13F-HR filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR for the quarter ended 2021-06-30, filed 2021-08-13, with 6,165 holding rows worth $446,390,017,000.
- Accession
- 0000769993-21-000254
- Filer
- CIK 886982
- Filed
- 2021-08-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A combination report, 11,592 entries on the cover page, a total value of $446,390,017,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $446,390,017,000 with VALUE read as thousands by filing date, 13F file number 028-04981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUNITED CAPITAL FINANCIAL ADVISERS, LLC028-13508
- included managerGOLDMAN SACHS & CO. LLC028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
- included managerGoldman Sachs Financial Markets, L.P.028-14253
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CYREN LTD | M26895108 | SHS | 97,849 | $79,000 | thousands by filing date | |
| ORION ACQUISITION CORP | 68626A116 | WTS | 82,532 | $79,000 | thousands by filing date | |
| MONAKER GROUP INC | 609011200 | COM NEW | 35,471 | $79,000 | thousands by filing date | |
| GOLDENBRIDGE ACQUISITION LTD | G3970D120 | *W EXP 10/28/202 | 250,000 | $78,000 | thousands by filing date | |
| ALKURI GLOBAL ACQUISITION CO | 66981N111 | *W EXP 02/09/202 | 53,103 | $78,000 | thousands by filing date | |
| AEHR TEST SYSTEMS | 00760J108 | COMMON STOCK | 27,823 | $77,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 48,736 | $77,000 | thousands by filing date | |
| CBDMD INC | 12482W101 | COM | 26,469 | $77,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 40,101 | $77,000 | thousands by filing date | |
| INTELLIGENT BIO SOLUTIONS IN | 36151G105 | COM | 19,422 | $77,000 | thousands by filing date | |
| USHG ACQUISITION CORP | 91748P118 | WTS | 75,040 | $77,000 | thousands by filing date | |
| STARRY GROUP HOLDINGS INC WT EXP 032927 | 33765Y119 | Common Stock | 50,000 | $77,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 44,970 | $75,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 33,086 | $75,000 | thousands by filing date | |
| AURORA MOBILE LTD | 051857100 | ADS | 22,924 | $75,000 | thousands by filing date | |
| CARLOTZ INC | 142552108 | COMMON STOCK | 13,588 | $74,000 | thousands by filing date | |
| OCA ACQUISITION CORP | 670865112 | *W EXP 01/14/202 | 106,961 | $74,000 | thousands by filing date | |
| QUEST RESOURCE HLDG CORP | 74836W203 | COM NEW | 11,473 | $73,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 12,437 | $73,000 | thousands by filing date | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 36,100 | $72,000 | thousands by filing date | |
| MCAP ACQUISITION CORP | 55282T117 | *W EXP 03/02/202 | 67,959 | $72,000 | thousands by filing date | |
| EPWR/WS US 31 Dec 27 C11.5 | 29248N118 | *W EXP 01/12/202 | 97,883 | $72,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 11,204 | $71,000 | thousands by filing date | |
| SILEXION THERAPEUTICS CORP WT EXP 081529 | G6S23K124 | Stock | 93,287 | $71,000 | thousands by filing date | |
| AYTU BIOPHARMA INC | 054754874 | COM | 14,118 | $71,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 29,355 | $70,000 | thousands by filing date | |
| ADARA ACQUISITION CORP | 00653H110 | *W EXP 02/11/202 | 104,273 | $70,000 | thousands by filing date | |
| NEOVASC INC | 64065J304 | COM | 75,700 | $70,000 | thousands by filing date | |
