13F-HR filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR for the quarter ended 2021-06-30, filed 2021-08-13, with 6,165 holding rows worth $446,390,017,000.
- Accession
- 0000769993-21-000254
- Filer
- CIK 886982
- Filed
- 2021-08-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A combination report, 11,592 entries on the cover page, a total value of $446,390,017,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $446,390,017,000 with VALUE read as thousands by filing date, 13F file number 028-04981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUNITED CAPITAL FINANCIAL ADVISERS, LLC028-13508
- included managerGOLDMAN SACHS & CO. LLC028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
- included managerGoldman Sachs Financial Markets, L.P.028-14253
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| STRATA SKIN SCIENCES INC | 86272A206 | COMMON | 198,586 | $310,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 5,543 | $309,000 | thousands by filing date | |
| TCR2 THERAPEUTICS INC | 87808K106 | COM | 18,800 | $309,000 | thousands by filing date | put |
| TWELVE SEAS INVESTMENT CO II | 90118T114 | *W EXP 03/02/202 | 347,514 | $309,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y483 | NASDAQ 100 COVER | 13,700 | $307,000 | thousands by filing date | |
| AMERANT BANCORP INC | 023576101 | COMMON STOCK | 14,339 | $307,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 14,201 | $307,000 | thousands by filing date | |
| EXPAND ENERGY CORPORATION | 165167180 | *W EXP 02/09/202 | 14,717 | $307,000 | thousands by filing date | |
| GRITSTONE BIO INC | 39868T105 | COM | 33,665 | $307,000 | thousands by filing date | |
| KINS TECHNOLOGY GROUP INC | 49714K208 | UNIT 10/14/2025 | 30,000 | $307,000 | thousands by filing date | |
| MONTAUK RENEWABLES INC | 61218C103 | COMMON STOCK | 40,028 | $306,000 | thousands by filing date | |
| PINE TECHNOLOGY ACQUISITN CO | 722850112 | WARR | 365,169 | $305,000 | thousands by filing date | |
| APREA THERAPEUTICS INC | 03836J102 | COM | 62,546 | $305,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 228,806 | $305,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 9,295 | $304,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 30,900 | $304,000 | thousands by filing date | put |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 25,626 | $304,000 | thousands by filing date | |
| SUMMIT THERAPEUTICS INC | 86627T108 | COM | 40,689 | $304,000 | thousands by filing date | |
| CABALETTA BIO INC | 12674W109 | COMMON STOCK | 35,373 | $304,000 | thousands by filing date | |
| VAXART INC NEW | 92243A200 | COM | 40,553 | $304,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 25,815 | $304,000 | thousands by filing date | |
| AVANTI ACQUISITION CORP UNIT | G0682V117 | Stock | 29,743 | $304,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 10,000 | $303,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137Y401 | CMN | 3,350 | $301,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 6,600 | $300,000 | thousands by filing date | |
| GLOBAL INDEMNITY GROUP LLC | 37959R103 | COM CL A | 11,122 | $300,000 | thousands by filing date | |
| OYSTER POINT PHARMA INC | 69242L106 | COMMON STOCK | 17,475 | $300,000 | thousands by filing date | |
| HUMANCO ACQUISITION CORP | 44487N109 | CMN | 30,555 | $298,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 10,893 | $297,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 7,854 | $296,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 32,782 | $296,000 | thousands by filing date | |
| BOGOTA FINL CORP | 097235105 | COM | 28,893 | $294,000 | thousands by filing date | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 22,777 | $293,000 | thousands by filing date | |
| ALTIMETER GROWTH CORP | G0370L108 | CL A | 25,015 | $293,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 32,946 | $292,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 26,028 | $292,000 | thousands by filing date | |
| LIVEXLIVE MEDIA INC | 53839L208 | COM NEW | 61,699 | $291,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 54,882 | $290,000 | thousands by filing date | |
| HENNESSY CAPITAL INVS CORP V | 42589T206 | UNIT 01/15/2025 | 27,091 | $290,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 14,674 | $289,000 | thousands by filing date | |
| CLIMATE REAL IMPACT SLUTINS | 187171111 | *W EXP 01/29/202 | 206,079 | $289,000 | thousands by filing date | |
| FULCRUM THERAPEUTICS INC | 359616109 | COMMON STOCK | 27,466 | $288,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 33,599 | $288,000 | thousands by filing date | |
| FTAC HERA ACQUISITION CORP | G3728Y111 | *W EXP 02/28/202 | 218,179 | $288,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 287,000 | $288,000 | thousands by filing date | principal |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 29,100 | $287,000 | thousands by filing date | call |
| TALKSPACE INC | 87427V103 | COM | 34,522 | $287,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 123,407 | $286,000 | thousands by filing date | |
| FLAME ACQUISITION CORP | 33850F116 | *W EXP 02/26/202 | 267,503 | $286,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 13,705 | $284,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 24,198 | $283,000 | thousands by filing date | |
| INNOVIZ TECHNOLOGIES LTD | M5R635108 | SHS | 26,813 | $283,000 | thousands by filing date | |
| IMMATICS N.V | N44445109 | SHS | 24,310 | $282,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 38,431 | $282,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 16,697 | $282,000 | thousands by filing date | |
