13F-HR filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-05-17, with 6,034 holding rows worth $396,453,537,000.
- Accession
- 0000769993-21-000218
- Filer
- CIK 886982
- Filed
- 2021-05-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A combination report, 11,442 entries on the cover page, a total value of $396,453,537,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $396,453,537,000 with VALUE read as thousands by filing date, 13F file number 028-04981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUNITED CAPITAL FINANCIAL ADVISERS, LLC028-13508
- included managerGOLDMAN SACHS & CO. LLC028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
- included managerGoldman Sachs Financial Markets, L.P.028-14253
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ALTIMAR ACQUISITION CORP II | G03709113 | UNIT 99/99/9999 | 25,490 | $260,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 12,982 | $259,000 | thousands by filing date | |
| SUPERNOVA PARTNERS ACQUISITI | 86846V108 | COM CL A | 25,454 | $257,000 | thousands by filing date | |
| BM TECHNOLOGIES INC | 05591L115 | *W EXP 01/04/202 | 128,200 | $256,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 8,328 | $255,000 | thousands by filing date | |
| GAMIDA CELL LTD | M47364100 | SHS | 31,518 | $255,000 | thousands by filing date | |
| ISHARES TR | 46435G433 | MSCI USA SMCP MN | 6,896 | $254,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 53,950 | $254,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 77,774 | $253,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 64,774 | $253,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 7,911 | $253,000 | thousands by filing date | |
| O2MICRO INTERNATIONAL LTD | 67107W100 | SPONS ADR | 32,317 | $253,000 | thousands by filing date | |
| CERBERUS TELECOM ACQUISITION | G2040C104 | SHS CL A | 25,541 | $253,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 44,799 | $252,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 10,373 | $252,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 134,359 | $252,000 | thousands by filing date | |
| LOGICBIO THERAPEUTICS INC | 54142F102 | COM | 34,607 | $252,000 | thousands by filing date | |
| SOC TELEMED | 78472F101 | COM | 40,105 | $252,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 51,474 | $252,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 5,000 | $251,000 | thousands by filing date | call |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 6,968 | $251,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 4,857 | $251,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 10,606 | $251,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 38,152 | $251,000 | thousands by filing date | |
| MEDTECH ACQUISITION CORP | 58507N204 | UNIT 12/18/2025 | 25,000 | $251,000 | thousands by filing date | |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 73,237 | $251,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 47,138 | $250,000 | thousands by filing date | |
| EXPAND ENERGY CORPORATION | 165167180 | *W EXP 02/09/202 | 14,717 | $250,000 | thousands by filing date | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 12,297 | $249,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J602 | mc | 3,029 | $249,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 82,971 | $248,000 | thousands by filing date | |
| FREQUENCY THERAPEUTICS INC | 35803L108 | COM | 26,099 | $248,000 | thousands by filing date | |
| AUDIOEYE INC | 050734201 | COM NEW | 8,843 | $247,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 26,383 | $247,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G807 | FUND | 20,059 | $247,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 29,125 | $246,000 | thousands by filing date | |
| CARTER BANKSHARES INC | 146103106 | COMMON STOCK | 17,647 | $246,000 | thousands by filing date | |
| Afya Ltd-Class A | G01125106 | COM | 13,218 | $246,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 5,300 | $245,000 | thousands by filing date | put |
| ELECTROMED INC | 285409108 | COMMON STOCK | 23,226 | $245,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 771 | $244,000 | thousands by filing date | |
| GORES HLDGS VIII INC | 382863207 | UNIT 02/01/2028 | 24,401 | $244,000 | thousands by filing date | |
| HYCROFT MINING HOLDING CORP | 44862P109 | COM | 69,758 | $244,000 | thousands by filing date | |
| PROSHARES TR II ULTRA VIX SHORT TERM FUTURES ETF | 74347W148 | ULTRA VIX SHORT | 43,116 | $244,000 | thousands by filing date | |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 46,826 | $243,000 | thousands by filing date | |
| LEGEND BIOTECH CORP | 52490G102 | SPONSORED ADS | 8,362 | $243,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 10,812 | $243,000 | thousands by filing date | |
| AMERANT BANCORP INC | 023576101 | COMMON STOCK | 13,073 | $243,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 9,722 | $243,000 | thousands by filing date | |
| DIGITAL MEDIA SOLUTIONS INC | 25401G106 | COM | 19,815 | $243,000 | thousands by filing date | |
| VONTIER CORPORATION | 928881101 | COM | 8,000 | $242,000 | thousands by filing date | call |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 7,679 | $242,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 134,149 | $242,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 12,067 | $241,000 | thousands by filing date | |
