13F-HR filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-05-17, with 6,034 holding rows worth $396,453,537,000.
- Accession
- 0000769993-21-000218
- Filer
- CIK 886982
- Filed
- 2021-05-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A combination report, 11,442 entries on the cover page, a total value of $396,453,537,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $396,453,537,000 with VALUE read as thousands by filing date, 13F file number 028-04981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUNITED CAPITAL FINANCIAL ADVISERS, LLC028-13508
- included managerGOLDMAN SACHS & CO. LLC028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
- included managerGoldman Sachs Financial Markets, L.P.028-14253
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ROTH CH ACQUISITION II CO | 778673103 | COM | 59,196 | $587,000 | thousands by filing date | |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 36,501 | $584,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 10,510 | $584,000 | thousands by filing date | |
| BIOTECH ACQUISITION COMPANY | G1125A108 | CL A SHS | 60,104 | $584,000 | thousands by filing date | |
| FS KKR CAP CORP | 302635206 | COM | 29,425 | $583,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 17,395 | $583,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 137,650 | $583,000 | thousands by filing date | |
| 89BIO INC | 282559103 | COM | 24,631 | $583,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 16,090 | $582,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 8,678 | $582,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 33,753 | $582,000 | thousands by filing date | |
| CLARIM ACQUISITION CORP | 18049C207 | UNIT 99/99/9999 | 58,456 | $582,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 34,124 | $581,000 | thousands by filing date | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 7,400 | $580,000 | thousands by filing date | |
| PLIANT THERAPEUTICS INC | 729139105 | COM | 14,717 | $579,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 24,492 | $579,000 | thousands by filing date | |
| PERMROCK ROYALTY TRUST | 714254109 | TR UNIT | 93,165 | $579,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 30,596 | $578,000 | thousands by filing date | |
| SCIPLAY CORPORATION | 809087109 | CL A | 35,452 | $574,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 14,300 | $572,000 | thousands by filing date | call |
| LCNB CORP | 50181P100 | COM | 32,704 | $572,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y574 | ADAPTIVE US | 20,000 | $572,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 7,300 | $570,000 | thousands by filing date | call |
| NUSHARES ETF TR | 67092P409 | NUVEEN ESG MIDCP | 11,376 | $570,000 | thousands by filing date | |
| CROSSFIRST BANKSHARES INC | 22766M109 | COM | 41,260 | $569,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 56,878 | $568,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 12,347 | $567,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 176,675 | $567,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J404 | CMN | 12,072 | $567,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 501,000 | $564,000 | thousands by filing date | principal |
| AUSTERLITZ ACQUISITION CORP | G0633U119 | UNIT 99/99/9999 | 56,200 | $564,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P300 | NUVEEN ESG LRGVL | 15,563 | $563,000 | thousands by filing date | |
| KYMERA THERAPEUTICS INC | 501575104 | COM | 14,496 | $563,000 | thousands by filing date | |
| KLUDEIN I ACQUISITION CORP | 49878L109 | CL A | 57,766 | $562,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G8251L121 | UNIT 99/99/9999 | 49,593 | $559,000 | thousands by filing date | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 12,000 | $556,000 | thousands by filing date | call |
| ZIX CORP | 98974P100 | COM | 73,665 | $556,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 23,100 | $554,000 | thousands by filing date | call |
| ANAPTYSBIO INC | 032724106 | COM | 25,700 | $554,000 | thousands by filing date | put |
| KINNATE BIOPHARMA INC | 49705R105 | COM | 17,774 | $554,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 34,562 | $553,000 | thousands by filing date | |
| GREENCITY ACQUISITION CORP | G4086B107 | COM | 55,000 | $553,000 | thousands by filing date | |
| MARLIN TECHNOLOGY CORP | G58411128 | UNIT 99/99/9999 | 55,741 | $551,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 70,785 | $550,000 | thousands by filing date | |
| ETSY INC | 29786AAJ5 | NOTE 0.125%10/0 | 232,000 | $549,000 | thousands by filing date | principal |
| GENIUS SPORTS LIMITED | 233277102 | SHARES CL A | 37,245 | $548,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 8,700 | $547,000 | thousands by filing date | put |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 44,332 | $547,000 | thousands by filing date | |
| GRID DYNAMICS HLDGS INC | 39813G117 | *W EXP 03/05/202 | 90,000 | $547,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 31,646 | $545,000 | thousands by filing date | |
| BETTER WORLD ACQUISITION COR | 08772B104 | COM | 54,740 | $545,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 164,314 | $544,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 800 | $543,000 | thousands by filing date | put |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 47,542 | $543,000 | thousands by filing date | |
| TIDEWATER INC NEW | 88642R117 | WARR | 361,879 | $543,000 | thousands by filing date | |