| VIEW INC | 92671V106 | COM | 33,294 | $282,000 | thousands by filing date | |
| FORTISTAR SUSTAINABLE SOL CO | 34962M106 | CMN | 28,958 | $282,000 | thousands by filing date | |
| INTERPRIVATE II ACQUISITION | 46064Q108 | CMN | 29,100 | $282,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 15,085 | $281,000 | thousands by filing date | |
| TWIN RIDGE CAPITAL ACQUIS CO | G9151L120 | WARR | 309,716 | $281,000 | thousands by filing date | |
| NEWAGE INC | 650194103 | COMMON STOCK | 125,596 | $280,000 | thousands by filing date | |
| DHC ACQUISITION CORP | G2758T117 | WARR | 273,919 | $279,000 | thousands by filing date | |
| FORTRESS CAPITAL ACQUISITION | G36427105 | SHS CL A | 28,330 | $279,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 5,060 | $277,000 | thousands by filing date | |
| BEYONDSPRING INC | G10830100 | SHS | 26,471 | $277,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 94,546 | $277,000 | thousands by filing date | |
| MONGODB INC | 60937PAD8 | NOTE 0.250% 1/1 | 152,000 | $277,000 | thousands by filing date | principal |
| CONMED CORP COM | 207410101 | Stock | 2,000 | $275,000 | thousands by filing date | put |
| LENSAR INC | 52634L108 | COM | 31,713 | $275,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 22,344 | $275,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 59,477 | $275,000 | thousands by filing date | |
| WEATHERFORD INTL PLC ORD SHS | G48833118 | Stock | 15,040 | $274,000 | thousands by filing date | |
| ACER THERAPEUTICS INC | 00444P108 | CMN | 95,342 | $273,000 | thousands by filing date | |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 73,449 | $272,000 | thousands by filing date | |
| RIBBIT LEAP LTD | G7552B105 | SHS CL A | 25,400 | $272,000 | thousands by filing date | |
| APPLOVIN CORP COM CL A | 03831W108 | Stock | 3,610 | $271,000 | thousands by filing date | |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 68,030 | $270,000 | thousands by filing date | |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 15,140 | $270,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 68,787 | $269,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 15,463 | $268,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 11,954 | $268,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430404 | ACTIVEBETA JAP | 7,190 | $268,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 132,674 | $268,000 | thousands by filing date | |
| KRANESHARES QUADRATIC INTEREST RATE VOLATILITY AND INFLATION HEDGE ETF | 500767736 | ETF | 9,667 | $267,000 | thousands by filing date | |
| KERNEL GROUP HOLDINGS INC | G5259L111 | UNIT 99/99/9999 | 26,154 | $267,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 5,103 | $266,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 71,435 | $266,000 | thousands by filing date | |
| CHICKEN SOUP FOR THE SOUL EN | 16842Q100 | COM | 6,433 | $266,000 | thousands by filing date | |
| ARROWROOT ACQUISITION CORP | 04282M110 | WARR | 309,564 | $266,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 80,190 | $266,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 241,991 | $266,000 | thousands by filing date | |
| AC IMMUNE SA | H00263105 | SHS | 33,399 | $265,000 | thousands by filing date | |
| CORTEXYME INC | 22053A107 | COM | 5,000 | $265,000 | thousands by filing date | call |
| COMSTOCK INC | 205750300 | COM NEW | 73,015 | $265,000 | thousands by filing date | |
| SRAX INC | 78472M106 | CL A | 48,629 | $265,000 | thousands by filing date | |
| JOBY AVIATION IN | G7483N103 | EQUITY WRT | 135,754 | $265,000 | thousands by filing date | |
| Day One Biopharmaceuticals Inc | 23954D109 | Common Stock | 11,594 | $264,000 | thousands by filing date | |
| INPIXON | 45790J800 | COM | 225,382 | $264,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 15,007 | $263,000 | thousands by filing date | |
| AF ACQUISITION CORP | 001040104 | CMN | 27,000 | $263,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 89904V101 | COM | 58,370 | $263,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 7,982 | $262,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 7,466 | $261,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 11,736 | $261,000 | thousands by filing date | |
| NORTHERN REVIVAL ACQUISITION | G6546R127 | UNIT 01/31/2028 | 25,952 | $260,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 4,965 | $259,000 | thousands by filing date | |
| JAWS JUGGERNAUT ACQUISITN CO | G50735128 | UNIT 06/17/2026 | 25,700 | $259,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 7,911 | $258,000 | thousands by filing date | |
| BOA ACQUISITION CORP | 05601A117 | WTS | 308,485 | $258,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 17,405 | $257,000 | thousands by filing date | |
| GLOBAL CONSUMER ACQUISITION CORP. | 37892B207 | COM | 25,700 | $257,000 | thousands by filing date | |
| ObsEva SA | H5861P103 | COM | 84,480 | $256,000 | thousands by filing date | |
| ALTIMETER GROWTH CORP 2 | G0371B109 | CMN | 25,000 | $256,000 | thousands by filing date | call |
| GOLUB CAP BDC INC | 38173M102 | COM | 16,554 | $255,000 | thousands by filing date | |
| Skillsoft Corp. | 83066P200 | Common | 25,924 | $255,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 29,613 | $255,000 | thousands by filing date | |
| CLARIM ACQUISITION CORP | 18049C207 | UNIT 99/99/9999 | 25,701 | $255,000 | thousands by filing date | |
| CF ACQUISITION CORP V | 12520R205 | UNIT 01/25/2026 | 25,000 | $255,000 | thousands by filing date | |
| GOLDEN ARROW MERGER CORP | 380799114 | *W EXP 07/31/202 | 313,336 | $254,000 | thousands by filing date | |
| PERIDOT ACQUISITION CORP II | G7008B113 | UNIT 99/99/9999 | 25,404 | $254,000 | thousands by filing date | |
