13F-HR filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR for the quarter ended 2014-12-31, filed 2015-02-13, with 7,100 holding rows worth $315,928,880,000.
- Accession
- 0000769993-15-000291
- Filer
- CIK 886982
- Filed
- 2015-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A holdings report, 10,402 entries on the cover page, a total value of $315,928,880,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $315,928,880,000 with VALUE read as thousands by filing date, 13F file number 028-04981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGOLDMAN SACHS & CO028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
- included managerGoldman Sachs Financial Markets, L.P.028-14253
- included managerGOLDMAN SACHS EXECUTION & CLEARING, L.P.028-10292
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| REMARK MEDIA INC | 75954W107 | COM | 26,231 | $120,000 | thousands by filing date | |
| CIVEO CORP | 178787107 | COM | 29,300 | $120,000 | thousands by filing date | call |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 169,581 | $119,000 | thousands by filing date | |
| BIOLASE INC | 090911108 | COMMON STOCK | 45,390 | $119,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 66,245 | $119,000 | thousands by filing date | |
| SPHERIX INC | 84842R304 | COM PAR $0.01 | 109,825 | $119,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 22,609 | $119,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R400 | COM | 21,547 | $119,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 1,750 | $118,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 1,900 | $118,000 | thousands by filing date | call |
| KEMET CORP | 488360207 | COM NEW | 28,176 | $118,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 11,508 | $117,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 12,400 | $117,000 | thousands by filing date | put |
| GIGAMON INC | 37518B102 | COM | 6,600 | $117,000 | thousands by filing date | put |
| ALIMERA SCIENCES INC | 016259103 | COM | 21,200 | $117,000 | thousands by filing date | call |
| POWERSECURE INTERNATIONAL IN | 73936N105 | COM | 10,046 | $117,000 | thousands by filing date | |
| IMPRIMIS PHARMA IMMY | 45323A201 | COMMON | 15,613 | $117,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 10,289 | $116,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 18,448 | $116,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 138,205 | $116,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 4,600 | $116,000 | thousands by filing date | call |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 35,838 | $116,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 9,300 | $115,000 | thousands by filing date | put |
| CENTURY CASINOS INC | 156492100 | COM | 22,799 | $115,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W101 | COM | 54,453 | $115,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 22,796 | $114,000 | thousands by filing date | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 82,656 | $114,000 | thousands by filing date | |
| TRC COS INC | 872625108 | COM | 18,012 | $114,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U201 | COM NEW | 39,300 | $114,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC | 38147QMF0 | CNV | 109,000 | $114,000 | thousands by filing date | principal |
| Vanguard S&P 500 ETF | 922908363 | COM | 600 | $113,000 | thousands by filing date | call |
| NEOGENOMICS INC | 64049M209 | COM NEW | 27,146 | $113,000 | thousands by filing date | |
| FURMANITE CORPORATION | 361086101 | COM | 14,455 | $113,000 | thousands by filing date | |
| Lowes Companies Inc | 42222G108 | LOW | 2,100 | $112,000 | thousands by filing date | call |
| VIVUS INC | 928551100 | COM | 38,800 | $112,000 | thousands by filing date | put |
| EASTMAN KODAK CO | 277461406 | COM NEW | 5,100 | $111,000 | thousands by filing date | call |
| ZOES KITCHEN INC | 98979J109 | COM | 3,700 | $111,000 | thousands by filing date | call |
| AUXILIUM PHARMACEUTICALS INC | 05334DAA5 | NOTE 1.500% 7/1 | 75,000 | $111,000 | thousands by filing date | principal |
| ACCURIDE CORP NEW | 00439T206 | COM NEW | 25,502 | $111,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 4,500 | $111,000 | thousands by filing date | call |
| WAFERGEN BIO-SYSTEMS INC | 93041P308 | Cmn | 37,069 | $111,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 12,195 | $110,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 7,500 | $110,000 | thousands by filing date | put |
| CIENA CORP | 171779AK7 | DEBT 4.000%12/1 | 89,000 | $110,000 | thousands by filing date | principal |
| RADISYS CORP | 750459109 | COM | 47,069 | $110,000 | thousands by filing date | |
| MOSYS INC COM | 619718109 | COM | 59,044 | $110,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 3,100 | $109,000 | thousands by filing date | put |
| EMULEX CORP | 292475209 | COM NEW | 19,300 | $109,000 | thousands by filing date | call |
| BALTIC TRADING LTD | Y0553W103 | COM | 43,510 | $109,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 36,643 | $108,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 8,400 | $108,000 | thousands by filing date | call |
| AARONS INC | 002535300 | COM PAR $0.50 | 3,500 | $107,000 | thousands by filing date | call |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 2,600 | $106,000 | thousands by filing date | call |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 14,742 | $106,000 | thousands by filing date | |
| ARRIS GROUP INC | 04270V106 | COM | 3,500 | $106,000 | thousands by filing date | put |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 1,100 | $105,000 | thousands by filing date | call |
