13F-HR/A filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR/A for the quarter ended 2017-03-31, filed 2017-05-18, with 6,718 holding rows worth $368,559,694,000.
- Accession
- 0000769993-17-000549
- Filer
- CIK 886982
- Filed
- 2017-05-18
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A holdings report, amendment of type restatement, 10,759 entries on the cover page, a total value of $368,559,694,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $368,559,694,000 with VALUE read as thousands by filing date, 13F file number 028-04981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGOLDMAN SACHS & CO. LLC028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
- included managerGoldman Sachs Financial Markets, L.P.028-14253
- included managerGOLDMAN SACHS EXECUTION & CLEARING, L.P.028-10292
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BRF SA | 10552T107 | SPONSORED ADR | 376,475 | $4,612,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 328,868 | $4,604,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 66,273 | $4,598,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 109,035 | $4,590,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 893,481 | $4,583,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 365,090 | $4,582,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 88,200 | $4,575,000 | thousands by filing date | call |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 93,000 | $4,571,000 | thousands by filing date | put |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 76,500 | $4,567,000 | thousands by filing date | call |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 807,141 | $4,560,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 37,500 | $4,558,000 | thousands by filing date | call |
| RED HAT INC | 756577102 | COM | 52,600 | $4,550,000 | thousands by filing date | put |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 162,712 | $4,544,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 346,589 | $4,540,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 505,449 | $4,528,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 75,886 | $4,524,000 | thousands by filing date | |
| EURONET WORLDWIDE INC | 298736AH2 | NOTE 1.50010/0 | 3,578,000 | $4,524,000 | thousands by filing date | principal |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 28,186 | $4,517,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 1,016,668 | $4,514,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 93,125 | $4,510,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 2,727,100 | $4,500,000 | thousands by filing date | call |
| SCANSOURCE INC | 806037107 | COM | 114,557 | $4,496,000 | thousands by filing date | |
| METALDYNE PERFORMANCE GROUP | 59116R107 | COM | 196,748 | $4,496,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 88,974 | $4,493,000 | thousands by filing date | |
| INVITATION HOMES INC COM | 46187W107 | REIT | 205,361 | $4,483,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 177,512 | $4,470,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 421,149 | $4,468,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 235,766 | $4,462,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 155,086 | $4,460,000 | thousands by filing date | |
| BOJANGLES INC | 097488100 | COM | 217,308 | $4,455,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 43,500 | $4,454,000 | thousands by filing date | put |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 157,394 | $4,450,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 68,508 | $4,445,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 99,600 | $4,439,000 | thousands by filing date | call |
| CIGNA CORPORATION | 125509109 | COM | 30,300 | $4,439,000 | thousands by filing date | call |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 569,956 | $4,429,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 198,135 | $4,428,000 | thousands by filing date | |
| RH | 74967X103 | COM | 95,700 | $4,427,000 | thousands by filing date | put |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 97,094 | $4,427,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 131,786 | $4,424,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 197,313 | $4,420,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 118,347 | $4,412,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 157,790 | $4,410,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 57,000 | $4,406,000 | thousands by filing date | put |
| FORTERRA INC | 34960W106 | COM | 225,936 | $4,406,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 42,500 | $4,397,000 | thousands by filing date | call |
| FAIRPOINT COMMUNICATIONS INC | 305560302 | COM NEW | 264,758 | $4,395,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 460,900 | $4,392,000 | thousands by filing date | call |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 239,935 | $4,391,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 113,246 | $4,375,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 101,399 | $4,370,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 70,000 | $4,365,000 | thousands by filing date | put |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 100,000 | $4,360,000 | thousands by filing date | call |
| PRICESMART INC COM | 741511109 | Stock | 47,241 | $4,356,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 85,072 | $4,334,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 44,500 | $4,324,000 | thousands by filing date | call |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 77,440 | $4,323,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 90,000 | $4,319,000 | thousands by filing date | put |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 107,700 | $4,318,000 | thousands by filing date | call |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 50,900 | $4,316,000 | thousands by filing date | put |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 98,900 | $4,312,000 | thousands by filing date | put |
| HUNTSMAN CORP | 447011107 | COM | 175,500 | $4,307,000 | thousands by filing date | call |
