 02/05/202 | 102,862 | $77,000 | thousands by filing date | |
| SEA LTD | 81141RAG5 | NOTE 0.250% 9/1 | 75,000 | $76,000 | thousands by filing date | principal |
| BIOCEPT INC | 09072V501 | COM | 19,050 | $76,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 12,836 | $75,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576UAA4 | BOND | 100,000 | $75,000 | thousands by filing date | principal |
| QUMU CORP | 749063103 | COM | 30,317 | $75,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 44,055 | $74,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 35,091 | $73,000 | thousands by filing date | |
| ASPEN GROUP INC | 04530L203 | COM NEW | 13,162 | $73,000 | thousands by filing date | |
| MDH ACQUISITION CORP | 55283P114 | WTS | 132,140 | $73,000 | thousands by filing date | |
| EPWR/WS US 31 Dec 27 C11.5 | 29248N118 | *W EXP 01/12/202 | 97,883 | $73,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 24,567 | $72,000 | thousands by filing date | |
| ORCHARD THERAPEUTICS PLC | 68570P101 | ADR | 31,335 | $72,000 | thousands by filing date | |
| GOLDENBRIDGE ACQUISITION LTD | G3970D138 | RIGHT 10/28/2025 | 217,348 | $72,000 | thousands by filing date | |
| IRSA PROPIEDADES COMERCIALES | 463588103 | SPONSORED ADR | 24,258 | $72,000 | thousands by filing date | |
| ENVESTNET INC | 29404KAB2 | BOND | 56,000 | $71,000 | thousands by filing date | principal |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 14,400 | $71,000 | thousands by filing date | |
| ADIT EDTECH ACQUISITION CORP | 007024110 | *W EXP 99/99/999 | 142,765 | $71,000 | thousands by filing date | |
| LAZARD GROWTH ACQUISITION CO | G54035111 | *W EXP 02/10/202 | 87,029 | $71,000 | thousands by filing date | |
| POLAR PWR INC | 73102V105 | COM | 12,904 | $71,000 | thousands by filing date | |
| KL ACQUISITION CORP | 49837C117 | WTS | 98,684 | $71,000 | thousands by filing date | |
| TECH AND ENERGY TRANSITION | 87823R110 | *W EXP 03/31/202 | 104,568 | $70,000 | thousands by filing date | |
| Milestone Pharmaceuticals Inc | 59935V107 | COM | 12,004 | $69,000 | thousands by filing date | |
| FINANCE OF AMERICA COMPAN CL A NEW | 31738L107 | Stock | 13,876 | $69,000 | thousands by filing date | |
| ALKALINE WTR CO INC | 01643A207 | COM NEW | 43,002 | $68,000 | thousands by filing date | |
| VIEW INC | 92671V114 | *W EXP 03/08/202 | 75,000 | $68,000 | thousands by filing date | |
| FUSION ACQUISITION CORP II | 36118N110 | WTS | 103,824 | $68,000 | thousands by filing date | |
| CHARAH SOLUTIONS INC | 15957P105 | COM | 14,856 | $68,000 | thousands by filing date | |
| PLUM ACQUISITION CORP I | G7134L118 | *W EXP 03/18/202 | 83,549 | $67,000 | thousands by filing date | |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 89,997 | $67,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING INC | 33832D205 | COM NEW | 15,036 | $66,000 | thousands by filing date | |
| FUTURE FINTECH GROUP INC | 36117V105 | COM PAR | 31,404 | $66,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 25,088 | $66,000 | thousands by filing date | |
| FINTECH EVOLUTION ACQUIS GRO | G3R19A120 | WTS | 98,568 | $66,000 | thousands by filing date | |
| NAUTILUS BIOTECHNOLOGY INC | 63909J108 | COM | 10,423 | $64,000 | thousands by filing date | |
| PARSONS CORP DEL | 70202LAB8 | BOND | 64,000 | $64,000 | thousands by filing date | principal |
| LEO HLDGS CORP II | G5463R128 | *W EXP 01/07/202 | 100,667 | $64,000 | thousands by filing date | |
| USHG ACQUISITION CORP | 91748P118 | WTS | 75,040 | $64,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975402 | COM | 84,500 | $63,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-21-000319 | superseded | 2021-11-10 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000769993-22-000005 | this filing | 2022-01-20 | acceptance time not in the bulk data set |