| 4D MOLECULAR THERAPEUTICS INC COM | 35104E100 | Stock | 12,486 | $542,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 320,964 | $542,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 21,467 | $541,000 | thousands by filing date | |
| KRONOS BIO INC | 50107A104 | COM | 18,480 | $541,000 | thousands by filing date | |
| IBERE PHARMACEUTICALS | G46843127 | UNIT 99/99/9999 | 54,762 | $540,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 44,918 | $539,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V597 | RAFI US 1500 | 3,043 | $537,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 51,098 | $536,000 | thousands by filing date | |
| IVERIC BIO INC | 46583P102 | COM | 86,862 | $536,000 | thousands by filing date | |
| GEMINI THERAPEUTICS INC | 36870G105 | CMN | 39,459 | $535,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741L207 | CMN | 23,876 | $534,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 4,477 | $533,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R811 | NASDQ SEMCNDTR | 8,212 | $531,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C888 | US EQT BUFR APR | 17,654 | $531,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 152,940 | $531,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 59,676 | $531,000 | thousands by filing date | |
| CONSTELLATION PHARMACEUTICALS INC. | 210373106 | Common Stock | 22,700 | $531,000 | thousands by filing date | put |
| ADVENT TECHNOLOGIES HOLDNG I | 00788A105 | COM CL A | 39,571 | $530,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 9,799 | $529,000 | thousands by filing date | |
| CLEARPOINT NEURO INC | 18507C103 | COM | 25,032 | $529,000 | thousands by filing date | |
| CA HEALTHCARE ACQUISITION CORP | 12510w107 | COM | 54,654 | $529,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 6,000 | $528,000 | thousands by filing date | call |
| NOVA LTD COM | M7516K103 | Stock | 5,792 | $527,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 113,104 | $526,000 | thousands by filing date | |
| DBX ETF TR | 233051150 | XTRACKERS MSCI | 14,389 | $525,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092311 | FIDELITY REL EST | 25,000 | $525,000 | thousands by filing date | |
| EXPAND ENERGY CORPORATION | 165167172 | *W EXP 02/09/202 | 26,491 | $523,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 35,326 | $522,000 | thousands by filing date | |
| Perion Network Ltd | M78673114 | COM | 29,172 | $522,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 36,562 | $521,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 16,100 | $520,000 | thousands by filing date | put |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 5,719 | $520,000 | thousands by filing date | |
| NEOGAMES S A | L6673X107 | COM | 14,532 | $520,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 19,575 | $520,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 497,621 | $518,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 19,285 | $517,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 165,806 | $516,000 | thousands by filing date | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 64,276 | $513,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 71,792 | $513,000 | thousands by filing date | |
| GAN LTD | G3728V109 | SHS | 28,172 | $513,000 | thousands by filing date | |
| AGEAGLE AERIAL SYS INC NEW | 00848K101 | COMMON | 81,941 | $513,000 | thousands by filing date | |
| SIMON PROPERTY GRP ACQ HOLDI | 82880R202 | UNIT 99/99/9999 | 51,000 | $513,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 10,000 | $512,000 | thousands by filing date | put |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 3,300 | $512,000 | thousands by filing date | call |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 21,621 | $512,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R837 | CMN | 20,039 | $512,000 | thousands by filing date | |
| AGRIFY CORP | 00853E107 | COM | 41,000 | $512,000 | thousands by filing date | |
| PRIMAVERA CAPITAL ACQUIST CO | G7255E125 | UNIT 01/19/2026 | 50,000 | $512,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 29,231 | $509,000 | thousands by filing date | |
| KERNEL GROUP HOLDINGS INC | G5259L111 | UNIT 99/99/9999 | 50,954 | $509,000 | thousands by filing date | |
| SUMMIT THERAPEUTICS INC | 86627T108 | COM | 86,509 | $508,000 | thousands by filing date | |
| EQUITY DISTR ACQUISITION CORP UNIT EX 090925 | 29465E205 | Stock | 50,000 | $508,000 | thousands by filing date | |
| MARQUEE RAINE ACQUISITION CO | G58442115 | UNIT 12/01/2025 | 50,000 | $508,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 9,877 | $507,000 | thousands by filing date | |
| SURGALIGN HOLDINGS INC | 86882C105 | COM | 232,408 | $507,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 3,897 | $506,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 5,425 | $506,000 | thousands by filing date | |
| AULT GLOBAL HOLDINGS INC | 05150X104 | COM | 153,365 | $505,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 11,360 | $504,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 17,218 | $504,000 | thousands by filing date | |
| ITHAX ACQUISITION CORP UNIT EX 123127 | G49775110 | Stock | 50,300 | $504,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G880 | FUND | 22,535 | $503,000 | thousands by filing date | |
| BYTE ACQUISITION CORP | G1R25Q121 | UNIT 03/18/2029 | 50,254 | $503,000 | thousands by filing date | |