| UNIT CORP | 909218109 | COM | 178,242 | $4,306,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 90,897 | $4,305,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 45,500 | $4,297,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 50,001 | $4,297,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 118,100 | $4,289,000 | thousands by filing date | put |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 132,400 | $4,288,000 | thousands by filing date | call |
| EXTERRAN CORP | 30227H106 | COM | 136,216 | $4,284,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 104,171 | $4,281,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 156,033 | $4,280,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 132,100 | $4,279,000 | thousands by filing date | put |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 337,121 | $4,271,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 134,273 | $4,270,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 394,140 | $4,264,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 50,732 | $4,261,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 72,200 | $4,253,000 | thousands by filing date | call |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 247,260 | $4,246,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 88,519 | $4,240,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 125,500 | $4,233,000 | thousands by filing date | call |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 173,400 | $4,231,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 47,100 | $4,216,000 | thousands by filing date | put |
| HP INC COM | 40434L105 | Stock | 235,800 | $4,216,000 | thousands by filing date | call |
| ENNIS INC COM | 293389102 | Stock | 247,860 | $4,213,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 68,777 | $4,212,000 | thousands by filing date | |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 609,091 | $4,209,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 123,504 | $4,196,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 62,400 | $4,189,000 | thousands by filing date | call |
| QUALITY SYS INC | 747582104 | COM | 274,747 | $4,188,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 46,100 | $4,186,000 | thousands by filing date | call |
| LA QUINTA HLDGS INC | 50420D108 | COM | 309,577 | $4,186,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 114,109 | $4,182,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 678,462 | $4,179,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 170,471 | $4,177,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 408,432 | $4,166,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 81,000 | $4,163,000 | thousands by filing date | put |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 271,173 | $4,163,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 105,300 | $4,155,000 | thousands by filing date | call |
| RADIUS HEALTH INC | 750469207 | COM NEW | 107,500 | $4,155,000 | thousands by filing date | call |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 201,214 | $4,135,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V306 | COM SER C | 265,818 | $4,129,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 166,736 | $4,127,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 123,700 | $4,120,000 | thousands by filing date | call |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 122,828 | $4,115,000 | thousands by filing date | |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 200,053 | $4,109,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 32,000 | $4,108,000 | thousands by filing date | call |
| THIRD PT REINS LTD | G8827U100 | COM | 339,507 | $4,108,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 313,700 | $4,100,000 | thousands by filing date | put |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 105,400 | $4,099,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 113,870 | $4,097,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 139,168 | $4,092,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 186,500 | $4,084,000 | thousands by filing date | call |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 305,853 | $4,083,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 113,777 | $4,079,000 | thousands by filing date | |
| WEST CORP | 952355204 | COM | 167,057 | $4,079,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 155,889 | $4,073,000 | thousands by filing date | |
| ENBRIDGE INC 6 77 | 29250NAN5 | Debt | 4,025,000 | $4,070,000 | thousands by filing date | principal |
| AEGION CORP | 00770F104 | COMMON STOCK | 177,613 | $4,069,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 322,600 | $4,068,000 | thousands by filing date | call |
| OLD NATL BANCORP IND | 680033107 | COM | 234,317 | $4,066,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 147,969 | $4,063,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B597 | VAR RATE PFD POR | 159,320 | $4,055,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 54,400 | $4,047,000 | thousands by filing date | call |
| KORN FERRY COM NEW | 500643200 | Stock | 128,244 | $4,038,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 34,079 | $4,033,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 51,900 | $4,031,000 | thousands by filing date | call |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 46,700 | $4,021,000 | thousands by filing date | put |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 130,749 | $4,021,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAA2 | NOTE 3.000% 8/0 | 4,000,000 | $4,003,000 | thousands by filing date | principal |
| SHERWIN WILLIAMS CO | 824348106 | COM | 12,900 | $4,001,000 | thousands by filing date | put |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 57,509 | $3,996,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 28,256 | $3,975,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 175,800 | $3,964,000 | thousands by filing date | call |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 25,800 | $3,963,000 | thousands by filing date | put |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 32,743 | $3,960,000 | thousands by filing date | |
