13F-HR filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-05-15, with 6,718 holding rows worth $368,559,694,000.
- Accession
- 0000769993-17-000520
- Filer
- CIK 886982
- Filed
- 2017-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A holdings report, 10,759 entries on the cover page, a total value of $368,559,694,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $368,559,694,000 with VALUE read as thousands by filing date, 13F file number 028-04981. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerGOLDMAN SACHS & CO. LLC028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
- included managerGoldman Sachs Financial Markets, L.P.028-14253
- included managerGOLDMAN SACHS EXECUTION & CLEARING, L.P.028-10292
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 402,558 | $2,565,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 66,200 | $2,559,000 | thousands by filing date | put |
| EP ENERGY CORP | 268785102 | CL A | 538,714 | $2,558,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 149,083 | $2,557,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 42,800 | $2,556,000 | thousands by filing date | call |
| QUALYS INC COM | 74758T303 | Stock | 67,422 | $2,555,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 89,000 | $2,551,000 | thousands by filing date | call |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 236,721 | $2,545,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 346,645 | $2,544,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 55,700 | $2,544,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST | 73935X393 | CON STAPLE SEC | 43,161 | $2,543,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 92,600 | $2,542,000 | thousands by filing date | call |
| AGENUS INC | 00847G705 | COM NEW | 673,333 | $2,539,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 143,344 | $2,537,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 77,935 | $2,533,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 64,200 | $2,533,000 | thousands by filing date | put |
| NELNET INC | 64031N108 | CL A | 57,675 | $2,530,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 16,700 | $2,529,000 | thousands by filing date | call |
| CNX COAL RES LP COM UNIT RP LP | 12592V100 | Stock | 149,193 | $2,529,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 234,600 | $2,527,000 | thousands by filing date | call |
| PEGASYSTEMS INC COM | 705573103 | Stock | 57,596 | $2,526,000 | thousands by filing date | |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 121,456 | $2,526,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 24,222 | $2,520,000 | thousands by filing date | |
| INTEGER HLDGS CORP | 45826H109 | COM | 62,701 | $2,520,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 18,650 | $2,519,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 76,700 | $2,512,000 | thousands by filing date | put |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 551,445 | $2,509,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 25,000 | $2,507,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 168,609 | $2,504,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 101,700 | $2,496,000 | thousands by filing date | put |
| TYSON FOODS | 902494301 | COM | 37,252 | $2,496,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 35,200 | $2,493,000 | thousands by filing date | call |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 155,823 | $2,487,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 52,531 | $2,487,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 60,900 | $2,486,000 | thousands by filing date | put |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 49,000 | $2,486,000 | thousands by filing date | put |
| WILDHORSE RESOURCE DEV CORP | 96812T102 | COM | 199,829 | $2,486,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 60,329 | $2,483,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 81,973 | $2,477,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 104,700 | $2,472,000 | thousands by filing date | put |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 78,263 | $2,471,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 65,829 | $2,469,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 53,200 | $2,469,000 | thousands by filing date | put |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 966,752 | $2,465,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 99,923 | $2,460,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 82,900 | $2,452,000 | thousands by filing date | call |
| HOPE BANCORP INC | 43940T109 | COM | 127,696 | $2,448,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 40,300 | $2,446,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 77,578 | $2,445,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 40,000 | $2,444,000 | thousands by filing date | put |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 17,997 | $2,440,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 72,988 | $2,435,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 96,567 | $2,433,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 365,585 | $2,431,000 | thousands by filing date | |
| XPERI CORP | 98421B100 | COM | 71,590 | $2,431,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 116,823 | $2,430,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 142,200 | $2,429,000 | thousands by filing date | call |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 81,243 | $2,425,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 54,400 | $2,425,000 | thousands by filing date | put |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 155,498 | $2,421,000 | thousands by filing date | |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 99,100 | $2,420,000 | thousands by filing date | put |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 38,800 | $2,414,000 | thousands by filing date | call |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 23,300 | $2,412,000 | thousands by filing date | call |
| PACKAGING CORP AMER COM | 695156109 | Stock | 26,300 | $2,410,000 | thousands by filing date | call |