| EMULEX CORP | 292475209 | COM NEW | 18,500 | $105,000 | thousands by filing date | put |
| ROSETTA STONE INC | 777780107 | COM | 10,751 | $105,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642AN6 | NOTE | 121,000 | $105,000 | thousands by filing date | principal |
| PLANET PAYMENT INC | U72603118 | SHS | 50,533 | $105,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 19,401 | $104,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 6,700 | $104,000 | thousands by filing date | put |
| SHANDA GAMES LTD | 81941U105 | SP ADR REPTG A | 18,300 | $104,000 | thousands by filing date | put |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 3,900 | $103,000 | thousands by filing date | put |
| PIXELWORKS INC | 72581M305 | COM NEW | 22,516 | $103,000 | thousands by filing date | |
| SPANSION INC | 84649R200 | COM CL A NEW | 3,000 | $103,000 | thousands by filing date | call |
| LOMBARD MED INC | G55598109 | COM | 15,800 | $103,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 19,649 | $102,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 22,465 | $102,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 13,425 | $102,000 | thousands by filing date | call |
| CYCLACEL PHARMACEUTICALS INC | 23254L306 | COM | 145,022 | $102,000 | thousands by filing date | |
| SYMMETRY SURGICAL INC | 87159G100 | COM | 13,133 | $102,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 2,500 | $101,000 | thousands by filing date | call |
| MODUSLINK GLOBAL SOLUTIONS I | 60786L107 | COM | 27,031 | $101,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 2,300 | $100,000 | thousands by filing date | put |
| CUBIST PHARMACEUTICALS INC | 229678AD9 | NOTE | 29,000 | $100,000 | thousands by filing date | principal |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 184,565 | $100,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 2,500 | $99,000 | thousands by filing date | put |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 7,300 | $99,000 | thousands by filing date | call |
| PACIFIC SUNWEAR OF CALIF | 694873100 | COM | 45,413 | $99,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 3,600 | $98,000 | thousands by filing date | call |
| CHINA MING YANG WIND ADR | 16951C108 | EQUITY | 44,607 | $98,000 | thousands by filing date | |
| VAPOR CORP NEV COM NEW | 922099205 | US SMALL AND MID-CAP EQUITIES | 80,789 | $98,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 1,700 | $97,000 | thousands by filing date | call |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 7,100 | $97,000 | thousands by filing date | call |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 2,500 | $97,000 | thousands by filing date | call |
| NEOPHOTONICS CORP | 64051T100 | COM | 28,645 | $97,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 13,825 | $97,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 6,300 | $96,000 | thousands by filing date | call |
| RTI INTL METALS INC | 74973W107 | COM | 3,800 | $96,000 | thousands by filing date | call |
| ARADIGM CORP | 038505400 | COM NO PAR NEW | 12,573 | $96,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 1,700 | $95,000 | thousands by filing date | put |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 700 | $95,000 | thousands by filing date | call |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 23,633 | $95,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 16,684 | $95,000 | thousands by filing date | |
| FAIRWAY GROUP HLDGS CORP | 30603D109 | CL A | 30,282 | $95,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 1,300 | $94,000 | thousands by filing date | call |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 7,900 | $94,000 | thousands by filing date | put |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 19,600 | $94,000 | thousands by filing date | call |
| BARCLAYS BANK PLC | 06739H305 | ETN DJUBS GRNS37 | 2,425 | $94,000 | thousands by filing date | |
| Saexploration Holdings Inc. | 78636X105 | COM | 23,665 | $94,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 2,200 | $93,000 | thousands by filing date | put |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 16,215 | $93,000 | thousands by filing date | |
| ANADIGICS INC | 032515108 | COM | 123,562 | $93,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 10,000 | $92,000 | thousands by filing date | put |
| ASTA FUNDING INC | 046220109 | COM | 10,545 | $92,000 | thousands by filing date | |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 19,189 | $92,000 | thousands by filing date | |
| CORINTHIAN COLLEGES INC | 218868107 | COMMON STOCK | 1,438,136 | $91,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 23,765 | $91,000 | thousands by filing date | |
| ALPHATEC HOLDINGS INC | 02081G102 | COM | 64,379 | $91,000 | thousands by filing date | |
| BLACKHAWK NET B | 09238E203 | Common Stock | 2,416 | $91,000 | thousands by filing date | put |
| RESMED INC COM | 761152107 | Stock | 1,600 | $90,000 | thousands by filing date | put |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 314 | $90,000 | thousands by filing date | put |
| CST BRANDS INC | 12646R105 | COM | 2,068 | $90,000 | thousands by filing date | put |
| AXT INC | 00246W103 | COM | 32,275 | $90,000 | thousands by filing date | |
| ZOGENIX INC | 98978L105 | COM | 65,630 | $90,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 13,107 | $90,000 | thousands by filing date | |
| YOU ON DEMAND HOLDINGS INC | 98741R207 | COM | 43,657 | $90,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 4,400 | $89,000 | thousands by filing date | put |
| PORTUGAL TELECOM SGPS | 737273102 | COMMON STOCK-FO | 84,010 | $89,000 | thousands by filing date | |