| REVOLUTION HEALTHCAR AQ CORP | 76155Y207 | UNT | 49,995 | $503,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 26,770 | $501,000 | thousands by filing date | |
| DUNE ACQUISITION CORP | 265334201 | UNIT 10/29/2027 | 50,000 | $501,000 | thousands by filing date | |
| NOVUS CAPITAL CORPORATION II | 67012W203 | UNIT 99/99/9999 | 50,058 | $501,000 | thousands by filing date | |
| PRIVETERRA ACQUISITION CORP | 876545203 | UNIT 12/31/2025 | 50,001 | $500,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 46,848 | $499,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 45,168 | $498,000 | thousands by filing date | |
| CABALETTA BIO INC | 12674W109 | COMMON STOCK | 44,887 | $498,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E240 | FUND | 14,335 | $498,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 17,718 | $497,000 | thousands by filing date | |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 127,313 | $495,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 62,222 | $495,000 | thousands by filing date | |
| KENON HLDGS LTD SHS | Y46717107 | Stock | 16,208 | $494,000 | thousands by filing date | |
| AVANTI ACQUISITION CORP UNIT | G0682V117 | Stock | 47,764 | $494,000 | thousands by filing date | |
| HIGHPEAK ENERGY INC | 43114Q105 | COMMON STOCK | 81,547 | $493,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 7,792 | $492,000 | thousands by filing date | |
| Z-WORK ACQUISITION CORP | 98880C102 | COM CL A | 51,288 | $492,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 11,963 | $491,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 29,849 | $491,000 | thousands by filing date | |
| MGC | 921910873 | COM | 3,491 | $490,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 3,800 | $490,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717X578 | EM EX ST-OWNED | 12,035 | $490,000 | thousands by filing date | |
| NEW RELIC INC | 64829BAB6 | NOTE 0.500% 5/0 | 503,000 | $490,000 | thousands by filing date | principal |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 26,620 | $490,000 | thousands by filing date | |
| ROMAN DBDR TECH ACQUISITION | 77584N200 | UNIT 99/99/9999 | 48,000 | $490,000 | thousands by filing date | |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 228,308 | $486,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 119,743 | $486,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 271,868 | $486,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 7,350 | $485,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 21,918 | $485,000 | thousands by filing date | |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 48,049 | $483,000 | thousands by filing date | |
| DBX ETF TR | 233051481 | XTRA RU 1000 ETF | 11,521 | $483,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 88,334 | $483,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J305 | MULTIFACTOR CO | 9,647 | $483,000 | thousands by filing date | |
| LUCIRA HEALTH INC | 54948U105 | COM | 39,872 | $482,000 | thousands by filing date | |
| HAMILTON LANE ALLIANCE HLDGS | 40749M202 | UNIT 99/99/9999 | 48,327 | $481,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 9,869 | $480,000 | thousands by filing date | |
| FRANKLIN FINANCIAL SERVICES | 353525108 | COMMON STOCK | 15,354 | $479,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 8,478 | $478,000 | thousands by filing date | |
| KRANESHARES QUADRATIC INTEREST RATE VOLATILITY AND INFLATION HEDGE ETF | 500767736 | ETF | 16,732 | $478,000 | thousands by filing date | |
| EXPAND ENERGY CORPORATION | 165167164 | *W EXP 02/09/202 | 23,842 | $478,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 96,218 | $477,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 4,605 | $476,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 14,609 | $475,000 | thousands by filing date | |
| ETHZILLA CORPORATION | 68236V112 | *W EXP 11/06/202 | 500,000 | $475,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 37,558 | $474,000 | thousands by filing date | |
| BINAH CAP GROUP INC | 496861204 | BCG | 46,000 | $474,000 | thousands by filing date | |
| DOCUMENT SEC SYS INC | 25614T309 | COM NEW | 131,279 | $474,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 10,486 | $473,000 | thousands by filing date | |
| INOZYME PHARMA INC | 45790W108 | COM | 23,790 | $471,000 | thousands by filing date | |
| Roth Ch Acquisition II Co | 778673202 | Unit | 44,557 | $470,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 30,861 | $469,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 303,728 | $468,000 | thousands by filing date | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 198,638 | $467,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 34,364 | $465,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 13,365 | $465,000 | thousands by filing date | |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 56,273 | $465,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 14,004 | $464,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469AA6 | NOTE | 500,000 | $464,000 | thousands by filing date | principal |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 5,400 | $462,000 | thousands by filing date | call |
| BLUE BIRD CORP | 095306106 | COM | 18,461 | $462,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 18,669 | $462,000 | thousands by filing date | |
| INVESCO S&P SMALLCAP 600PURE VALUE ETF | 46137V167 | ETF | 5,227 | $462,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P806 | RIVRFRNT DYN EUR | 6,800 | $462,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 90,494 | $461,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 9,000 | $461,000 | thousands by filing date | call |