| PROSHARES TR II SHT | 74347W627 | VIX ST TRM | 17,074 | $2,410,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 158,491 | $2,407,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 295,474 | $2,393,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 22,644 | $2,391,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 40,000 | $2,388,000 | thousands by filing date | put |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 21,628 | $2,386,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 181,483 | $2,386,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 56,276 | $2,386,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 226,568 | $2,381,000 | thousands by filing date | |
| K2M GROUP HLDGS INC | 48273J107 | COM | 116,037 | $2,380,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 73,100 | $2,376,000 | thousands by filing date | put |
| RYDEX ETF TRUST GUG | 78355W502 | S\&P.* PV | 38,014 | $2,370,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 50,002 | $2,367,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 198,300 | $2,366,000 | thousands by filing date | call |
| INNOSPEC INC | 45768S105 | COM | 36,538 | $2,366,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 724,000 | $2,366,000 | thousands by filing date | principal |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 55,100 | $2,362,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 156,900 | $2,361,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 256,300 | $2,361,000 | thousands by filing date | put |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 89,563 | $2,360,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 215,292 | $2,359,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 60,017 | $2,356,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 193,386 | $2,348,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 92,561 | $2,346,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 43,017 | $2,341,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 28,000 | $2,337,000 | thousands by filing date | put |
| ATWOOD OCEANICS INC | 050095108 | COM | 245,061 | $2,335,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 54,000 | $2,331,000 | thousands by filing date | call |
| RAVEN INDS INC COM | 754212108 | Stock | 80,212 | $2,330,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 115,003 | $2,329,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 163,700 | $2,329,000 | thousands by filing date | put |
| NEXEO SOLUTIONS INC | 65342H102 | COM SHS | 262,779 | $2,328,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 36,053 | $2,325,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 66,631 | $2,323,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 47,500 | $2,323,000 | thousands by filing date | call |
| LENDINGCLUB CORP | 52603A109 | COM | 422,700 | $2,321,000 | thousands by filing date | put |
| DYNEGY INC NEW DEL | 26817R108 | COM | 294,778 | $2,317,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 111,500 | $2,314,000 | thousands by filing date | call |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 1,562,405 | $2,312,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 43,100 | $2,308,000 | thousands by filing date | put |
| HUB GROUP INC | 443320106 | CL A | 49,717 | $2,307,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 66,600 | $2,301,000 | thousands by filing date | put |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 48,700 | $2,300,000 | thousands by filing date | call |
| ServiceNow,Inc. | 81762P102 | COM | 26,200 | $2,292,000 | thousands by filing date | put |
| STONEGATE MTG CORP | 86181Q300 | COM | 287,790 | $2,291,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 44,086 | $2,290,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 13,400 | $2,287,000 | thousands by filing date | put |
| BEACON FINANCIAL CORP. | 084680107 | COM | 63,250 | $2,280,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 110,089 | $2,279,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 38,435 | $2,277,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 588,544 | $2,277,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 113,497 | $2,276,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 50,229 | $2,275,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 66,980 | $2,271,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 74,100 | $2,270,000 | thousands by filing date | call |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 28,500 | $2,269,000 | thousands by filing date | call |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 173,500 | $2,268,000 | thousands by filing date | call |
| ENCANA CORP | 292505104 | COM | 193,700 | $2,268,000 | thousands by filing date | call |
| KINROSS GOLD CORP | 496902404 | COM | 645,700 | $2,266,000 | thousands by filing date | put |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 43,719 | $2,264,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 10,700 | $2,263,000 | thousands by filing date | put |
| SAFETY INS GROUP INC | 78648T100 | COM | 32,231 | $2,259,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 80,510 | $2,258,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 40,082 | $2,255,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 93,528 | $2,250,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 265,042 | $2,248,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 87,033 | $2,245,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 83,635 | $2,244,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 116,802 | $2,243,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 182,600 | $2,241,000 | thousands by filing date | call |
| TRIPADVISOR INC | 896945201 | COM | 51,900 | $2,240,000 | thousands by filing date | put |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 218,722 | $2,238,000 | thousands by filing date | |
| SCHULMAN (A.) INC | 808194104 | COM | 71,183 | $2,238,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 50,315 | $2,236,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 100,000 | $2,235,000 | thousands by filing date | call |
