13F-HR filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR for the quarter ended 2014-12-31, filed 2015-02-13, with 7,100 holding rows worth $315,928,880,000.
- Accession
- 0000769993-15-000291
- Filer
- CIK 886982
- Filed
- 2015-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A holdings report, 10,402 entries on the cover page, a total value of $315,928,880,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $315,928,880,000 with VALUE read as thousands by filing date, 13F file number 028-04981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGOLDMAN SACHS & CO028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
- included managerGoldman Sachs Financial Markets, L.P.028-14253
- included managerGOLDMAN SACHS EXECUTION & CLEARING, L.P.028-10292
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ELLIS PERRY INTL INC | 288853104 | COM | 9,346 | $242,000 | thousands by filing date | |
| ENZYMOTEC LTD | M4059L101 | SHS | 31,684 | $242,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 953 | $241,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 3,506 | $241,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 12,115 | $241,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 3,100 | $241,000 | thousands by filing date | call |
| MARKET VECTORS ETF TR RARE EARTH STRATEGIC METALS ETF | 57061R536 | ETF | 9,562 | $241,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 16,787 | $241,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 16,907 | $240,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 38,600 | $240,000 | thousands by filing date | call |
| NANOVIRICIDES INC | 630087203 | COM NEW | 88,324 | $240,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 65,940 | $239,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 7,944 | $239,000 | thousands by filing date | |
| TWO RIV BANCORP | 90207C105 | COMMON | 28,405 | $239,000 | thousands by filing date | |
| UNITED DEV FUNDING XXXREGISTRATION REVOKED BY THE SEC EFF: 08/13/20 | 910187103 | REAL ESTATE INVESTME | 13,039 | $239,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 56,785 | $238,000 | thousands by filing date | |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 321,881 | $238,000 | thousands by filing date | |
| PROSHARES ULTRASHORT RE | 74348A871 | COM | 18,700 | $238,000 | thousands by filing date | call |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 5,052 | $237,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 20,151 | $237,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 12,512 | $237,000 | thousands by filing date | |
| ENZON PHARMACEUTICALS INC | 293904108 | COM | 217,094 | $237,000 | thousands by filing date | |
| MERGE HEALTHCARE INC | 589499102 | COM | 66,485 | $237,000 | thousands by filing date | |
| NEXPOINT CR STRATEGIES FD | 65340G106 | COM | 21,090 | $237,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 41,425 | $237,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 19,971 | $235,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 3,800 | $235,000 | thousands by filing date | put |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 8,422 | $235,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 9,727 | $234,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 15,441 | $234,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 73,012 | $234,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 30,930 | $233,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 8,312 | $233,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 38,641 | $233,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 22,417 | $233,000 | thousands by filing date | |
| VITESSE SEMICONDUCTOR CORP | 928497304 | COM NEW | 61,644 | $233,000 | thousands by filing date | |
| FIRST SOUTH BANCORP INC VA | 33646W100 | COM | 29,250 | $233,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H305 | ETN DJUBS GRNS37 | 6,000 | $232,000 | thousands by filing date | put |
| MKT V. SHORT MUNI INDEX | 57060U803 | ETF | 13,200 | $232,000 | thousands by filing date | |
| INFINERA CORPORATION | 45667GAB9 | DBCV 1.750% 6/0 | 175,000 | $232,000 | thousands by filing date | principal |
| SYMANTEC CORP | 871503108 | COM | 9,000 | $231,000 | thousands by filing date | call |
| FAIRCHILD SEMICONDUCTOR | 303726103 | COMMON STOCK | 13,700 | $231,000 | thousands by filing date | put |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 6,942 | $231,000 | thousands by filing date | |
| RIVERBED TECHNOLOGY INC | 768573107 | COM | 11,300 | $231,000 | thousands by filing date | call |
| ALLIED NEVADA GOLD CORP | 019344100 | COM | 265,500 | $231,000 | thousands by filing date | put |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 5,676 | $230,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 10,632 | $230,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 9,127 | $230,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 11,200 | $229,000 | thousands by filing date | put |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 14,239 | $228,000 | thousands by filing date | |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 5,924 | $228,000 | thousands by filing date | |
