13F-HR/A filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR/A for the quarter ended 2017-03-31, filed 2017-05-18, with 6,718 holding rows worth $368,559,694,000.
- Accession
- 0000769993-17-000549
- Filer
- CIK 886982
- Filed
- 2017-05-18
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A holdings report, amendment of type restatement, 10,759 entries on the cover page, a total value of $368,559,694,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $368,559,694,000 with VALUE read as thousands by filing date, 13F file number 028-04981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGOLDMAN SACHS & CO. LLC028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
- included managerGoldman Sachs Financial Markets, L.P.028-14253
- included managerGOLDMAN SACHS EXECUTION & CLEARING, L.P.028-10292
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Cyber Security ETF | 26924G201 | Common | 300,897 | $8,882,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 334,300 | $8,836,000 | thousands by filing date | put |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 127,500 | $8,832,000 | thousands by filing date | call |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 40,300 | $8,795,000 | thousands by filing date | call |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 153,305 | $8,750,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 747,654 | $8,747,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 99,143 | $8,729,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 57,600 | $8,709,000 | thousands by filing date | call |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 204,200 | $8,666,000 | thousands by filing date | put |
| CENTURYLINK INC | 156700106 | COM | 367,400 | $8,660,000 | thousands by filing date | put |
| CMB.TECH NV SHS | B38564108 | Stock | 1,095,221 | $8,652,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 135,447 | $8,648,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 2,029,452 | $8,645,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 169,087 | $8,639,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 400,028 | $8,637,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 253,027 | $8,625,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 175,400 | $8,621,000 | thousands by filing date | call |
| NRG YIELD INC | 62942X306 | COM | 494,906 | $8,606,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 538,127 | $8,599,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 204,051 | $8,597,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 433,149 | $8,581,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 131,100 | $8,567,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 71,941 | $8,565,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 143,400 | $8,564,000 | thousands by filing date | call |
| IAMGOLD CORP COM | 450913108 | Stock | 2,140,919 | $8,564,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 39,100 | $8,559,000 | thousands by filing date | put |
| RPC INC | 749660106 | COMMON STOCK | 465,621 | $8,526,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 56,400 | $8,513,000 | thousands by filing date | |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 322,390 | $8,498,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 176,100 | $8,490,000 | thousands by filing date | call |
| TRIBUNE COMPANY | 896047503 | COMMON | 227,143 | $8,466,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PLC | 780097BB6 | NOTE 8.625%12/3 | 8,080,000 | $8,424,000 | thousands by filing date | principal |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 272,800 | $8,389,000 | thousands by filing date | call |
| Eaton Corp. Plc | G29183103 | COM | 113,100 | $8,386,000 | thousands by filing date | put |
| VIACOM INC | 92553P201 | CL B | 179,100 | $8,350,000 | thousands by filing date | put |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 274,300 | $8,344,000 | thousands by filing date | call |
| ARCONIC INC | 03965L100 | COM | 316,771 | $8,344,000 | thousands by filing date | call |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 60,075 | $8,329,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 402,820 | $8,326,000 | thousands by filing date | |
| ORTHOFIX INTL N V | N6748L102 | COM | 218,073 | $8,319,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 88,400 | $8,316,000 | thousands by filing date | put |
| GREIF INC | 397624107 | CL A | 150,861 | $8,311,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 182,700 | $8,309,000 | thousands by filing date | put |
| INSULET CORP COM | 45784P101 | Stock | 192,602 | $8,299,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 453,177 | $8,293,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 536,269 | $8,232,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 109,738 | $8,230,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 743,255 | $8,228,000 | thousands by filing date | |
| FCB Financial Holdings Inc Cla | 30255G103 | COM | 165,503 | $8,200,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 169,205 | $8,171,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 201,769 | $8,170,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 532,859 | $8,169,000 | thousands by filing date | |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 436,054 | $8,088,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 24,055 | $8,067,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 30,800 | $8,066,000 | thousands by filing date | put |
