13F-HR/A filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR/A for the quarter ended 2021-09-30, filed 2022-01-20, with 6,188 holding rows worth $471,464,606,000.
- Accession
- 0000769993-22-000005
- Filer
- CIK 886982
- Filed
- 2022-01-20
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A combination report, amendment of type restatement, 11,629 entries on the cover page, a total value of $471,464,606,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $471,464,606,000 with VALUE read as thousands by filing date, 13F file number 028-04981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUNITED CAPITAL FINANCIAL ADVISERS, LLC028-13508
- included managerGOLDMAN SACHS & CO. LLC028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
- included managerGoldman Sachs Financial Markets, L.P.028-14253
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HARPOON THERAPEUTICS INC | 41358P106 | COM | 87,398 | $690,000 | thousands by filing date | |
| IVANHOE CAPITAL ACQUISTIN CO | G4R87P106 | WTS | 475,671 | $690,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 6,980 | $688,000 | thousands by filing date | |
| TRANSMEDICS GROUP INC | 89377M109 | COM | 20,717 | $686,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 26,724 | $684,000 | thousands by filing date | |
| COMPASS INC | 20464U100 | CL A | 51,608 | $684,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 34,818 | $681,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 14,615 | $681,000 | thousands by filing date | |
| TCR2 THERAPEUTICS INC | 87808K106 | COM | 79,867 | $680,000 | thousands by filing date | |
| GRITSTONE BIO INC | 39868T105 | COM | 62,825 | $679,000 | thousands by filing date | |
| DESKTOP METAL INC | 25058X105 | COM CL A | 94,641 | $678,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 220,145 | $678,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 8,946 | $677,000 | thousands by filing date | |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 207,569 | $676,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 115,205 | $673,000 | thousands by filing date | |
| NEXTCURE INC | 65343E108 | COM | 99,862 | $673,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 12,971 | $670,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 321,990 | $670,000 | thousands by filing date | |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 16,695 | $669,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 248,606 | $669,000 | thousands by filing date | |
| PROSHARES TR | 74347G861 | ULTRAPRO SHT QQQ | 77,558 | $669,000 | thousands by filing date | |
| ISHARES TR | 46435U861 | CORE DIVID ETF | 17,055 | $668,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 221,915 | $668,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 485,862 | $666,000 | thousands by filing date | |
| PIMCO EQUITY SER | 72201T342 | RAFI ESG US | 21,854 | $665,000 | thousands by filing date | |
| VIRGIN GROUP ACQUISIT CORP I | G9460K110 | UNIT 99/99/9999 | 67,216 | $665,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 5,075 | $661,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 160,701 | $660,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 9,773 | $659,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 10,919 | $656,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 3,400 | $656,000 | thousands by filing date | put |
| BLUEGREEN VACATIONS HLDG COR | 096308101 | COM | 25,429 | $656,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 21,724 | $655,000 | thousands by filing date | |
| N-ABLE INC COMMON STOCK | 62878D100 | Stock | 52,489 | $651,000 | thousands by filing date | |
| AUTHENTIC EQUITY ACQUISTN CO | G06607116 | UNIT 10/31/2027 | 64,770 | $650,000 | thousands by filing date | |
| EMLES TR | 291361103 | CMN | 25,000 | $650,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 81,696 | $649,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R761 | CMN | 20,343 | $649,000 | thousands by filing date | |
| CAPITAL CLEAN ENERGY CARRIERS COM | Y11082206 | Stock | 49,959 | $649,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 72,249 | $648,000 | thousands by filing date | |
| FORTISTAR SUSTAINABLE SOL CO | 34962M106 | CMN | 66,340 | $648,000 | thousands by filing date | |
| MOBIX LABS INC COM CL A | G2058L103 | Stock | 65,580 | $646,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 94,793 | $645,000 | thousands by filing date | |
| MEDIAALPHA INC | 58450V104 | CL A | 34,461 | $643,000 | thousands by filing date | |
| SENIOR CONNECT ACQUISITN COR | 81723H108 | COM CL A | 65,824 | $643,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V373 | S&P500 EQL STP | 4,155 | $640,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 183,055 | $639,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS INC | 02875D109 | COM | 26,026 | $639,000 | thousands by filing date | |
| DYNE THERAPEUTICS INC COM | 26818M108 | Stock | 39,269 | $637,000 | thousands by filing date | |
| BLUERIVER ACQUISITION CORP | G1261Q123 | UNIT 01/04/2026 | 64,000 | $637,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 7,761 | $636,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 104,244 | $636,000 | thousands by filing date | |
| DUDDELL STREET ACQUISITN COR | G28553108 | CMN | 65,000 | $636,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 21,394 | $633,000 | thousands by filing date | |
| O'Shares FTSE U.S. Quality Divid | 67110P407 | COM | 15,208 | $633,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 524682200 | CMN | 11,196 | $632,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 28,801 | $631,000 | thousands by filing date | |