| SKULLCANDY INC | 83083J104 | COM | 9,700 | $89,000 | thousands by filing date | call |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 21,389 | $89,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 3,200 | $88,000 | thousands by filing date | put |
| CST BRANDS INC | 12646R105 | COM | 2,013 | $88,000 | thousands by filing date | call |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 4,500 | $88,000 | thousands by filing date | put |
| COMPUTER SCIENCES CORP | 205363104 | COM | 1,400 | $88,000 | thousands by filing date | put |
| QUESTAR CORP | 748356102 | COM | 3,500 | $88,000 | thousands by filing date | put |
| CASCADE BANCORP | 147154207 | COM | 16,883 | $88,000 | thousands by filing date | |
| MANAGED HIGH YIELD PLUS FD I | 561911108 | COM | 48,637 | $88,000 | thousands by filing date | |
| ZAZA ENERGY CORP - NEW | 98919T407 | COM | 34,751 | $88,000 | thousands by filing date | |
| REDIFFCOM INDIA LTD | 757479100 | ADR | 44,297 | $87,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS INC | 868459AB4 | NOTE 7.500% 5/0 | 50,000 | $87,000 | thousands by filing date | principal |
| ZBB ENERGY CORP | 98876R303 | COM NEW | 170,736 | $87,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 8,900 | $86,000 | thousands by filing date | put |
| HARRIS CORP INC | 413875105 | COM | 1,200 | $86,000 | thousands by filing date | call |
| INTREPID POTASH INC | 46121Y102 | COM | 6,200 | $86,000 | thousands by filing date | call |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 11,421 | $86,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 4,600 | $86,000 | thousands by filing date | put |
| SPARK NETWORKS INC | 84651P100 | COM | 23,901 | $86,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 2,600 | $85,000 | thousands by filing date | put |
| EZCORP INC | 302301106 | CL A NON VTG | 7,200 | $85,000 | thousands by filing date | call |
| CITIZENS INC | 174740100 | COMMON STOCK | 11,155 | $85,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 28,100 | $85,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 13,564 | $85,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640101 | COM | 122,058 | $85,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 10,630 | $84,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 11,400 | $84,000 | thousands by filing date | put |
| IKANOS COMMUNICATIONS INC | 45173E105 | COM | 272,097 | $84,000 | thousands by filing date | |
| GLOBEIMMUNE INC | 37957B100 | COM | 11,018 | $84,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 3,700 | $83,000 | thousands by filing date | put |
| UNI-PIXEL INC | 904572203 | COM | 14,581 | $83,000 | thousands by filing date | |
| Onconova Therapeutics | 68232V108 | Common | 25,125 | $83,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 4,600 | $82,000 | thousands by filing date | put |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 17,141 | $82,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549AG9 | CORPORATE OBLIG | 19,612,000 | $82,000 | thousands by filing date | principal |
| SILVER STD RES INC | 82823L106 | COM | 16,300 | $82,000 | thousands by filing date | put |
| CODEXIS INC | 192005106 | COM | 32,263 | $81,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 6,200 | $81,000 | thousands by filing date | call |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 1,000 | $81,000 | thousands by filing date | put |
| APPLOVIN CORP CLASS A | 023850100 | COM | 78,549 | $81,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 2,700 | $81,000 | thousands by filing date | put |
| GLOBAL SOURCES LTD | G39300101 | ORD | 12,770 | $81,000 | thousands by filing date | |
| VBI VACCINES INC CDA | 91790E102 | Stock | 24,186 | $81,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 3,500 | $80,000 | thousands by filing date | call |
| NORTHEAST UTILS | 664397106 | COM | 1,500 | $80,000 | thousands by filing date | put |
| GIGAMON INC | 37518B102 | COM | 4,500 | $80,000 | thousands by filing date | call |
| SILVERCREST MINES INC | 828365106 | COMMON | 63,277 | $80,000 | thousands by filing date | |
| MACROCURE LTD | M67872107 | SHS | 10,982 | $80,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 90,628 | $79,000 | thousands by filing date | |
| ULTRAPETROL BAHAMAS LTD | P94398107 | COM | 37,028 | $79,000 | thousands by filing date | |
| XOOM CORP | 98419Q101 | COM | 4,500 | $79,000 | thousands by filing date | put |
| MITCHAM INDS INC COM | 606501104 | COM | 13,313 | $79,000 | thousands by filing date | |
| DOT HILL SYS CORP | 25848T109 | COM | 17,821 | $79,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 3,300 | $78,000 | thousands by filing date | put |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 3,900 | $78,000 | thousands by filing date | call |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 2,900 | $78,000 | thousands by filing date | call |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 4,000 | $78,000 | thousands by filing date | call |
| CONNS INC | 208242107 | COM | 4,100 | $77,000 | thousands by filing date | call |
| Q | 74876Y101 | Stock | 1,300 | $77,000 | thousands by filing date | call |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 4,000 | $77,000 | thousands by filing date | put |
| CTC MEDIA INC | 12642X106 | COM | 15,767 | $77,000 | thousands by filing date | |
| ALZA CORP 7/2 | 02261WAB5 | SDCV | 54,000 | $77,000 | thousands by filing date | principal |
| SYSOREX GLOBAL COM NEW | 87184N203 | Stock | 37,934 | $77,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 1,100 | $76,000 | thousands by filing date | put |
| POLYONE CORP | 73179P106 | COM | 2,000 | $76,000 | thousands by filing date | call |