| CALEDONIA MINING CORP PLC | G1757E113 | COMMON STOCK | 32,237 | $461,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 26,460 | $461,000 | thousands by filing date | |
| D8 HOLDINGS CORP | G2614K102 | UNIT 99/99/9999 | 45,332 | $461,000 | thousands by filing date | |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 5,000 | $460,000 | thousands by filing date | put |
| ETF SER SOLUTIONS | 26922A511 | CMN | 14,499 | $460,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 19,095 | $460,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 22,198 | $457,000 | thousands by filing date | |
| HARMONY BIOSCIENCES HLDGS IN | 413197104 | COM | 13,820 | $457,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 65,975 | $457,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 27,969 | $456,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 6,147 | $455,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 71,809 | $455,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 2,500 | $454,000 | thousands by filing date | call |
| TELLURIAN INC NEW | 87968A104 | COM | 193,975 | $454,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 7,200 | $453,000 | thousands by filing date | call |
| GASLOG LTD | G37585109 | SHS | 78,560 | $453,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 44,896 | $453,000 | thousands by filing date | |
| CASPER SLEEP INC | 147626105 | COM | 62,423 | $452,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 7,000 | $448,000 | thousands by filing date | call |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 29,251 | $448,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 42,611 | $446,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 56,521 | $444,000 | thousands by filing date | |
| RELMADA THERAPEUTICS INC | 75955J402 | COMMON STOCK | 12,600 | $444,000 | thousands by filing date | call |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 55,911 | $443,000 | thousands by filing date | |
| ISHARES TR | 46436E544 | ESG SELECT SCREE | 11,380 | $442,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 14,312 | $442,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 41,260 | $441,000 | thousands by filing date | |
| GOLDEN NUGGET ONLINE GAMIN | 38113L107 | COM CL A | 32,670 | $441,000 | thousands by filing date | |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 251,958 | $441,000 | thousands by filing date | |
| ESPORTS ENTMT GROUP INC | 29667K306 | COM | 29,323 | $440,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 4,620 | $439,000 | thousands by filing date | |
| SIGILON THERAPEUTICS INC | 82657L107 | COM | 19,649 | $439,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 70,006 | $438,000 | thousands by filing date | |
| GLOBAL INDEMNITY GROUP LLC | 37959R103 | COM CL A | 14,777 | $438,000 | thousands by filing date | |
| Amplify Energy Corp | 03212B103 | COM | 156,457 | $435,000 | thousands by filing date | |
| GLOBAL SYNERGY ACQUISIT CORP | G3934J106 | CMN | 44,858 | $435,000 | thousands by filing date | |
| ALPHA METALLURGICAL RESOUR I | 020764106 | COM | 34,365 | $434,000 | thousands by filing date | |
| LIFEMD INC | 53216B104 | COM | 27,462 | $434,000 | thousands by filing date | |
| TREAN INS GROUP INC | 89457R101 | COM | 26,889 | $434,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 17,997 | $434,000 | thousands by filing date | |
| ATENTO S A | L0427L204 | CMN | 20,680 | $434,000 | thousands by filing date | |
| SKILLZ INC | 83067L109 | COM | 22,725 | $433,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 26,000 | $432,000 | thousands by filing date | call |
| INVESCO EXCH TRD SLF IDX FD | 46138J775 | BLOO PRI PWR ETF | 7,065 | $432,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 18,369 | $430,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 9,611 | $429,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 58,583 | $428,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 53,974 | $427,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 406,000 | $427,000 | thousands by filing date | principal |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 159,459 | $425,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 12,676 | $424,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 44,987 | $424,000 | thousands by filing date | |
| AC IMMUNE SA | H00263105 | SHS | 55,548 | $423,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 214,971 | $423,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 92,768 | $421,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 7,600 | $420,000 | thousands by filing date | call |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 8,285 | $420,000 | thousands by filing date | |
| GLOBAL BLUE GROUP HOLDING AG ORD SHS | H33700107 | Stock | 34,518 | $420,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 11,887 | $419,000 | thousands by filing date | |
| FLEX LNG LTD | G35947202 | SHS | 46,933 | $419,000 | thousands by filing date | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 10,485 | $419,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 38,954 | $418,000 | thousands by filing date | |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 69,537 | $418,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V738 | LARGE CAP VALUE | 9,720 | $415,000 | thousands by filing date | |