| HANSEN MEDICAL INC | 411307101 | COM | 410,353 | $228,000 | thousands by filing date | |
| CIE 3.125 05/24 | 19075FAB2 | Bond 30/360P2 U | 340,000 | $228,000 | thousands by filing date | principal |
| FISERV INC | 337738108 | COM | 3,200 | $227,000 | thousands by filing date | call |
| LADDER CAP CORP CL A | 505743104 | REIT | 11,551 | $227,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 17,966 | $227,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 33,489 | $227,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154P188 | 3X INV JAP GOV | 14,781 | $227,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 1,200 | $226,000 | thousands by filing date | put |
| QIWI PLC | 74735M108 | SPON ADR REP B | 11,200 | $226,000 | thousands by filing date | put |
| EXACTECH INC | 30064E109 | COM | 9,574 | $226,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 36,200 | $225,000 | thousands by filing date | put |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 52,354 | $225,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 284,919 | $225,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 16,500 | $225,000 | thousands by filing date | call |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 22,798 | $224,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 3,815 | $224,000 | thousands by filing date | |
| INTERACTIVE INTELLIGENCE GROUP | 45841V109 | COMMON STOCK | 4,683 | $224,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 12,303 | $224,000 | thousands by filing date | |
| MARKET VECTORS PRE-REFUND MUNI ETF(PRB) | 57060U738 | ETF | 9,246 | $224,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 5,118 | $223,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 5,956 | $223,000 | thousands by filing date | |
| FEDERATED PREM INTR MUN INC | 31423M105 | COM | 17,499 | $223,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 26,221 | $222,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 4,900 | $222,000 | thousands by filing date | call |
| MRV COMMUNICATIONS INC | 553477407 | COMMON | 22,388 | $222,000 | thousands by filing date | |
| CELLULAR DYNAMICS INTL INC | 15117V109 | COM | 34,463 | $222,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 7,800 | $221,000 | thousands by filing date | call |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 16,350 | $221,000 | thousands by filing date | |
| FARMERS CAP BANK CORP | 309562106 | COMMON STOCK | 9,495 | $221,000 | thousands by filing date | |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 8,500 | $221,000 | thousands by filing date | call |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 143,194 | $221,000 | thousands by filing date | |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 48,793 | $221,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 5,351 | $220,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 50,000 | $220,000 | thousands by filing date | call |
| DISCOVERY INC | 25470F302 | COM SER C | 6,500 | $219,000 | thousands by filing date | call |
| ICON 1.5 3/18 | 451055AF4 | Bond 30/360P2 U | 185,000 | $219,000 | thousands by filing date | principal |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 11,501 | $218,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 4,548 | $218,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 93,900 | $218,000 | thousands by filing date | put |
| MEADWESTVACO CORP | 583334107 | COM | 4,900 | $218,000 | thousands by filing date | put |
| ENERGOUS CORP | 29272C103 | COM | 19,855 | $218,000 | thousands by filing date | |
| ARUBA NETWORKS INC | 043176106 | COM | 12,000 | $218,000 | thousands by filing date | put |
| TREX CO INC | 89531P105 | COM | 5,100 | $217,000 | thousands by filing date | put |
| WP CAREY INC COM | 92936U109 | REIT | 3,100 | $217,000 | thousands by filing date | put |
| STARZ | 85571Q102 | COM SER A | 7,300 | $217,000 | thousands by filing date | call |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 8,441 | $217,000 | thousands by filing date | |
| RAND LOGISTICS INC | 752182105 | COM | 54,883 | $217,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 6,600 | $216,000 | thousands by filing date | call |
| CMS ENERGY CORP COM | 125896100 | Stock | 6,200 | $215,000 | thousands by filing date | put |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 13,544 | $215,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 40,895 | $215,000 | thousands by filing date | |