| ONTRAK INC | 683373104 | COM | 7,782 | $253,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 3,025 | $252,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 30,041 | $252,000 | thousands by filing date | |
| ORIGIN MATERIALS INC | 68622D114 | *W EXP 06/25/202 | 129,044 | $252,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 4,146 | $251,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 14,744 | $251,000 | thousands by filing date | |
| TIDAL ETF TR | 886364603 | RPAR RISK PARI | 10,254 | $250,000 | thousands by filing date | |
| DIAMONDHEAD HOLDINGS CORP | 25278L105 | COM | 25,743 | $250,000 | thousands by filing date | |
| MEDTECH ACQUISITION CORP | 58507N204 | UNIT 12/18/2025 | 25,000 | $250,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 7,679 | $249,000 | thousands by filing date | |
| PTK Acquisition Corp | 69375F108 | Common Stock | 25,007 | $248,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767694 | SSE STAR MRKT 50 | 8,992 | $247,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 2,300 | $246,000 | thousands by filing date | put |
| CHURCHILL CAPITAL CORP VII | 17144M110 | *W EXP 02/29/202 | 177,249 | $246,000 | thousands by filing date | |
| ALTIMAR ACQUISITION CORP II | G03709113 | UNIT 99/99/9999 | 24,490 | $246,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 33,089 | $245,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 28,255 | $245,000 | thousands by filing date | |
| BLUEGREEN VACATIONS HLDG COR | 096308101 | COM | 13,627 | $245,000 | thousands by filing date | |
| GATOS SILVER INC | 368036109 | COM | 13,945 | $244,000 | thousands by filing date | |
| LOGICBIO THERAPEUTICS INC | 54142F102 | COM | 55,030 | $244,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 2,442 | $243,000 | thousands by filing date | |
| THE ONE GROUP HOSPITALITY IN | 88338K103 | COM | 22,028 | $243,000 | thousands by filing date | |
| AZUL S A | 05501U106 | OPT | 9,216 | $243,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 11,050 | $243,000 | thousands by filing date | |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 8,024 | $242,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 10,579 | $242,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 55,853 | $242,000 | thousands by filing date | |
| BLUE OWL CAPITAL INC COM CL A | 09581B103 | Stock | 18,647 | $240,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 21,850 | $240,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 75,646 | $240,000 | thousands by filing date | |
| CANTALOUPE INC | 138103106 | COM | 20,125 | $239,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 3,400 | $238,000 | thousands by filing date | call |
| RELMADA THERAPEUTICS INC | 75955J402 | COMMON STOCK | 7,445 | $238,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 32,405 | $238,000 | thousands by filing date | |
| TIM SA-ADR | 88706T108 | SPONSORED ADR | 20,632 | $238,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAH1 | NOTE 1.500% 6/1 | 200,000 | $238,000 | thousands by filing date | principal |
| CO-DIAGNOSTICS INC | 189763105 | COM | 28,903 | $238,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 6,131 | $238,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 80,184 | $238,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 4,254 | $237,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 5,117 | $237,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E578 | BLOOM DATA ETF | 3,959 | $237,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 138,907 | $236,000 | thousands by filing date | |
| MARLIN TECHNOLOGY CORP | G58411128 | UNIT 99/99/9999 | 23,391 | $236,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 4,890 | $235,000 | thousands by filing date | |
| SWK HLDGS CORP | 78501P203 | COM NEW | 13,351 | $234,000 | thousands by filing date | |
| 89BIO INC | 282559103 | COM | 12,525 | $234,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 54,713 | $234,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 151,183 | $234,000 | thousands by filing date | |
| GULFPORT ENERGY CORP COMMON SHARES | 402635502 | Stock | 3,602 | $233,000 | thousands by filing date | |
| PURECYCLE TECHNOLOGIES INC | 74623V103 | COM | 9,838 | $233,000 | thousands by filing date | |
| NEW PAC METALS CORP | 64782A107 | COM | 48,012 | $233,000 | thousands by filing date | |
| KAMADA LTD | M6240T109 | SHS | 39,863 | $232,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 34,515 | $232,000 | thousands by filing date | |
| BLUERIVER ACQUISITION CORP | G1261Q107 | COM | 23,790 | $231,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 40,309 | $231,000 | thousands by filing date | |
| GLENFARNE MERGER CORP | 378579114 | WTS | 212,280 | $231,000 | thousands by filing date | |
| VENTOUX CCM ACQUISITION CORP | 92280L101 | COM | 23,245 | $231,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F623 | FT VEST US EQT | 7,020 | $230,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 14,681 | $230,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 14,187 | $230,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 142,805 | $229,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 13,811 | $229,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 16,520 | $228,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 97,564 | $227,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 3,500 | $226,000 | thousands by filing date | call |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 1,537 | $225,000 | thousands by filing date | |
| ARCTOS NORTHSTAR ACQUIS CORP | G0477L118 | UNIT 99/99/9999 | 22,503 | $225,000 | thousands by filing date | |