| TCR2 THERAPEUTICS INC | 87808K106 | COM | 18,800 | $415,000 | thousands by filing date | put |
| HALLIBURTON CO COM | 406216101 | Stock | 19,300 | $414,000 | thousands by filing date | put |
| FIRST TR EXCHANGE ETF TRADED FD VI NASDAQ OIL & GAS | 33738R845 | ETF | 26,584 | $413,000 | thousands by filing date | |
| G SQUARED ASCEND I INC | G4204R109 | SHS CL A | 42,165 | $413,000 | thousands by filing date | |
| FISKER INC | 33813J114 | *W EXP 12/01/202 | 48,333 | $413,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 28,971 | $412,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 3,913 | $412,000 | thousands by filing date | |
| LONGBOARD PHARMACEUTICALS IN | 54300N103 | COM | 25,000 | $410,000 | thousands by filing date | |
| MERUS N V | N5749R100 | COM | 19,563 | $409,000 | thousands by filing date | |
| SUSTAINABLE DEVELP ACQU I CO | 86934L202 | UNIT 02/04/2026 | 41,120 | $409,000 | thousands by filing date | |
| SCP & CO HEALTHCARE ACQUSTN | 784065203 | UNT | 41,001 | $409,000 | thousands by filing date | |
| INTRUSION INC COM NEW | 46121e205 | COM | 17,473 | $408,000 | thousands by filing date | |
| RICHMOND MUTUAL BANCORPORATI | 76525P100 | COMMON STOCK | 30,044 | $407,000 | thousands by filing date | |
| TWC TECH HLDGS II CORP | 90117G204 | UNIT 09/10/2025 | 40,000 | $404,000 | thousands by filing date | |
| ISHARES TR | 46434V779 | MSCI QATAR ETF | 21,400 | $403,000 | thousands by filing date | |
| J JILL INC | 46620W201 | COMMON STOCK | 41,238 | $402,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 106,576 | $402,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 4,424 | $401,000 | thousands by filing date | |
| VIRTUOSO ACQ CORP; TNT ACQ DT: 1/22/2023; CASH: $10.00 | 92837J104 | COM CL A | 41,494 | $401,000 | thousands by filing date | |
| OP BANCORP | 67109R109 | COMMON STOCK | 38,001 | $400,000 | thousands by filing date | |
| SPIRIT OF TEX BANCSHARES INC | 84861D103 | COM | 17,926 | $400,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 2,200 | $399,000 | thousands by filing date | put |
| CONCRETE PUMPING HOLDINGS IN | 206704108 | COMMON STOCK | 53,459 | $396,000 | thousands by filing date | |
| ACRES COMMERCIAL REALTY CORP | 00489Q102 | REIT | 27,104 | $395,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R829 | S NETWRK E-COM | 12,501 | $395,000 | thousands by filing date | |
| BOWX ACQUISITION CORP | 103085106 | CL A | 33,751 | $394,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 18,800 | $393,000 | thousands by filing date | put |
| INVESCO EXCH TRADED FD TR II | 46138E396 | S&P 500 CONC ETF | 9,840 | $393,000 | thousands by filing date | |
| KEROS THERAPEUTICS INC COM | 492327101 | Stock | 6,362 | $392,000 | thousands by filing date | |
| JAWS SPITFIRE ACQUISITION CO | G50740110 | *W EXP 12/01/202 | 200,000 | $392,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 10,165 | $391,000 | thousands by filing date | |
| EDTECHX HOLDINGS ACQU CORP I | 28139A201 | UNIT 08/31/2027 | 39,001 | $390,000 | thousands by filing date | |
| THE9 LTD | 88337K302 | ADR | 12,436 | $388,000 | thousands by filing date | |
| XERIS PHARMACEUTICALS INC | 98422L107 | COM | 86,092 | $388,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 11,500 | $387,000 | thousands by filing date | put |
| EXONE CO | 302104104 | COM | 12,278 | $385,000 | thousands by filing date | |
| TC ENERGY CORP | 87807B107 | COM | 8,400 | $384,000 | thousands by filing date | put |
| ARTESIAN RES CORP | 043113208 | CL A | 9,761 | $384,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G781 | DAI GOL BUL ETF | 7,046 | $384,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 30,980 | $383,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R648 | SP KENSHO NEWEC | 5,662 | $383,000 | thousands by filing date | |
| SPDR SER TR | 78468R689 | S&P KENSHO SMART | 6,274 | $383,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 65,059 | $382,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 31,398 | $382,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 18,578 | $382,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 47,287 | $382,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 146,986 | $382,000 | thousands by filing date | |
| THIMBLE POINT ACQUISITION CO | 88408P107 | COM CL A | 39,540 | $382,000 | thousands by filing date | |
| PIEDMONT LITHIUM LTD | 720162106 | SPONSORED ADS | 5,489 | $381,000 | thousands by filing date | |
| AJAX I | G0190X100 | COM | 37,123 | $381,000 | thousands by filing date | |
| FOXO TECHNOLOGIES INC UNIT | 24803C201 | Stock | 38,001 | $380,000 | thousands by filing date | |
| GROWGENERATION CORP | 39986L109 | COM | 7,636 | $379,000 | thousands by filing date | |
| PACER FDS TR | 69374H840 | WEALTHSHIELD | 12,163 | $379,000 | thousands by filing date | |
| SB FINL GROUP INC | 78408D105 | COM | 20,629 | $377,000 | thousands by filing date | |
| TRICIDA INC | 89610F101 | COM | 71,377 | $377,000 | thousands by filing date | |
| RELMADA THERAPEUTICS INC | 75955J402 | COMMON STOCK | 10,684 | $376,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 3,600 | $375,000 | thousands by filing date | put |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 15,451 | $375,000 | thousands by filing date | |
| POSEIDA THERAPEUTICS INC | 73730P108 | COM | 39,249 | $375,000 | thousands by filing date | |
| APREA THERAPEUTICS INC | 03836J102 | COM | 73,107 | $373,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 4,900 | $372,000 | thousands by filing date | call |