| AMBARELLA INC | G037AX101 | SHS | 147,400 | $8,064,000 | thousands by filing date | put |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 205,700 | $8,049,000 | thousands by filing date | call |
| RADIUS HEALTH INC | 750469207 | COM NEW | 207,873 | $8,034,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 82,305 | $8,027,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 216,500 | $7,991,000 | thousands by filing date | put |
| PPL CORP COM | 69351T106 | Stock | 213,700 | $7,990,000 | thousands by filing date | call |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 188,990 | $7,985,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 68,823 | $7,951,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A306 | COM NEW | 196,013 | $7,919,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 2,775,367 | $7,910,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 98,100 | $7,903,000 | thousands by filing date | put |
| WEBMD HEALTH CORP | 94770V102 | COM | 150,000 | $7,902,000 | thousands by filing date | call |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 834,742 | $7,880,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 217,462 | $7,861,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 116,900 | $7,847,000 | thousands by filing date | put |
| GENWORTH FINL INC | 37247D106 | COM SHS | 1,902,228 | $7,837,000 | thousands by filing date | |
| LCI INDS | 50189K103 | COM | 78,496 | $7,834,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 78,324 | $7,813,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 188,682 | $7,802,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 372,383 | $7,794,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 2,615,299 | $7,793,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 283,449 | $7,780,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 156,487 | $7,775,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 155,124 | $7,755,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 453,477 | $7,740,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 536,477 | $7,726,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 141,500 | $7,723,000 | thousands by filing date | put |
| MSA SAFETY INC COM | 553498106 | Stock | 109,235 | $7,722,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 372,515 | $7,708,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 385,265 | $7,705,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 90,800 | $7,703,000 | thousands by filing date | call |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 99,600 | $7,698,000 | thousands by filing date | call |
| KOHLS CORP | 500255104 | COM | 193,200 | $7,691,000 | thousands by filing date | call |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 41,200 | $7,673,000 | thousands by filing date | put |
| AGNC INVT CORP COM | 00123Q104 | REIT | 385,700 | $7,672,000 | thousands by filing date | put |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 234,209 | $7,647,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 64,400 | $7,638,000 | thousands by filing date | put |
| NEW YORK REIT INC | 64976L109 | COM | 787,929 | $7,635,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 184,600 | $7,630,000 | thousands by filing date | call |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 63,300 | $7,611,000 | thousands by filing date | call |
| American Tower Corporation | 03027X100 | COM | 62,600 | $7,608,000 | thousands by filing date | put |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 75,108 | $7,579,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 340,153 | $7,559,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 546,595 | $7,559,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 139,326 | $7,539,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 359,682 | $7,538,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 174,471 | $7,511,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 239,600 | $7,495,000 | thousands by filing date | call |
| BGC PARTNERS INC | 05541T101 | CL A | 659,198 | $7,489,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 70,100 | $7,478,000 | thousands by filing date | call |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 196,800 | $7,471,000 | thousands by filing date | call |
| Direxion Daily Small Cap Bear | 25490k521 | COM | 413,500 | $7,460,000 | thousands by filing date | put |
| NEOGEN CORP | 640491106 | COM | 113,777 | $7,458,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 105,393 | $7,456,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 480,600 | $7,449,000 | thousands by filing date | put |
| RANGE RES CORP COM | 75281A109 | Stock | 255,700 | $7,441,000 | thousands by filing date | call |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 182,900 | $7,440,000 | thousands by filing date | put |
| WPP PLC NEW ADR | 92937A102 | ADR | 67,994 | $7,439,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 300,786 | $7,415,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 102,000 | $7,406,000 | thousands by filing date | put |
| TESARO INC | 881569107 | COM | 48,000 | $7,386,000 | thousands by filing date | call |
| SONIC CORP | 835451105 | COM | 290,194 | $7,360,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 207,858 | $7,358,000 | thousands by filing date | |