| PROSHARES TR II | 74347W247 | ULTA BLMBG 2017 | 208,200 | $3,960,000 | thousands by filing date | call |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 171,413 | $3,950,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 105,857 | $3,943,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 623,898 | $3,943,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 23,000 | $3,941,000 | thousands by filing date | put |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 37,900 | $3,923,000 | thousands by filing date | put |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 165,875 | $3,923,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 22,800 | $3,922,000 | thousands by filing date | put |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 88,757 | $3,922,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 32,100 | $3,920,000 | thousands by filing date | call |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 447,258 | $3,918,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 267,520 | $3,914,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 52,454 | $3,899,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 131,577 | $3,897,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 1,264,683 | $3,895,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 42,700 | $3,894,000 | thousands by filing date | call |
| SPIRE INC | 84857L101 | COM | 57,652 | $3,892,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 21,100 | $3,889,000 | thousands by filing date | call |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 52,972 | $3,877,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 135,000 | $3,860,000 | thousands by filing date | put |
| CSG SYSTEMS | 126349109 | COM | 102,099 | $3,860,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 62,600 | $3,844,000 | thousands by filing date | call |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 290,510 | $3,835,000 | thousands by filing date | |
| CLUBCORP HLDGS INC | 18948M108 | COM | 238,709 | $3,832,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 40,100 | $3,822,000 | thousands by filing date | put |
| Taser Intl Inc | 87651B104 | COM | 167,614 | $3,820,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 93,115 | $3,818,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 67,969 | $3,815,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 150,000 | $3,810,000 | thousands by filing date | put |
| MERIT MED SYS INC COM | 589889104 | Stock | 131,728 | $3,807,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 332,189 | $3,807,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 46,353 | $3,806,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 130,975 | $3,803,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 691,500 | $3,796,000 | thousands by filing date | call |
| BARCLAYS PLC | 06738EAB1 | PRFD 6.625%12/3 | 3,800,000 | $3,790,000 | thousands by filing date | principal |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 103,600 | $3,789,000 | thousands by filing date | call |
| ECHOSTAR CORP | 278768106 | CL A | 66,367 | $3,780,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 174,199 | $3,780,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 23,621 | $3,778,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 545,497 | $3,775,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W858 | GUG S&P500EQWTFI | 100,037 | $3,771,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 101,285 | $3,757,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 101,881 | $3,754,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 81,500 | $3,752,000 | thousands by filing date | put |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 309,677 | $3,747,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 73,300 | $3,746,000 | thousands by filing date | call |
| STEELCASE INC-CLASS A | 858155203 | CL A | 223,547 | $3,744,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 119,100 | $3,742,000 | thousands by filing date | call |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 325,400 | $3,739,000 | thousands by filing date | call |
| INFINERA CORP | 45667G103 | COMMON STOCK | 365,065 | $3,735,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 150,060 | $3,721,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 106,900 | $3,716,000 | thousands by filing date | call |
| MASIMO CORP COM | 574795100 | Stock | 39,800 | $3,712,000 | thousands by filing date | call |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 39,360 | $3,707,000 | thousands by filing date | put |
| UNIFIRST CORP MASS | 904708104 | COM | 26,106 | $3,693,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 67,093 | $3,693,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 46,948 | $3,690,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 27,000 | $3,684,000 | thousands by filing date | call |
| MATERION CORP | 576690101 | COM | 109,740 | $3,682,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 63,954 | $3,682,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 207,000 | $3,672,000 | thousands by filing date | put |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 50,143 | $3,661,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 102,955 | $3,655,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAG6 | DBCV 2/1 | 3,693,000 | $3,654,000 | thousands by filing date | principal |
| EMPRESA DIST Y COMERCIAL NOR | 29244A102 | SPON ADR | 104,819 | $3,648,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 216,255 | $3,642,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 169,321 | $3,637,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD | 92763WAA1 | NOTE 1.500% 3/1 | 3,605,000 | $3,630,000 | thousands by filing date | principal |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 138,284 | $3,619,000 | thousands by filing date | |
| ULTRATECH INC | 904034105 | COM | 122,128 | $3,617,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 88,926 | $3,615,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 91,047 | $3,611,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 77,700 | $3,610,000 | thousands by filing date | put |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 74,100 | $3,606,000 | thousands by filing date | call |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 37,121 | $3,605,000 | thousands by filing date | |