| AFRICAN GOLD ACQUISITION COR | G0112R124 | WTS | 774,824 | $372,000 | thousands by filing date | |
| OYSTER POINT PHARMA INC | 69242L106 | COMMON STOCK | 20,294 | $371,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 234,212 | $370,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 10,155 | $370,000 | thousands by filing date | |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 14,434 | $369,000 | thousands by filing date | |
| JOFF FINTECH ACQUISITION COR | 46592C209 | UNIT 02/03/2026 | 37,033 | $368,000 | thousands by filing date | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 17,900 | $367,000 | thousands by filing date | put |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 66,240 | $367,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 2,054 | $365,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 60,142 | $365,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 71,873 | $365,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 288,900 | $364,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 47,057 | $361,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 9,108 | $360,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 1,000 | $360,000 | thousands by filing date | put |
| Fluent Co | 34380C102 | COM | 87,510 | $359,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 35,185 | $358,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAC4 | NOTE 4.750% 3/1 | 350,000 | $358,000 | thousands by filing date | principal |
| OIL DRI CORP AMER COM | 677864100 | Stock | 10,376 | $357,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 50,479 | $357,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 26,443 | $355,000 | thousands by filing date | |
| X FINL | 98372W202 | SPONSORED ADS | 95,510 | $355,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 13,900 | $355,000 | thousands by filing date | call |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 33,643 | $354,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 24,502 | $352,000 | thousands by filing date | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 17,328 | $351,000 | thousands by filing date | |
| US ECOLOGY INC | 91734M111 | WTS | 36,750 | $350,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 10,984 | $349,000 | thousands by filing date | |
| ROTOR ACQUISITION CORP | 77879W204 | UNIT 06/15/2027 | 34,900 | $349,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 8,000 | $348,000 | thousands by filing date | put |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 5,998 | $348,000 | thousands by filing date | |
| PROSHARES TR II | 74347W130 | SHT VIX ST TRM | 7,399 | $348,000 | thousands by filing date | |
| SQZ BIOTECHNOLOGIES CO | 78472W104 | COM | 25,431 | $348,000 | thousands by filing date | |
| FNCB BANCORP INC | 302578109 | COM | 46,029 | $347,000 | thousands by filing date | |
| SILVER SPIKE ACQUISITN CORP | G8201H121 | UNIT 02/26/2026 | 34,887 | $347,000 | thousands by filing date | |
| VIATRIS INC COM | 92556V106 | Stock | 24,744 | $346,000 | thousands by filing date | call |
| EXPAND ENERGY CORPORATION COM | 165167735 | Stock | 7,973 | $346,000 | thousands by filing date | |
| VIOMI TECHNOLOGY CO LTD | 92762J103 | SPONSORED ADS | 38,456 | $346,000 | thousands by filing date | |
| VECTOR ACQUISITION CORP II | G9460A104 | CL A SHS | 35,000 | $346,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 7,769 | $344,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06746P621 | IPTH SR B S&P | 30,000 | $342,000 | thousands by filing date | call |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 68,585 | $342,000 | thousands by filing date | |
| PATHFINDER ACQUISITION CORP | G04119114 | UNIT 02/17/2026 | 34,575 | $342,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 23,164 | $342,000 | thousands by filing date | |
| COGENT BIOSCIENCES INC | 19240Q201 | COM | 38,882 | $341,000 | thousands by filing date | |
| OHIO VY BANC CORP | 677719106 | COM | 13,985 | $340,000 | thousands by filing date | |
| CHOICEONE FINANCIAL SVCS INC | 170386106 | COMMON STOCK | 14,116 | $339,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 199,204 | $339,000 | thousands by filing date | |
| TISHMAN SPEYER INNOVATION CO | 88825H209 | UNIT 02/11/2026 | 33,775 | $338,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 11,300 | $337,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 4,521 | $337,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 163,633 | $337,000 | thousands by filing date | |
| KAIROS ACQUISITION CORP | G52110122 | UNIT 99/99/9999 | 33,573 | $336,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 34,576 | $334,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 7,917 | $334,000 | thousands by filing date | |
| VICTORYSHARES U S | 92647N576 | MF Closed and MF Open | 5,435 | $334,000 | thousands by filing date | |
| EPIPHANY TECHNOLOGY ACQUISIT | 29429X208 | UNIT 99/99/9999 | 33,334 | $334,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 46,496 | $333,000 | thousands by filing date | |
| 26 CAPITAL ACQUISITION CORP | 90138P209 | UNIT 12/31/2027 | 33,176 | $333,000 | thousands by filing date | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 17,956 | $332,000 | thousands by filing date | |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 12,566 | $332,000 | thousands by filing date | |
| G SQUARED ASCEND I INC | G4204R125 | UNIT 99/99/9999 | 33,177 | $332,000 | thousands by filing date | |