| CHINA FIN ONLINE CO LTD | 169379104 | SPONSORED ADR | 14,345 | $76,000 | thousands by filing date | |
| ANNALY CAP MGMT INC | 035710AB8 | NOTE 5.000% 5/1 | 76,000 | $76,000 | thousands by filing date | principal |
| LIFEVANTAGE CORP | 53222K106 | COM | 58,668 | $76,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 14,752 | $76,000 | thousands by filing date | |
| MYOS CORP | 554051201 | Cmn | 10,978 | $76,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 2,900 | $75,000 | thousands by filing date | call |
| GENVEC INC NEW | 37246C307 | cs | 36,036 | $75,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 6,000 | $74,000 | thousands by filing date | call |
| PERFUMANIA HOLDINGS INC | 71376C100 | COM | 12,293 | $74,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076XAA0 | CNV | 77,000 | $74,000 | thousands by filing date | principal |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 10,661 | $73,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 78,454 | $73,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 13,642 | $73,000 | thousands by filing date | |
| REAL GOODS SOLAR INC | 75601N104 | CL A | 151,998 | $73,000 | thousands by filing date | |
| MEETME INC | 585141104 | COM | 48,025 | $73,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 1,700 | $72,000 | thousands by filing date | call |
| CHEGG INC | 163092109 | COM | 10,400 | $72,000 | thousands by filing date | call |
| FUEL TECH INC | 359523107 | COM | 18,927 | $72,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 4,100 | $71,000 | thousands by filing date | call |
| AMERESCO INC | 02361E108 | CL A | 10,151 | $71,000 | thousands by filing date | |
| VANTIV INC | 92210H105 | CL A | 2,100 | $71,000 | thousands by filing date | call |
| ACTUANT CORP | 00508X203 | CL A NEW | 2,600 | $71,000 | thousands by filing date | put |
| BIND THERAPEUTICS INC | 05548N107 | Cmn | 13,105 | $71,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 5,100 | $70,000 | thousands by filing date | put |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 900 | $70,000 | thousands by filing date | put |
| TECH DATA CORP | 878237106 | COM | 1,100 | $70,000 | thousands by filing date | call |
| NEW YORK & CO INC | 649295102 | COM | 26,681 | $70,000 | thousands by filing date | |
| API TECHNOLOGIES CORP | 00187E203 | COM NEW | 32,978 | $70,000 | thousands by filing date | |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 11,791 | $70,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 2,300 | $69,000 | thousands by filing date | call |
| LEAR CORP COM NEW | 521865204 | Stock | 700 | $69,000 | thousands by filing date | put |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 1,200 | $69,000 | thousands by filing date | call |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 19,224 | $69,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 12,500 | $69,000 | thousands by filing date | call |
| FRONTLINE LTD | G3682E127 | COM | 27,400 | $69,000 | thousands by filing date | put |
| FIRST MARBLEHEAD CORP COM NEW | 320771207 | Stock | 11,551 | $69,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 3,600 | $68,000 | thousands by filing date | put |
| ACORN ENERGY INC | 004848107 | COMMON STOCK | 87,660 | $68,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 23,275 | $68,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 2,200 | $68,000 | thousands by filing date | call |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 15,400 | $68,000 | thousands by filing date | put |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 1,400 | $67,000 | thousands by filing date | call |
| AMERICAN SUPERCONDUCTOR CORP | 030111108 | COM | 90,000 | $67,000 | thousands by filing date | put |
| WHITING USA TR II | 966388100 | TR UNIT | 11,993 | $67,000 | thousands by filing date | |
| RMG Networks Hldgs | 74966K102 | COM | 53,926 | $67,000 | thousands by filing date | |
| AURIS MED HLDG AG | H03579101 | COM | 17,182 | $67,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 10,600 | $66,000 | thousands by filing date | put |
| INSIGNIA SYSTEMS INC | 45765Y105 | COM | 18,346 | $66,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 3,200 | $65,000 | thousands by filing date | put |
| CHEFS WHSE INC | 163086101 | COM | 2,800 | $65,000 | thousands by filing date | call |
| HUDSON GLOBAL INC | 443787106 | COM | 20,951 | $65,000 | thousands by filing date | |
| U S GEOTHERMAL INC | 90338S102 | COM | 140,901 | $65,000 | thousands by filing date | |
| SUPERCONDUCTOR TECHNOLOGIES | 867931404 | COM PAR $0.001 | 23,443 | $65,000 | thousands by filing date | |
| NETLIST INC | 64118P109 | COM | 85,850 | $64,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 19,993 | $64,000 | thousands by filing date | |
| ROCK CREEK PHARMACEUTICALS INC COM NEW | 772081105 | ROCK CREEK PHARMACEUTICALS INC COM NEW | 352,897 | $64,000 | thousands by filing date | |
| NXT ID INC COM | 67091J107 | Stock | 29,006 | $64,000 | thousands by filing date | |
| CORP RES SVCS INC COM | 22004Y105 | Stock | 53,469 | $64,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 3,600 | $63,000 | thousands by filing date | call |
| VERIS RESIDENTIAL INC | 554489104 | COM | 3,300 | $63,000 | thousands by filing date | put |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 1,800 | $63,000 | thousands by filing date | put |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 13,786 | $63,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 111,244 | $63,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 1,000 | $62,000 | thousands by filing date | put |
| PLY GEM HLDGS INC | 72941W100 | COM | 4,400 | $62,000 | thousands by filing date | put |