| STWD 3.75 10/17 | 85571BAC9 | Bond 30/360P2 U | 3,543,000 | $3,596,000 | thousands by filing date | principal |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 171,200 | $3,595,000 | thousands by filing date | put |
| CHURCHILL DOWNS INC | 171484108 | COM | 22,627 | $3,594,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 439,388 | $3,590,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 59,300 | $3,588,000 | thousands by filing date | put |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 139,380 | $3,588,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 85,306 | $3,585,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 70,003 | $3,577,000 | thousands by filing date | |
| PARKWAY INC COM | 70156Q107 | Stock | 179,815 | $3,577,000 | thousands by filing date | |
| MERCADOLIBRE INC | 58733RAB8 | NOTE 2.250 7/0 | 2,057,000 | $3,574,000 | thousands by filing date | principal |
| COEUR MNG INC COM NEW | 192108504 | Stock | 441,835 | $3,570,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 217,854 | $3,568,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 88,023 | $3,556,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 33,112 | $3,552,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 232,726 | $3,549,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 88,781 | $3,543,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 141,232 | $3,542,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 21,600 | $3,542,000 | thousands by filing date | put |
| FLOWERS FOODS INC COM | 343498101 | Stock | 182,000 | $3,533,000 | thousands by filing date | put |
| DECKERS OUTDOOR CORP | 243537107 | COM | 59,070 | $3,528,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 20,366 | $3,528,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 3,774,000 | $3,524,000 | thousands by filing date | principal |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 260,300 | $3,501,000 | thousands by filing date | call |
| MEETME INC | 585141104 | COM | 594,240 | $3,500,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 84,409 | $3,496,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 100,755 | $3,486,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 258,056 | $3,483,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 412,052 | $3,478,000 | thousands by filing date | |
| STONEGATE BANK | 861811107 | COM | 73,775 | $3,474,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 25,084 | $3,473,000 | thousands by filing date | |
| STERIS PLC | G84720104 | SHS USD | 50,000 | $3,473,000 | thousands by filing date | put |
| LA Z BOY INC | 505336107 | COM | 128,469 | $3,469,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 301,900 | $3,469,000 | thousands by filing date | put |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 162,332 | $3,469,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 53,689 | $3,466,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 184,779 | $3,465,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 175,416 | $3,461,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 379,569 | $3,458,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 68,300 | $3,457,000 | thousands by filing date | call |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 267,257 | $3,455,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 284,538 | $3,452,000 | thousands by filing date | |
| COMPUTER SCIENCES CORP | 205363104 | COM | 50,000 | $3,451,000 | thousands by filing date | put |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 64,300 | $3,448,000 | thousands by filing date | call |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 57,106 | $3,445,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 255,610 | $3,438,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 184,654 | $3,434,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC | 38147QLX2 | MTNF 2/1 | 3,014,000 | $3,430,000 | thousands by filing date | principal |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 31,063 | $3,428,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 170,227 | $3,428,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 94,474 | $3,425,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 239,193 | $3,421,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 150,000 | $3,419,000 | thousands by filing date | call |
| KBHOME | 48666K109 | COM | 171,800 | $3,415,000 | thousands by filing date | call |
| SEADRILL ORD | G7945E105 | COM | 2,065,235 | $3,408,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 32,400 | $3,405,000 | thousands by filing date | call |
| VEECO INSTRS INC DEL | 922417AD2 | NOTE 2.700% 1/1 | 3,260,000 | $3,403,000 | thousands by filing date | principal |
| FITBIT INC | 33812L102 | CL A | 573,998 | $3,398,000 | thousands by filing date | |
| BENEFICIAL BANCORP INC | 08171T102 | COM | 212,393 | $3,398,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 31,600 | $3,389,000 | thousands by filing date | call |
| OCWEN FINL CORP | 675746309 | COM NEW | 619,176 | $3,387,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 179,851 | $3,383,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 162,579 | $3,374,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 254,306 | $3,373,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 98,307 | $3,367,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 138,848 | $3,367,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 55,000 | $3,361,000 | thousands by filing date | call |
| AZZ INC COM | 002474104 | Stock | 56,429 | $3,357,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 286,006 | $3,352,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 109,295 | $3,346,000 | thousands by filing date | |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 3,338,000 | $3,346,000 | thousands by filing date | principal |
| TRINET GROUP INC COM | 896288107 | Stock | 115,530 | $3,339,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 92,600 | $3,334,000 | thousands by filing date | call |
| GUGGENHEIM FRONTIER MARKETS ETF | 18383Q838 | COM | 259,415 | $3,333,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC | 21925YAB9 | NOTE 1.500% 7/0 | 3,264,000 | $3,331,000 | thousands by filing date | principal |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 53,800 | $3,329,000 | thousands by filing date | call |