| EVERI HLDGS INC | 30034T103 | COM | 466,515 | $2,235,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 98,222 | $2,231,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 981,997 | $2,229,000 | thousands by filing date | |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 227,121 | $2,226,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 272,300 | $2,225,000 | thousands by filing date | call |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 555,766 | $2,223,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 4,743 | $2,220,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 46,600 | $2,218,000 | thousands by filing date | put |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 23,227 | $2,208,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 32,438 | $2,205,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 73,300 | $2,203,000 | thousands by filing date | call |
| INPHI CORP | 45772F107 | COM | 45,109 | $2,202,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 37,400 | $2,201,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 26,026 | $2,201,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X419 | CON DISCRE SEC | 50,727 | $2,200,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 58,012 | $2,199,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 51,407 | $2,199,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 75,910 | $2,198,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 309,088 | $2,192,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 80,890 | $2,188,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 61,883 | $2,185,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 26,100 | $2,184,000 | thousands by filing date | put |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 139,969 | $2,184,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 70,100 | $2,183,000 | thousands by filing date | call |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 243,000 | $2,182,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 118,177 | $2,181,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 117,059 | $2,177,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 43,520 | $2,174,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 62,190 | $2,170,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 346,702 | $2,170,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 157,500 | $2,167,000 | thousands by filing date | put |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 133,184 | $2,164,000 | thousands by filing date | |
| PRESIDIO INC | 74102M103 | COM | 139,641 | $2,162,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 66,713 | $2,157,000 | thousands by filing date | |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 50,129 | $2,156,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 109,088 | $2,154,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X665 | INTL MTRLS SEC | 98,547 | $2,152,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 100,784 | $2,152,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 950,442 | $2,148,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 171,742 | $2,147,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 84,960 | $2,146,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 90,900 | $2,141,000 | thousands by filing date | call |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 45,361 | $2,141,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 65,093 | $2,141,000 | thousands by filing date | |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 165,873 | $2,136,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 24,100 | $2,133,000 | thousands by filing date | call |
| KKR & CO LP | 48248M102 | COMMON STOCK | 117,000 | $2,133,000 | thousands by filing date | call |
| ENVESTNET INC | 29404K106 | COM | 65,976 | $2,131,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 245,200 | $2,128,000 | thousands by filing date | call |
| PARSLEY ENERGY INC | 701877102 | CL A | 65,000 | $2,113,000 | thousands by filing date | put |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 11,000 | $2,111,000 | thousands by filing date | put |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 57,300 | $2,109,000 | thousands by filing date | put |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 51,364 | $2,108,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 50,000 | $2,108,000 | thousands by filing date | call |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 98,151 | $2,108,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 133,430 | $2,107,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 21,100 | $2,106,000 | thousands by filing date | call |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 50,001 | $2,102,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 119,614 | $2,096,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 14,700 | $2,096,000 | thousands by filing date | put |
| PROOFPOINT INC | 743424AD5 | DBCV 0.750% 6/1 | 1,840,000 | $2,094,000 | thousands by filing date | principal |
| NEWLINK GENETICS CORP | 651511107 | COM | 86,800 | $2,092,000 | thousands by filing date | call |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 45,700 | $2,084,000 | thousands by filing date | call |
| NIMBLE STORAGE INC | 65440R101 | COM | 166,729 | $2,084,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 25,000 | $2,082,000 | thousands by filing date | put |
| EXTREME NETWORKS INC | 30226D106 | COM | 277,222 | $2,082,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 26,800 | $2,079,000 | thousands by filing date | call |
| GLAUKOS CORP COM | 377322102 | Stock | 40,494 | $2,077,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 34,884 | $2,077,000 | thousands by filing date | |
| OLD REP INTL CORP | 680223AH7 | NOTE 3.750% 3/1 | 1,560,000 | $2,076,000 | thousands by filing date | principal |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 65,302 | $2,075,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 33,300 | $2,074,000 | thousands by filing date | call |