| OI SA-ADR | 670851500 | ADR | 1,129,561 | $7,354,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 237,222 | $7,337,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 80,400 | $7,327,000 | thousands by filing date | put |
| MTGE INVT CORP COM | 55378A105 | REIT | 436,457 | $7,311,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 227,700 | $7,307,000 | thousands by filing date | put |
| NIC INC | 62914B100 | COM | 361,488 | $7,302,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 149,200 | $7,296,000 | thousands by filing date | put |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 327,822 | $7,291,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 138,900 | $7,280,000 | thousands by filing date | call |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 146,000 | $7,280,000 | thousands by filing date | call |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 483,922 | $7,279,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 65,000 | $7,278,000 | thousands by filing date | put |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 232,667 | $7,278,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 317,958 | $7,259,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 777,685 | $7,248,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 866,881 | $7,239,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 584,448 | $7,230,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 932,399 | $7,227,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 345,600 | $7,202,000 | thousands by filing date | call |
| CANTEL MEDICAL CORP | 138098108 | COM | 89,758 | $7,190,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 382,738 | $7,188,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 86,051 | $7,180,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 108,923 | $7,162,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 126,298 | $7,149,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 333,928 | $7,142,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 355,085 | $7,134,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 94,242 | $7,117,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 98,166 | $7,116,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 327,100 | $7,111,000 | thousands by filing date | put |
| V F CORP COM | 918204108 | Stock | 128,700 | $7,075,000 | thousands by filing date | call |
| COSAN LTD | G25343107 | SHS A | 826,651 | $7,060,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 114,789 | $7,059,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 95,600 | $7,053,000 | thousands by filing date | call |
| SILVER WHEATON CORP | 828336107 | COM | 337,700 | $7,038,000 | thousands by filing date | put |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 130,700 | $7,026,000 | thousands by filing date | put |
| REGIS CORP | 758932107 | COM | 598,318 | $7,013,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 722,300 | $6,999,000 | thousands by filing date | call |
| STRATEGY INC CL A NEW | 594972408 | Stock | 37,170 | $6,981,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 130,235 | $6,974,000 | thousands by filing date | |
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 698,678 | $6,966,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 479,318 | $6,959,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 440,400 | $6,958,000 | thousands by filing date | call |
| GAP INC COM | 364760108 | Stock | 286,400 | $6,957,000 | thousands by filing date | call |
| CABLE ONE INC | 12685J105 | COM | 11,134 | $6,953,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 169,900 | $6,935,000 | thousands by filing date | call |
| PAYCHEX INC | 704326107 | COM | 117,700 | $6,933,000 | thousands by filing date | put |
| INGEVITY CORP COM | 45688C107 | Stock | 113,757 | $6,923,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 129,457 | $6,906,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 267,525 | $6,900,000 | thousands by filing date | |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 281,646 | $6,900,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 155,000 | $6,882,000 | thousands by filing date | call |
| iShares MSCI Mexico ETF | 464286822 | SHS | 134,400 | $6,877,000 | thousands by filing date | call |
| ACXIOM CORP | 005125109 | COMMON STOCK | 241,278 | $6,869,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 100,816 | $6,846,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 303,974 | $6,845,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 82,331 | $6,832,000 | thousands by filing date | |
| TWITTER INC | 90184LAB8 | NOTE 0.250% 9/1 | 7,269,000 | $6,824,000 | thousands by filing date | principal |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 56,600 | $6,823,000 | thousands by filing date | put |
| ILG INC | 44967H101 | COM | 325,477 | $6,822,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 393,087 | $6,801,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 127,123 | $6,794,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 109,758 | $6,789,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 152,900 | $6,789,000 | thousands by filing date | put |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 351,640 | $6,769,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 308,125 | $6,767,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 286,300 | $6,760,000 | thousands by filing date | call |