| ITIQUIRA ACQUISITION CORP | G49773123 | UNIT 02/03/2026 | 63,395 | $631,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 48,267 | $628,000 | thousands by filing date | |
| PAE INC | 69290Y109 | COM CL A | 104,692 | $627,000 | thousands by filing date | |
| LARGO RES LTD | 517103602 | COM | 59,602 | $626,000 | thousands by filing date | |
| CONSTRUCTION PARTNERS INC | 21044C107 | COM CL A | 18,721 | $625,000 | thousands by filing date | |
| PAYMENTUS HOLDINGS INC | 70439P108 | COM CL A | 25,356 | $625,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 10,700 | $623,000 | thousands by filing date | call |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 9,435 | $623,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 40,319 | $623,000 | thousands by filing date | |
| PENNANT GROUP INC | 70805E109 | COM | 22,095 | $621,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G672 | S&P MDCP 400 REV | 7,104 | $620,000 | thousands by filing date | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 7,400 | $619,000 | thousands by filing date | |
| BICYCLE THERAPEUTICS PLC-ADR | 088786108 | SPONSORED ADS | 14,863 | $618,000 | thousands by filing date | |
| ALTA EQUIPMENT GROUP INC COMMON STOCK | 02128L106 | Stock | 44,972 | $617,000 | thousands by filing date | |
| SCIENCE STRATEGIC ACQ ALPHA | 808641203 | UNT | 62,000 | $617,000 | thousands by filing date | |
| CLEANSPARK INC | 18452B209 | COM NEW | 53,079 | $615,000 | thousands by filing date | |
| BREEZE HOLDINGS ACQUISITN CO | 106762107 | COM | 60,951 | $615,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 102,627 | $614,000 | thousands by filing date | |
| ECP ENVIRONMENTAL GW OPT COR | 26829T118 | *W EXP 03/01/202 | 742,499 | $614,000 | thousands by filing date | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 92,938 | $613,000 | thousands by filing date | |
| OSI ETF TR | 67110P100 | OSI ETF TR | 17,612 | $610,000 | thousands by filing date | |
| F45 TRAINING HLDGS INC | 30322L101 | COM | 40,546 | $607,000 | thousands by filing date | |
| BRIGHT SCHOLAR ED HLDGS LTD | 109199109 | SPONSORED ADS | 211,470 | $607,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 58,764 | $606,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT BASIC MATERIALS MOMENTUMETF | 46137V704 | ETF | 7,149 | $606,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 166,219 | $604,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H534 | INSPIRE 100 ETF | 14,209 | $604,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E455 | CMN | 10,674 | $604,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 89,943 | $602,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 43,893 | $601,000 | thousands by filing date | |
| VIVINT SMART HOME INC | 928542109 | COMMON STOCK | 63,413 | $600,000 | thousands by filing date | |
| GAN LTD | G3728V109 | SHS | 40,377 | $600,000 | thousands by filing date | |
| CARNEY TECHNOLOGY ACQU CORP | 143636207 | UNIT 12/10/2025 | 60,000 | $598,000 | thousands by filing date | |
| MASON INDUSTRIAL TECHNOLGY I | 57520Y205 | UNIT 99/99/9999 | 60,000 | $597,000 | thousands by filing date | |
| PROSHARES TR | 74347B169 | CMN | 9,077 | $596,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 79,600 | $595,000 | thousands by filing date | call |
| CADIZ INC | 127537207 | COM NEW | 84,513 | $595,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 30,900 | $594,000 | thousands by filing date | put |
| FIRST TR EXCHANGE TRADED FD | 33738R829 | S NETWRK E-COM | 17,425 | $594,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V886 | S&P500 EX-RATE | 6,626 | $593,000 | thousands by filing date | |
| ANNEXON INC | 03589W102 | COM | 31,774 | $591,000 | thousands by filing date | |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 15,740 | $591,000 | thousands by filing date | |
| GRINDROD SHIPPING HOLDINGS L | Y28895103 | COM | 38,318 | $591,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 13,722 | $590,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 53,394 | $587,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 25,800 | $586,000 | thousands by filing date | call |
| FLEXSHARES TR | 33939L696 | CMN | 5,552 | $586,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R696 | CMN | 18,426 | $584,000 | thousands by filing date | |
| BRIGHTSPIRE CAPITAL INC COM CL A | 10949T109 | REIT | 62,100 | $583,000 | thousands by filing date | call |
| ADVANCED MERGER PARTNERS INC | 00777J109 | CMN | 60,142 | $583,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 5,000 | $582,000 | thousands by filing date | put |
| ATENTO S A | L0427L204 | CMN | 20,593 | $581,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 26,743 | $580,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 35,383 | $579,000 | thousands by filing date | |
| General Electric Company | 369604301 | COM | 5,600 | $577,000 | thousands by filing date | put |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 140,756 | $575,000 | thousands by filing date | |
| WM TECHNOLOGY INC | 92971A109 | COM *D* | 39,680 | $575,000 | thousands by filing date | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N103 | US EQT PLS CNVEX | 18,681 | $573,000 | thousands by filing date | |
| TARSUS PHARMACEUTICALS INC | 87650L103 | COMMON STOCK | 26,480 | $571,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 85,026 | $571,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 4,705 | $568,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 10,712 | $568,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 10,283 | $568,000 | thousands by filing date | |