| BLUEBIRD BIO INC | 09609G100 | COM | 22,800 | $2,073,000 | thousands by filing date | call |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 201,554 | $2,072,000 | thousands by filing date | |
| ASSOCIATED BANC CORP | 045487113 | WTS | 387,304 | $2,072,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 65,000 | $2,068,000 | thousands by filing date | call |
| MINDBODY INC | 60255W105 | COM CL A | 75,342 | $2,068,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 285,295 | $2,066,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 54,538 | $2,065,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 50,543 | $2,065,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 50,040 | $2,063,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 13,900 | $2,061,000 | thousands by filing date | put |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 93,234 | $2,060,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 94,774 | $2,059,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 24,942 | $2,055,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 152,313 | $2,049,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 559,643 | $2,048,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 186,013 | $2,046,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 135,395 | $2,044,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 64,240 | $2,040,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 18,300 | $2,040,000 | thousands by filing date | put |
| CUBIC CORP | 229669106 | COM | 38,567 | $2,037,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 12,700 | $2,036,000 | thousands by filing date | call |
| KITE PHARMA INC | 49803L109 | COM | 25,800 | $2,025,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717X545 | GLB EX US HDG | 82,300 | $2,025,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 46,621 | $2,023,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 169,696 | $2,019,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 87,562 | $2,018,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 17,079 | $2,016,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AV5 | NOTE 2.125% 2/1 | 754,000 | $2,011,000 | thousands by filing date | principal |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 67,244 | $2,009,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 163,499 | $2,006,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 30,835 | $2,004,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 8,600 | $2,002,000 | thousands by filing date | call |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 48,976 | $1,999,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 121,126 | $1,994,000 | thousands by filing date | |
| MERITAGE HOMES CORP | 59001AAR3 | NOTE | 2,000,000 | $1,994,000 | thousands by filing date | principal |
| Vanguard S&P 500 ETF | 922908363 | COM | 9,200 | $1,990,000 | thousands by filing date | put |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 192,432 | $1,990,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 32,893 | $1,989,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 28,400 | $1,989,000 | thousands by filing date | call |
| POWERSHARES DYNAMIC | 73935X617 | DYN RETAIL PTF | 56,711 | $1,989,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 250,000 | $1,988,000 | thousands by filing date | put |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 147,800 | $1,988,000 | thousands by filing date | put |
| VERSO CORP | 92531L207 | CL A | 331,203 | $1,987,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 127,500 | $1,985,000 | thousands by filing date | call |
| NOBLE CORP PLC | G65431101 | SHS USD | 320,600 | $1,985,000 | thousands by filing date | call |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 120,330 | $1,984,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC | 38141GMG6 | CNV | 1,298,000 | $1,984,000 | thousands by filing date | principal |
| XPO INC COM | 983793100 | Stock | 41,400 | $1,983,000 | thousands by filing date | put |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 2,210,000 | $1,979,000 | thousands by filing date | principal |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 216,688 | $1,976,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 17,489 | $1,975,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 22,900 | $1,974,000 | thousands by filing date | call |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 143,000 | $1,968,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 100,000 | $1,968,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 63,200 | $1,967,000 | thousands by filing date | call |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 27,422 | $1,966,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 126,000 | $1,962,000 | thousands by filing date | put |
| VERITIV CORP | 923454102 | COM | 37,885 | $1,962,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 58,191 | $1,957,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 32,298 | $1,957,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 55,499 | $1,955,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 98,800 | $1,954,000 | thousands by filing date | call |
| PCM INC | 69323K100 | COM | 69,617 | $1,953,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 66,173 | $1,952,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 21,400 | $1,951,000 | thousands by filing date | put |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 50,077 | $1,937,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 33,042 | $1,931,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 37,876 | $1,927,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 66,071 | $1,923,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 125,800 | $1,920,000 | thousands by filing date | call |
| PRA Group Inc | 69354N106 | COM | 57,889 | $1,919,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 129,200 | $1,917,000 | thousands by filing date | put |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 81,880 | $1,917,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 122,613 | $1,916,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 82,448 | $1,915,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 409,608 | $1,905,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 17,400 | $1,901,000 | thousands by filing date | call |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 37,700 | $1,901,000 | thousands by filing date | put |