| ENVESTNET INC | 29404KAB2 | BOND | 56,000 | $69,000 | thousands by filing date | principal |
| TANTECH HLDGS LTD | G8675X107 | COM | 55,331 | $69,000 | thousands by filing date | |
| SANDBRIDGE X2 CORP | 799792114 | *W EXP 03/11/202 | 66,170 | $69,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 25,583 | $68,000 | thousands by filing date | |
| AZURRX BIOPHARMA INC | 05502L105 | COM | 83,075 | $68,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 16,859 | $67,000 | thousands by filing date | |
| Milestone Pharmaceuticals Inc | 59935V107 | COM | 12,004 | $66,000 | thousands by filing date | |
| D AND Z MEDIA ACQUISITION CO | 23305Q114 | *W EXP 01/27/202 | 70,637 | $66,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J126 | *W EXP 03/14/202 | 54,247 | $65,000 | thousands by filing date | |
| FAST ACQUISITION CORP II | 311874119 | *W EXP 03/16/202 | 50,000 | $62,000 | thousands by filing date | |
| EBANG INTL HLDGS INC | G3R33A106 | CL A SHS | 20,084 | $62,000 | thousands by filing date | |
| SINGULARITY FUTURE TECH LTD | 82935V208 | CMN | 19,296 | $62,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 26,518 | $61,000 | thousands by filing date | |
| HOTH THERAPEUTICS INC COM NEW | 44148G105 | Stock | 37,460 | $60,000 | thousands by filing date | |
| SOLIGENIX INC | 834223307 | COM | 54,006 | $60,000 | thousands by filing date | |
| PULMATRIX INC COM | 74584P202 | Stock | 58,081 | $60,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVS CORP I | 443760111 | WTS | 50,000 | $60,000 | thousands by filing date | |
| VACCINEX INC | 918640103 | CMN | 21,488 | $60,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 10,536 | $59,000 | thousands by filing date | |
| BRIACELL THERAPEUTICS ORD | 10778Y302 | COM | 11,108 | $59,000 | thousands by filing date | |
| LIGHTINTHEBOX HOLDING CO LTD SPONSORED ADR | 53225G102 | COM | 29,993 | $59,000 | thousands by filing date | |
| HYCROFT MINING HOLDING CORP | 44862P133 | *W EXP 10/06/202 | 69,686 | $59,000 | thousands by filing date | |
| AKERNA CORP | 00973W110 | WTS | 60,300 | $59,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 17,900 | $58,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 18,175 | $58,000 | thousands by filing date | |
| TLG ACQUISITION ONE CORP | 87257M116 | *W EXP 01/25/202 | 72,671 | $58,000 | thousands by filing date | |
| AVENUE THERAPEUTICS INC | 05360L205 | COM | 23,224 | $58,000 | thousands by filing date | |
| KAIROS ACQUISITION CORP | G52110106 | *W EXP 11/30/202 | 71,940 | $57,000 | thousands by filing date | |
| ATHLON ACQUISITION CORP | 04748A114 | WTS | 73,447 | $56,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 20,578 | $55,000 | thousands by filing date | |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 13,359 | $55,000 | thousands by filing date | |
| EUROPEAN SUSTAINABLE GROWTH | G3194F117 | *W EXP 01/21/202 | 57,488 | $55,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 18,232 | $54,000 | thousands by filing date | |
| ISLEWORTH HEALTHCARE ACQU CO | 46468P110 | WTS | 75,452 | $53,000 | thousands by filing date | |
| PWP FORWARD ACQUISITION CORP | 74709Q119 | WTS | 49,420 | $52,000 | thousands by filing date | |
| MEDIGUS LTD SPON ADS NEW | 58471G300 | ADR | 28,868 | $52,000 | thousands by filing date | |