| VECTOIQ ACQUISITION CORP II | 92244F109 | CMN | 58,500 | $568,000 | thousands by filing date | |
| AGILON HEALTH INC | 00857U107 | COM | 21,622 | $567,000 | thousands by filing date | |
| WHEELS UP EXPERIENCE I F | 96328L106 | Com | 86,023 | $567,000 | thousands by filing date | |
| MICROSECTORS U.S. BIG OIL INDEX -3X INVERSE LEVERAGED ETN | 063679633 | ETF | 54,813 | $566,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 28,264 | $565,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 8,876 | $565,000 | thousands by filing date | |
| BUTTERFLY NETWORK INC | 124155102 | COM CL A | 53,988 | $563,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 31,646 | $561,000 | thousands by filing date | |
| BRILLIANT EARTH GROUP INC | 109504100 | CMN | 41,700 | $559,000 | thousands by filing date | |
| PLIANT THERAPEUTICS INC | 729139105 | COM | 33,066 | $558,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 1,870 | $558,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 22,142 | $558,000 | thousands by filing date | |
| CROSSFIRST BANKSHARES INC | 22766M109 | COM | 42,917 | $558,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R811 | NASDQ SEMCNDTR | 8,212 | $557,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 3,036 | $556,000 | thousands by filing date | |
| BIG CYPRESS ACQUISITION CORP | 089115109 | COM | 55,000 | $554,000 | thousands by filing date | |
| TREPONT ACQUISITION CORP I | G9095M101 | SHS CL A | 55,290 | $551,000 | thousands by filing date | |
| ROMEO POWER INC | 776153108 | COM | 110,856 | $549,000 | thousands by filing date | |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 5,000 | $548,000 | thousands by filing date | put |
| HONEST CO INC | 438333106 | COM | 52,601 | $546,000 | thousands by filing date | |
| NUVATION BIO INC COM CL A | 67080N101 | Stock | 54,773 | $545,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 10,200 | $545,000 | thousands by filing date | |
| MONTAUK RENEWABLES INC | 61218C103 | COMMON STOCK | 48,423 | $544,000 | thousands by filing date | |
| ARS PHARMACEUTICALS INC | 82835W108 | COM | 54,349 | $543,000 | thousands by filing date | |
| IBERE PHARMACEUTICALS | G46843101 | SHS CL A | 55,995 | $543,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 192,934 | $542,000 | thousands by filing date | |
| CONCRETE PUMPING HOLDINGS IN | 206704108 | COMMON STOCK | 63,111 | $539,000 | thousands by filing date | |
| BUSINESS FIRST BANCSHARES | 12326C105 | COMMON STOCK | 22,968 | $537,000 | thousands by filing date | |
| Berry Corp | 08579X101 | Common Stock | 74,449 | $537,000 | thousands by filing date | |
| DESPEGAR COM CORP | G27358103 | ORD SHS | 44,579 | $536,000 | thousands by filing date | |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 30,000 | $536,000 | thousands by filing date | put |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 30,000 | $536,000 | thousands by filing date | call |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 171,584 | $535,000 | thousands by filing date | |
| PHARVARIS NV | N69605108 | COMMON STOCK | 30,174 | $535,000 | thousands by filing date | |
| GORES GUGGENHEIM INC | 38286Q107 | CLASS A COM | 52,300 | $535,000 | thousands by filing date | call |
| PG&E CORP COM | 69331C108 | Stock | 55,600 | $534,000 | thousands by filing date | put |
| PG&E CORP COM | 69331C108 | Stock | 55,600 | $534,000 | thousands by filing date | call |
| CANOO INC | 13803R102 | COM CL A | 69,410 | $534,000 | thousands by filing date | |
| PERELLA WEINBERG PARTNERS | 71367G102 | COMMON STOCK | 40,319 | $534,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G771 | ETFMG TRAVEL TEC | 18,700 | $531,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 44,374 | $527,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 73,157 | $526,000 | thousands by filing date | |
| NEW FRONTIER HEALTH CORP | G6461G106 | ORD SHS | 46,798 | $526,000 | thousands by filing date | |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 4,200 | $525,000 | thousands by filing date | call |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 8,727 | $525,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 7,350 | $523,000 | thousands by filing date | |
| CABALETTA BIO INC | 12674W109 | COMMON STOCK | 42,967 | $522,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 10,871 | $522,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 142,964 | $522,000 | thousands by filing date | |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 127,313 | $521,000 | thousands by filing date | |
| EARGO INC | 270087109 | COM | 77,311 | $520,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 90,744 | $519,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 27,489 | $518,000 | thousands by filing date | |
| DOXIMITY INC CL A | 26622P107 | Stock | 6,401 | $517,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R837 | CMN | 20,039 | $517,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 90,089 | $516,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 9,110 | $509,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 3,300 | $507,000 | thousands by filing date | call |
| DUNE ACQUISITION CORP | 265334201 | UNIT 10/29/2027 | 50,000 | $507,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 119,244 | $506,000 | thousands by filing date | |
| FIRST TR EXCHANGE ETF TRADED FD VI NASDAQ OIL & GAS | 33738R845 | ETF | 26,584 | $506,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G82514103 | SHS CL A | 50,000 | $506,000 | thousands by filing date | call |