| 111 INC | 68247Q102 | ADR | 17,498 | $241,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 11,084 | $240,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 9,372 | $240,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 4,420 | $239,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 4,728 | $239,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q882 | CMN | 62,523 | $239,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 55,418 | $238,000 | thousands by filing date | |
| TELEFONICA BRASIL SA | 87936R205 | SPONSORED ADS | 30,137 | $237,000 | thousands by filing date | |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 15,221 | $237,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 9,007 | $237,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 41,004 | $237,000 | thousands by filing date | |
| BIODESIX INC | 09075X108 | COM | 11,684 | $237,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 3,365 | $236,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q340 | BETABUILDERS US | 2,751 | $236,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 2,000 | $235,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 13,867 | $235,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 46,654 | $235,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 9,370 | $234,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 38,217 | $233,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 33,046 | $233,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 22,917 | $232,000 | thousands by filing date | |
| VENTOUX CCM ACQUISITION CORP | 92280L101 | COM | 23,645 | $231,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 57,228 | $230,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 62,827 | $230,000 | thousands by filing date | |
| HF FOODS GROUP INC | 40417F109 | COM | 31,728 | $229,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 3,500 | $228,000 | thousands by filing date | call |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 4,932 | $228,000 | thousands by filing date | |
| KAMADA LTD | M6240T109 | SHS | 36,795 | $228,000 | thousands by filing date | |
| FORTRESS CAPITAL ACQUISITION | G36427105 | SHS CL A | 23,250 | $228,000 | thousands by filing date | |
| RAPT THERAPEUTICS INC | 75382E109 | COM | 10,245 | $227,000 | thousands by filing date | |
| PROSHARES TR II | 74347W601 | ULTRA GOLD | 4,200 | $226,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 14,532 | $225,000 | thousands by filing date | |
| ENETI INC | Y2294C107 | COM | 10,683 | $225,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 76,595 | $224,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 1,600 | $223,000 | thousands by filing date | call |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 10,646 | $223,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 47,000 | $221,000 | thousands by filing date | call |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 16,423 | $221,000 | thousands by filing date | |
| FS KKR CAP CORP II | 35952V303 | COM | 11,316 | $221,000 | thousands by filing date | |
| HYRECAR INC | 44916T107 | COM | 22,510 | $221,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING INC | 33832D205 | COM NEW | 36,038 | $220,000 | thousands by filing date | |
| PROSHARES TR | 74348A244 | ULTSHT REAL EST | 21,144 | $220,000 | thousands by filing date | |
| BLUE OWL CAPITAL CORPORATION COM | 69121K104 | CEF | 15,928 | $219,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 12,155 | $219,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J867 | MLTFACTR UTILS | 6,840 | $219,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 14,681 | $218,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 1,621 | $217,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 4,016 | $217,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 11,377 | $217,000 | thousands by filing date | |
| COUPANG INC | 22266T109 | CL A | 4,372 | $216,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 42,290 | $216,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 31,375 | $216,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 2,340 | $216,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 6,150 | $216,000 | thousands by filing date | |
| TIGA ACQUISITION CORP | G88672129 | UNIT 99/99/9999 | 20,326 | $216,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 1,153 | $215,000 | thousands by filing date | |
| TUFIN SOFTWARE TECHNOLOGIS L | M8893U102 | SHS | 20,476 | $215,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 57,217 | $214,000 | thousands by filing date | |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 2,199 | $213,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E388 | S&P 500 EX RAT | 4,800 | $211,000 | thousands by filing date | |
| PROTECTIVE INSURANCE CORP- B | 74368l203 | COM | 9,245 | $211,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 5,108 | $210,000 | thousands by filing date | |
| GRID DYNAMICS HLDGS INC | 39813G109 | CL A | 13,203 | $210,000 | thousands by filing date | |
| ASHFORD HOSPITALITY TR INC | 044103877 | COM SHS | 71,089 | $210,000 | thousands by filing date | |
| MILLICOM INTL CELLULAR S A | L6388F110 | COM STK | 5,481 | $209,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 12,125 | $208,000 | thousands by filing date | |
| IQIYI INC | 46267XAB4 | NOTE 3.750%12/0 | 207,000 | $208,000 | thousands by filing date | principal |
| TRIBUNE PUBG CO NEW | 89609W107 | COM | 11,545 | $208,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 1,400 | $207,000 | thousands by filing date | put |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 34,023 | $207,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 34,503 | $207,000 | thousands by filing date | |
| ARCLIGHT CLEAN TRANSITION CO | G04561109 | CL A | 11,564 | $207,000 | thousands by filing date | |