| STRATA SKIN SCIENCES INC | 86272A206 | COMMON | 198,886 | $332,000 | thousands by filing date | |
| THIMBLE POINT ACQUISITION CO | 88408P206 | COM | 33,175 | $332,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 84,414 | $331,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V506 | DIVID ACHIEVEV | 9,552 | $330,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 11,967 | $330,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 26,843 | $330,000 | thousands by filing date | |
| MONUMENT CIRCLE ACQUISITN CO | 61531M200 | UNIT 01/14/2026 | 33,479 | $330,000 | thousands by filing date | |
| Yalla Group Ltd | 98459U103 | COM | 13,099 | $328,000 | thousands by filing date | |
| CLASS ACCELERATION CORP | 18274B205 | UNIT 99/99/9999 | 33,178 | $328,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 22,544 | $327,000 | thousands by filing date | |
| PARK AEROSPACE CORP | 70014A104 | COM | 24,624 | $326,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 12,240 | $326,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 2,145 | $325,000 | thousands by filing date | |
| COVA ACQUISITION CORP | G2554Y112 | UNIT 04/01/2021 | 32,658 | $325,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 10,130 | $324,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 4,567 | $324,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 27,228 | $324,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E521 | FUND | 23,573 | $324,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 30,010 | $323,000 | thousands by filing date | |
| HORIZON ACQUISITION CORP | G46049121 | UNIT 99/99/9999 | 31,500 | $323,000 | thousands by filing date | |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 128,219 | $322,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 6,965 | $322,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 3,500 | $322,000 | thousands by filing date | call |
| TONIX PHARMACEUTICALS HOLDIN | 890260706 | COM | 251,740 | $322,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 4,000 | $321,000 | thousands by filing date | call |
| MEDICINOVA INC | 58468P206 | COM NEW | 63,706 | $321,000 | thousands by filing date | |
| PCB BANCORP | 69320M109 | COMMON STOCK | 21,270 | $319,000 | thousands by filing date | |
| NEWAGE INC | 650194103 | COMMON STOCK | 111,702 | $319,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588307 | COM | 43,603 | $319,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 21,817 | $318,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 10,863 | $317,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 17,679 | $316,000 | thousands by filing date | |
| SUZANO S A SPON ADS | 86959K105 | ADR | 25,796 | $315,000 | thousands by filing date | |
| FREQUENCY THERAPEUTICS INC | 35803L108 | COM | 33,200 | $315,000 | thousands by filing date | call |
| iShares MSCI Frontier 100 | 464286145 | cs | 10,677 | $315,000 | thousands by filing date | |
| CONSTELLATION ACQUISITN CORP | G2R18K121 | UNIT 99/99/9999 | 31,676 | $313,000 | thousands by filing date | |
| ZEVRA THERAPEUTICS INC COM NEW | 488445206 | Stock | 33,907 | $312,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 96,725 | $312,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 49,043 | $310,000 | thousands by filing date | |
| VYNE THERAP. | 92941V209 | COM | 45,271 | $310,000 | thousands by filing date | |
| EXELA TECHNOLOGIES INC | 30162V409 | COM NEW | 142,135 | $310,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y483 | NASDAQ 100 COVER | 13,700 | $309,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 27,210 | $309,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 91,433 | $309,000 | thousands by filing date | |
| INVESCO S&P 500 EQUAL WEIGHT ENERGY ETF | 46137V365 | ETF | 7,664 | $309,000 | thousands by filing date | |
| LANDSEA HOMES CORP | 51509P103 | COM | 32,367 | $309,000 | thousands by filing date | |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 6,318 | $308,000 | thousands by filing date | |
| MONGODB INC | 60937PAD8 | NOTE 0.250% 1/1 | 213,000 | $307,000 | thousands by filing date | principal |
| REVLON INC | 761525609 | OPT | 24,889 | $307,000 | thousands by filing date | |
| TELA BIO INC | 872381108 | COM | 20,518 | $306,000 | thousands by filing date | |
| BEYONDSPRING INC | G10830100 | SHS | 27,637 | $306,000 | thousands by filing date | |
| RIMINI STR INC DEL | 76674Q107 | COM | 34,076 | $305,000 | thousands by filing date | |
| CANAAN INC | 134748102 | SPONSORED ADS | 14,700 | $304,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 30,900 | $304,000 | thousands by filing date | put |
| PLURALSIGHT INC | 72941BAB2 | NOTE 0.375% 3/0 | 310,000 | $304,000 | thousands by filing date | principal |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 39,709 | $304,000 | thousands by filing date | |
| HUMANCO ACQUISITION CORP | 44487N109 | CMN | 30,555 | $304,000 | thousands by filing date | |
| SPARTACUS ACQUISITION CORP | 84677L208 | Cmn | 30,000 | $304,000 | thousands by filing date | |
| BOGOTA FINL CORP | 097235105 | COM | 29,491 | $303,000 | thousands by filing date | |
| KINS TECHNOLOGY GROUP INC | 49714K208 | UNIT 10/14/2025 | 30,000 | $303,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 25,688 | $302,000 | thousands by filing date | |
| POWERFLEET INC | 73931J109 | COMMON STOCK | 36,706 | $301,000 | thousands by filing date | |
| Greenpower Motor Co | 39540E302 | COM | 12,036 | $299,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 17,008 | $298,000 | thousands by filing date | |