| EASTMAN CHEM CO COM | 277432100 | Stock | 23,500 | $1,899,000 | thousands by filing date | put |
| RE MAX HLDGS INC | 75524W108 | CL A | 31,888 | $1,896,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 47,300 | $1,896,000 | thousands by filing date | put |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 88,145 | $1,896,000 | thousands by filing date | |
| Lion Biotechnologies | 53619R102 | COM | 254,457 | $1,896,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 310,651 | $1,895,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 52,013 | $1,894,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 60,700 | $1,890,000 | thousands by filing date | put |
| NEWFIELD EXPL CO | 651290108 | COM | 51,200 | $1,890,000 | thousands by filing date | call |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 40,000 | $1,889,000 | thousands by filing date | put |
| GATX CORP COM | 361448103 | Stock | 30,900 | $1,884,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 124,986 | $1,884,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 152,296 | $1,884,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 H | 73937B829 | COM | 50,115 | $1,884,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 68,500 | $1,880,000 | thousands by filing date | put |
| MIMEDX GROUP INC | 602496101 | COM | 197,055 | $1,878,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 125,673 | $1,878,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 26,800 | $1,877,000 | thousands by filing date | put |
| HANESBRANDS INC | 410345102 | COM | 90,400 | $1,877,000 | thousands by filing date | call |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 19,600 | $1,876,000 | thousands by filing date | call |
| MULESOFT INC | 625207105 | CL A | 76,826 | $1,869,000 | thousands by filing date | |
| PHARMERICA CORP | 71714F104 | COM | 79,794 | $1,867,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 34,365 | $1,866,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 83,066 | $1,865,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAB8 | NOTE 11/0 | 1,450,000 | $1,865,000 | thousands by filing date | principal |
| XPO INC COM | 983793100 | Stock | 38,900 | $1,863,000 | thousands by filing date | call |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 10,000 | $1,861,000 | thousands by filing date | call |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 105,918 | $1,861,000 | thousands by filing date | |
| LOXO ONCOLOGY INC | 548862101 | COM | 44,178 | $1,860,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 170,000 | $1,858,000 | thousands by filing date | call |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 17,522 | $1,856,000 | thousands by filing date | |
| MDSO 1 8/01/18 | 58471AAB1 | Bond 30/360P2 U | 1,625,000 | $1,855,000 | thousands by filing date | principal |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 49,800 | $1,853,000 | thousands by filing date | call |
| APOLLO INVT CORP | 03761U106 | COM | 282,431 | $1,853,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 189,632 | $1,853,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 15,869 | $1,847,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 50,000 | $1,847,000 | thousands by filing date | put |
| RSP PERMIAN INC | 74978Q105 | COM | 44,500 | $1,844,000 | thousands by filing date | put |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 10,000 | $1,843,000 | thousands by filing date | put |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 115,520 | $1,842,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 100,600 | $1,838,000 | thousands by filing date | put |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 532,217 | $1,836,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 238,475 | $1,836,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 130,439 | $1,834,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 300,604 | $1,834,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 132,771 | $1,832,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 166,412 | $1,831,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 15,200 | $1,825,000 | thousands by filing date | call |
| F5 INC COM | 315616102 | Stock | 12,800 | $1,825,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 35,141 | $1,824,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 84,106 | $1,821,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 12,000 | $1,817,000 | thousands by filing date | put |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 48,641 | $1,817,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 17,700 | $1,815,000 | thousands by filing date | put |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 59,000 | $1,814,000 | thousands by filing date | put |
| HORTONWORKS INC | 440894103 | COM | 184,889 | $1,814,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 26,196 | $1,813,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 213,900 | $1,812,000 | thousands by filing date | put |
| HELMERICH & PAYNE INC | 423452101 | COM | 27,200 | $1,811,000 | thousands by filing date | put |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 73,833 | $1,809,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 58,550 | $1,803,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 27,944 | $1,802,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 169,800 | $1,802,000 | thousands by filing date | put |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 64,096 | $1,801,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 160,900 | $1,799,000 | thousands by filing date | call |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 87,379 | $1,797,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 40,100 | $1,794,000 | thousands by filing date | call |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 75,296 | $1,792,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 200,200 | $1,792,000 | thousands by filing date | call |