| SQZ BIOTECHNOLOGIES CO | 78472W104 | COM | 34,990 | $505,000 | thousands by filing date | |
| LEO HOLDINGS III CORP | g5463t116 | COM | 50,000 | $503,000 | thousands by filing date | |
| CLEAR SECURE INC | 18467V109 | COM CL A | 12,224 | $502,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 88,205 | $501,000 | thousands by filing date | |
| AGILITI INC | 00848J104 | COMMON STOCK | 26,327 | $501,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 34,255 | $501,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 19,490 | $500,000 | thousands by filing date | |
| BYTE ACQUISITION CORP | G1R25Q121 | UNIT 03/18/2029 | 50,000 | $500,000 | thousands by filing date | |
| MARQUEE RAINE ACQUISITION CO | G58442107 | CMN | 50,000 | $500,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 11,432 | $499,000 | thousands by filing date | |
| DBX ETF TR | 233051481 | XTRA RU 1000 ETF | 11,321 | $499,000 | thousands by filing date | |
| BETTER WORLD ACQUISITION COR | 08772B104 | COM | 49,542 | $499,000 | thousands by filing date | |
| ITHAX ACQUISITION CORP UNIT EX 123127 | G49775110 | Stock | 50,300 | $498,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 500 | $497,000 | thousands by filing date | call |
| FIDELITY COVINGTON TRUST | 316092287 | WOMEN'S LEADER | 25,000 | $497,000 | thousands by filing date | |
| SILVERSPAC INC | G8136V120 | UNIT 09/09/2026 | 50,000 | $496,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J305 | MULTIFACTOR CO | 9,547 | $496,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 16,145 | $495,000 | thousands by filing date | |
| THUNDER BRIDGE CAP PRTNRS II | 88605T209 | UNIT 02/15/2028 | 50,000 | $495,000 | thousands by filing date | |
| TWELVE SEAS INVESTMENT CO II | 90118T205 | UNIT 99/99/9999 | 50,000 | $495,000 | thousands by filing date | |
| DREAM FINDERS HOMES INC COM CL A | 26154D100 | Stock | 28,513 | $494,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 19,474 | $494,000 | thousands by filing date | |
| CO-DIAGNOSTICS INC | 189763105 | COM | 50,819 | $494,000 | thousands by filing date | |
| ANZU SPECIAL ACQUISITIN CORP | 03737A200 | UNIT 01/27/2026 | 50,000 | $494,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 8,750 | $493,000 | thousands by filing date | |
| REVOLUTION HEALTHCAR AQ CORP | 76155Y207 | UNT | 50,015 | $493,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 13,900 | $492,000 | thousands by filing date | put |
| AUSTERLITZ ACQUISITION CORP | G0633U119 | UNIT 99/99/9999 | 50,000 | $492,000 | thousands by filing date | |
| IRONNET INC | 46323Q105 | COM | 28,826 | $491,000 | thousands by filing date | |
| ALTO INGREDIENTS INC | 021513106 | COMMON STOCK | 99,163 | $490,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E586 | KBW PPTY CASUT | 6,445 | $490,000 | thousands by filing date | |
| SEANERGY MARITIME HLDGS CORP | Y73760194 | COM | 337,622 | $490,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 10,274 | $489,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 5,644 | $488,000 | thousands by filing date | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 58,443 | $487,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 14,471 | $486,000 | thousands by filing date | |
| FUSION ACQUISITION CORP II | 36118N201 | UNIT 02/29/2028 | 50,000 | $486,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 18,499 | $485,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 10,474 | $482,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 54,411 | $482,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 25,980 | $480,000 | thousands by filing date | |
| G SQUARED ASCEND I INC | G4204R109 | SHS CL A | 48,675 | $480,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 406,000 | $480,000 | thousands by filing date | principal |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 23,785 | $478,000 | thousands by filing date | |
| LEGALZOOM COM INC | 52466B103 | COM | 18,065 | $477,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 15,129 | $477,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 49,223 | $477,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 32,635 | $476,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 25,390 | $475,000 | thousands by filing date | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 348,109 | $474,000 | thousands by filing date | |
| FREEDOM ACQUISITION I CORP | G3663X102 | UNIT 99/99/9999 | 47,699 | $471,000 | thousands by filing date | |
| GLOBAL INDUSTRIAL COMPANY COM | 37892E102 | Stock | 12,367 | $469,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 23,317 | $469,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD | 23248VAB1 | NOTE 11/1 | 395,000 | $468,000 | thousands by filing date | principal |
| HOWARD BANCORP INC COM | 442496105 | COM | 23,056 | $468,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 10,000 | $467,000 | thousands by filing date | call |
| ADVANTAGE SOLUTIONS INC. | 00791N102 | COM CL A | 53,705 | $465,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J404 | CMN | 9,072 | $465,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 4,523 | $464,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 12,182 | $464,000 | thousands by filing date | |
| WARBURG PINCUS CAPTAL CORP I | G9460M116 | UNIT 99/99/9999 | 46,649 | $463,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 110,783 | $460,000 | thousands by filing date | |