| SPRUCE BIOSCIENCES INC | 85209E109 | COM | 12,447 | $207,000 | thousands by filing date | |
| FREELINE THERAPEUTICS HLDGS | 35655L107 | SPONSORED ADS | 16,819 | $207,000 | thousands by filing date | |
| ASTRANA HEALTH INC | 03763A207 | COM NEW | 7,586 | $206,000 | thousands by filing date | |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 18,648 | $206,000 | thousands by filing date | |
| ZYNGA INC | 98986TAB4 | NOTE 0.250% 6/0 | 150,000 | $205,000 | thousands by filing date | principal |
| DIGITAL MEDIA SOLUTIONS INC | 25401G114 | WTS | 125,000 | $205,000 | thousands by filing date | |
| CASCADE ACQUISITION CORP UNIT | 147151203 | Stock | 20,000 | $205,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 3,557 | $204,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 25,921 | $204,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 16,256 | $204,000 | thousands by filing date | |
| TIDEWATER INC NEW | 88642R125 | WARR | 155,416 | $204,000 | thousands by filing date | |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 8,062 | $203,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 7,820 | $203,000 | thousands by filing date | |
| HALL OF FAME RESORT & ENTMT | 40619L110 | *W EXP 07/01/202 | 122,980 | $203,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 45,886 | $202,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 3,252 | $202,000 | thousands by filing date | |
| ENGLOBAL CORP | 293306106 | COM | 44,776 | $202,000 | thousands by filing date | |
| PROSPECTOR CAPITAL CORP | G7273A113 | *W EXP 01/11/202 | 200,000 | $202,000 | thousands by filing date | |
| INSU ACQUISITION CORP III | 457817302 | UNIT 12/31/2026 | 20,000 | $202,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 14,130 | $201,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 19,755 | $201,000 | thousands by filing date | |
| MOTIVE CAPITAL CORP | G6293A129 | UNIT 99/99/9999 | 20,000 | $201,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 96,021 | $200,000 | thousands by filing date | |
| ASPEN GROUP INC | 04530L203 | COM NEW | 33,313 | $200,000 | thousands by filing date | |
| AXE COMPUTE INC COM NEW | 74039M200 | Stock | 164,258 | $199,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 12,662 | $197,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES IN | 34984V209 | COMMON STOCK | 10,563 | $196,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 36,871 | $196,000 | thousands by filing date | |
| Renovaro Inc | 29350E104 | Common Stock | 55,422 | $196,000 | thousands by filing date | |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 41,708 | $196,000 | thousands by filing date | |
| AMERICAN VRTUAL CLOUD TECH I | 030382113 | *W EXP 04/07/202 | 250,000 | $195,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 93,348 | $195,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 11,289 | $194,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 18,466 | $194,000 | thousands by filing date | |
| OUTLOOK THERAPEUTICS INC | 69012T206 | COM | 86,278 | $194,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 10,593 | $192,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 18,587 | $192,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 41,336 | $191,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 10,249 | $191,000 | thousands by filing date | |
| MDH ACQUISITION CORP | 55283P114 | WTS | 318,954 | $191,000 | thousands by filing date | |
| CA HEALTHCARE ACQUISITION CO | 12510W206 | UNIT 12/25/2025 | 19,208 | $190,000 | thousands by filing date | |
| CLOVER HEALTH INVESTMENTS CO | 18914F103 | COMMON STOCK | 25,000 | $189,000 | thousands by filing date | call |
| TFF PHARMACEUTICALS INC | 87241J104 | COM | 13,947 | $189,000 | thousands by filing date | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 24,865 | $188,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 40,525 | $188,000 | thousands by filing date | |
| KLX ENERGY SERVICES HOLDINGS | 48253L205 | COM NEW | 11,679 | $187,000 | thousands by filing date | |
| PULMATRIX INC COM | 74584P202 | Stock | 140,253 | $187,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 27,317 | $186,000 | thousands by filing date | |
| BGSF INC | 05601C105 | COM | 13,222 | $185,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 65,973 | $185,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 72,000 | $184,000 | thousands by filing date | call |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 12,235 | $182,000 | thousands by filing date | |
| THE ONE GROUP HOSPITALITY IN | 88338K103 | COM | 24,341 | $182,000 | thousands by filing date | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 17,834 | $181,000 | thousands by filing date | |
| ZYNEX INC | 98986M103 | COM | 11,717 | $179,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 19,854 | $179,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 14,351 | $178,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 16,807 | $178,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 62,972 | $178,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 21,125 | $177,000 | thousands by filing date | |
| TANTECH HLDGS LTD | G8675X107 | COM | 122,018 | $177,000 | thousands by filing date | |
| APPLIANCE RECYCLING CTRS AMERICA | 47089W104 | Stock | 20,807 | $175,000 | thousands by filing date | |
| WORKIVA INC | 98139AAB1 | NOTE 1.125% 8/1 | 132,000 | $174,000 | thousands by filing date | principal |
| CLENE INC | 185634102 | COM | 13,593 | $174,000 | thousands by filing date | |
| QUANTUM FINTECH ACQUISTIN CO | 74767A113 | WTS | 581,516 | $174,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 122,767 | $173,000 | thousands by filing date | |