| QORVO INC COM | 74736K101 | Stock | 26,100 | $1,789,000 | thousands by filing date | call |
| UNION BANKSHARES CORP | 90539J109 | COM | 50,730 | $1,785,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 78,615 | $1,780,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 119,000 | $1,780,000 | thousands by filing date | call |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 34,100 | $1,779,000 | thousands by filing date | call |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 299,200 | $1,777,000 | thousands by filing date | put |
| STANTEC INC COM | 85472N109 | Stock | 68,507 | $1,774,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 20,600 | $1,774,000 | thousands by filing date | call |
| APPROACH RESOURCES INC | 03834A103 | COM | 706,338 | $1,773,000 | thousands by filing date | |
| MERIDIAN WASTE SOLUTIONS INC | 58985L209 | COM | 455,422 | $1,772,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 132,200 | $1,770,000 | thousands by filing date | put |
| LYDALL INC | 550819106 | COMMON STOCK | 32,936 | $1,766,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 38,700 | $1,765,000 | thousands by filing date | put |
| INTERSECT ENT INC | 46071F103 | COM | 102,883 | $1,764,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 24,400 | $1,759,000 | thousands by filing date | put |
| KEYW HLDG CORP | 493723100 | COM | 186,248 | $1,758,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 31,500 | $1,757,000 | thousands by filing date | put |
| CASCADE BANCORP | 147154207 | COM | 227,897 | $1,757,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 20,000 | $1,756,000 | thousands by filing date | put |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 19,000 | $1,752,000 | thousands by filing date | put |
| PERFICIENT INC | 71375U101 | COM | 100,872 | $1,752,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 65,136 | $1,752,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 114,700 | $1,750,000 | thousands by filing date | put |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 269,794 | $1,748,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 7,500 | $1,746,000 | thousands by filing date | put |
| TFS FINL CORP | 87240R107 | COM | 105,051 | $1,746,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 7,600 | $1,744,000 | thousands by filing date | put |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 47,700 | $1,744,000 | thousands by filing date | put |
| HECLA MNG CO | 422704106 | COM | 329,100 | $1,741,000 | thousands by filing date | call |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 214,439 | $1,741,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 29,200 | $1,738,000 | thousands by filing date | call |
| ABAXIS INC | 002567105 | COM | 35,822 | $1,738,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 67,286 | $1,736,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 20,100 | $1,733,000 | thousands by filing date | put |
| SPOK HLDGS INC COM | 84863T106 | Stock | 91,148 | $1,732,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 119,835 | $1,731,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 4,500 | $1,726,000 | thousands by filing date | put |
| CLEARWATER PAPER CORP | 18538R103 | COM | 30,800 | $1,725,000 | thousands by filing date | |
| REALITY SHS ETF TR DIVS ETF | 75605A108 | CEF | 66,160 | $1,725,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 140,696 | $1,724,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 23,000 | $1,721,000 | thousands by filing date | call |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 6,900 | $1,718,000 | thousands by filing date | put |
| MATCH GROUP INC | 57665R106 | COM | 105,169 | $1,717,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 50,000 | $1,716,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 79,239 | $1,716,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 301,031 | $1,716,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 72,500 | $1,715,000 | thousands by filing date | call |
| IMPINJ INC | 453204109 | COM | 56,663 | $1,715,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 23,500 | $1,714,000 | thousands by filing date | put |
| CAREER EDUCATION CORP | 141665109 | COM | 196,477 | $1,709,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 32,700 | $1,708,000 | thousands by filing date | put |
| LAM RESEARCH CORP | 512807108 | COM | 13,300 | $1,707,000 | thousands by filing date | call |
| BRISTOW GROUP INC | 110394103 | COM | 112,259 | $1,707,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 598,700 | $1,706,000 | thousands by filing date | call |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 100,513 | $1,696,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 32,200 | $1,694,000 | thousands by filing date | put |
| Danaher Corporation | 235851102 | COM | 19,800 | $1,693,000 | thousands by filing date | call |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 16,000 | $1,693,000 | thousands by filing date | call |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 24,041 | $1,693,000 | thousands by filing date | |
| AMAYA INC | 02314M108 | COM | 99,468 | $1,691,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAM5 | NOTE 4.375% 1/1 | 1,652,000 | $1,687,000 | thousands by filing date | principal |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 145,405 | $1,686,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 57,700 | $1,684,000 | thousands by filing date | call |
| SEADRILL ORD | G7945E105 | COM | 1,017,400 | $1,679,000 | thousands by filing date | put |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 101,090 | $1,678,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 28,000 | $1,676,000 | thousands by filing date | call |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 24,300 | $1,676,000 | thousands by filing date | call |
| NETAPP INC COM | 64110D104 | Stock | 40,000 | $1,674,000 | thousands by filing date | put |
| FIREEYE INC | 31816Q101 | COM | 132,700 | $1,673,000 | thousands by filing date | put |