| IMATION CORP | 45245A107 | COM | 56,754 | $215,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 13,859 | $214,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 750,982 | $214,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 21,900 | $214,000 | thousands by filing date | |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 7,762 | $214,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 17,971 | $214,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 33,525 | $213,000 | thousands by filing date | |
| Scorpio Bulkers Inc. | Y7546A106 | EQ | 108,275 | $213,000 | thousands by filing date | |
| OCI RES LP | 67081B106 | COM UNIT LTD | 8,302 | $213,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 24,199 | $212,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 9,199 | $212,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 5,301 | $212,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 12,489 | $212,000 | thousands by filing date | |
| ZEP INC | 98944B108 | COMMON STOCK | 13,996 | $212,000 | thousands by filing date | |
| TELECOMMUNICATION SYS INC | 87929J103 | COM | 68,022 | $212,000 | thousands by filing date | |
| GUGGENHEIM MID-CAP CORE ETF | 18383M720 | GUG | 4,281 | $212,000 | thousands by filing date | |
| ROYAL BANCSHARES OF PENN-A | 780081105 | CL A | 131,496 | $212,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 4,400 | $211,000 | thousands by filing date | put |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 10,519 | $211,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 18,005 | $211,000 | thousands by filing date | |
| UTS GULF COAST ULTRA DEEP | 40222T104 | COMMON STK | 166,036 | $211,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082108 | CL A | 49,999 | $211,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 136,123 | $210,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 15,059 | $210,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 5,300 | $209,000 | thousands by filing date | call |
| DIANA SHIPPING INC | Y2066G104 | COM | 31,100 | $209,000 | thousands by filing date | put |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 6,898 | $209,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 6,100 | $209,000 | thousands by filing date | put |
| CURIS INC | 231269101 | COM | 139,103 | $209,000 | thousands by filing date | |
| PROSHARES | 74347R826 | MUTUAL FUNDS EQ | 13,467 | $208,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 10,300 | $208,000 | thousands by filing date | call |
| E HOUSE CHINA HLDGS LTD | 26852W103 | ADR | 28,700 | $208,000 | thousands by filing date | put |
| VICAL INC | 925602104 | COM | 198,436 | $208,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 3,154 | $208,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 12,463 | $207,000 | thousands by filing date | |
| IGI LABORATORIES INC | 449575109 | COM | 23,475 | $207,000 | thousands by filing date | |
| ALLIANCE FIBER OPTIC PRODUCT | 018680306 | COM | 14,258 | $207,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 113,000 | $206,000 | thousands by filing date | call |
| CENCOSUD S A | 15132H101 | SPONSORED ADS | 26,827 | $206,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 7,903 | $205,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 11,080 | $205,000 | thousands by filing date | |
| EXA CORP | 300614500 | COM | 17,422 | $204,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 7,216 | $203,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 20,283 | $203,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 47,515 | $203,000 | thousands by filing date | |
| PROSHARES TR | 74347R511 | PSHS ULT MDCP GR | 1,723 | $203,000 | thousands by filing date | |
| Crestwood Equity Partners | 226344109 | COM | 25,000 | $203,000 | thousands by filing date | put |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 12,824 | $202,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 7,309 | $202,000 | thousands by filing date | |
| PARAGON OFFSHORE PLC XXX | G6S01W108 | COM | 72,794 | $202,000 | thousands by filing date | put |
| CULP INC | 230215105 | CMN | 9,296 | $202,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 11,919 | $202,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 2,600 | $201,000 | thousands by filing date | call |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 11,567 | $201,000 | thousands by filing date | |
| NIMBLE STORAGE INC | 65440R101 | COM | 7,300 | $201,000 | thousands by filing date | call |
| C B PHARMA ACQUISITION CORP | G2029P100 | UNIT 12/17/2021 | 20,000 | $201,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 12,750 | $200,000 | thousands by filing date | call |
| GREAT PANTHER MINING | 39115V101 | COM | 324,991 | $200,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729NBP4 | NOTE 7.000% 3/1 | 110,000 | $200,000 | thousands by filing date | principal |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 15,403 | $199,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 25,094 | $199,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111108 | COM | 268,882 | $199,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 63,257 | $199,000 | thousands by filing date | |