| IMMUNE PHARMACEUTICALS INC | 45254C101 | COM | 32,745 | $62,000 | thousands by filing date | |
| EnerJex Resources Inc | 292758406 | COM | 31,156 | $62,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 4,500 | $61,000 | thousands by filing date | put |
| GENCORP INC | 368682AN0 | SDCV | 30,000 | $61,000 | thousands by filing date | principal |
| GENERAL MTRS CO | 37045V134 | WAR | 53,252 | $61,000 | thousands by filing date | |
| INTERMOLECULAR INC | 45882D109 | COM | 31,292 | $60,000 | thousands by filing date | |
| ANTHERA PHARMACEUTCLS INC | 03674U201 | Common equity shares | 37,971 | $60,000 | thousands by filing date | |
| WILHELMINA INTL INC | 968235200 | COM NEW | 10,063 | $60,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 10,023 | $60,000 | thousands by filing date | |
| EPIRUS Biopharmaceuticals Inc | 29428P107 | Common Stock | 10,596 | $60,000 | thousands by filing date | |
| TRANSGENOMIC INC COM NEW | 89365K305 | Stock | 29,837 | $60,000 | thousands by filing date | |
| CIVEO CORP | 178787107 | COM | 14,700 | $60,000 | thousands by filing date | put |
| CESCA THERAPEUTICS INC | 157131103 | COM | 58,945 | $60,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 5,100 | $59,000 | thousands by filing date | call |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 22,695 | $59,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 6,000 | $59,000 | thousands by filing date | put |
| TRANS WORLD ENTERTAINMENT CP | 89336Q100 | COM | 18,004 | $59,000 | thousands by filing date | |
| SUNGY MOBILE LTD | 86737M100 | ADR | 11,887 | $59,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 12,100 | $58,000 | thousands by filing date | put |
| MECHEL OAO | 583840103 | SPONSORED ADR | 84,800 | $58,000 | thousands by filing date | put |
| UNILIFE CORP NEW | 90478E103 | COM | 17,200 | $58,000 | thousands by filing date | put |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 11,360 | $58,000 | thousands by filing date | |
| OXIGENE INC | 691828404 | COM PAR$.001 | 36,094 | $58,000 | thousands by filing date | |
| NET ELEMENT INTL INC | 64111R102 | CMN | 51,532 | $58,000 | thousands by filing date | |
| TECOGEN INC NEW | 87876P201 | COM NEW | 10,973 | $57,000 | thousands by filing date | |
| MECHEL OAO | 583840103 | SPONSORED ADR | 83,300 | $57,000 | thousands by filing date | call |
| OI SA-ADR | 670851401 | Com | 17,761 | $57,000 | thousands by filing date | |
| MDSO 1 8/01/18 | 58471AAB1 | Bond 30/360P2 U | 52,000 | $57,000 | thousands by filing date | principal |
| STIFEL FINL CORP | 860630102 | COM | 1,100 | $56,000 | thousands by filing date | call |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 18,702 | $56,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 1,600 | $56,000 | thousands by filing date | put |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 2,148 | $56,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 14,947 | $56,000 | thousands by filing date | |
| CENVEO INC | 15670S105 | COM | 26,831 | $56,000 | thousands by filing date | |
| MAM SOFTWARE GROUP INC | 55277Q201 | CMN | 10,061 | $56,000 | thousands by filing date | |
| MAGNEGAS CORP | 55939L202 | COM NEW | 81,987 | $56,000 | thousands by filing date | |
| Amedica Corporation | 023435100 | COM | 70,291 | $56,000 | thousands by filing date | |
| CELSION CORPORATION COM PAR | 15117N404 | Stock | 23,936 | $56,000 | thousands by filing date | call |
| MASIMO CORP COM | 574795100 | Stock | 2,100 | $55,000 | thousands by filing date | put |
| ALPHA PRO TECH LTD | 020772109 | COM | 21,299 | $55,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 13,890 | $55,000 | thousands by filing date | |
| APEX SILVER MINES LTD ORD | 37950E853 | COM | 5,900 | $55,000 | thousands by filing date | call |
| Gevo Inc | 374396109 | COMMON | 170,568 | $55,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 7,300 | $55,000 | thousands by filing date | put |
| UNWIRED PLANET INC NEW | 91531F103 | COM | 54,584 | $55,000 | thousands by filing date | |
| WESTELL TECHNOLOGIES INC | 957541105 | CL A | 36,682 | $55,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 10,285 | $55,000 | thousands by filing date | |
| WAVE SYSTEMS CORP-CL A | 943526400 | COMMON | 68,860 | $55,000 | thousands by filing date | |
| TRUETT-HURST INC THST | 897871109 | COMMON | 13,796 | $55,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 10,082 | $54,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 1,200 | $54,000 | thousands by filing date | put |
| MEDICAL TRANSCRIPTION BLG CO | 58464J105 | COM | 23,191 | $54,000 | thousands by filing date | |
| PINGTAN MARINE ENTERPRISE LT | G7114V102 | SHS | 19,187 | $53,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 182 | $52,000 | thousands by filing date | call |
| MCCLATCHY CO | 579489105 | CL A | 15,783 | $52,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CB1 | NOTE 2.250%12/1 | 57,000 | $52,000 | thousands by filing date | principal |
| FORMFACTOR INC COM | 346375108 | Stock | 5,900 | $51,000 | thousands by filing date | call |
| LIQUIDITY SVCS INC | 53635B107 | COM | 6,200 | $51,000 | thousands by filing date | put |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 80,000 | $51,000 | thousands by filing date | principal |
| THE ADT CORPORATION | 00101J106 | COM | 1,400 | $51,000 | thousands by filing date | put |
| EXETER RES CORP | 301835104 | COM | 85,927 | $51,000 | thousands by filing date | |
| Female Health Company | 314462102 | COM | 12,890 | $51,000 | thousands by filing date | |
| DOCUMENT SECURITY SYSTEMS | 25614T101 | COM | 113,678 | $51,000 | thousands by filing date | |