| ARES ACQUISITION CORPORATION | G33032122 | *W EXP 02/02/202 | 40,452 | $51,000 | thousands by filing date | |
| HEALTHCARE CAPITAL CORP | 42228C119 | *W EXP 12/31/202 | 70,333 | $51,000 | thousands by filing date | |
| TAILWIND INTERNATNAL ACQ COR | G8662F119 | WARR | 53,473 | $50,000 | thousands by filing date | |
| ORUKA THERAPEUTICS INC COM | 00211Y506 | Stock | 13,918 | $49,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 35,000 | $49,000 | thousands by filing date | principal |
| PAINREFORM LTD | M77798102 | SHS | 17,356 | $49,000 | thousands by filing date | |
| GENETIC TECHNOLOGIES LIMITED NEW SPONSRD ADR | 37185R307 | NEW SPONSRD ADR | 11,362 | $48,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 12,361 | $48,000 | thousands by filing date | |
| CROWN PROPTECH ACQUISITIONS | g25741110 | WT | 57,812 | $47,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680RAF4 | NOTE 3/0 | 43,000 | $47,000 | thousands by filing date | principal |
| NEW VISTA ACQUISITION CORP | G6529L121 | *W EXP 02/01/202 | 47,474 | $47,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B208 | *W EXP 07/21/202 | 250,000 | $47,000 | thousands by filing date | |
| GROWTH CAP ACQUISITION CORP | 39986V115 | *W EXP 06/01/202 | 75,568 | $47,000 | thousands by filing date | |
| BIO-KEY INTL INC | 09060C408 | COM NEW | 12,060 | $46,000 | thousands by filing date | |
| RUMBLE INC | 12521J111 | EQUITY WRT | 48,426 | $46,000 | thousands by filing date | |
| ZK INTL GROUP CO LTD SHS NEW | G9892K100 | Stock | 10,579 | $45,000 | thousands by filing date | |
| BROADMARK RLTY CAP INC | 11135B118 | *W EXP 11/15/202 | 250,000 | $45,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 25,427 | $45,000 | thousands by filing date | |
| BOWLERO CORP | G4962C104 | EQUITY WRT | 45,291 | $45,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 12,671 | $43,000 | thousands by filing date | |
| TZP STRATEGIES ACQUISTN CORP | G91595119 | WARR | 52,814 | $43,000 | thousands by filing date | |
| EVO ACQUISITION CORP | 30052G116 | WARR | 69,328 | $43,000 | thousands by filing date | |
| PHIO PHARMACEUTICALS CORP | 71880W303 | COM | 19,002 | $43,000 | thousands by filing date | |
| LIONHEART ACQUISITION CORP II WT EXP 021426 | 53625R112 | COM | 45,400 | $43,000 | thousands by filing date | |
| Northern Revival Acquisition Corp | G6546R119 | Warrant | 49,184 | $42,000 | thousands by filing date | |
| SUNDIAL GROWERS INC | 86730L109 | COM | 44,174 | $42,000 | thousands by filing date | |
| THUNDER BRIDGE CAP PRTNRS II | 88605T118 | *W EXP 02/01/202 | 31,624 | $41,000 | thousands by filing date | |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 36,290 | $41,000 | thousands by filing date | |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 16,556 | $40,000 | thousands by filing date | |
| GLOBAL BLUE GROUP HOLDING AG | H33700115 | *W EXP 08/28/202 | 26,133 | $39,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 18,532 | $39,000 | thousands by filing date | |
| GORES TECHNOLOGY PARTNERS IN | 382870111 | *W EXP 03/16/202 | 29,473 | $39,000 | thousands by filing date | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 13,374 | $38,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVES III | 44376L115 | WTS | 34,265 | $38,000 | thousands by filing date | |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 14,999 | $37,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HOLDIN | 890260706 | COM | 33,201 | $37,000 | thousands by filing date | |