| FREQUENCY THERAPEUTICS INC | 35803L108 | COM | 18,200 | $173,000 | thousands by filing date | put |
| OYSTER ENTERPRISES ACQ CORP | 69242M112 | WTS | 343,538 | $172,000 | thousands by filing date | |
| CODA OCTOPUS GROUP INC | 19188U206 | COM NEW | 19,265 | $171,000 | thousands by filing date | |
| PAYSIGN INC | 70451A104 | COM | 38,831 | $170,000 | thousands by filing date | |
| BIORA THERAPEUTICS INC | 74319F107 | COM | 35,779 | $170,000 | thousands by filing date | |
| GRAYBUG VISION INC COM | 38942Q103 | SHS | 30,710 | $170,000 | thousands by filing date | |
| FULCRUM THERAPEUTICS INC | 359616109 | COMMON STOCK | 14,367 | $169,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 13,305 | $169,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 10,732 | $169,000 | thousands by filing date | |
| NESCO HLDGS INC | 64083J112 | *W EXP 01/01/202 | 83,334 | $168,000 | thousands by filing date | |
| ORCHARD THERAPEUTICS PLC | 68570P101 | ADR | 22,943 | $167,000 | thousands by filing date | |
| LIBERTY MEDIA ACQUISTION CORP | 53073L104 | COMMON STOCK | 16,394 | $166,000 | thousands by filing date | |
| NULL | 68620A203 | NULL | 17,255 | $166,000 | thousands by filing date | |
| STERLING BANCORP INC | 85917W102 | COM | 29,188 | $165,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 52,729 | $165,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 42,069 | $164,000 | thousands by filing date | |
| POWERED BRANDS | G7209M108 | COM | 16,800 | $163,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 12,861 | $163,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 10,133 | $162,000 | thousands by filing date | |
| RVL PHARMACEUTICALS PLC | G6S41R101 | COM | 49,858 | $162,000 | thousands by filing date | |
| OMEGA ALPHA SPAC | G6749V107 | CL A | 16,414 | $162,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 18,869 | $161,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 109,600 | $161,000 | thousands by filing date | |
| FORTRESS VALUE ACQUIS CORP I | 34964G206 | UNIT 12/31/2027 | 16,037 | $161,000 | thousands by filing date | |
| E MERGE TECHNOLOGY ACQUISITION UNIT EX 073025 | 26873Y203 | Stock | 15,700 | $159,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 17,821 | $158,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 54,146 | $158,000 | thousands by filing date | |
| VIEW INC | 92671V114 | *W EXP 03/08/202 | 90,968 | $158,000 | thousands by filing date | |
| CENTRICUS ACQUISITION CORP | G2072Q120 | *W EXP 02/04/202 | 113,079 | $158,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 88,913 | $157,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 10,819 | $157,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 16,177 | $155,000 | thousands by filing date | |
| AMERICAN RES CORP | 02927U208 | CL A | 40,886 | $155,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P405 | COMMON STOCK | 22,342 | $155,000 | thousands by filing date | |
| TREBIA ACQUISITION CORP | G9027T125 | UNIT 99/99/9999 | 14,822 | $155,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 17,351 | $154,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 16,483 | $153,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 10,642 | $153,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 16,189 | $153,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 14,247 | $153,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 20,815 | $153,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 98,594 | $153,000 | thousands by filing date | |
| OKTA INC | 679295AD7 | NOTE 0.125% 9/0 | 113,000 | $152,000 | thousands by filing date | principal |
| COHN ROBBINS HOLDINGS CORP | G23726113 | *W EXP 08/28/202 | 126,999 | $152,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 13,431 | $151,000 | thousands by filing date | |
| FUSION PHARMACEUTICALS INC | 36118A100 | COM | 14,072 | $151,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 38,920 | $151,000 | thousands by filing date | |
| MEDICENNA THERAPEUTICS F | 58490H107 | FOREIGN CANADIAN | 36,902 | $151,000 | thousands by filing date | |
| EVELO BIOSCIENCES INC | 299734103 | COM | 14,063 | $150,000 | thousands by filing date | |
| FOREST ROAD ACQUISITION CORP | 34619R110 | *W EXP 12/31/202 | 55,744 | $150,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 44,639 | $149,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 19,578 | $149,000 | thousands by filing date | |
| IGC PHARMA INC | 45408X308 | COM NEW | 83,260 | $149,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 62,052 | $149,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 21,175 | $147,000 | thousands by filing date | |
| VISTA ENERGY S.A.B. DE C.V. SPONSORED ADS | 92837L109 | ADR | 56,987 | $146,000 | thousands by filing date | |
| ALTIMAR ACQUISITION CORP II | G03709105 | COMMON STOCK-FO | 14,800 | $146,000 | thousands by filing date | |
| NEW FRONTIER HEALTH CORP | G6461G114 | *W EXP 11/30/202 | 50,000 | $146,000 | thousands by filing date | |
| BATTALION OIL CORP | 07134L107 | COM | 13,340 | $145,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 84,041 | $145,000 | thousands by filing date | |
| ENLIVEX LTD | M4130Y106 | CMN | 12,986 | $144,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 17,598 | $144,000 | thousands by filing date | |
| SCION TECH GROWTH I | G31067112 | *W EXP 11/01/202 | 154,726 | $142,000 | thousands by filing date | |
| Forest Road Acquisition Corp | 34619R201 | Unit | 12,923 | $142,000 | thousands by filing date | |
| MANDIANT INC | 31816QAF8 | NOTE 0.875% 6/0 | 125,000 | $141,000 | thousands by filing date | principal |