| VAXART INC NEW | 92243A200 | COM | 49,211 | $298,000 | thousands by filing date | |
| ACER THERAPEUTICS INC | 00444P108 | CMN | 95,342 | $297,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 15,472 | $296,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C870 | US EQT PWR BUF | 10,666 | $294,000 | thousands by filing date | |
| ONE STOP SYSTEMS INC | 68247W109 | COMMON STOCK | 46,439 | $294,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC | 16961L106 | COM | 18,905 | $294,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 1,649 | $293,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 5,699 | $293,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 13,267 | $292,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 5,438 | $292,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 8,879 | $291,000 | thousands by filing date | |
| SPROTT INC | 852066208 | COM NEW | 7,660 | $291,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 6,600 | $289,000 | thousands by filing date | |
| VANECK LONG/FLAT TREND ETF | 92189F148 | LONG/FLAT TREND | 7,858 | $289,000 | thousands by filing date | |
| InterPrivate II Acquisition Corp | 46064Q207 | Unit | 29,200 | $289,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 17,095 | $287,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 287,000 | $287,000 | thousands by filing date | principal |
| EXELIXIS INC COM | 30161Q104 | Stock | 12,600 | $285,000 | thousands by filing date | call |
| INVESCO EXCH TRD SLF IDX FD | 46138J742 | RAFI STRATGIC US | 8,145 | $285,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 9,776 | $283,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 800 | $282,000 | thousands by filing date | call |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 11,903 | $282,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y401 | CMN | 3,350 | $282,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 4,971 | $282,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 75,972 | $281,000 | thousands by filing date | |
| PYROGENESIS CDA INC | 74734T104 | COM | 41,300 | $280,000 | thousands by filing date | |
| LIVEXLIVE MEDIA INC | 53839L208 | COM NEW | 64,548 | $280,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 11,100 | $279,000 | thousands by filing date | put |
| UNIFI INC | 904677200 | COM NEW | 10,106 | $279,000 | thousands by filing date | |
| RIBBIT LEAP LTD | G7552B105 | SHS CL A | 25,400 | $279,000 | thousands by filing date | |
| MEDAVAIL HOLDINGS INC | 58406B103 | COM | 19,945 | $279,000 | thousands by filing date | |
| LI AUTO INC SPONSORED ADS | 50202M102 | ADR | 11,100 | $278,000 | thousands by filing date | put |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 13,439 | $278,000 | thousands by filing date | |
| VanEck Vectors Energy Inc | 92189H870 | ENERGY INCOME | 5,646 | $276,000 | thousands by filing date | |
| OUTDOOR HOLDING CO | 00175J107 | COMMON STOCK | 46,576 | $276,000 | thousands by filing date | |
| IMMATICS N.V | N44445109 | SHS | 24,626 | $276,000 | thousands by filing date | |
| PACER INDUSTRIAL REAL ESTATE ETF | 69374H766 | ETF | 7,085 | $275,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 10,145 | $273,000 | thousands by filing date | |
| GREENLANE HLDGS INC | 395330103 | CL A | 51,402 | $273,000 | thousands by filing date | |
| GIGCAPITAL3 INC | 37519D107 | COM | 25,604 | $273,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 46,425 | $271,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430404 | ACTIVEBETA JAP | 7,190 | $271,000 | thousands by filing date | |
| SIERRA METALS INC | 82639W106 | COM | 85,804 | $270,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 32,521 | $270,000 | thousands by filing date | |
| 17 ED & TECHNOLOGY GROUP INC | 81807M106 | ADS | 37,749 | $270,000 | thousands by filing date | |
| HARROW INC | 415858109 | COM | 39,786 | $269,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 11,313 | $269,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 102,134 | $269,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 78,139 | $269,000 | thousands by filing date | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 14,888 | $267,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E172 | S&P SMLCP STAP | 2,652 | $267,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 18,408 | $267,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 100,612 | $266,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 175,911 | $266,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 27,999 | $265,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 12,089 | $265,000 | thousands by filing date | |
| CAMBIUM NETWORKS CORPORATION | G17766109 | COMMON STOCK-FO | 5,667 | $265,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 115,647 | $264,000 | thousands by filing date | |
| BRIGHT LIGHTS ACQUISITION CO | 10920K101 | CMN | 27,456 | $264,000 | thousands by filing date | |
| PAVMED INC | 70387R106 | COM | 59,422 | $263,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 37,684 | $262,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 4,300 | $261,000 | thousands by filing date | call |
| CONMED CORP COM | 207410101 | Stock | 2,000 | $261,000 | thousands by filing date | put |
| VIRNETX HLDG CORP | 92823T108 | COM | 46,843 | $261,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 4,123 | $260,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-21-000218 | this filing | 2021-05-17 | acceptance time not in the bulk data set |