| EUROSEAS LTD | Y23592135 | COM | 9,719 | $224,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E388 | S&P 500 EX RAT | 4,800 | $224,000 | thousands by filing date | |
| DOUBLEVERIFY HLDGS INC COM | 25862V105 | Stock | 5,271 | $223,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 25,418 | $222,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78470E106 | ST STR MSCI EAFE | 2,658 | $222,000 | thousands by filing date | |
| ONDAS HLDGS INC | 68236H204 | COM NEW | 27,688 | $220,000 | thousands by filing date | |
| RIMINI STR INC DEL | 76674Q107 | COM | 35,782 | $220,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C516 | EMRGNG MKT JAN | 7,100 | $220,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 57,679 | $220,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING INC | 33832D205 | COM NEW | 37,949 | $219,000 | thousands by filing date | |
| ALTIMMUNE INC | 02155H200 | COM NEW | 21,845 | $215,000 | thousands by filing date | |
| KURA SUSHI USA INC | 501270102 | CL A COM | 5,658 | $215,000 | thousands by filing date | |
| VITAL FARMS INC | 92847W103 | COM | 10,775 | $215,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 47,073 | $215,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 7,020 | $215,000 | thousands by filing date | |
| ABCAM PLC | 000380204 | ADR USD | 11,256 | $214,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 74,720 | $214,000 | thousands by filing date | |
| TIGA ACQUISITION CORP | G88672129 | UNIT 99/99/9999 | 20,326 | $214,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 7,695 | $213,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 1,111 | $213,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 40,204 | $213,000 | thousands by filing date | |
| DHB CAPITAL CORP | 23291W117 | *W EXP 03/31/202 | 236,254 | $213,000 | thousands by filing date | |
| PUBMATIC INC CLASS A | 74467Q103 | COMMON STOCK | 5,425 | $212,000 | thousands by filing date | |
| PROPERTY SOLUTIONS ACQUISITI | 74350A116 | WARR | 175,129 | $212,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 59,493 | $212,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 9,097 | $211,000 | thousands by filing date | |
| Renovaro Inc | 29350E104 | Common Stock | 42,468 | $211,000 | thousands by filing date | |
| MISSION ADVANCEMENT CORP | 60501L119 | *W EXP 03/05/202 | 261,167 | $211,000 | thousands by filing date | |
| ACUITYADS HLDGS INC | 00510L106 | COM | 21,200 | $211,000 | thousands by filing date | |
| OMEGA ALPHA SPAC | G6749V107 | CL A | 21,252 | $211,000 | thousands by filing date | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 73,356 | $210,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 7,145 | $210,000 | thousands by filing date | |
| NEWEGG COMMERCE INC | G6483G100 | COM | 10,810 | $209,000 | thousands by filing date | |
| ALKALINE WTR CO INC | 01643A207 | COM NEW | 136,675 | $209,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES | 05614L209 | COM | 26,297 | $207,000 | thousands by filing date | |
| OYSTER ENTERPRISES ACQ CORP | 69242M112 | WTS | 295,208 | $207,000 | thousands by filing date | |
| AIKIDO PHARMA INC | 008875106 | COM | 216,203 | $207,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 13,552 | $206,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R738 | CMN | 7,000 | $206,000 | thousands by filing date | |
| ALPHA ARCHITECT U.S. QUANTITATIVE MOMENTUM ETF | 02072L409 | ETF | 4,000 | $205,000 | thousands by filing date | |
| BIODESIX INC | 09075X108 | COM | 15,547 | $205,000 | thousands by filing date | |
| PROSHARES TR | 74347G861 | ULTRAPRO SHT QQQ | 22,444 | $205,000 | thousands by filing date | |
| ISHARES TR | 46436E791 | FACTORS US | 5,000 | $205,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 2,000 | $204,000 | thousands by filing date | |
| CASCADE ACQUISITION CORP UNIT | 147151203 | Stock | 20,000 | $204,000 | thousands by filing date | |
| SPARTAN ACQUISITION CORP III | 84677R114 | *W EXP 02/04/202 | 171,250 | $204,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 7,319 | $203,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 55,389 | $203,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 30,351 | $202,000 | thousands by filing date | |
| TIDEWATER INC NEW | 88642R125 | WARR | 205,927 | $202,000 | thousands by filing date | |
| TCW SPECIAL PURPOSE ACQU COR | 87301L114 | WTS | 212,289 | $202,000 | thousands by filing date | |
| FIRST WESTERN FINANCIAL INC | 33751L105 | COMMON STOCK | 7,773 | $201,000 | thousands by filing date | |
| WORKIVA INC | 98139AAB1 | NOTE 1.125% 8/1 | 132,000 | $201,000 | thousands by filing date | principal |
| INSU ACQUISITION CORP III | 457817302 | UNIT 12/31/2026 | 20,000 | $201,000 | thousands by filing date | |
| MOTIVE CAPITAL CORP | G6293A129 | UNIT 99/99/9999 | 20,000 | $201,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 18,485 | $200,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 12,054 | $199,000 | thousands by filing date | |
| AMERICAN RES CORP | 02927U208 | CL A | 78,113 | $199,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 10,251 | $197,000 | thousands by filing date | |
| OPUS GENETICS INC | 67577R102 | COMMON STOCK | 37,315 | $197,000 | thousands by filing date | |
| ALTIMAR ACQUISITION CORP II | G03709105 | COMMON STOCK-FO | 20,137 | $196,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 30,106 | $195,000 | thousands by filing date | |
| ENETI INC | Y2294C107 | COM | 10,482 | $195,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 38,303 | $193,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 40,685 | $193,000 | thousands by filing date | |