| ETHZILLA CORPORATION | 68236V112 | *W EXP 11/06/202 | 500,000 | $460,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460E679 | DAILY TRANSN ETF | 13,704 | $459,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 17,997 | $459,000 | thousands by filing date | |
| ALKURI GLOBAL ACQUISITION CO | 66981N103 | COM CL A | 46,003 | $459,000 | thousands by filing date | |
| CORTEXYME INC | 22053A107 | COM | 5,000 | $458,000 | thousands by filing date | call |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 26,108 | $457,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 131,367 | $457,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 75,295 | $456,000 | thousands by filing date | |
| PHILLIPS EDISON & CO INC COMMON STOCK | 71844V201 | REIT | 14,824 | $455,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 43,346 | $453,000 | thousands by filing date | |
| RICHMOND MUTUAL BANCORPORATI | 76525P100 | COMMON STOCK | 28,746 | $453,000 | thousands by filing date | |
| BLUE FOUNDRY BANCORP | 09549B104 | COM | 32,789 | $452,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X578 | EM EX ST-OWNED | 12,035 | $449,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 26,085 | $448,000 | thousands by filing date | |
| RADA ELECTR INDS LTD | M81863124 | CMN | 42,138 | $448,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 23,177 | $447,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 34,230 | $447,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 18,324 | $447,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 12,445 | $447,000 | thousands by filing date | |
| FARADAY FUTRE INTLGT ELCTR I | 307359109 | COM | 47,193 | $446,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 38,781 | $444,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 5,400 | $442,000 | thousands by filing date | call |
| AEVA TECHNOLOGIES INC | 00835Q103 | COM | 55,436 | $441,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 9,611 | $440,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 21,561 | $440,000 | thousands by filing date | |
| ISHARES TR | 46436E544 | ESG SELECT SCREE | 11,380 | $438,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 98,682 | $438,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V738 | LARGE CAP VALUE | 9,832 | $437,000 | thousands by filing date | |
| CANTALOUPE INC | 138103106 | COM | 40,486 | $436,000 | thousands by filing date | |
| PRIVETERRA ACQUISITION CORP | 74275N201 | UNIT 99/99/9999 | 43,927 | $436,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 56,549 | $435,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 19,768 | $435,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W540 | FUND | 16,543 | $435,000 | thousands by filing date | |
| ONCTERNAL THERAPEUTICS INC | 68236P107 | COM | 103,978 | $434,000 | thousands by filing date | |
| ISHARES TR | 46434V779 | MSCI QATAR ETF | 21,400 | $433,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 89,913 | $432,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 7,417 | $431,000 | thousands by filing date | |
| ATRECA INC | 04965G109 | COM | 69,190 | $431,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 9,433 | $430,000 | thousands by filing date | |
| A K A BRANDS HLDG CORP COM SHS | 00152K101 | Stock | 50,259 | $430,000 | thousands by filing date | |
| EXPAND ENERGY CORPORATION | 165167180 | *W EXP 02/09/202 | 14,717 | $430,000 | thousands by filing date | |
| RECURSION PHARMACEUTICALS IN | 75629V104 | CL A | 18,667 | $429,000 | thousands by filing date | |
| MASTERCRAFT BOAT HOLDINGS IN | 57637H103 | COMMON STOCK | 17,089 | $429,000 | thousands by filing date | |
| TIDEWATER INC NEW | 88642R117 | WARR | 451,490 | $429,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 35,508 | $428,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 16,627 | $428,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 8,786 | $427,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 122,684 | $427,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 145,231 | $427,000 | thousands by filing date | |
| MONTE ROSA THERAPEUTICS INC | 61225M102 | COM | 19,119 | $426,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 29,055 | $426,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 22,200 | $426,000 | thousands by filing date | put |
| DARE BIOSCIENCE INC | 23666P101 | COMMON | 255,282 | $426,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 26,300 | $425,000 | thousands by filing date | |
| INDEPENDENCE HOLDINGS CORP | G4761A101 | CLASS A ORD SHS | 43,549 | $425,000 | thousands by filing date | |
| ZENDESK INC | 98936JAD3 | NOTE 0.625% 6/1 | 333,000 | $423,000 | thousands by filing date | principal |
| KELLANOVA | 487836108 | COM | 6,600 | $422,000 | thousands by filing date | put |
| FS BANCORP INC | 30263Y104 | COM | 12,183 | $422,000 | thousands by filing date | |
| ROBINHOOD MKTS INC | 770700102 | COM | 10,000 | $421,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V472 | S&P MDCP QUALITY | 5,543 | $421,000 | thousands by filing date | |
| BEAM GLOBAL | 07373B109 | COM | 15,364 | $421,000 | thousands by filing date | |
| PROVIDENT ACQUISITION CORP | G7282L100 | CMN | 43,136 | $421,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 1,500 | $420,000 | thousands by filing date | put |
| CRONOS GROUP INC | 22717L101 | COM | 73,498 | $416,000 | thousands by filing date | |
| POSEIDA THERAPEUTICS INC | 73730P108 | COM | 57,175 | $416,000 | thousands by filing date | |
| PROSHARES TR | 74348A525 | ULSHOIL&GASNEW13 | 37,303 | $416,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 19,881 | $415,000 | thousands by filing date | |