| KNOWLES CORP COM | 49926D109 | Stock | 356,191 | $6,750,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 51,166 | $6,737,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 128,500 | $6,735,000 | thousands by filing date | put |
| YUM BRANDS INC COM | 988498101 | Stock | 105,200 | $6,722,000 | thousands by filing date | put |
| WBMD 1.5 12/20 | 94770VAK8 | Bond 30/360P2 U | 5,668,000 | $6,720,000 | thousands by filing date | principal |
| ALLETE INC | 018522300 | COM NEW | 99,098 | $6,710,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 54,386 | $6,692,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 72,500 | $6,680,000 | thousands by filing date | call |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 51,943 | $6,670,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 70,758 | $6,666,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 111,300 | $6,658,000 | thousands by filing date | call |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 114,849 | $6,655,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 183,960 | $6,654,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 417,950 | $6,645,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 563,018 | $6,644,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 1,425,077 | $6,641,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 182,600 | $6,638,000 | thousands by filing date | put |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 275,497 | $6,634,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 228,920 | $6,632,000 | thousands by filing date | call |
| TJX Companies Inc | 872540109 | COM | 83,800 | $6,627,000 | thousands by filing date | call |
| ITRON INC COM | 465741106 | Stock | 109,149 | $6,626,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 230,143 | $6,617,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 787,689 | $6,616,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 783,978 | $6,601,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 494,399 | $6,600,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 120,475 | $6,591,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 300,000 | $6,579,000 | thousands by filing date | put |
| MAXLINEAR INC | 57776J100 | COM | 233,508 | $6,550,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 98,954 | $6,546,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 214,305 | $6,544,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 1,919,107 | $6,543,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 110,014 | $6,531,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 587,668 | $6,523,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 50,800 | $6,521,000 | thousands by filing date | put |
| AVISTA CORP COM | 05379B107 | Stock | 166,932 | $6,519,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K570 | DAILY GOLD MINER | 724,800 | $6,516,000 | thousands by filing date | call |
| WHITING PETE CORP NEW | 966387102 | COM | 688,600 | $6,514,000 | thousands by filing date | put |
| LUMOS NETWORKS CORP | 550283105 | COM | 367,641 | $6,507,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 284,601 | $6,506,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 459,100 | $6,505,000 | thousands by filing date | put |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 123,819 | $6,503,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 89,495 | $6,500,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 140,600 | $6,473,000 | thousands by filing date | call |
| CALERES INC | 129500104 | COM | 244,978 | $6,473,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 1,031,570 | $6,468,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 100,000 | $6,455,000 | thousands by filing date | call |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 19,700 | $6,448,000 | thousands by filing date | put |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 424,557 | $6,428,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 702,500 | $6,407,000 | thousands by filing date | call |
| VGT | 92204A702 | SHS | 47,215 | $6,404,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 581,400 | $6,395,000 | thousands by filing date | call |
| ATLASSIAN CORP | G06242104 | CL A | 213,407 | $6,391,000 | thousands by filing date | |
| ISHARES TR | 46435G326 | CORE MSCI INTL | 125,000 | $6,388,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 336,000 | $6,384,000 | thousands by filing date | call |
| KOHLS CORP | 500255104 | COM | 160,100 | $6,374,000 | thousands by filing date | put |
| HILLTOP HLDGS INC | 432748101 | COM | 232,001 | $6,373,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 668,025 | $6,373,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 401,300 | $6,369,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 167,100 | $6,368,000 | thousands by filing date | call |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 5,320 | $6,358,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 302,689 | $6,356,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 147,407 | $6,353,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 1,251,429 | $6,345,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 28,800 | $6,341,000 | thousands by filing date | call |
| RALPH LAUREN CORP | 751212101 | CL A | 77,600 | $6,334,000 | thousands by filing date | put |