| VIVEVE MED INC | 92852W501 | COM | 65,000 | $192,000 | thousands by filing date | |
| QUANTUM FINTECH ACQUISTIN CO | 74767A113 | WTS | 581,516 | $192,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 10,529 | $191,000 | thousands by filing date | |
| PHASEBIO PHARMACEUTICALS INC | 717224109 | COM | 51,297 | $191,000 | thousands by filing date | |
| M3 BRIGADE ACQUISITION II CO | 553800111 | *W EXP 03/09/202 | 165,687 | $191,000 | thousands by filing date | |
| ADVANTAGE SOLUTIONS INC. | 00791N102 | COM CL A | 17,629 | $190,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 24,537 | $190,000 | thousands by filing date | |
| PROSPECTOR CAPITAL CORP | G7273A113 | *W EXP 01/11/202 | 200,000 | $190,000 | thousands by filing date | |
| GRINDROD SHIPPING HOLDINGS L | Y28895103 | COM | 17,383 | $189,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 11,644 | $187,000 | thousands by filing date | |
| COLONNADE ACQUISITION CORP I | G2284B119 | *W EXP 99/99/999 | 174,765 | $187,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 30,223 | $187,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 11,212 | $184,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 60,193 | $184,000 | thousands by filing date | |
| SPRUCE POWER HOLDING CORP | 9837FR100 | COMMON STOCK | 22,089 | $184,000 | thousands by filing date | |
| CUSTOM TRUCK ONE SOURCE INC | 23204X111 | WARRANT | 79,432 | $184,000 | thousands by filing date | |
| MALACCA STRAITS ACQUISITION | G5859B117 | COM CL A | 18,569 | $184,000 | thousands by filing date | |
| CORMEDIX INC COM | 21900C308 | Stock | 26,609 | $183,000 | thousands by filing date | |
| CANAAN INC | 134748102 | SPONSORED ADS | 22,425 | $183,000 | thousands by filing date | |
| RXR ACQUISITION CORP | 74981W115 | WTS | 177,778 | $183,000 | thousands by filing date | |
| CLEANSPARK INC | 18452B209 | COM NEW | 10,915 | $182,000 | thousands by filing date | |
| CURIOSITYSTREAM INC | 23130Q107 | COMMON STOCK | 13,287 | $181,000 | thousands by filing date | |
| GOBI ACQUISITION CORP | G4022Y104 | CLASS A ORD SHS | 18,349 | $181,000 | thousands by filing date | |
| BATTALION OIL CORP | 07134L107 | COM | 13,340 | $179,000 | thousands by filing date | |
| COHERUS BIOSCIENCES INC | 19249HAB9 | BOND | 175,000 | $179,000 | thousands by filing date | principal |
| DIGITAL TRANSFORMATN OPT COR | 25401K115 | *W EXP 03/31/202 | 190,960 | $178,000 | thousands by filing date | |
| 890 5TH AVE PARTNERS INC | 28250A204 | UNIT 01/12/2026 | 17,302 | $178,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 34,144 | $177,000 | thousands by filing date | |
| VERB TECHNOLOGY CO INC | 92337U104 | COM | 86,356 | $177,000 | thousands by filing date | |
| DIGITAL MEDIA SOLUTIONS INC | 25401G114 | WTS | 125,000 | $177,000 | thousands by filing date | |
| ATHENA TECHNOLOGY ACQUISI CO | 04687A117 | *W EXP 03/31/202 | 203,721 | $177,000 | thousands by filing date | |
| METROCITY BANKSHARES INC | 59165J105 | COMMON STOCK | 10,023 | $176,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 43,728 | $176,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 20,895 | $175,000 | thousands by filing date | |
| ESM ACQUISITION CORPORATION | G3195H112 | *W EXP 02/02/202 | 173,505 | $175,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 13,000 | $174,000 | thousands by filing date | put |
| PROSHARES TR | 74347G556 | FUND | 10,571 | $174,000 | thousands by filing date | |
| AURORA ACQUISITION CORP | G0698L129 | *W EXP 03/02/202 | 101,839 | $173,000 | thousands by filing date | |
| STRATIM CLOUD ACQUISITION CO | 86309R115 | *W EXP 03/05/202 | 208,300 | $173,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 150,759 | $173,000 | thousands by filing date | |
| COCRYSTAL PHARMA INC | 19188J300 | CMN | 138,168 | $173,000 | thousands by filing date | |
| BEYOND AIR INC | 08862L103 | COM | 26,586 | $172,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 132,638 | $171,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP VI | 17143W119 | *W EXP 02/17/202 | 121,954 | $171,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 10,425 | $170,000 | thousands by filing date | |
| CATABASIS PHARMACEUTICALS IN | 14875P206 | COM NEW | 80,717 | $170,000 | thousands by filing date | |
| LOMA NEGRA C I A S A MTN 14 | 54150E104 | SPONSORED ADS | 24,751 | $169,000 | thousands by filing date | |
| RVL PHARMACEUTICALS PLC | G6S41R101 | COM | 56,313 | $169,000 | thousands by filing date | |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 33,557 | $168,000 | thousands by filing date | |
| THE BEACHBODY COMPANY INC | 073463101 | COM | 16,125 | $168,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 19,503 | $168,000 | thousands by filing date | |
| CODA OCTOPUS GROUP INC | 19188U206 | COM NEW | 19,267 | $167,000 | thousands by filing date | |
| LIBERTY MEDIA ACQUISTION CORP | 53073L104 | COMMON STOCK | 16,394 | $167,000 | thousands by filing date | |
| DFP HEALTHCARE ACQUISITNS CO | 23343Q100 | COM CL A | 16,772 | $167,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 12,140 | $166,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 17,776 | $166,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 11,021 | $165,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 13,578 | $164,000 | thousands by filing date | |
| AEVA TECHNOLOGIES INC | 00835Q103 | COM | 15,474 | $164,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 24,825 | $164,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 139,978 | $164,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 16,953 | $163,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 11,874 | $163,000 | thousands by filing date | |