| NOVUS CAPITAL CORPORATION II | 67012W104 | COM CL A | 41,878 | $415,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 17,694 | $414,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C698 | US EQUT BUFR AUG | 13,152 | $412,000 | thousands by filing date | |
| HBT FINANCIAL INC DE | 404111106 | COMMON STOCK | 26,394 | $410,000 | thousands by filing date | |
| NUVEEN ESG MID-CAP VALUE ETF | 67092P508 | ETF | 11,277 | $409,000 | thousands by filing date | |
| STUDIO CITY INTL HLDGS LTD | 86389T106 | SPON ADS | 50,000 | $408,000 | thousands by filing date | |
| SCP & CO HEALTHCARE ACQUSTN | 784065203 | UNT | 41,000 | $408,000 | thousands by filing date | |
| EYEPOINT INC COM NEW | 30233G209 | Stock | 39,093 | $407,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 2,100 | $406,000 | thousands by filing date | call |
| KALA BIO INC COM | 483119103 | Stock | 154,957 | $406,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 195,043 | $406,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 4,424 | $405,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 57,450 | $405,000 | thousands by filing date | |
| INFRA AND ENERGY ALTRNTIVE I | 45686J112 | WTS | 343,006 | $405,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 22,500 | $404,000 | thousands by filing date | put |
| NEKTAR THERAPEUTICS | 640268108 | COM | 22,500 | $404,000 | thousands by filing date | call |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 82,365 | $403,000 | thousands by filing date | |
| PROSHARES TR II | 74347W130 | SHT VIX ST TRM | 7,399 | $402,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 76,806 | $402,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A101 | CMN | 3,889 | $401,000 | thousands by filing date | |
| CITIUS PHARMACEUTICALS INC | 17322U207 | COM | 197,121 | $401,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 196,365 | $400,000 | thousands by filing date | |
| KENON HLDGS LTD SHS | Y46717107 | Stock | 9,614 | $398,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q200 | COM | 54,107 | $398,000 | thousands by filing date | |
| BROADSTONE ACQ CORP; TNT ACQ DT: 9/11/2022; CASH: $10.00 | G1739V100 | SHS CL A | 40,000 | $398,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 42,087 | $396,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E396 | S&P 500 CONC ETF | 9,612 | $396,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 172,025 | $396,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 10,000 | $395,000 | thousands by filing date | call |
| AXT INC | 00246W103 | COM | 47,400 | $395,000 | thousands by filing date | |
| Gravity Co Ltd-Sponsore | 38911N206 | COM | 4,362 | $395,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 40,349 | $395,000 | thousands by filing date | |
| NORTHERN GENESIS ACQUISITION | 66516U119 | *W EXP 01/15/202 | 368,297 | $394,000 | thousands by filing date | |
| ASENSUS SURGICAL INC | 04367G103 | COM | 212,773 | $393,000 | thousands by filing date | |
| Invesco S&P 500 Momentum ETF | 46138E339 | SHS | 6,492 | $392,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 47,753 | $391,000 | thousands by filing date | |
| SPRUCE POWER HOLDING CORP | 9837FR100 | COMMON STOCK | 62,966 | $388,000 | thousands by filing date | |
| SURGALIGN HOLDINGS INC | 86882C105 | COM | 355,774 | $388,000 | thousands by filing date | |
| HALL OF FAME RESORT & ENTMT | 40619L102 | COM | 145,386 | $385,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 126,030 | $384,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 10,000 | $383,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 5,309 | $382,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 6,246 | $382,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 7,517 | $382,000 | thousands by filing date | |
| WEBER INC | 94770D102 | COM | 21,619 | $380,000 | thousands by filing date | |
| POWERED BRANDS | G7209M108 | COM | 38,760 | $379,000 | thousands by filing date | |
| Ohr Pharmaceutical Inc | 64132K102 | COM | 104,796 | $378,000 | thousands by filing date | |
| GROWGENERATION CORP | 39986L109 | COM | 15,298 | $377,000 | thousands by filing date | |
| ABCELLERA BIOLOGICS INC COM | 00288U106 | Stock | 18,745 | $376,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 20,220 | $376,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 55,368 | $375,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 13,276 | $375,000 | thousands by filing date | |
| VIA RENEWABLES INC | 92556D106 | COM | 36,772 | $375,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H607 | OIL SERVICES ETF | 1,900 | $374,000 | thousands by filing date | call |
| PIONEER NAT RES CO | 723787AP2 | NOTE 0.250% 5/1 | 231,000 | $373,000 | thousands by filing date | principal |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 28,651 | $372,000 | thousands by filing date | |
| HOLLEY INC | 43538H103 | COMMON STOCK | 31,189 | $372,000 | thousands by filing date | |
| PARK AEROSPACE CORP | 70014A104 | COM | 27,156 | $371,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HOLDIN | 890260706 | COM | 616,135 | $371,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 4,511 | $370,000 | thousands by filing date | |
| AFRICAN GOLD ACQUISITION COR | G0112R124 | WTS | 770,794 | $370,000 | thousands by filing date | |
| AUTOLUS THERAPEUTICS PLC SPON | 05280R100 | COM | 56,391 | $369,000 | thousands by filing date | |
| SARCOS TECHN AND ROBOTICS CO | 80359A106 | COM | 47,680 | $369,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 11,500 | $368,000 | thousands by filing date | put |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 11,300 | $368,000 | thousands by filing date | |