| KNOLL INC | 498904200 | COM NEW | 139,757 | $3,328,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 56,302 | $3,327,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 442,727 | $3,325,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 22,900 | $3,323,000 | thousands by filing date | call |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 58,800 | $3,322,000 | thousands by filing date | call |
| KEMET CORP | 488360207 | COM NEW | 276,768 | $3,321,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 96,908 | $3,318,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 180,431 | $3,315,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 121,600 | $3,308,000 | thousands by filing date | call |
| ERIE INDTY CO CL A | 29530P102 | Stock | 26,941 | $3,306,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 46,800 | $3,304,000 | thousands by filing date | call |
| KINROSS GOLD CORP | 496902404 | COM | 940,400 | $3,301,000 | thousands by filing date | call |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 364,751 | $3,297,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 219,718 | $3,296,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 108,300 | $3,294,000 | thousands by filing date | put |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 68,500 | $3,293,000 | thousands by filing date | call |
| IXIA | 45071R109 | COM | 167,431 | $3,290,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 401,400 | $3,279,000 | thousands by filing date | put |
| ARCBEST CORP COM | 03937C105 | Stock | 125,985 | $3,275,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 253,438 | $3,267,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 856,527 | $3,255,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 49,700 | $3,253,000 | thousands by filing date | put |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 606,562 | $3,251,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 67,745 | $3,249,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 56,373 | $3,247,000 | thousands by filing date | |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 82,541 | $3,247,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 606,962 | $3,246,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 31,600 | $3,244,000 | thousands by filing date | put |
| CONTINENTAL RES INC | 212015101 | COM | 71,400 | $3,243,000 | thousands by filing date | call |
| GOPRO INC | 38268T103 | CL A | 370,400 | $3,222,000 | thousands by filing date | call |
| VERIFONE SYS INC | 92342Y109 | COM | 171,900 | $3,220,000 | thousands by filing date | put |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 47,200 | $3,217,000 | thousands by filing date | call |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 315,629 | $3,204,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 325,000 | $3,198,000 | thousands by filing date | put |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 38,044 | $3,197,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 53,500 | $3,196,000 | thousands by filing date | put |
| NOBLE ENERGY INC | 655044105 | COM | 93,000 | $3,194,000 | thousands by filing date | put |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 58,117 | $3,185,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 27,000 | $3,184,000 | thousands by filing date | call |
| BLACKROCK INC CL A COM | 09247X101 | COM | 8,300 | $3,183,000 | thousands by filing date | call |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 694,615 | $3,181,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 108,200 | $3,176,000 | thousands by filing date | put |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 61,800 | $3,169,000 | thousands by filing date | call |
| WHITING PETE CORP NEW | 966387102 | COM | 332,100 | $3,142,000 | thousands by filing date | call |
| FBL FINL GROUP INC | 30239F106 | CL A | 47,962 | $3,139,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 60,793 | $3,135,000 | thousands by filing date | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 83,248 | $3,130,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 470,400 | $3,128,000 | thousands by filing date | put |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 127,318 | $3,121,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 80,867 | $3,117,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 163,494 | $3,114,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 2,102,000 | $3,111,000 | thousands by filing date | call |
| InterContinental Hotels | 45857p608 | CS | 63,581 | $3,111,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 141,553 | $3,109,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 154,226 | $3,105,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 112,100 | $3,095,000 | thousands by filing date | put |
| FIRST SOLAR INC COM | 336433107 | Stock | 113,900 | $3,087,000 | thousands by filing date | put |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 104,000 | $3,078,000 | thousands by filing date | put |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 225,366 | $3,076,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 121,439 | $3,064,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 239,957 | $3,054,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 328,219 | $3,052,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 92,800 | $3,043,000 | thousands by filing date | call |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 3,087,000 | $3,043,000 | thousands by filing date | principal |
| CHEMED CORP NEW | 16359R103 | COM | 16,655 | $3,042,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 31,827 | $3,040,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A207 | PFD CONV SER-A | 61,689 | $3,039,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 240,139 | $3,038,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 57,600 | $3,031,000 | thousands by filing date | call |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 50,000 | $3,031,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 50,098 | $3,030,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 28,861 | $3,030,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 30,200 | $3,029,000 | thousands by filing date | call |