| PRIVETERRA ACQUISITION CORP | 876545112 | *W EXP 01/07/202 | 50,000 | $37,000 | thousands by filing date | |
| POEMA GLOBAL HOLDINGS CORP | G7154B115 | *W EXP 01/08/202 | 48,050 | $37,000 | thousands by filing date | |
| XWELL INC COM NEW | 98420U703 | Stock | 23,368 | $36,000 | thousands by filing date | |
| WARBURG PINCUS CAPTAL CORP I | G9460M124 | WARR | 27,770 | $36,000 | thousands by filing date | |
| NORTHERN STAR INVEST CORP IV | 66575B119 | *W EXP 02/25/202 | 24,766 | $36,000 | thousands by filing date | |
| ALTIMAR ACQUISITION CORP III | G0370U116 | WTS | 32,803 | $36,000 | thousands by filing date | |
| DELWINDS INS ACQUISITION COR | 24803C110 | WTS | 50,002 | $36,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 56,623 | $35,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 32,000 | $35,000 | thousands by filing date | principal |
| REDWOOD TRUST INC | 758075AC9 | BOND | 35,000 | $35,000 | thousands by filing date | principal |
| GOLDMINING INC | 38149E101 | COM | 23,796 | $34,000 | thousands by filing date | |
| NORTHERN STAR INVEST CORP II | 66574L118 | *W EXP 02/25/202 | 27,558 | $34,000 | thousands by filing date | |
| HISTOGEN INC | 43358Y103 | COM | 31,344 | $34,000 | thousands by filing date | |
| GAMING & HOSPITALITY ACQU CO | 364681114 | *W EXP 02/04/202 | 31,050 | $33,000 | thousands by filing date | |
| DARE BIOSCIENCE INC | 23666P101 | COMMON | 17,607 | $33,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 14,145 | $32,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 10,937 | $32,000 | thousands by filing date | |
| INTERPRIVATE IV INFRATECH PR | 46064T110 | *W EXP 03/05/202 | 28,919 | $32,000 | thousands by filing date | |
| VENUS CONCEPT INC | 92332W105 | COM | 10,282 | $32,000 | thousands by filing date | |
| MY SIZE INC | 62844N208 | COM NEW | 20,826 | $32,000 | thousands by filing date | |
| SIERRA METALS INC | 82639W106 | COM | 10,202 | $31,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 25,976 | $31,000 | thousands by filing date | |
| FINSERV ACQUISITION CORP II | 31809Y111 | *W EXP 02/17/202 | 25,000 | $30,000 | thousands by filing date | |
| VEECO INSTRS INC DEL | 922417AD2 | NOTE 2.700% 1/1 | 30,000 | $30,000 | thousands by filing date | principal |
| INVIVO THERAPEUTICS HLDGS CORP COM | 46186M506 | Stock | 40,123 | $30,000 | thousands by filing date | |
| HYCROFT MINING HOLDING CORP | 44862P125 | W EXP 10/12/202 | 56,269 | $28,000 | thousands by filing date | |
| PRIMAVERA CAPITAL ACQUIST CO | G7255E117 | WTS | 27,331 | $28,000 | thousands by filing date | |
| Cinedigm Corp CL A | 172406209 | COM NEW | 20,976 | $27,000 | thousands by filing date | |
| SCION TECH GROWTH II | G31070116 | *W EXP 01/28/202 | 29,287 | $27,000 | thousands by filing date | |
| EDOC ACQUISITION CORP | G4000A110 | *W EXP 11/30/202 | 75,400 | $26,000 | thousands by filing date | |
| OUTLOOK THERAPEUTICS INC | 69012T206 | COM | 10,585 | $26,000 | thousands by filing date | |
| MONUMENT CIRCLE ACQUISITN CO | 61531M119 | *W EXP 01/14/202 | 35,864 | $26,000 | thousands by filing date | |
| TIDEWATER INC NEW | 88642R174 | *W EXP 11/14/202 | 82,204 | $25,000 | thousands by filing date | |