| BLUE OWL CAPITAL CORPORATION COM | 69121K104 | CEF | 26,065 | $368,000 | thousands by filing date | |
| ALIGOS THERAPEUTICS INC COM NEW | 01626L105 | Stock | 23,737 | $368,000 | thousands by filing date | |
| MORPHOSYS AG | 617760202 | ADR | 31,315 | $368,000 | thousands by filing date | |
| SPIRE GLOBAL, INC. | 848560108 | COM | 29,301 | $367,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 493,845 | $366,000 | thousands by filing date | |
| MALACCA STRAITS ACQUISITION | G5859B117 | COM CL A | 36,865 | $366,000 | thousands by filing date | |
| POSHMARK INC | 73739W104 | COM CL A | 15,354 | $365,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V191 | S&P MDCP400 VL | 4,014 | $365,000 | thousands by filing date | |
| STRATA SKIN SCIENCES INC | 86272A206 | COMMON | 198,587 | $365,000 | thousands by filing date | |
| SABA CAPITAL INCOME & OPRNT | 78518H103 | SHARES | 80,020 | $364,000 | thousands by filing date | |
| EUCRATES BIOMEDICAL ACQU COR | G3141W106 | CMN | 37,202 | $364,000 | thousands by filing date | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 20,690 | $363,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 12,469 | $363,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G708 | DAIL MS BRAZ ETF | 4,429 | $363,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 6,403 | $360,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 148,974 | $359,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 7,626 | $359,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 8,242 | $358,000 | thousands by filing date | |
| VITAL FARMS INC | 92847W103 | COM | 20,304 | $357,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 37,570 | $356,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAC4 | NOTE 4.750% 3/1 | 350,000 | $356,000 | thousands by filing date | principal |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 14,993 | $355,000 | thousands by filing date | |
| ROBINHOOD MKTS INC | 770700102 | COM | 8,408 | $354,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 57,084 | $354,000 | thousands by filing date | |
| INVESCO S&P 500 EQUAL WEIGHT ENERGY ETF | 46137V365 | ETF | 7,844 | $354,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 25,864 | $353,000 | thousands by filing date | |
| GT BIOPHARMA INC | 36254L209 | COM NEW | 52,426 | $353,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 398,408 | $353,000 | thousands by filing date | |
| VICTORYSHARES U S | 92647N576 | MF Closed and MF Open | 5,435 | $352,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 76,368 | $350,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP V | 17144T115 | *W EXP 10/29/202 | 269,307 | $350,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 13,740 | $349,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 38,819 | $349,000 | thousands by filing date | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 50,460 | $349,000 | thousands by filing date | |
| TRICIDA INC | 89610F101 | COM | 75,125 | $349,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 1,829 | $347,000 | thousands by filing date | |
| BRIDGETOWN 2 HOLDINGS LTD | G1355V103 | CL A | 35,000 | $347,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78468R648 | SP KENSHO NEWEC | 5,662 | $345,000 | thousands by filing date | |
| BROOKFIELD ASSET MGMT FCLASS A | G16169107 | CL A EXCH LT VTG | 6,206 | $345,000 | thousands by filing date | |
| EHANG HLDGS LTD ADS | 26853E102 | ADR | 14,372 | $344,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 1,000 | $344,000 | thousands by filing date | call |
| WIMI HOLOGRAM CLOUD INC | 97264L100 | SPON ADS CL B | 83,224 | $343,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 7,291 | $342,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G880 | FUND | 14,133 | $342,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DISTRI | 20440T300 | SPONSORED ADR | 72,386 | $341,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 33,569 | $341,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 84,041 | $341,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAB1 | NOTE 0.375% 3/1 | 300,000 | $340,000 | thousands by filing date | principal |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 36,627 | $338,000 | thousands by filing date | |
| SHATTUCK LABS INC | 82024L103 | COMMON STOCK | 16,532 | $337,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 18,511 | $335,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E240 | FUND | 14,335 | $335,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 18,835 | $334,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 320,708 | $334,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 110,856 | $334,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 10,130 | $333,000 | thousands by filing date | |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 55,325 | $333,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 27,553 | $332,000 | thousands by filing date | |
| CORNER GROWTH ACQUISITION CO | G2425N121 | UNIT 01/01/2027 | 33,214 | $332,000 | thousands by filing date | |
| PERPETUA RESOURCES CORP | 714266103 | COM | 66,590 | $331,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 45,419 | $330,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 16,700 | $329,000 | thousands by filing date | put |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 19,451 | $329,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 26,353 | $328,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V597 | RAFI US 1500 | 1,797 | $328,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 97,545 | $328,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 13,403 | $328,000 | thousands by filing date | |