| BOYDGAMINGCORP | 103304101 | STOK | 287,158 | $6,320,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 162,400 | $6,316,000 | thousands by filing date | call |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 86,219 | $6,315,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 135,300 | $6,301,000 | thousands by filing date | put |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 109,069 | $6,292,000 | thousands by filing date | |
| AMERICAN TOWER CORP NEW | 03027X407 | DEP PFD CONV SE | 56,215 | $6,279,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 262,439 | $6,277,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 71,600 | $6,266,000 | thousands by filing date | call |
| PALO ALTO NETWORKS INC | 697435AB1 | NOTE 7/0 | 5,253,000 | $6,251,000 | thousands by filing date | principal |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 183,600 | $6,239,000 | thousands by filing date | call |
| INFRAREIT INC | 45685L100 | COM | 346,219 | $6,232,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 92,094 | $6,230,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 3,888,017 | $6,221,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 177,939 | $6,217,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 148,474 | $6,204,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST INC | 85571BAA3 | CORPORATE OBLIG | 5,675,000 | $6,196,000 | thousands by filing date | principal |
| CONSOLIDATED EDISON INC | 209115104 | COM | 79,600 | $6,182,000 | thousands by filing date | put |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 312,008 | $6,178,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 71,665 | $6,176,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 237,600 | $6,166,000 | thousands by filing date | call |
| WALKER&DUNLOPINC | 93148P102 | STOK | 147,893 | $6,165,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 97,332 | $6,157,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 213,488 | $6,148,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 114,200 | $6,123,000 | thousands by filing date | put |
| ARCHROCK INC | 03957W106 | COM | 493,705 | $6,122,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 105,200 | $6,116,000 | thousands by filing date | call |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 61,929 | $6,103,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 205,000 | $6,093,000 | thousands by filing date | call |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 662,314 | $6,093,000 | thousands by filing date | |
| EXAR CORP | 300645108 | COMMON STOCK | 467,932 | $6,088,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 741,100 | $6,084,000 | thousands by filing date | put |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 551,200 | $6,080,000 | thousands by filing date | call |
| GENWORTH FINL INC | 37247D106 | COM SHS | 1,475,100 | $6,077,000 | thousands by filing date | call |
| CRM 0.25 4/1/18 | 79466LAD6 | Bond 30/360P2 U | 4,700,000 | $6,057,000 | thousands by filing date | principal |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 58,500 | $6,049,000 | thousands by filing date | put |
| WISDOMTREE INC | 97717P104 | COM | 665,892 | $6,046,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 50,000 | $6,039,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 130,974 | $6,037,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 290,296 | $6,017,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 266,600 | $6,012,000 | thousands by filing date | put |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 1,683,908 | $6,012,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 238,616 | $6,001,000 | thousands by filing date | |
| CIENA CORP | 171779AE1 | NOTE | 6,018,000 | $5,992,000 | thousands by filing date | principal |
| PBF ENERGY INC | 69318G106 | CL A | 270,000 | $5,986,000 | thousands by filing date | call |
| RETROPHIN INC | 761299106 | COM | 323,924 | $5,980,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 327,192 | $5,971,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 85,500 | $5,962,000 | thousands by filing date | put |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 472,597 | $5,954,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 308,330 | $5,948,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 139,646 | $5,928,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 50,295 | $5,922,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 681,500 | $5,922,000 | thousands by filing date | call |
| ISHARES TR | 46435G813 | MSCI SPAIN ETF | 260,060 | $5,922,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 81,400 | $5,910,000 | thousands by filing date | call |
| PVH CORPORATION COM | 693656100 | Stock | 57,100 | $5,908,000 | thousands by filing date | put |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 265,103 | $5,901,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 85,300 | $5,890,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 339,189 | $5,885,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 133,540 | $5,872,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODUCTS INC | 16938C106 | COMM STK | 58,559 | $5,863,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 106,483 | $5,862,000 | thousands by filing date | |