| ROCKWELL MED INC | 774374102 | COM | 119,505 | $139,000 | thousands by filing date | |
| LOMA NEGRA C I A S A MTN 14 | 54150E104 | SPONSORED ADS | 21,871 | $138,000 | thousands by filing date | |
| CPS TECHNOLOGIES CORP | 12619F104 | COM | 10,444 | $137,000 | thousands by filing date | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 50,834 | $136,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 19,224 | $136,000 | thousands by filing date | |
| KORU MEDICAL SYSTEMS INC | 759910102 | COMMON STOCK | 38,280 | $135,000 | thousands by filing date | |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 63,770 | $135,000 | thousands by filing date | |
| OCEAN PWR TECHNOLOGIES I | 674870506 | Equity | 40,555 | $134,000 | thousands by filing date | |
| EXICURE INC | 30205M101 | COM | 61,364 | $134,000 | thousands by filing date | |
| THERMOGENESIS HLDGS INC | 88362L100 | COM | 49,769 | $134,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 17,676 | $132,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 41,444 | $132,000 | thousands by filing date | |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 21,057 | $131,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 12,390 | $130,000 | thousands by filing date | |
| HYCROFT MINING HOLDING CORP | 44862P117 | *W EXP 05/29/202 | 250,000 | $130,000 | thousands by filing date | |
| CATCHA INVESTMENT CORP | G1962Y128 | UNIT 99/99/9999 | 13,000 | $129,000 | thousands by filing date | |
| LYRA THERAPEUTICS INC | 55234L105 | COM | 10,943 | $127,000 | thousands by filing date | |
| LEGATO MERGER CORP | 52473X114 | *W EXP 12/31/202 | 264,855 | $127,000 | thousands by filing date | |
| GRINDROD SHIPPING HOLDINGS L | Y28895103 | COM | 17,383 | $126,000 | thousands by filing date | |
| IBIO INC | 451033203 | COM NEW | 82,133 | $126,000 | thousands by filing date | |
| DELCATH SYSTEMS INC | 24661P807 | COMMON STOCK | 10,097 | $125,000 | thousands by filing date | |
| KALEIDO BIOSCIENCES INC | 483347100 | COM | 15,383 | $125,000 | thousands by filing date | |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 71,414 | $124,000 | thousands by filing date | |
| MEDICUS SCIENCES ACQUISITION | G5960S116 | UNIT 99/99/9999 | 12,600 | $124,000 | thousands by filing date | |
| PLX PHARMA INC. XXXBANKRUPTCY EFF: 10/02/23 | 72942A107 | COMMON STOCK | 13,658 | $123,000 | thousands by filing date | |
| AESTHETIC MED INTL HLDG GR L | 00809M104 | ADR | 16,726 | $123,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 54,370 | $122,000 | thousands by filing date | |
| CAPITAL CLEAN ENERGY CARRIERS COM | Y11082206 | Stock | 10,830 | $121,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 24,909 | $120,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 19,862 | $120,000 | thousands by filing date | |
| APTINYX INC | 03836N103 | COM | 39,896 | $120,000 | thousands by filing date | |
| VIDLER WATER RESOUCES INC | 92660E107 | COM | 13,503 | $120,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 107,781 | $120,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62197119 | COM | 13,618 | $119,000 | thousands by filing date | |
| VIRTUOSO ACQUISITION CORP | 92837j203 | COM | 12,064 | $119,000 | thousands by filing date | |
| ZHIHU INC | 98955N108 | ADR | 14,500 | $118,000 | thousands by filing date | |
| COCRYSTAL PHARMA INC | 19188J300 | CMN | 85,240 | $118,000 | thousands by filing date | |
| ATLAS TECHNICAL CONSULTANTS | 049430101 | COM | 11,450 | $117,000 | thousands by filing date | |
| LOOP INDS INC | 543518104 | COM | 14,471 | $116,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 22,930 | $116,000 | thousands by filing date | |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 12,246 | $116,000 | thousands by filing date | |
| HALL OF FAME RESORT & ENTMT | 40619L102 | COM | 23,200 | $116,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 41,998 | $116,000 | thousands by filing date | |
| INTEC PHARMA LTD JERUSALEM | M53644148 | SHS NEW | 26,658 | $116,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 61,626 | $115,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 165,452 | $115,000 | thousands by filing date | |
| FORESIGHT AUTONOMOUS HLDGS L | 345523104 | SPONSORED ADS | 18,433 | $115,000 | thousands by filing date | |
| ISLEWORTH HEALTHCARE ACQU CO | 46468P110 | WTS | 243,606 | $114,000 | thousands by filing date | |
| GALERA THERAPEUTICS EQUICLASS EQUITY | 36338D108 | COMMON STOCK | 12,805 | $113,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 19,981 | $113,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 31,899 | $113,000 | thousands by filing date | |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 61,595 | $113,000 | thousands by filing date | |
| BLUEGREEN VACATIONS CORP | 09629F108 | COM | 10,519 | $113,000 | thousands by filing date | |
| ALPINE IMMUNE SCIENCES INC | 02083G100 | COM | 10,577 | $112,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 10,693 | $112,000 | thousands by filing date | |
| CYCLERION THERAPEUTICS INC | 23255M105 | COM | 40,066 | $112,000 | thousands by filing date | |
| BANCO BBVA ARGENTINA S A | 058934100 | SPONSORED ADS | 40,534 | $111,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 49,585 | $111,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 62,395 | $111,000 | thousands by filing date | |
| BORR DRILLING LTD | G1466R207 | SHS | 114,624 | $111,000 | thousands by filing date | |
| CBDMD INC | 12482W101 | COM | 26,673 | $110,000 | thousands by filing date | |
| QILIAN INTL HLDG GROUP LTD | G7307E107 | COM | 23,551 | $110,000 | thousands by filing date | |