| BARRETT BILL CORP | 06846NAA2 | NOTE 5.000% 3/1 | 51,000 | $51,000 | thousands by filing date | principal |
| MANDALAY DIGITAL GROUP INC | 562562207 | CMN | 15,379 | $51,000 | thousands by filing date | |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 4,770 | $51,000 | thousands by filing date | call |
| HARVARD APPARATUS REGENER TE | 41690A106 | COM | 16,128 | $51,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 49,193 | $50,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 3,300 | $50,000 | thousands by filing date | call |
| POTBELLY CORP | 73754Y100 | COM | 3,900 | $50,000 | thousands by filing date | put |
| NEURALSTEM INC | 64127R302 | COM | 18,333 | $50,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 700 | $49,000 | thousands by filing date | call |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 14,040 | $49,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 2,800 | $49,000 | thousands by filing date | put |
| GAFISA S A | 362607301 | SPONS ADR | 32,045 | $49,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 2,500 | $49,000 | thousands by filing date | put |
| PIER 1 IMPORTS INC | 720279108 | COM | 3,200 | $49,000 | thousands by filing date | put |
| RTI INTL METALS INC 3.000 | 74973WAA5 | NOTE 3.000%12/0 | 48,000 | $49,000 | thousands by filing date | principal |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 24,300 | $48,000 | thousands by filing date | call |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 900 | $48,000 | thousands by filing date | call |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 18,101 | $48,000 | thousands by filing date | |
| EXAMWORKS GROUP INC COM | 30066A105 | COM | 1,145 | $48,000 | thousands by filing date | |
| REVETT MINERALS INC | 761505205 | COM NEW | 65,579 | $48,000 | thousands by filing date | |
| TURTLE BEACH CORP COM | 900450107 | Stock | 15,100 | $48,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 1,200 | $47,000 | thousands by filing date | call |
| BLUELINX HOLDINGS INC | 09624H109 | COM | 40,634 | $47,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 24,600 | $46,000 | thousands by filing date | call |
| HEXCEL CORP NEW | 428291108 | COM | 1,100 | $46,000 | thousands by filing date | call |
| TOWERSTREAM CORP | 892000100 | COM | 24,914 | $46,000 | thousands by filing date | |
| LIFELOCK INC COM | 53224V100 | COM | 2,500 | $46,000 | thousands by filing date | call |
| GIGOPTIX INC | 37517y103 | COM | 38,402 | $46,000 | thousands by filing date | |
| COMSTOCK MNG INC | 205750102 | COM | 60,980 | $46,000 | thousands by filing date | |
| VICON INDS INC | 925811101 | COM | 24,816 | $46,000 | thousands by filing date | |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 4,290 | $46,000 | thousands by filing date | put |
| CYREN LTD | M26895108 | SHS | 26,846 | $46,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 388 | $45,000 | thousands by filing date | |
| OCEAN POWER TECHNOLOGIES INC | 674870308 | COM | 71,122 | $45,000 | thousands by filing date | |
| NTN BUZZTIME INC | 629410309 | COM | 101,151 | $45,000 | thousands by filing date | |
| Crestwood Equity Partners | 226344109 | COM | 5,500 | $45,000 | thousands by filing date | call |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 1,100 | $44,000 | thousands by filing date | put |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 2,100 | $44,000 | thousands by filing date | call |
| INSPIREMD INC | 45779A309 | COM | 56,945 | $44,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 644 | $43,000 | thousands by filing date | put |
| HARRIS CORP INC | 413875105 | COM | 600 | $43,000 | thousands by filing date | put |
| SPX CORP | 784635104 | COMMON STOCK | 500 | $43,000 | thousands by filing date | call |
| CROWN MEDIA HLDGS INC | 228411104 | CL A | 12,245 | $43,000 | thousands by filing date | |
| PLY GEM HLDGS INC | 72941W100 | COM | 3,100 | $43,000 | thousands by filing date | call |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 10,965 | $43,000 | thousands by filing date | |
| Alcobra Ltd | M2239P109 | SHS | 11,505 | $43,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 5,214 | $42,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 5,200 | $42,000 | thousands by filing date | call |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 2,100 | $42,000 | thousands by filing date | put |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 3,200 | $42,000 | thousands by filing date | put |
| INTERSECTIONS INC | 460981301 | COM | 10,727 | $42,000 | thousands by filing date | |
| ALLIED HEALTHCARE PRODUCTS | 019222108 | COM | 22,607 | $42,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GROUP | 42330PAG2 | CORPORATE OBLIG | 37,000 | $41,000 | thousands by filing date | principal |
| PHH CORP | 693320202 | COM NEW | 1,700 | $41,000 | thousands by filing date | put |
| VERSO PAPER CORP | 92531L108 | COM | 11,895 | $41,000 | thousands by filing date | |
| RXI PHARMACEUTICALS CORP NEW | 74979C303 | COM NEW | 25,903 | $41,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 21,000 | $40,000 | thousands by filing date | put |
| CHEGG INC | 163092109 | COM | 5,800 | $40,000 | thousands by filing date | put |
| VERITIV CORP | 923454102 | COM | 779 | $40,000 | thousands by filing date | call |
| STANLEY FURNITURE CO INC | 854305208 | COM NEW | 14,607 | $40,000 | thousands by filing date | |
| VERSAR INC | 925297103 | COM | 12,531 | $40,000 | thousands by filing date | |
| ADCARE HEALTH SYSTEMS INC | 00650W300 | COM NEW | 10,000 | $40,000 | thousands by filing date | call |
| LIQTECH INTERNATIONAL | 53632a102 | COM | 37,032 | $40,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 36,000 | $40,000 | thousands by filing date | principal |