| MIDSTATES PETE CO INC | 59804T407 | COM PAR | 317,550 | $5,859,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 67,600 | $5,847,000 | thousands by filing date | call |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 95,692 | $5,846,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 240,000 | $5,837,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 55,341 | $5,827,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 168,520 | $5,797,000 | thousands by filing date | put |
| HEXCEL CORP NEW | 428291108 | COM | 106,100 | $5,788,000 | thousands by filing date | call |
| ISHARES TR | 464288265 | MSCI KOKUSAI ETF | 99,170 | $5,775,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 144,000 | $5,767,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 716,614 | $5,755,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 216,996 | $5,753,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 63,100 | $5,730,000 | thousands by filing date | put |
| UNDER ARMOUR INC | 904311107 | CL A | 289,600 | $5,728,000 | thousands by filing date | put |
| BMC STK HLDGS INC | 05591B109 | COM | 253,255 | $5,724,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 244,711 | $5,714,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 55,000 | $5,704,000 | thousands by filing date | put |
| CACI INTL INC CL A | 127190304 | Stock | 48,580 | $5,699,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 151,980 | $5,669,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 90,600 | $5,657,000 | thousands by filing date | call |
| PENNEY J C INC | 708160106 | COM | 917,900 | $5,654,000 | thousands by filing date | put |
| SASOL LTD | 803866300 | SPONSORED ADR | 191,763 | $5,638,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 179,154 | $5,634,000 | thousands by filing date | |
| RELX NV | 75955B102 | SPONSORED ADR | 302,752 | $5,619,000 | thousands by filing date | |
| ING GROEP N V | 456837AE3 | DBCV 6.000%12/2 | 5,640,000 | $5,619,000 | thousands by filing date | principal |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 112,081 | $5,617,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 138,397 | $5,615,000 | thousands by filing date | |
| FINANCIAL ENGINES INC | 317485100 | COM | 128,617 | $5,601,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 117,229 | $5,594,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K570 | DAILY GOLD MINER | 622,100 | $5,593,000 | thousands by filing date | put |
| AVIS BUDGET GROUP INC | 053774105 | COM | 188,900 | $5,588,000 | thousands by filing date | put |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 178,482 | $5,586,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 251,228 | $5,575,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 68,349 | $5,574,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 2,274,389 | $5,572,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 27,005 | $5,564,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 124,719 | $5,552,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 108,400 | $5,549,000 | thousands by filing date | put |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 777,146 | $5,541,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 48,615 | $5,528,000 | thousands by filing date | |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 88,382 | $5,528,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 111,360 | $5,518,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 192,500 | $5,517,000 | thousands by filing date | put |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 266,743 | $5,509,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 71,000 | $5,507,000 | thousands by filing date | put |
| NUVASIVE INC | 670704AG0 | NOTE 2.250% 3/1 | 4,038,000 | $5,507,000 | thousands by filing date | principal |
| URBAN EDGE PPTYS | 91704F104 | COM | 209,030 | $5,497,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 70,000 | $5,492,000 | thousands by filing date | put |
| DISCOVER FINL SVCS | 254709108 | COM | 80,200 | $5,485,000 | thousands by filing date | call |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 127,000 | $5,480,000 | thousands by filing date | call |
| RAYONIER ADVANCED MATLS INC | 75508B203 | PFD CV SER A | 53,351 | $5,455,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 312,381 | $5,451,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 82,600 | $5,444,000 | thousands by filing date | put |
| NEWLINK GENETICS CORP | 651511107 | COM | 225,868 | $5,443,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 56,800 | $5,436,000 | thousands by filing date | put |
| YANDEX N.V. | 98474TAB3 | 1.125% CNV BDS 15/12/18 USD | 5,697,000 | $5,434,000 | thousands by filing date | principal |
| THE BANK OF NOVA4 5 25F DUE 12/16/25 | 064159HB5 | FOREIGN BONDS (US $) | 5,200,000 | $5,433,000 | thousands by filing date | principal |
| EXELON CORP | 30161N127 | UNIT 99/99/9999 | 110,000 | $5,430,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 204,500 | $5,429,000 | thousands by filing date | put |
| CIGNA CORPORATION | 125509109 | COM | 37,000 | $5,420,000 | thousands by filing date | put |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 379,700 | $5,415,000 | thousands by filing date | put |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 150,000 | $5,412,000 | thousands by filing date | put |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 657,100 | $5,395,000 | thousands by filing date | call |