| PIVOTAL INVESTMENT CORP III | 72582M114 | W EXP 01/28/202 | 20,090 | $24,000 | thousands by filing date | |
| ITHAX ACQUISITION CORP | G49775128 | WTS | 35,651 | $24,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 16,384 | $23,000 | thousands by filing date | |
| FAR PEAK ACQUISITION CORP | G3312L111 | *W EXP 12/07/202 | 16,256 | $23,000 | thousands by filing date | |
| OMNICHANNEL ACQUISITION CORP | 68218L116 | *W EXP 12/30/202 | 22,651 | $23,000 | thousands by filing date | |
| PERIDOT ACQUISITION CORP II | G7008B121 | WARR | 19,559 | $22,000 | thousands by filing date | |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 21,000 | $22,000 | thousands by filing date | principal |
| SEVEN OAKS ACQUISITION CORP | 81787X114 | *W EXP 12/22/202 | 18,750 | $22,000 | thousands by filing date | |
| ION ACQUISITION CORP 2 LTD | G49393112 | *W EXP 02/17/202 | 12,500 | $22,000 | thousands by filing date | |
| FIRST RESERVE SUSTAINABLE GW | 336169115 | *W EXP 03/05/202 | 17,926 | $21,000 | thousands by filing date | |
| NOVUS CAPITAL CORPORATION II | 67012W112 | *W EXP 02/02/202 | 17,959 | $21,000 | thousands by filing date | |
| FORESIGHT ACQUISITION CORP | 34552Y114 | *W EXP 01/29/202 | 13,400 | $19,000 | thousands by filing date | |
| Constellation Acquisition Corp I | G2R18K113 | WARRANT | 19,997 | $18,000 | thousands by filing date | |
| SCP & CO HEALTHCARE ACQUSTN | 784065112 | WTS | 20,857 | $18,000 | thousands by filing date | |
| SENESTECH INC | 81720R208 | COM NEW | 10,966 | $18,000 | thousands by filing date | |
| LENDINGTREE INC NEW | 52603BAA5 | NOTE | 14,000 | $17,000 | thousands by filing date | principal |
| PONTEM CORPORATION | G71707122 | WARR | 16,666 | $16,000 | thousands by filing date | |
| PROGRESS ACQUISITION CORP | 74327P113 | *W EXP 11/11/202 | 22,953 | $16,000 | thousands by filing date | |
| JOFF FINTECH ACQUISITION COR | 46592C118 | WTS | 15,528 | $16,000 | thousands by filing date | |
| CLARIM ACQUISITION CORP | 18049C116 | WTS | 16,380 | $14,000 | thousands by filing date | |
| GORES GUGGENHEIM INC | 38286Q115 | *W EXP 03/25/202 | 10,000 | $14,000 | thousands by filing date | |
| ADVANCED MERGER PARTNERS INC | 00777J117 | WTS | 10,822 | $13,000 | thousands by filing date | |
| CHECK CAP LTD | M2361E203 | SHS | 10,099 | $13,000 | thousands by filing date | |
| CA HEALTHCARE ACQUISITION CORP | 12510w115 | WT | 13,182 | $13,000 | thousands by filing date | |
| CF ACQUISITION CORP V | 12520R114 | *W EXP 01/25/202 | 11,814 | $12,000 | thousands by filing date | |
| INDUSTRIAL TECH ACQUISITIONS, INC. | 456357110 | *W EXP 08/06/202 | 10,200 | $11,000 | thousands by filing date | |
| JACK CREEK INVESTMENT CORP | G4989X123 | *W EXP 10/01/202 | 11,008 | $9,000 | thousands by filing date | |
| VENUS ACQUISITION CORPORATIO | G9420F128 | RTS | 15,100 | $9,000 | thousands by filing date | |
| GABELLI EQUITY TR INC | 362397218 | RIGHT 07/14/2021 | 70,800 | $8,000 | thousands by filing date | |
| EDIFY ACQUISITION CORP | 28059Q111 | WARR | 11,412 | $8,000 | thousands by filing date | |
| ALBERTON ACQUISITION CORP WT EXP 042625 | G35006124 | COM | 19,986 | $8,000 | thousands by filing date | |
| EDOC ACQUISITION CORP | G4000A136 | COM | 13,513 | $6,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-21-000254 | this filing | 2021-08-13 | acceptance time not in the bulk data set |