| ENVIRI CORP | 415864107 | COM | 237,583 | $3,029,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 230,206 | $3,025,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 49,169 | $3,025,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 110,900 | $3,016,000 | thousands by filing date | put |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 107,855 | $3,014,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 225,000 | $3,013,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 36,702 | $3,011,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 835,066 | $3,006,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 326,430 | $3,006,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 284,259 | $2,996,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 359,914 | $2,994,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 69,200 | $2,987,000 | thousands by filing date | call |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 141,095 | $2,984,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 148,546 | $2,983,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 81,966 | $2,982,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 23,200 | $2,978,000 | thousands by filing date | put |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 32,712 | $2,960,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 124,500 | $2,951,000 | thousands by filing date | call |
| PACCAR INC COM | 693718108 | Stock | 43,900 | $2,950,000 | thousands by filing date | call |
| EASTMAN CHEM CO COM | 277432100 | Stock | 36,500 | $2,949,000 | thousands by filing date | call |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 46,565 | $2,947,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120W708 | COM NEW | 301,627 | $2,946,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 342,200 | $2,943,000 | thousands by filing date | put |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 140,181 | $2,942,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 298,835 | $2,941,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 93,117 | $2,936,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 81,850 | $2,934,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 100,704 | $2,933,000 | thousands by filing date | |
| HORIZON PHARMA INVT LTD | 44052TAB7 | NOTE 2.500% 3/1 | 3,222,000 | $2,932,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717X867 | CMN | 77,795 | $2,924,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 74,669 | $2,922,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 70,000 | $2,920,000 | thousands by filing date | call |
| GOPRO INC | 38268T103 | CL A | 335,600 | $2,920,000 | thousands by filing date | put |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 28,461 | $2,916,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 234,100 | $2,915,000 | thousands by filing date | put |
| HANESBRANDS INC | 410345102 | COM | 140,400 | $2,915,000 | thousands by filing date | put |
| OCWEN FINL CORP | 675746309 | COM NEW | 532,500 | $2,913,000 | thousands by filing date | put |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 101,471 | $2,912,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 273,463 | $2,907,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 88,700 | $2,905,000 | thousands by filing date | call |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 1,663,000 | $2,905,000 | thousands by filing date | principal |
| Vanguard Materials ETF | 92204A801 | SHS | 24,350 | $2,896,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 45,600 | $2,895,000 | thousands by filing date | call |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 32,800 | $2,894,000 | thousands by filing date | put |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 80,400 | $2,894,000 | thousands by filing date | put |
| REXNORD CORP | 76169B102 | COMMON STOCK | 125,000 | $2,885,000 | thousands by filing date | call |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 311,576 | $2,882,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 157,023 | $2,878,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 224,817 | $2,875,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 82,629 | $2,868,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 59,000 | $2,866,000 | thousands by filing date | call |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 197,541 | $2,864,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 33,647 | $2,864,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 144,428 | $2,862,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 26,177 | $2,852,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 150,970 | $2,850,000 | thousands by filing date | |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 2,893,000 | $2,850,000 | thousands by filing date | principal |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 24,519 | $2,835,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 95,000 | $2,833,000 | thousands by filing date | call |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 33,000 | $2,830,000 | thousands by filing date | put |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 44,925 | $2,827,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 111,222 | $2,825,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 355,411 | $2,825,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 185,268 | $2,825,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 104,200 | $2,824,000 | thousands by filing date | call |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 37,958 | $2,818,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 41,008 | $2,810,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 21,200 | $2,808,000 | thousands by filing date | call |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 117,103 | $2,799,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 46,200 | $2,795,000 | thousands by filing date | call |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 470,100 | $2,792,000 | thousands by filing date | call |