| OUTLOOK THERAPEUTICS INC | 69012T206 | COM | 151,110 | $328,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 63,918 | $327,000 | thousands by filing date | |
| PROSHARES TR | 74347B565 | CMN | 3,613 | $327,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 6,442 | $326,000 | thousands by filing date | |
| AMRYT PHARMA LTD - SPNR ADR | 03217L106 | COMMON EQUITY | 27,021 | $326,000 | thousands by filing date | |
| APPHARVEST INC | 03783T103 | COM | 50,000 | $326,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25460G807 | FUND | 22,866 | $326,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 6,341 | $325,000 | thousands by filing date | |
| JACKSON FINANCIAL INC COM CL A | 46817M107 | Stock | 12,500 | $325,000 | thousands by filing date | call |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 103,101 | $325,000 | thousands by filing date | |
| TIO TECH A | G8T10C106 | CLASS A ORD SHS | 33,355 | $323,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935805 | US VALUE FACTR | 3,261 | $322,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 14,466 | $322,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 62,265 | $320,000 | thousands by filing date | |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 73,165 | $319,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 31,274 | $319,000 | thousands by filing date | |
| HUMANIGEN INC | 444863203 | COM NEW | 53,817 | $319,000 | thousands by filing date | |
| BILANDER ACQUISITION CORP | 09001T106 | CL A COM | 32,965 | $319,000 | thousands by filing date | |
| TAILWIND TWO ACQUISITION COR | G86613125 | *W EXP 03/09/202 | 321,050 | $318,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 3,300 | $317,000 | thousands by filing date | call |
| PROSHARES TR | 74347X799 | ULTR RUSSL2000 | 3,200 | $317,000 | thousands by filing date | |
| TELA BIO INC | 872381108 | COM | 23,220 | $317,000 | thousands by filing date | |
| FREEDOM ACQUISITION I CORP | G3663X110 | SHS CL A | 32,623 | $317,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072307 | US QUALITY GROW | 4,452 | $316,000 | thousands by filing date | |
| IMMATICS N.V | N44445109 | SHS | 24,310 | $316,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 41,236 | $315,000 | thousands by filing date | |
| NAVIOS MARITIME PARTNERS L.P. | Y62267409 | COM UNIT LPI | 9,695 | $314,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G201 | S&P SMLCP MATL | 4,953 | $314,000 | thousands by filing date | |
| XOS INC | 98423B108 | COM | 67,762 | $314,000 | thousands by filing date | |
| GROCERY OUTLET HLDG CORP COM | 39874R101 | Stock | 14,500 | $313,000 | thousands by filing date | put |
| ENERGOUS CORP | 29272C103 | COM | 150,367 | $313,000 | thousands by filing date | |
| AMCI ACQUISITION CORP II | 00166R100 | CLASS A COM | 32,202 | $312,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 5,414 | $310,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 7,411 | $310,000 | thousands by filing date | |
| GAMIDA CELL LTD | M47364100 | SHS | 79,025 | $310,000 | thousands by filing date | |
| BANCO BBVA ARGENTINA S A | 058934100 | SPONSORED ADS | 79,203 | $308,000 | thousands by filing date | |
| ECP ENVIRONMENTAL GW OPT COR | 26829T209 | UNIT 03/01/2026 | 30,656 | $308,000 | thousands by filing date | |
| WEATHERFORD INTL PLC ORD SHS | G48833118 | Stock | 15,625 | $307,000 | thousands by filing date | |
| ZYNEX INC | 98986M103 | COM | 27,033 | $307,000 | thousands by filing date | |
| NANO X IMAGING LTD | M70700105 | ORD SHS | 13,638 | $307,000 | thousands by filing date | |
| VanEck Vectors Energy Inc | 92189H870 | ENERGY INCOME | 5,646 | $306,000 | thousands by filing date | |
| LEE ENTERPRISES INC | 523768406 | COM | 13,530 | $306,000 | thousands by filing date | |
| LIVEXLIVE MEDIA INC | 53839L208 | COM NEW | 102,404 | $306,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 50,000 | $305,000 | thousands by filing date | put |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 5,734 | $305,000 | thousands by filing date | |
| XERIS PHARMACEUTICALS INC | 98422L107 | COM | 124,184 | $305,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F672 | FT VEST UQ EQT | 9,388 | $304,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 133,906 | $304,000 | thousands by filing date | |
| THORNE HEALTHTECH INC | 885260109 | COM | 35,000 | $303,000 | thousands by filing date | |
| MOUNTAIN CREST ACQUSITN CRP | 62403K108 | COM | 31,201 | $303,000 | thousands by filing date | |
| Avantis US Small Cap Value ETF | 025072877 | SHS | 4,000 | $302,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y483 | NASDAQ 100 COVER | 13,700 | $302,000 | thousands by filing date | |
| GLOBAL INDEMNITY GROUP LLC | 37959R103 | COM CL A | 11,098 | $302,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 65,992 | $302,000 | thousands by filing date | |
| HUMANCO ACQUISITION CORP | 44487N109 | CMN | 30,555 | $302,000 | thousands by filing date | |
| ASANA INC | 04342Y104 | CL A | 2,900 | $301,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137Y401 | CMN | 3,350 | $301,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-21-000319 | superseded | 2021-11-10 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000769993-22-000005 | this filing | 2022-01-20 | acceptance time not in the bulk data set |