| CHASE CORP | 16150R104 | COM | 17,538 | $1,673,000 | thousands by filing date | |
| HAMILTON LANE INC | 407497106 | CL A | 89,483 | $1,671,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 96,179 | $1,670,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 204,551 | $1,667,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 214,900 | $1,665,000 | thousands by filing date | call |
| GLATFELTER | 377316104 | COM | 76,589 | $1,665,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 39,100 | $1,664,000 | thousands by filing date | call |
| HELMERICH & PAYNE INC | 423452101 | COM | 25,000 | $1,664,000 | thousands by filing date | call |
| MERITOR INC | 59001K100 | COMMON STOCK | 96,942 | $1,661,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 20,400 | $1,654,000 | thousands by filing date | put |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 117,719 | $1,651,000 | thousands by filing date | |
| FQF TR | 351680855 | OSHARS FTSE US | 57,242 | $1,651,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 73,774 | $1,648,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 189,381 | $1,648,000 | thousands by filing date | |
| FIRSTSERVICE CORP NEW | 33767E103 | COM | 27,300 | $1,646,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 196,900 | $1,644,000 | thousands by filing date | call |
| ANTARES PHARMA INC | 036642106 | COM | 576,664 | $1,638,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 47,500 | $1,631,000 | thousands by filing date | call |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 95,291 | $1,629,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 38,931 | $1,629,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 113,664 | $1,629,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 89,024 | $1,629,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 98,799 | $1,629,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 32,500 | $1,628,000 | thousands by filing date | put |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 81,000 | $1,628,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 437,210 | $1,626,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 124,634 | $1,625,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 1,450,000 | $1,625,000 | thousands by filing date | principal |
| NRG YIELD INC | 62942X405 | CL C | 91,731 | $1,623,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 47,581 | $1,617,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 120,000 | $1,612,000 | thousands by filing date | put |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 96,400 | $1,611,000 | thousands by filing date | put |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 67,900 | $1,609,000 | thousands by filing date | put |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 65,543 | $1,606,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 858,152 | $1,605,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 68,197 | $1,604,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 39,251 | $1,604,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 26,400 | $1,602,000 | thousands by filing date | put |
| LIQUIDITY SVCS INC | 53635B107 | COM | 200,262 | $1,602,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 34,400 | $1,598,000 | thousands by filing date | call |
| AMERICAN WOODMARK CORP | 030506109 | COM | 17,408 | $1,598,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 21,600 | $1,594,000 | thousands by filing date | put |
| FLEX LTD ORD | Y2573F102 | Stock | 94,800 | $1,593,000 | thousands by filing date | call |
| OXFORD INDS INC | 691497309 | COM | 27,804 | $1,592,000 | thousands by filing date | |
| BLACKLINE, INC. | 09239B109 | COM | 53,402 | $1,589,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 79,900 | $1,588,000 | thousands by filing date | put |
| iShares MBS ETF | 464288588 | SHS | 14,892 | $1,587,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 34,500 | $1,587,000 | thousands by filing date | call |
| ALAMO GROUP INC | 011311107 | COM | 20,803 | $1,585,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 90,380 | $1,585,000 | thousands by filing date | put |
| DRIVE SHACK INC | 262077100 | COM | 381,973 | $1,585,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 63,287 | $1,582,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 49,520 | $1,580,000 | thousands by filing date | |
| SPDR S&P North American Natural Resources ETF | 78463X152 | SHS | 47,199 | $1,573,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 22,800 | $1,573,000 | thousands by filing date | put |
| GASLOG LTD | G37585109 | SHS | 102,415 | $1,572,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 78,288 | $1,571,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 61,578 | $1,570,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 312,600 | $1,569,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H453 | FUND | 53,840 | $1,566,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 39,872 | $1,565,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 91,600 | $1,565,000 | thousands by filing date | put |
| PROSHARES TR | 74347R669 | PSHS ULT SEMICDT | 19,795 | $1,562,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 89,100 | $1,561,000 | thousands by filing date | put |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 20,934 | $1,560,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 102,870 | $1,560,000 | thousands by filing date | |
| PROSHARES TR | 74347B839 | MSCI EAFE DIVD | 45,522 | $1,557,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 41,002 | $1,556,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 28,398 | $1,555,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 49,031 | $1,555,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 29,882 | $1,548,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 133,981 | $1,547,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 35,574 | $1,545,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-17-000520 | this filing | 2017-05-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000769993-17-000549 | base | 2017-05-18 | acceptance time not in the bulk data set |