| UNDER ARMOUR INC | 904311206 | CL C | 152,400 | $2,789,000 | thousands by filing date | call |
| GENESCO INC | 371532102 | COM | 50,198 | $2,784,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 346,482 | $2,782,000 | thousands by filing date | |
| ANALOGIC CORP | 032657207 | COM | 36,653 | $2,782,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 310,000 | $2,775,000 | thousands by filing date | put |
| VALARIS ORD | 920355104 | COM | 25,000 | $2,774,000 | thousands by filing date | call |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 109,350 | $2,772,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 161,200 | $2,771,000 | thousands by filing date | put |
| THERAPEUTICSMD INC | 88338N107 | COM | 384,902 | $2,771,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 344,085 | $2,770,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 82,800 | $2,766,000 | thousands by filing date | put |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 2,717,000 | $2,753,000 | thousands by filing date | principal |
| TAILORED BRANDS INC | 87403A107 | COM | 184,099 | $2,750,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 43,600 | $2,748,000 | thousands by filing date | put |
| DHI GROUP INC | 23331S100 | COM | 695,222 | $2,746,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 70,000 | $2,743,000 | thousands by filing date | call |
| AMER STATES WTR CO COM | 029899101 | Stock | 61,886 | $2,742,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 25,100 | $2,742,000 | thousands by filing date | put |
| JETBLUE AWYS CORP | 477143101 | COM | 132,800 | $2,737,000 | thousands by filing date | put |
| PROSHARES TR II | 74347W247 | ULTA BLMBG 2017 | 143,850 | $2,736,000 | thousands by filing date | put |
| RYDEX ETF TRUST | 78355W486 | GUGGENHEIM SP | 101,448 | $2,736,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 21,300 | $2,734,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST | 73935X591 | DYN UTIL PORTF | 100,001 | $2,731,000 | thousands by filing date | |
| SUFFOLK BANCORP | 864739107 | COM | 67,567 | $2,730,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 16,500 | $2,729,000 | thousands by filing date | put |
| COMMERCEHUB INC | 20084V108 | COM SER A | 176,313 | $2,729,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 57,800 | $2,726,000 | thousands by filing date | call |
| HOLLYFRONTIER CORP | 436106108 | COM | 96,200 | $2,726,000 | thousands by filing date | call |
| SEALED AIR CORP NEW | 81211K100 | COM | 62,500 | $2,724,000 | thousands by filing date | call |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 210,027 | $2,722,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 60,230 | $2,722,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 91,321 | $2,715,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 300,611 | $2,709,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 357,600 | $2,707,000 | thousands by filing date | call |
| GS CONNECT S+P GSCI ENH COMM | 38144L852 | SP E | 124,291 | $2,703,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 417,079 | $2,699,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 120,441 | $2,698,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 16,799 | $2,680,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 157,671 | $2,673,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 21,300 | $2,667,000 | thousands by filing date | call |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 173,909 | $2,660,000 | thousands by filing date | |
| HRG GROUP INC COM | 40434J100 | Stock | 137,326 | $2,653,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280AT6 | NOTE 6.375%12/3 | 2,600,000 | $2,646,000 | thousands by filing date | principal |
| ETFIS SER TR I | 26923G301 | VIRTUS LIFESC CT | 114,022 | $2,644,000 | thousands by filing date | |
| PATHEON N V | N6865W105 | SHS | 100,293 | $2,642,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 142,100 | $2,635,000 | thousands by filing date | call |
| LHC GROUP | 50187A107 | COM | 48,808 | $2,631,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 144,800 | $2,627,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 102,500 | $2,625,000 | thousands by filing date | call |
| AK STEEL HOLDING CORP | 001547108 | COM | 365,100 | $2,625,000 | thousands by filing date | call |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 76,002 | $2,618,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 141,200 | $2,618,000 | thousands by filing date | put |
| FS KKR CAPITAL CORP | 302635107 | COM | 267,095 | $2,618,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 20,873 | $2,617,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 40,000 | $2,614,000 | thousands by filing date | call |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 76,900 | $2,613,000 | thousands by filing date | put |
| ILLUMINA INC | 452327109 | COM | 15,300 | $2,611,000 | thousands by filing date | call |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 398,084 | $2,607,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 95,300 | $2,606,000 | thousands by filing date | put |
| CRAY INC | 225223304 | COM NEW | 118,971 | $2,605,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 100,173 | $2,601,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 60,789 | $2,588,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 245,934 | $2,582,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 75,900 | $2,580,000 | thousands by filing date | call |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 50,005 | $2,580,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 34,994 | $2,578,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 80,261 | $2,577,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 159,412 | $2,576,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 41,600 | $2,574,000 | thousands by filing date | put |
| WORKDAY INC CL A | 98138H101 | Stock | 30,900 | $2,573,000 | thousands by filing date | call |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 50,100 | $2,568,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-17-000520 | superseded | 2017-05-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000769993-17-000549 | this filing | 2017-05-18 | acceptance time not in the bulk data set |