| SEQUENTIAL BRANDS GROUP INC | 817340201 | COM NEW | 15,229 | $199,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 5,200 | $198,000 | thousands by filing date | call |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 14,000 | $198,000 | thousands by filing date | call |
| LA QUINTA HLDGS INC | 50420D108 | COM | 8,954 | $198,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 10,774 | $197,000 | thousands by filing date | |
| TETRALOGIC PHARMACEUTICALS COR | 88165U109 | COMMON | 40,965 | $197,000 | thousands by filing date | |
| SEARS CDA INC | 81234D109 | COM | 20,350 | $196,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 10,949 | $196,000 | thousands by filing date | |
| FIBROCELL SCIENCE INC | 315721209 | COM NEW | 75,683 | $196,000 | thousands by filing date | |
| DICE HOLDINGS INC | 253017107 | COM | 19,592 | $196,000 | thousands by filing date | |
| C+J ENERGY SERVICES INC | 12467B304 | COM | 14,841 | $196,000 | thousands by filing date | |
| CLIFTON BANCORP INC | 186873105 | COM | 14,446 | $196,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 20,626 | $195,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 11,260 | $195,000 | thousands by filing date | |
| EXTERRAN HLDGS INC | 30225X103 | COM | 6,000 | $195,000 | thousands by filing date | put |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 200,000 | $195,000 | thousands by filing date | principal |
| TEARLAB CORP | 878193101 | COM | 73,160 | $194,000 | thousands by filing date | |
| CITY NATL CORP | 178566105 | COM | 2,400 | $194,000 | thousands by filing date | put |
| INTERSIL CORP | 46069S109 | CL A | 13,400 | $194,000 | thousands by filing date | put |
| NUVEEN NY DIV ADVANTG MUN FD | 67070A101 | COM | 14,659 | $194,000 | thousands by filing date | |
| NEWSTAR FINANCIAL INC | 65251F105 | COM | 15,177 | $194,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 15,092 | $193,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 14,052 | $193,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 29,774 | $193,000 | thousands by filing date | |
| ULTRATECH INC | 904034105 | COM | 10,385 | $193,000 | thousands by filing date | |
| CELLECTAR BIOSCIENCES INC | 15117F203 | COM NEW | 62,618 | $193,000 | thousands by filing date | |
| TECHNIPFMC PLC | 30249U101 | COM | 4,100 | $192,000 | thousands by filing date | put |
| SKULLCANDY INC | 83083J104 | COM | 20,883 | $192,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 14,067 | $191,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 4,479 | $191,000 | thousands by filing date | |
| MULTI FINELINE ELECTRONIX IN | 62541B101 | COM | 16,965 | $191,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 18,080 | $191,000 | thousands by filing date | |
| PARNELL PHARMACEUT HLDGS LIMITED SHS | Q73622104 | Foreign Ordinary Shares | 46,100 | $191,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 10,953 | $190,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 38,061 | $190,000 | thousands by filing date | |
| SESEN BIO, INC. | 286221106 | COM | 15,988 | $190,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 25,761 | $189,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 28,927 | $189,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 3,300 | $188,000 | thousands by filing date | put |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 29,377 | $188,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 4,000 | $188,000 | thousands by filing date | call |
| SILICON IMAGE INC | 82705T102 | COM | 33,985 | $188,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 17,158 | $188,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 27,562 | $187,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 4,400 | $187,000 | thousands by filing date | put |
| BANCO BRADESCO S A | 059460402 | SPONSORED ADR | 14,444 | $187,000 | thousands by filing date | |
| MORGANS HOTEL GROUP CO | 61748W108 | COM | 23,898 | $187,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 13,380 | $187,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 7,000 | $186,000 | thousands by filing date | put |
| COMPUTER TASK GROUP INC | 205477102 | COM | 19,547 | $186,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 54,114 | $186,000 | thousands by filing date | |
| ALLIANCE NEW YORK MUN INC FD | 018714105 | COM | 13,822 | $186,000 | thousands by filing date | |
| RCS CAP CORP | 74937W102 | COM CL A | 15,189 | $186,000 | thousands by filing date | |
| VIRGIN AMER INC | 92765X208 | COM VTG | 4,300 | $186,000 | thousands by filing date | put |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 105,633 | $185,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 8,500 | $185,000 | thousands by filing date | put |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 3,600 | $185,000 | thousands by filing date | put |