| LENDINGCLUB CORP | 52603A109 | COM | 982,342 | $5,393,000 | thousands by filing date | |
| RH | 74967X103 | COM | 116,500 | $5,389,000 | thousands by filing date | call |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 50,905 | $5,384,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 126,533 | $5,380,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 267,810 | $5,370,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 1,261,200 | $5,360,000 | thousands by filing date | call |
| MCGRATH RENTCORP | 580589109 | COM | 159,543 | $5,356,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 105,988 | $5,350,000 | thousands by filing date | |
| INFINERA CORPORATION | 45667GAB9 | DBCV 1.750% 6/0 | 5,025,000 | $5,349,000 | thousands by filing date | principal |
| TRUEBLUE INC | 89785X101 | COM | 195,188 | $5,339,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 73,200 | $5,337,000 | thousands by filing date | put |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 297,291 | $5,336,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 105,872 | $5,325,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 115,240 | $5,317,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 90,600 | $5,316,000 | thousands by filing date | call |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 376,879 | $5,314,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 80,000 | $5,311,000 | thousands by filing date | call |
| CABELAS INC | 126804301 | COM | 100,000 | $5,311,000 | thousands by filing date | call |
| SUPERIOR INDS INTL INC | 868168105 | COM | 209,517 | $5,311,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 176,149 | $5,294,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 324,344 | $5,290,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 440,753 | $5,289,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 126,391 | $5,288,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 870,131 | $5,282,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 62,200 | $5,274,000 | thousands by filing date | call |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 949,963 | $5,273,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 20,100 | $5,264,000 | thousands by filing date | call |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 204,199 | $5,258,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 127,200 | $5,257,000 | thousands by filing date | put |
| PROSHARES TR II | 74347W239 | ULTRA VIX ETF | 324,859 | $5,253,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 136,424 | $5,252,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 47,900 | $5,238,000 | thousands by filing date | put |
| TESLA INC | 88160RAD3 | NOTE 2.375% 3/1 | 5,027,000 | $5,238,000 | thousands by filing date | principal |
| ENBRIDGE INC COM | 29250N105 | Stock | 125,000 | $5,230,000 | thousands by filing date | put |
| BROADSOFT INC | 11133B409 | COM | 130,056 | $5,228,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC | 38147QMF0 | CNV | 5,696,000 | $5,220,000 | thousands by filing date | principal |
| PIER 1 IMPORTS INC | 720279108 | COM | 727,572 | $5,209,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 586,554 | $5,202,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 620,613 | $5,201,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 50,000 | $5,192,000 | thousands by filing date | call |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 161,887 | $5,177,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 270,238 | $5,175,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 34,900 | $5,174,000 | thousands by filing date | call |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 249,771 | $5,170,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 146,676 | $5,163,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 217,560 | $5,150,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 164,993 | $5,143,000 | thousands by filing date | |
| CLAYMORE CEF GS ETF | 362273104 | ETF | 315,852 | $5,133,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 460,183 | $5,131,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 106,700 | $5,129,000 | thousands by filing date | put |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 128,613 | $5,128,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 138,742 | $5,108,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 25,000 | $5,100,000 | thousands by filing date | put |
| PINNACLE ENTMT INC NEW | 72348Y105 | COM | 260,235 | $5,080,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 289,884 | $5,076,000 | thousands by filing date | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 169,592 | $5,075,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 98,900 | $5,055,000 | thousands by filing date | put |
| OCCIDENTAL PETE CORP | 674599105 | COM | 79,700 | $5,050,000 | thousands by filing date | put |
| THOR INDS INC | 885160101 | COM | 52,500 | $5,047,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 125,000 | $5,046,000 | thousands by filing date | |
| FIRSTCASH HOLDINGS INC. | 33767D105 | Common Stock | 102,481 | $5,037,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 5,000,000 | $5,009,000 | thousands by filing date | principal |