| CO-DIAGNOSTICS INC | 189763105 | COM | 11,387 | $109,000 | thousands by filing date | |
| GOAL ACQUISITIONS CORP | 38021H206 | UNIT 99/99/9999 | 10,907 | $109,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J209 | CMN | 13,152 | $109,000 | thousands by filing date | |
| HEALTH ASSURANCE ACQUISITION | 42226W208 | UNIT 99/99/9999 | 10,100 | $109,000 | thousands by filing date | |
| FORIAN INC | 34630N106 | cs | 10,650 | $108,000 | thousands by filing date | |
| FORTRESS CAPITAL ACQUISITION | G36427113 | UNIT 99/99/9999 | 10,829 | $108,000 | thousands by filing date | |
| IMARA INC | 45249V107 | COM | 12,744 | $108,000 | thousands by filing date | |
| CHECK CAP LTD | M2361E203 | SHS | 61,146 | $108,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 19,210 | $107,000 | thousands by filing date | |
| ALKALINE WTR CO INC | 01643A207 | COM NEW | 97,811 | $107,000 | thousands by filing date | |
| L&F ACQUISITION CORP. CMN | G53702109 | COM | 10,865 | $107,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 17,885 | $106,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 34,930 | $105,000 | thousands by filing date | |
| MOSYS INC | 619718307 | COM | 27,281 | $105,000 | thousands by filing date | |
| AVENUE THERAPEUTICS INC | 05360L205 | COM | 17,319 | $105,000 | thousands by filing date | |
| LEISURE ACQUISITION CORP | 52539T115 | *W EXP 12/05/201 | 125,000 | $104,000 | thousands by filing date | |
| 9 METERS BIOPHARMA INC | 654405109 | COM | 88,197 | $103,000 | thousands by filing date | |
| IMEDIA BRANDS INC | 452465206 | COM CL A | 13,278 | $103,000 | thousands by filing date | |
| BIONDVAX PHARMACEUTICALS LTD | 09073Q105 | SPOND ADS | 26,998 | $103,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 10,873 | $102,000 | thousands by filing date | |
| SATSUMA PHARMACEUTICALS INC | 80405P107 | COM | 17,209 | $102,000 | thousands by filing date | |
| BLUERIVER ACQUISITION CORP | G1261Q107 | COM | 10,500 | $102,000 | thousands by filing date | |
| JIANPU TECHNOLOGY INC | 47738D309 | ADS COMMON | 39,364 | $102,000 | thousands by filing date | |
| SELECT INTERIOR CONCEPTS INC CLASS | 816120307 | CL A | 14,128 | $102,000 | thousands by filing date | |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 28,223 | $101,000 | thousands by filing date | |
| SUPERCOM LTD NEW | M87095119 | SHS NEW | 62,834 | $101,000 | thousands by filing date | |
| CATABASIS PHARMACEUTICALS IN | 14875P206 | COM NEW | 34,992 | $101,000 | thousands by filing date | |
| TINGO GROUP INC | 55328R109 | COM | 48,400 | $100,000 | thousands by filing date | |
| INTL GNRL INSURANCE HLDNGS L | G4809J114 | WTS | 117,500 | $100,000 | thousands by filing date | |
| JAKKS PAC INC | 47012E403 | COM NEW | 13,827 | $99,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 14,961 | $99,000 | thousands by filing date | |
| MAVERIX METALS INC | 57776F405 | COMMON STOCK-FO | 18,838 | $99,000 | thousands by filing date | |
| PROPHASE LABS INC | 74345W108 | COM | 13,373 | $99,000 | thousands by filing date | |
| VERIFYME INC | 92346X206 | COM NEW | 23,838 | $98,000 | thousands by filing date | |
| SCORPIUS HOLDINGS INC | 42237K409 | COMMON | 13,450 | $98,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 97,765 | $97,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 30,804 | $95,000 | thousands by filing date | |
| PDS BIOTECHNOLOGY CORP | 70465T107 | COM | 20,867 | $95,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 53,932 | $95,000 | thousands by filing date | |
| MONAKER GROUP INC | 609011200 | COM NEW | 27,938 | $94,000 | thousands by filing date | |
| NEXTDECADE CORP | 65342K105 | COM | 34,463 | $92,000 | thousands by filing date | |
| GALMED PHARMACEUTICALS LTD | M47238106 | SHS | 26,419 | $91,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 23,604 | $90,000 | thousands by filing date | |
| GENETIC TECHNOLOGIES LIMITED NEW SPONSRD ADR | 37185R307 | NEW SPONSRD ADR | 21,602 | $90,000 | thousands by filing date | |
| AKERNA CORP | 00973W102 | COM | 18,258 | $90,000 | thousands by filing date | |
| AEHR TEST SYSTEMS | 00760J108 | COMMON STOCK | 35,361 | $89,000 | thousands by filing date | |
| U S WELL SERVICES INC | 91274U101 | CLASS A | 84,837 | $88,000 | thousands by filing date | |
| AKERNA CORP | 00973W110 | WTS | 65,300 | $88,000 | thousands by filing date | |
| Aravive Inc | 03890D108 | Common / Ordinary Stock | 13,168 | $87,000 | thousands by filing date | |
| SPORTS VENTURES ACQUISIN COR | G8372A129 | WTS | 95,833 | $87,000 | thousands by filing date | |
| BIOLASE INC | 090911207 | COM NEW | 102,817 | $87,000 | thousands by filing date | |
| TRITERRAS INC | G9103H102 | COM CL A | 11,800 | $86,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 20,052 | $86,000 | thousands by filing date | |
| RENOVARE ENVIRONMENTAL I | 09074B107 | COM | 55,066 | $86,000 | thousands by filing date | |
| Indivior Pharmaceuticals Inc | 04546C106 | COMMON STOCK | 122,437 | $84,000 | thousands by filing date | |
| ObsEva SA | H5861P103 | COM | 25,500 | $83,000 | thousands by filing date | |
| GENPREX INC | 372446104 | COM | 19,171 | $83,000 | thousands by filing date | |
| MASON INDUSTRIAL TECHNOLGY I | 57520Y114 | *W EXP 99/99/999 | 132,364 | $83,000 | thousands by filing date | |
| THE MUSIC ACQUISITION CORP | 62752R118 | *W EXP 02/05/202 | 134,374 | $82,000 | thousands by filing date | |
| LMF ACQUISITION OPPORTUNIT I | 502015118 | WTS | 211,381 | $82,000 | thousands by filing date | |
| GALECTO INC | 36322Q107 | COM | 13,397 | $81,000 | thousands by filing date | |