| RARE ELEMENT RES LTD | 75381M102 | COM | 486,317 | $185,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 8,900 | $184,000 | thousands by filing date | put |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 9,500 | $184,000 | thousands by filing date | put |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 19,100 | $184,000 | thousands by filing date | put |
| PATTERSON COS INC | 703395103 | COM | 3,800 | $183,000 | thousands by filing date | put |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 11,010 | $183,000 | thousands by filing date | |
| EXAR CORP | 300645108 | COMMON STOCK | 17,936 | $183,000 | thousands by filing date | |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 101,091 | $183,000 | thousands by filing date | |
| SIZMEK INC | 83013P105 | COM | 29,245 | $183,000 | thousands by filing date | |
| MOL GLOBAL INC | 60845Q105 | Depository Receipt | 60,000 | $183,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 3,900 | $182,000 | thousands by filing date | call |
| PGT INNOVATIONS INC | 69336V101 | COM | 18,860 | $182,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 33,343 | $182,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973W107 | COM | 7,200 | $182,000 | thousands by filing date | put |
| MATTSON TECHNOLOGY INC | 577223100 | COM | 53,547 | $182,000 | thousands by filing date | |
| ENVIVIO INC | 29413T106 | COM | 136,020 | $182,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 4,500 | $181,000 | thousands by filing date | call |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 18,910 | $181,000 | thousands by filing date | |
| NOVADAQ TECHNOLOGIES INC COMMON | 66987G102 | COM | 10,880 | $181,000 | thousands by filing date | |
| PEOPLES FINL CORP MISS | 71103B102 | COM | 14,544 | $181,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 29,835 | $180,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 101,025 | $180,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 17,586 | $180,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 27,966 | $179,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 12,427 | $179,000 | thousands by filing date | |
| ISHARES | 464286830 | EXCHANGE TRADED | 13,300 | $179,000 | thousands by filing date | call |
| BROADSOFT INC | 11133BAB8 | NOTE 1.500% 7/0 | 171,000 | $179,000 | thousands by filing date | principal |
| JAMBA INC | 47023A309 | COM NEW | 11,868 | $179,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 13,169 | $179,000 | thousands by filing date | |
| NEURODERM LTD | M74231107 | ORD SHS | 12,754 | $179,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 12,400 | $178,000 | thousands by filing date | put |
| STRAYER ED INC | 863236105 | COM | 2,400 | $178,000 | thousands by filing date | call |
| STEIN MART INC | 858375108 | COM | 12,166 | $178,000 | thousands by filing date | |
| ECHELON CORP | 27874N105 | COM | 104,749 | $178,000 | thousands by filing date | |
| CORNERSTONE PROGRESSIVE RTN | 21925C200 | COM NEW | 11,725 | $178,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 29,657 | $177,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 5,800 | $177,000 | thousands by filing date | put |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 10,542 | $177,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 11,117 | $177,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 22,723 | $177,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 93,592 | $177,000 | thousands by filing date | |
| SUNSHINE HEART INC | 86782u106 | COM | 41,842 | $177,000 | thousands by filing date | |
| QUALITY DISTR INC FLA | 74756M102 | COM | 16,534 | $176,000 | thousands by filing date | |
| BLUE NILE INC | 09578R103 | COM | 4,900 | $176,000 | thousands by filing date | call |
| AIRTRAN HLDGS INC | 00949PAD0 | NOTE 5.250%11/0 | 60,000 | $176,000 | thousands by filing date | principal |
| ROUNDY'S INC | 779268101 | COM | 36,144 | $175,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 16,800 | $175,000 | thousands by filing date | put |
| BED BATH & BEYOND INC | 690370101 | COM | 7,168 | $174,000 | thousands by filing date | |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 75,997 | $174,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 4,376 | $174,000 | thousands by filing date | |
| Meru Networks, Inc. | 59047Q103 | COM | 46,372 | $174,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC | 38143UTC5 | CNV | 124,000 | $174,000 | thousands by filing date | principal |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 15,000 | $173,000 | thousands by filing date | put |
| MAXLINEAR INC | 57776J100 | COM | 23,209 | $172,000 | thousands by filing date | |
| HOSPIRA INC | 441060100 | COM | 2,800 | $172,000 | thousands by filing date | call |
| UNISYS CORP | 909214306 | COMMON STOCK | 5,809 | $171,000 | thousands by filing date | |