| LOANDEPOT INC | 53946R106 | COM CL A | 12,685 | $163,000 | thousands by filing date | |
| MEDICUS SCIENCES ACQUISITION | G5960S108 | CL A SHS | 16,918 | $163,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 17,957 | $162,000 | thousands by filing date | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838U108 | COM | 30,246 | $162,000 | thousands by filing date | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838X102 | COM | 26,404 | $162,000 | thousands by filing date | |
| OKTA INC | 679295AD7 | NOTE 0.125% 9/0 | 113,000 | $162,000 | thousands by filing date | principal |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 104,654 | $162,000 | thousands by filing date | |
| SCION TECH GROWTH I | G31067112 | *W EXP 11/01/202 | 154,726 | $162,000 | thousands by filing date | |
| ACCELERATE ACQUISITION CORP | 00439D110 | *W EXP 03/15/202 | 131,582 | $162,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 15,010 | $161,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 22,755 | $161,000 | thousands by filing date | |
| APTINYX INC | 03836N103 | COM | 56,728 | $161,000 | thousands by filing date | |
| BAIN CAP SPECIALTY FIN INC | 05684B107 | COM STK | 10,469 | $160,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 15,335 | $160,000 | thousands by filing date | |
| ADICET BIO INC | 007002108 | COM | 15,565 | $160,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 14,479 | $159,000 | thousands by filing date | |
| RMG ACQUISITION CORP III | G76088106 | CL A SHS | 16,356 | $159,000 | thousands by filing date | |
| CENTRICUS ACQUISITION CORP | G2072Q120 | *W EXP 02/04/202 | 113,079 | $158,000 | thousands by filing date | |
| E MERGE TECHNOLOGY ACQUISITION UNIT EX 073025 | 26873Y203 | Stock | 15,700 | $158,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 18,221 | $157,000 | thousands by filing date | |
| IZEA WORLDWIDE INC COM NEW | 46604H105 | Stock | 61,760 | $157,000 | thousands by filing date | |
| VERA THERAPEUTICS INC | 92337R101 | COMMON STOCK | 11,747 | $156,000 | thousands by filing date | |
| SATSUMA PHARMACEUTICALS INC | 80405P107 | COM | 21,930 | $155,000 | thousands by filing date | |
| GAMIDA CELL LTD | M47364100 | SHS | 24,205 | $155,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 51,633 | $154,000 | thousands by filing date | |
| JAKKS PAC INC | 47012E403 | COM NEW | 13,948 | $153,000 | thousands by filing date | |
| PAYSIGN INC | 70451A104 | COM | 48,085 | $153,000 | thousands by filing date | |
| EXAGEN INC | 30068X103 | COM | 10,189 | $153,000 | thousands by filing date | |
| WINDTREE THERAPEUTICS INC | 97382D303 | COM | 66,952 | $153,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP II | 42087R116 | *W EXP 03/05/202 | 157,815 | $153,000 | thousands by filing date | |
| POLAR PWR INC | 73102V105 | COM | 16,118 | $151,000 | thousands by filing date | |
| HAMILTON LANE ALLIANCE HLDGS | 40749M202 | UNIT 99/99/9999 | 15,000 | $151,000 | thousands by filing date | |
| IMMUNIC INC | 4525EP101 | COM | 12,131 | $149,000 | thousands by filing date | |
| APEX TECHNOLOGY ACQUISITION COM | 03768F102 | CL A | 12,170 | $149,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 107,938 | $149,000 | thousands by filing date | |
| VISTA ENERGY S.A.B. DE C.V. SPONSORED ADS | 92837L109 | ADR | 36,162 | $148,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 17,114 | $148,000 | thousands by filing date | |
| HF FOODS GROUP INC | 40417F109 | COM | 27,858 | $147,000 | thousands by filing date | |
| FUSION PHARMACEUTICALS INC | 36118A100 | COM | 18,221 | $147,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975402 | COM | 167,100 | $147,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 22,332 | $146,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 46,031 | $143,000 | thousands by filing date | |
| FOLEY TRASIMENE ACQUISTN COR | 34431F104 | COM CL A | 14,673 | $143,000 | thousands by filing date | |
| SILVERBOX ENGAGED MERGER CO | 82836L119 | *W EXP 06/02/202 | 183,908 | $142,000 | thousands by filing date | |
| LARIMAR THERAPEUTICS INC | 517125100 | COM | 14,314 | $141,000 | thousands by filing date | |
| VYNE THERAP. | 92941V209 | COM | 39,990 | $141,000 | thousands by filing date | |
| CYCLERION THERAPEUTICS INC | 23255M105 | COM | 36,317 | $141,000 | thousands by filing date | |
| IMMUTEP LTD | 45257L108 | SPONSORED ADS | 36,282 | $140,000 | thousands by filing date | |
| VIRTRA INC | 92827K301 | CMN | 18,724 | $138,000 | thousands by filing date | |
| VIOMI TECHNOLOGY CO LTD | 92762J103 | SPONSORED ADS | 16,309 | $138,000 | thousands by filing date | |
| STEALTH BIOTHERAPEUTICS CORP SPONSORED ADS | 85789A105 | Stock | 88,426 | $138,000 | thousands by filing date | |
| IGC PHARMA INC | 45408X308 | COM NEW | 83,260 | $137,000 | thousands by filing date | |
| KALEIDO BIOSCIENCES INC | 483347100 | COM | 18,220 | $136,000 | thousands by filing date | |
| ASPEN GROUP INC | 04530L203 | COM NEW | 20,867 | $136,000 | thousands by filing date | |
| HEPION PHARMACEUTICALS INC | 426897104 | COM | 68,399 | $135,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 147,204 | $134,000 | thousands by filing date | |
| MASON INDUSTRIAL TECHNOLGY I | 57520Y114 | *W EXP 99/99/999 | 149,427 | $134,000 | thousands by filing date | |
| ROSECLIFF ACQUISITION CORP I | 77732R111 | *W EXP 02/11/202 | 164,994 | $134,000 | thousands by filing date | |
| IBIO INC | 451033203 | COM NEW | 88,865 | $134,000 | thousands by filing date | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 25,641 | $132,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 16,124 | $132,000 | thousands by filing date | |