| VISION MARINE TECHNOLOGIES I | C96657116 | COM | 10,852 | $81,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 11,905 | $80,000 | thousands by filing date | |
| ORGENESIS INC | 68619K204 | COM | 13,914 | $80,000 | thousands by filing date | |
| EUROPEAN SUSTAINABLE GROWTH | G3194F117 | *W EXP 01/21/202 | 133,581 | $80,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 39,400 | $79,000 | thousands by filing date | |
| GLOBUS MARITIME LIMITED NEW | Y27265126 | COM NEW | 16,691 | $78,000 | thousands by filing date | |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 24,797 | $78,000 | thousands by filing date | |
| COVAW US 31 Dec 27 C11.5 | G2554Y120 | *W EXP 02/05/202 | 79,605 | $78,000 | thousands by filing date | |
| STARRY GROUP HOLDINGS INC WT EXP 032927 | 33765Y119 | Common Stock | 50,000 | $78,000 | thousands by filing date | |
| HH&L ACQUISITION CO | G39714129 | WARR | 97,500 | $77,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 14,400 | $77,000 | thousands by filing date | |
| LEO HLDGS CORP II | G5463R128 | *W EXP 01/07/202 | 101,591 | $76,000 | thousands by filing date | |
| GSE SYS INC | 36227k106 | COM | 43,390 | $74,000 | thousands by filing date | |
| SOLENO THERAPEUTIVS, INC. | 834203200 | COMM | 59,077 | $74,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 34,751 | $73,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J126 | *W EXP 03/14/202 | 46,030 | $73,000 | thousands by filing date | |
| TZP STRATEGIES ACQUISTN CORP | G91595119 | WARR | 54,265 | $71,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 45,101 | $71,000 | thousands by filing date | |
| Milestone Pharmaceuticals Inc | 59935V107 | COM | 12,004 | $70,000 | thousands by filing date | |
| ENVESTNET INC | 29404KAB2 | BOND | 56,000 | $69,000 | thousands by filing date | principal |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 24,334 | $69,000 | thousands by filing date | |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 14,722 | $68,000 | thousands by filing date | |
| HYCROFT MINING HOLDING CORP | 44862P133 | *W EXP 10/06/202 | 106,153 | $68,000 | thousands by filing date | |
| KL ACQUISITION CORP | 49837C117 | WTS | 104,684 | $68,000 | thousands by filing date | |
| CHARAH SOLUTIONS INC | 15957P105 | COM | 13,752 | $67,000 | thousands by filing date | |
| AUTOLUS THERAPEUTICS PLC SPON | 05280R100 | COM | 11,494 | $66,000 | thousands by filing date | |
| PROGRESS ACQUISITION CORP | 74327P113 | *W EXP 11/11/202 | 143,691 | $66,000 | thousands by filing date | |
| METACRINE INC | 59101E103 | COM | 10,609 | $66,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B208 | *W EXP 07/21/202 | 250,000 | $65,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 21,836 | $64,000 | thousands by filing date | |
| BANK OF MONTREAL | 063679666 | MICROSCTRS 3X | 17,341 | $64,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 28,500 | $63,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 11,600 | $63,000 | thousands by filing date | |
| BEYOND AIR INC | 08862L103 | COM | 11,340 | $62,000 | thousands by filing date | |
| ATHLON ACQUISITION CORP | 04748A114 | WTS | 115,268 | $62,000 | thousands by filing date | |
| OCA ACQUISITION CORP | 670865112 | *W EXP 01/14/202 | 131,775 | $61,000 | thousands by filing date | |
| VACCINEX INC | 918640103 | CMN | 20,447 | $61,000 | thousands by filing date | |
| ADVAXIS INC | 007624307 | COM | 80,970 | $60,000 | thousands by filing date | |
| INPHI CORP | 45772FAC1 | NOTE 0.750% 9/0 | 19,000 | $60,000 | thousands by filing date | principal |
| PHX MINERALS INC CL A | 69291A100 | Stock | 20,580 | $59,000 | thousands by filing date | |
| HEALTHCARE CAPITAL CORP | 42228C119 | *W EXP 12/31/202 | 94,433 | $59,000 | thousands by filing date | |
| ASIA PACIFIC WIRE & CABLE CO | G0535E106 | ORD | 14,481 | $58,000 | thousands by filing date | |
| EQ HEALTH ACQUISITION CORP | 26886A119 | WTS | 115,626 | $58,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 14,736 | $58,000 | thousands by filing date | |
| SONIM TECHNOLOGIES INC | 83548F101 | EQUITY | 70,436 | $58,000 | thousands by filing date | |
| Goal Acquisitions Corp | 38021H115 | Warrant | 129,469 | $57,000 | thousands by filing date | |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 12,028 | $57,000 | thousands by filing date | |
| RELIANCE GLOBAL GROUP INC | 75946W207 | COM | 13,009 | $57,000 | thousands by filing date | |
| BROADMARK RLTY CAP INC | 11135B118 | *W EXP 11/15/202 | 250,000 | $57,000 | thousands by filing date | |
| ARES ACQUISITION CORPORATION | G33032122 | *W EXP 02/02/202 | 64,845 | $57,000 | thousands by filing date | |
| VENUS CONCEPT INC | 92332W105 | COM | 23,946 | $56,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 25,100 | $56,000 | thousands by filing date | |
| INTEGRATED MEDIA TECHNLOGY L | Q49376108 | SHS | 10,067 | $56,000 | thousands by filing date | |
| QUTOUTIAO INC ADS REP SHS A | 74915J107 | ADR | 23,881 | $55,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP V | 17144T115 | *W EXP 10/29/202 | 41,779 | $54,000 | thousands by filing date | |
| GOLDMINING INC | 38149E101 | COM | 31,892 | $53,000 | thousands by filing date | |
| VIVEVE MED INC | 92852W501 | COM | 17,400 | $53,000 | thousands by filing date | |
| JOFF FINTECH ACQUISITION COR | 46592C118 | WTS | 62,769 | $52,000 | thousands by filing date | |
| AKUMIN INC | 01021F109 | COM | 13,762 | $51,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 71,229 | $50,000 | thousands by filing date | |
| ADARA ACQUISITION CORP | 00653H110 | *W EXP 02/11/202 | 98,478 | $50,000 | thousands by filing date | |
| RYB ED INC | 74979W101 | ADR | 12,968 | $49,000 | thousands by filing date | |