| DERMIRA INC | 24983L104 | COM | 146,743 | $5,005,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 105,600 | $4,992,000 | thousands by filing date | call |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 189,800 | $4,959,000 | thousands by filing date | put |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 46,400 | $4,950,000 | thousands by filing date | put |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 201,829 | $4,949,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 93,656 | $4,940,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 101,400 | $4,934,000 | thousands by filing date | put |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 242,028 | $4,918,000 | thousands by filing date | |
| GGP INC | 36174X101 | COM | 211,500 | $4,903,000 | thousands by filing date | call |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 168,168 | $4,887,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 5,551 | $4,884,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 264,500 | $4,883,000 | thousands by filing date | call |
| MBIA INC | 55262C100 | COMMON STOCK | 576,166 | $4,881,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 89,200 | $4,880,000 | thousands by filing date | call |
| YUM BRANDS INC COM | 988498101 | Stock | 76,300 | $4,876,000 | thousands by filing date | call |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 553,501 | $4,876,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 1,192,915 | $4,867,000 | thousands by filing date | |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 100,439 | $4,862,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 114,815 | $4,862,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 55,693 | $4,856,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 200,000 | $4,856,000 | thousands by filing date | put |
| JELD-WEN HLDG INC | 47580P103 | COM | 147,727 | $4,853,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 325,590 | $4,851,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 134,700 | $4,847,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 106,305 | $4,824,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 50,600 | $4,822,000 | thousands by filing date | call |
| COMMUNITY USD0.01 | 20369C106 | COM | 201,500 | $4,816,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 219,700 | $4,811,000 | thousands by filing date | put |
| STEPAN CO | 858586100 | COM | 60,923 | $4,801,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 367,900 | $4,790,000 | thousands by filing date | call |
| GIGAMON INC | 37518B102 | COM | 134,623 | $4,785,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 38,300 | $4,783,000 | thousands by filing date | put |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 50,700 | $4,775,000 | thousands by filing date | call |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 23,913 | $4,769,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 104,361 | $4,769,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 288,903 | $4,767,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 131,786 | $4,751,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X186 | EURO STOXX 50 | 123,220 | $4,751,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 63,591 | $4,750,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 50,304 | $4,749,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 338,671 | $4,748,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 79,200 | $4,741,000 | thousands by filing date | put |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 400,870 | $4,738,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 41,655 | $4,737,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 264,900 | $4,736,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 97,730 | $4,734,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 299,100 | $4,726,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F676 | COM | 59,000 | $4,703,000 | thousands by filing date | put |
| RINGCENTRAL INC | 76680R206 | CL A | 165,947 | $4,697,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 249,751 | $4,692,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 271,047 | $4,684,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 194,044 | $4,682,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 859,477 | $4,676,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 274,720 | $4,670,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 84,222 | $4,670,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 60,000 | $4,654,000 | thousands by filing date | put |
| CIMPRESS N V | N20146101 | SHS EURO | 54,000 | $4,654,000 | thousands by filing date | put |
| RYDEX GUGGENHEIM | 78355W882 | CONSUMR DISCRT | 50,000 | $4,648,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 114,614 | $4,643,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 183,852 | $4,640,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 83,558 | $4,637,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 67,600 | $4,623,000 | thousands by filing date | put |
| AK STEEL HOLDING CORP | 001547108 | COM | 642,000 | $4,616,000 | thousands by filing date | put |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 196,884 | $4,615,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 249,544 | $4,614,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 505,700 | $4,612,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-17-000520 | superseded | 2017-05-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000769993-17-000549 | this filing | 2017-05-18 | acceptance time not in the bulk data set |