| PHX MINERALS INC CL A | 69291A100 | Stock | 35,098 | $131,000 | thousands by filing date | |
| HPX CORP | G32219126 | *W EXP 07/14/202 | 148,703 | $131,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 40,490 | $130,000 | thousands by filing date | |
| VIRTUOSO ACQUISITION CORP | 92837j203 | COM | 12,064 | $130,000 | thousands by filing date | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 70,219 | $129,000 | thousands by filing date | |
| VIEW INC | 92671V114 | *W EXP 03/08/202 | 75,000 | $129,000 | thousands by filing date | |
| QUANTUM SI INC | 74765K105 | COM CL A | 10,421 | $128,000 | thousands by filing date | |
| ONE STOP SYSTEMS INC | 68247W109 | COMMON STOCK | 22,040 | $128,000 | thousands by filing date | |
| SLAM CORP | G8210L121 | *W EXP 02/23/202 | 119,321 | $128,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 21,167 | $127,000 | thousands by filing date | |
| EJF ACQUISITION CORP | G2955B125 | *W EXP 03/10/202 | 155,323 | $127,000 | thousands by filing date | |
| SPARTAN ACQUISITION CORP II | 846775104 | COM | 12,759 | $127,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 11,891 | $126,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 36,873 | $126,000 | thousands by filing date | |
| SOLENO THERAPEUTIVS, INC. | 834203200 | COMM | 109,382 | $124,000 | thousands by filing date | |
| NEW FRONTIER HEALTH CORP | G6461G114 | *W EXP 11/30/202 | 50,000 | $124,000 | thousands by filing date | |
| HALL OF FAME RESORT & ENTMT | 40619L110 | *W EXP 07/01/202 | 122,980 | $123,000 | thousands by filing date | |
| ORCHARD THERAPEUTICS PLC | 68570P101 | ADR | 27,805 | $122,000 | thousands by filing date | |
| AMERICAN VRTUAL CLOUD TECH I | 030382113 | *W EXP 04/07/202 | 250,000 | $122,000 | thousands by filing date | |
| SPRUCE BIOSCIENCES INC | 85209E109 | COM | 10,770 | $121,000 | thousands by filing date | |
| AJAX I | G0190X100 | COM | 12,146 | $121,000 | thousands by filing date | |
| WARRIOR TECHNOLOGIES ACQUI C | 936273119 | WTS | 158,650 | $121,000 | thousands by filing date | |
| CARECLOUD INC | 14167R100 | COM | 14,200 | $120,000 | thousands by filing date | |
| KORU MEDICAL SYSTEMS INC | 759910102 | COMMON STOCK | 25,950 | $120,000 | thousands by filing date | |
| HYCROFT MINING HOLDING CORP | 44862P117 | *W EXP 05/29/202 | 250,000 | $120,000 | thousands by filing date | |
| BIOLASE INC | 090911207 | COM NEW | 172,521 | $120,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 12,081 | $119,000 | thousands by filing date | |
| INTL GNRL INSURANCE HLDNGS L | G4809J114 | WTS | 117,500 | $119,000 | thousands by filing date | |
| BITE ACQUISITION CORP | 09175K113 | *W EXP 02/12/203 | 168,645 | $118,000 | thousands by filing date | |
| CUSTOM TRUCK ONE SOURCE INC | 23204X103 | COM CL A | 12,151 | $116,000 | thousands by filing date | |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 56,241 | $116,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 19,000 | $115,000 | thousands by filing date | |
| GALERA THERAPEUTICS EQUICLASS EQUITY | 36338D108 | COMMON STOCK | 11,720 | $115,000 | thousands by filing date | |
| BAUDAX BIO INC | 07160F107 | COM | 151,323 | $115,000 | thousands by filing date | |
| PYROGENESIS CDA INC | 74734T104 | COM | 21,874 | $114,000 | thousands by filing date | |
| Uxin Ltd | 91818X108 | ADS | 29,626 | $114,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 61,514 | $113,000 | thousands by filing date | |
| EXICURE INC | 30205M101 | COM | 75,342 | $113,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 11,473 | $112,000 | thousands by filing date | |
| VPC IMPACT ACQ HOLD A -CW27 | 91835J116 | Warrant | 71,062 | $112,000 | thousands by filing date | |
| KENSINGTON CAPITAL ACQUISITI | 49006L104 | COM CL A | 11,200 | $111,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 13,681 | $110,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 36,705 | $110,000 | thousands by filing date | |
| SILICON LABORATORIES INC | 826919AD4 | NOTE 0.625% 6/1 | 79,000 | $110,000 | thousands by filing date | principal |
| BELLUS HEALTH INC NEW | 07987C204 | COM | 35,400 | $110,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 47,078 | $109,000 | thousands by filing date | |
| SUPER LEAGUE ENTERPRISE INC COM | 86804F202 | Stock | 20,271 | $109,000 | thousands by filing date | |
| NUCANA PLC | 67022C106 | ADR | 39,332 | $109,000 | thousands by filing date | |
| EUCRATES BIOMEDICAL ACQU COR | G3141W106 | CMN | 11,099 | $109,000 | thousands by filing date | |
| BUILD ACQUISITION CORP | 12008J113 | WTS | 119,909 | $108,000 | thousands by filing date | |
| L&F ACQUISITION CORP. CMN | G53702109 | COM | 10,865 | $108,000 | thousands by filing date | |
| LEO HOLDINGS III CORP | G5463T108 | SHS CL A | 10,840 | $107,000 | thousands by filing date | |
| LMF ACQUISITION OPPORTUNIT I | 502015118 | WTS | 211,381 | $106,000 | thousands by filing date | |
| SPRINGBIG HOLDIN | G9118J119 | EQUITY WRT | 92,520 | $106,000 | thousands by filing date | |
| ONCTERNAL THERAPEUTICS INC | 68236P107 | COM | 22,055 | $105,000 | thousands by filing date | |
| JIANPU TECHNOLOGY INC | 47738D309 | ADS COMMON | 39,383 | $105,000 | thousands by filing date | |
| HEALTH ASSURANCE ACQUISITION | 42226W208 | UNIT 99/99/9999 | 10,100 | $105,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 41,558 | $104,000 | thousands by filing date | |
| META MATERIALS INC | 59134N104 | COM | 13,866 | $104,000 | thousands by filing date | |
| TECH AND ENERGY TRANSITION | 87823R110 | *W EXP 03/31/202 | 103,968 | $104,000 | thousands by filing date | |
| ENDRA LIFE SCIENCES INC COM NEW | 29273B104 | Stock | 47,709 | $104,000 | thousands by filing date | |