| BACTERIN INTL HLDGS INC | 05644R200 | COM NEW | 13,242 | $40,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 10,435 | $39,000 | thousands by filing date | |
| UNILIFE CORP NEW | 90478E103 | COM | 11,700 | $39,000 | thousands by filing date | call |
| QUALITY SYS INC | 747582104 | COM | 2,500 | $39,000 | thousands by filing date | call |
| CNH INDL N V SHS | N20944109 | Stock | 4,700 | $38,000 | thousands by filing date | call |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 900 | $38,000 | thousands by filing date | call |
| VERADIGM INC | 01988P108 | COMMON STOCK | 3,000 | $38,000 | thousands by filing date | put |
| POLYCOM | 73172K104 | COMMON STOCK | 2,800 | $38,000 | thousands by filing date | put |
| POLYCOM | 73172K104 | COMMON STOCK | 2,800 | $38,000 | thousands by filing date | call |
| QUANTUM FUEL SYS INC XXX | 74765E307 | COM | 18,302 | $38,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP 4.000 | 587200AK2 | SDCV 4.000% 4/0 | 32,000 | $38,000 | thousands by filing date | principal |
| NOVABAY PHARMACEUTICALS INC | 66987P102 | COM | 59,723 | $38,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154108 | COM | 39,295 | $38,000 | thousands by filing date | |
| EVERYWARE GLOBAL INC | 300439106 | COM | 52,403 | $38,000 | thousands by filing date | |
| CENTRAL FED CORP | 15346Q202 | COM NEW | 31,008 | $38,000 | thousands by filing date | |
| GLOWPOINT INC | 379887201 | CMN | 34,577 | $38,000 | thousands by filing date | |
| ATOSSA GENETICS INC | 04962H100 | COM | 26,904 | $38,000 | thousands by filing date | |
| NEOSTEM INC | 640650404 | Common equity shares | 10,091 | $38,000 | thousands by filing date | |
| Intercloud Systems, Inc | 458488202 | com | 12,887 | $38,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 4,300 | $37,000 | thousands by filing date | put |
| TECO ENERGY INC | 872375100 | COM | 1,800 | $37,000 | thousands by filing date | put |
| UQM TECHNOLOGIES INC | 903213106 | COM | 46,756 | $37,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 1,200 | $37,000 | thousands by filing date | put |
| SPEED COMM INC COM NEW | 84764T106 | Stock | 11,985 | $37,000 | thousands by filing date | |
| DARA BIOSCIENCES INC | 23703P304 | COM PAR $ | 41,754 | $37,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 1,200 | $36,000 | thousands by filing date | call |
| FX ENERGY INC | 302695101 | COM | 23,044 | $36,000 | thousands by filing date | |
| FINJAN HLDGS INC | 31788H303 | COM NEW | 13,306 | $36,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543AN6 | NOTE 1.500 9/0 | 43,000 | $36,000 | thousands by filing date | principal |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 12,091 | $35,000 | thousands by filing date | |
| AMBASSADORS GROUP INC | 023177108 | COM | 13,845 | $35,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 12,760 | $35,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 500 | $34,000 | thousands by filing date | call |
| POLYMET MINING CORP | 731916102 | COM | 32,358 | $34,000 | thousands by filing date | |
| OCEAN RIG UDW INC | Y64354205 | COMMON STOCK-FO | 3,600 | $33,000 | thousands by filing date | call |
| MONSTER WORLDWIDE INC | 611742107 | COM | 7,100 | $33,000 | thousands by filing date | call |
| EXELIS INC | 30162A108 | COM | 1,900 | $33,000 | thousands by filing date | call |
| SKULLCANDY INC | 83083J104 | COM | 3,600 | $33,000 | thousands by filing date | put |
| ESSEX RENT CORP COM | 297187106 | Common | 24,850 | $33,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 24,634 | $33,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 800 | $32,000 | thousands by filing date | call |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 800 | $32,000 | thousands by filing date | call |
| IXIA | 45071RAB5 | NOTE 3.000%12/1 | 32,000 | $32,000 | thousands by filing date | principal |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 22,831 | $32,000 | thousands by filing date | |
| GTX INC | 40052B108 | COM | 44,073 | $32,000 | thousands by filing date | |
| CINEDIGM CORP COM | 172406100 | COM | 19,744 | $32,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 17,914 | $31,000 | thousands by filing date | |
| STR HOLDINGS INC | 78478V100 | COMMON STOCK | 22,904 | $31,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 4,200 | $31,000 | thousands by filing date | call |
| LRAD CORP | 50213V109 | COM | 11,350 | $31,000 | thousands by filing date | |
| GORDMANS STORES INC | 38269P100 | COM | 11,383 | $31,000 | thousands by filing date | |
| T.G.C. INDUSTRIES INC | 872417308 | COM | 14,373 | $31,000 | thousands by filing date | |
| NEUROMETRIX INC | 641255302 | COM PAR $0.0001 | 16,013 | $31,000 | thousands by filing date | |
| IAO KUN GROUP HLDG CO LTD | G47204105 | ORD USD SHS | 23,504 | $31,000 | thousands by filing date | |
| RENREN INC | 759892102 | SPONSORED ADR | 11,830 | $30,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 6,400 | $30,000 | thousands by filing date | put |
| EMMIS COMMUNICATIONS CORP | 291525103 | CL A | 16,112 | $30,000 | thousands by filing date | |
| SALIX PHARMACEUTICALS INC SR NT CONV DTD 6/3/2010 2.75% 5/15/2015 | 795435AC0 | CONVERTIBLE | 12,000 | $30,000 | thousands by filing date | principal |
| JETPAY CORP | 477177109 | COM | 13,891 | $30,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 700 | $29,000 | thousands by filing date | put |
| CNO FINL GROUP INC | 12621E103 | COM | 1,700 | $29,000 | thousands by filing date | put |
| VERIS RESIDENTIAL INC | 554489104 | COM | 1,500 | $29,000 | thousands by filing date | call |
| 22ND CENTY GROUP INC | 90137F103 | COM | 17,735 | $29,000 | thousands by filing date | |