| CHINA SXT PHARMACEUTICALS IN | G2161P116 | ORD SHS NEW | 26,408 | $49,000 | thousands by filing date | |
| THUNDER BRIDGE CAP PRTNRS II | 88605T118 | *W EXP 02/01/202 | 47,833 | $48,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680RAF4 | NOTE 3/0 | 43,000 | $47,000 | thousands by filing date | principal |
| MUDRICK CAPITAL ACQU CORP II | 62477L115 | *W EXP 09/10/202 | 75,000 | $47,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 12,961 | $46,000 | thousands by filing date | |
| RAVE RESTAURANT GROUP INC | 754198109 | COM | 32,325 | $46,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 35,000 | $46,000 | thousands by filing date | principal |
| NULL | 09071M205 | NULL | 16,621 | $46,000 | thousands by filing date | |
| GROWTH CAP ACQUISITION CORP | 39986V115 | *W EXP 06/01/202 | 90,768 | $46,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W405 | COM | 20,291 | $45,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 20,812 | $45,000 | thousands by filing date | |
| PHASEBIO PHARMACEUTICALS INC | 717224109 | COM | 13,008 | $45,000 | thousands by filing date | |
| TLG ACQUISITION ONE CORP | 87257M116 | *W EXP 01/25/202 | 77,343 | $44,000 | thousands by filing date | |
| NEUROBO PHARMACEUTICALS INC | 64132R107 | COM | 10,056 | $44,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 15,246 | $43,000 | thousands by filing date | |
| Ramaco Resources Inc | 75134P303 | COM CL B | 10,050 | $43,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351XAB7 | NOTE 2.250% 6/1 | 35,000 | $43,000 | thousands by filing date | principal |
| NOVUS CAPITAL CORPORATION II | 67012W112 | *W EXP 02/02/202 | 37,343 | $43,000 | thousands by filing date | |
| COOTEK CAYMAN INC SPONSORED ADS | 21718L102 | ADR | 15,703 | $43,000 | thousands by filing date | |
| TH INTERNATIONAL LIMITED WT EXP 092827 | G81355128 | Stock | 81,792 | $42,000 | thousands by filing date | |
| DARE BIOSCIENCE INC | 23666P101 | COMMON | 24,555 | $41,000 | thousands by filing date | |
| NOVO INTEGRATED SCIENCES INC | 67011T201 | CMN | 11,718 | $41,000 | thousands by filing date | |
| GLOBAL BLUE GROUP HOLDING AG | H33700115 | *W EXP 08/28/202 | 33,333 | $40,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 12,678 | $40,000 | thousands by filing date | |
| ORLA MNG LTD NEW | 68634K106 | COM | 10,525 | $39,000 | thousands by filing date | |
| Yatra Online Incorporated Ord SHS | G98338109 | Common Stock | 16,923 | $39,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310875 | COM NEW | 10,300 | $39,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 11,203 | $39,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVS CORP I | 443760111 | WTS | 50,000 | $39,000 | thousands by filing date | |
| FLEXSHOPPER INC | 33939J303 | COM | 14,131 | $37,000 | thousands by filing date | |
| KAIROS ACQUISITION CORP | G52110106 | *W EXP 11/30/202 | 68,221 | $37,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 13,064 | $36,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AC9 | BOND | 35,000 | $35,000 | thousands by filing date | principal |
| EDIFY ACQUISITION CORP | 28059Q111 | WARR | 70,879 | $35,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 31,623 | $35,000 | thousands by filing date | |
| Northern Revival Acquisition Corp | G6546R119 | Warrant | 52,282 | $34,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 32,000 | $34,000 | thousands by filing date | principal |
| PONTEM CORPORATION | G71707122 | WARR | 45,703 | $34,000 | thousands by filing date | |
| VISLINK TECHNOLOGIES INC | 92836Y300 | COM | 11,103 | $33,000 | thousands by filing date | |
| LIONHEART ACQUISITION CORP II WT EXP 021426 | 53625R112 | COM | 45,400 | $33,000 | thousands by filing date | |
| ROTH CH ACQUISITION III CO | 77867Q110 | *W EXP 02/26/202 | 41,210 | $33,000 | thousands by filing date | |
| CENTRAL PUERTO S A | 155038201 | SPONSORED ADR | 13,430 | $30,000 | thousands by filing date | |
| ITHAX ACQUISITION CORP | G49775128 | WTS | 35,650 | $30,000 | thousands by filing date | |
| SINTX TECHNOLOGIES INC | 829392307 | COM NEW | 15,954 | $30,000 | thousands by filing date | |
| SUSTAINABLE DEVELP ACQU I CO | 86934L111 | WARR | 41,727 | $29,000 | thousands by filing date | |
| PRIVETERRA ACQUISITION CORP | 876545112 | *W EXP 01/07/202 | 50,000 | $29,000 | thousands by filing date | |
| GAMING & HOSPITALITY ACQU CO | 364681114 | *W EXP 02/04/202 | 32,017 | $29,000 | thousands by filing date | |
| VEECO INSTRS INC DEL | 922417AD2 | NOTE 2.700% 1/1 | 30,000 | $29,000 | thousands by filing date | principal |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 27,909 | $28,000 | thousands by filing date | |
| CNS PHARMACEUTICALS INC | 18978H102 | COM | 11,566 | $28,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K200 | COM NEW | 18,049 | $28,000 | thousands by filing date | |
| CLASS ACCELERATION CORP | 18274B114 | WTS | 42,776 | $27,000 | thousands by filing date | |
| SCP & CO HEALTHCARE ACQUSTN | 784065112 | WTS | 46,045 | $27,000 | thousands by filing date | |
| DELWINDS INS ACQUISITION COR | 24803C110 | WTS | 50,002 | $27,000 | thousands by filing date | |
| EDOC ACQUISITION CORP | G4000A110 | *W EXP 11/30/202 | 75,400 | $26,000 | thousands by filing date | |
| POEMA GLOBAL HOLDINGS CORP | G7154B115 | *W EXP 01/08/202 | 48,050 | $26,000 | thousands by filing date | |
| CREATIVE REALITIES INC | 22530J200 | COM | 13,798 | $25,000 | thousands by filing date | |
| MILLENDO THERAPEUTICS INC | 60040X103 | COM | 20,883 | $25,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-21-000218 | this filing | 2021-05-17 | acceptance time not in the bulk data set |