| ROSS ACQUISITION II CORP | g7641c114 | WT | 106,813 | $103,000 | thousands by filing date | |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 57,324 | $103,000 | thousands by filing date | |
| ASTREA ACQUISITION CORP | 04637C114 | WTS | 156,671 | $103,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 12,284 | $102,000 | thousands by filing date | |
| POWERFLEET INC | 73931J109 | COMMON STOCK | 14,201 | $102,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 10,577 | $102,000 | thousands by filing date | |
| FUSION ACQUISITION CORP II | 36118N110 | WTS | 103,824 | $102,000 | thousands by filing date | |
| ORGENESIS INC | 68619K204 | COM | 19,638 | $100,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576UAA4 | BOND | 100,000 | $100,000 | thousands by filing date | principal |
| ADIT EDTECH ACQUISITION CORP | 007024110 | *W EXP 99/99/999 | 142,765 | $100,000 | thousands by filing date | |
| LAZARD GROWTH ACQUISITION CO | G54035111 | *W EXP 02/10/202 | 87,029 | $100,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 21,156 | $99,000 | thousands by filing date | |
| SPORTSTEK ACQUISITION CORP | 849196118 | *W EXP 02/16/202 | 130,682 | $99,000 | thousands by filing date | |
| FINTECH EVOLUTION ACQUIS GRO | G3R19A120 | WTS | 98,568 | $99,000 | thousands by filing date | |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 13,398 | $98,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 16,359 | $97,000 | thousands by filing date | |
| MDH ACQUISITION CORP | 55283P114 | WTS | 132,140 | $97,000 | thousands by filing date | |
| METACRINE INC | 59101E103 | COM | 25,303 | $96,000 | thousands by filing date | |
| EQ HEALTH ACQUISITION CORP | 26886A119 | WTS | 134,780 | $96,000 | thousands by filing date | |
| PARTNERS BANCORP | 70213Q108 | COM | 11,869 | $95,000 | thousands by filing date | |
| REWALK ROBOTICS LTD | M8216Q200 | SHS | 56,285 | $95,000 | thousands by filing date | |
| ARCADIA BIOSCIENCES INC COM | 039014204 | Stock | 31,666 | $94,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 28,494 | $94,000 | thousands by filing date | |
| MOLECULIN BIOTECH INC | 60855D200 | COMMON | 25,707 | $94,000 | thousands by filing date | |
| PLUM ACQUISITION CORP I | G7134L118 | *W EXP 03/18/202 | 80,000 | $93,000 | thousands by filing date | |
| SPORTS VENTURES ACQUISIN COR | G8372A129 | WTS | 94,297 | $93,000 | thousands by filing date | |
| KL ACQUISITION CORP | 49837C117 | WTS | 98,684 | $93,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 12,201 | $92,000 | thousands by filing date | |
| LEO HLDGS CORP II | G5463R128 | *W EXP 01/07/202 | 100,667 | $92,000 | thousands by filing date | |
| NEXA RES S A | L67359106 | COM | 10,375 | $91,000 | thousands by filing date | |
| LIQTECH INTL INC | 53632A201 | COM | 12,258 | $90,000 | thousands by filing date | |
| CHINA ONLINE ED GROUP | 16954L105 | SPONSORED ADR | 11,425 | $89,000 | thousands by filing date | |
| THE MUSIC ACQUISITION CORP | 62752R118 | *W EXP 02/05/202 | 102,862 | $87,000 | thousands by filing date | |
| VPC IMPACT ACQUISITION HLDG | G9460L118 | *W EXP 03/05/202 | 75,741 | $87,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 53,880 | $87,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 26,331 | $86,000 | thousands by filing date | |
| LYRA THERAPEUTICS INC | 55234L105 | COM | 10,751 | $86,000 | thousands by filing date | |
| CHARLES + COLVARD LTD | 159765106 | COM | 28,940 | $86,000 | thousands by filing date | |
| GENPREX INC | 372446104 | COM | 25,670 | $86,000 | thousands by filing date | |
| INSPIREMD INC | 45779A846 | COM | 16,832 | $85,000 | thousands by filing date | |
| HH&L ACQUISITION CO | G39714129 | WARR | 97,500 | $85,000 | thousands by filing date | |
| GEMINI THERAPEUTICS INC | 36870G105 | CMN | 13,080 | $85,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 18,853 | $84,000 | thousands by filing date | |
| INTERPRIVATE III FINANCIAL PAR | 46064r114 | WT | 72,949 | $83,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 66,076 | $83,000 | thousands by filing date | |
| BOOKING HOLDINGS INC | 09857LAN8 | NOTE 0.750% 5/0 | 59,000 | $83,000 | thousands by filing date | principal |
| O2MICRO INTERNATIONAL LTD | 67107W100 | SPONS ADR | 11,569 | $83,000 | thousands by filing date | |
| IMARA INC | 45249V107 | COM | 10,546 | $83,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 21,304 | $82,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 16,766 | $82,000 | thousands by filing date | |
| PIONEER MERGER CORP | G7S24C111 | *W EXP 01/07/202 | 51,225 | $82,000 | thousands by filing date | |
| GOLDENBRIDGE ACQUISITION LTD | G3970D138 | RIGHT 10/28/2025 | 217,348 | $82,000 | thousands by filing date | |
| SCORPIUS HOLDINGS INC | 42237K409 | COMMON | 12,216 | $82,000 | thousands by filing date | |
| VELOCITY ACQUISITION CORP | 92259E112 | WTS | 92,665 | $82,000 | thousands by filing date | |
| CARTESIAN GROWTH CORP | G19276115 | *W EXP 02/26/202 | 97,096 | $81,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 57,457 | $81,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 14,056 | $81,000 | thousands by filing date | |
| BIT DIGITAL INC | G1144A105 | COMMON STOCK | 11,622 | $79,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 106,674 | $79,000 | thousands by filing date | |
| PRIVETERRA ACQUISITION CORP | 74275N110 | WARR | 79,384 | $79,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 14,400 | $79,000 | thousands by filing date | |
| ARCTOS NORTHSTAR ACQUIS CORP | G0477L126 | *W EXP 99/99/999 | 78,750 | $79,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-21-000254 | this filing | 2021-08-13 | acceptance time not in the bulk data set |