| PENDRELL CORP | 70686R104 | COM | 21,030 | $29,000 | thousands by filing date | |
| CENVEO CORP | 15671BAJ0 | NOTE 7.000% 5/1 | 30,000 | $29,000 | thousands by filing date | principal |
| ROSETTA GENOMICS LTD | M82183126 | SHS NEW NIS 0.6 | 12,616 | $29,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 1,500 | $28,000 | thousands by filing date | put |
| VOXELJET AG | 92912L107 | ADS | 3,400 | $28,000 | thousands by filing date | call |
| LENDINGCLUB CORP | 52603A109 | COM | 1,100 | $28,000 | thousands by filing date | put |
| AXION PWR INTL INC | 05460X208 | COM NEW | 29,271 | $28,000 | thousands by filing date | |
| PHARMATHENE INC | 71714G102 | COM | 14,703 | $27,000 | thousands by filing date | |
| ELEPHANT TALK COMM CORP | 286202205 | COM NEW | 33,016 | $27,000 | thousands by filing date | |
| ZHONE TECHNOLOGIES INC NEW | 98950P884 | COM | 15,244 | $27,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163UAA4 | NOTE 2.500 2/1 | 16,000 | $27,000 | thousands by filing date | principal |
| SESA STERLITE LTD | 78413F103 | SPONSORED ADR | 2,000 | $27,000 | thousands by filing date | put |
| NORTH ATLANTIC DRILLING LTD | G6613P202 | COM | 16,700 | $27,000 | thousands by filing date | put |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 1,000 | $26,000 | thousands by filing date | put |
| VERADIGM INC | 01988P108 | COMMON STOCK | 2,000 | $26,000 | thousands by filing date | call |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 26,100 | $26,000 | thousands by filing date | put |
| PHH CORP | 693320202 | COM NEW | 1,100 | $26,000 | thousands by filing date | call |
| FUEL SYS SOLUTIONS INC | 35952W103 | COM | 2,400 | $26,000 | thousands by filing date | call |
| CHEFS WHSE INC | 163086101 | COM | 1,100 | $25,000 | thousands by filing date | put |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 7,100 | $25,000 | thousands by filing date | put |
| TRAVELZOO | 89421Q205 | CMN | 2,000 | $25,000 | thousands by filing date | call |
| MICHAELS COS INC | 59408Q106 | COM | 1,000 | $25,000 | thousands by filing date | put |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 1,800 | $24,000 | thousands by filing date | put |
| SABRE CORP COM | 78573M104 | Stock | 1,200 | $24,000 | thousands by filing date | call |
| GLOBALSTAR INC | 378973408 | COM | 8,700 | $24,000 | thousands by filing date | put |
| KALOBIOS PHARMACEUTICALS INC | 48344T100 | COM | 13,613 | $24,000 | thousands by filing date | |
| VRINGO INC | 92911N104 | COM | 42,800 | $24,000 | thousands by filing date | call |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 1,700 | $23,000 | thousands by filing date | call |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 11,800 | $23,000 | thousands by filing date | put |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 2,000 | $23,000 | thousands by filing date | call |
| VERMILLION INC | 92407M206 | COM NEW | 11,402 | $23,000 | thousands by filing date | |
| CHINANET ONLINE HLDGS INC | 16949H102 | COM | 19,862 | $23,000 | thousands by filing date | |
| NORTH ATLANTIC DRILLING LTD | G6613P202 | COM | 13,900 | $23,000 | thousands by filing date | call |
| NIELSEN HOLDINGS N V | N63218106 | COM | 500 | $22,000 | thousands by filing date | put |
| NANOSPHERE INC | 63009F105 | COM | 56,632 | $22,000 | thousands by filing date | |
| OPEXA THERAPEUTICS INC | 68372T202 | CMN | 29,984 | $22,000 | thousands by filing date | |
| CORMEDIX INC | 21900C100 | COM | 11,335 | $22,000 | thousands by filing date | |
| PEDEVCO CORP | 70532Y204 | COM | 47,838 | $22,000 | thousands by filing date | |
| Swisher Hygiene Inc | 870808300 | Common Stock | 11,772 | $22,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 200 | $21,000 | thousands by filing date | call |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 3,800 | $21,000 | thousands by filing date | put |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 2,200 | $21,000 | thousands by filing date | call |
| ZION OIL & GAS INC | 989696109 | COM | 15,454 | $21,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 14,675 | $21,000 | thousands by filing date | |
| PROPHASE LABS INC | 74345W108 | COM | 14,104 | $21,000 | thousands by filing date | |
| INFOSONICS CORP | 456784107 | COM | 19,104 | $21,000 | thousands by filing date | |
| WPCS INTERNATIONAL INC | 92931L302 | COM | 75,933 | $21,000 | thousands by filing date | |
| TIGERLOGIC CORPORATION | 8867EQ101 | COM | 47,731 | $21,000 | thousands by filing date | |
| RESPONSE GENETICS INC | 76123U105 | COM | 67,349 | $21,000 | thousands by filing date | |
| RECON TECHNOLOGY LTD | G7415M108 | SHS | 10,746 | $21,000 | thousands by filing date | |
| FNFV GROUP | 31620R402 | COM | 1,320 | $21,000 | thousands by filing date | put |
| AMERICAN EAGLE ENERGY | 02554F300 | COM | 33,089 | $21,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 25,571 | $20,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 11,500 | $20,000 | thousands by filing date | call |
| CHARLES + COLVARD LTD | 159765106 | COM | 11,110 | $20,000 | thousands by filing date | |
| U S ENERGY CORP - WYOMING | 911805109 | COM | 13,396 | $20,000 | thousands by filing date | |
| ECHO THERAPEUTICS INC | 27876L206 | COM NEW | 14,834 | $20,000 | thousands by filing date | |
| DEALERTRACK TECHNOLOGIES INC | 242309AB8 | NOTE 1.500% 3/1 | 15,000 | $19,000 | thousands by filing date | principal |
| METABOLIX INC | 591018809 | COM | 45,874 | $19,000 | thousands by filing date | |
| PHOTOMEDEX INC | 719358301 | COM | 12,135 | $19,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-15-000291 | this filing | 2015-02-13 | acceptance time not in the bulk data set |