| FLEETMATICS GROUP PLC | G35569105 | COM | 4,822 | $171,000 | thousands by filing date | |
| LMI AEROSPACE INC | 502079106 | COM | 12,129 | $171,000 | thousands by filing date | |
| PEAK RESORTS INC | 70469L100 | COM | 21,328 | $171,000 | thousands by filing date | |
| UCP INC - CL A | 90265Y106 | Common Stock | 16,298 | $171,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 4,700 | $170,000 | thousands by filing date | put |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 10,848 | $170,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 8,400 | $170,000 | thousands by filing date | call |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 25,400 | $170,000 | thousands by filing date | put |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 11,416 | $170,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 4,158 | $169,000 | thousands by filing date | call |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 78,413 | $168,000 | thousands by filing date | |
| ENERGY FOCUS INC | 29268T300 | COM NEW | 33,994 | $168,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 1,700 | $167,000 | thousands by filing date | call |
| THERAPEUTICSMD INC | 88338N107 | COM | 37,533 | $167,000 | thousands by filing date | |
| XPLORE TECHNOLOGIES CORP | 983950700 | COM PAR $0.001 | 24,818 | $167,000 | thousands by filing date | |
| MATTERSIGHT CORP | 577097108 | COM | 26,693 | $167,000 | thousands by filing date | |
| RITE AID CORP | 767754BU7 | CNV | 57,000 | $167,000 | thousands by filing date | principal |
| BADGER METER INC COM | 056525108 | Stock | 2,800 | $166,000 | thousands by filing date | put |
| BADGER METER INC COM | 056525108 | Stock | 2,800 | $166,000 | thousands by filing date | call |
| VERASTEM INC | 92337C104 | COM | 18,167 | $166,000 | thousands by filing date | |
| AUDIENCE INC | 05070J102 | COM | 37,640 | $166,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 7,600 | $165,000 | thousands by filing date | put |
| HOSPIRA INC | 441060100 | COM | 2,700 | $165,000 | thousands by filing date | put |
| RENTECH INC COM | 760112102 | COM | 130,906 | $165,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 36,589 | $164,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 16,307 | $164,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 13,291 | $164,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 17,926 | $164,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 13,638 | $164,000 | thousands by filing date | |
| ANN INC | 035623107 | COM | 4,500 | $164,000 | thousands by filing date | call |
| TECUMSEH PRODS CO | 878895309 | COM | 52,972 | $164,000 | thousands by filing date | |
| CHIPMOS TECH BERMUDA LTD | G2110R114 | SHS | 7,000 | $163,000 | thousands by filing date | call |
| DERMA SCIENCES INC | 249827502 | COM PAR $.01 | 17,503 | $163,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 10,800 | $163,000 | thousands by filing date | put |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 4,000 | $162,000 | thousands by filing date | put |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 54,800 | $162,000 | thousands by filing date | put |
| INNODATA INC | 457642205 | COM NEW | 55,309 | $162,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 183,800 | $162,000 | thousands by filing date | put |
| Lowes Companies Inc | 42222G108 | LOW | 3,000 | $161,000 | thousands by filing date | put |
| PLANAR SYSTEMS INC | 726900103 | COM | 19,259 | $161,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 48,360 | $160,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 17,615 | $160,000 | thousands by filing date | |
| RESOURCE AMERICA INC-CL A | 761195205 | CL A | 17,719 | $160,000 | thousands by filing date | |
| BANK OF AMERICA CORP | 060505153 | CMN | 224,062 | $160,000 | thousands by filing date | |
| YUMA ENERGY INC | 98872E108 | COM | 89,029 | $160,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 5,223 | $159,000 | thousands by filing date | put |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 29,977 | $159,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 23,357 | $159,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 7,300 | $158,000 | thousands by filing date | put |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 14,146 | $158,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 6,600 | $158,000 | thousands by filing date | call |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 50,800 | $158,000 | thousands by filing date | call |
| COMPUTER SCIENCES CORP | 205363104 | COM | 2,500 | $158,000 | thousands by filing date | call |
| TECH DATA CORP | 878237106 | COM | 2,500 | $158,000 | thousands by filing date | put |
| NEONODE INC | 64051M402 | COM NEW | 46,876 | $158,000 | thousands by filing date | |
| CUSHING MLP TOTAL RETURN FD | 231631102 | COM SHS | 26,731 | $158,000 | thousands by filing date | |
| IMPRIVATA INC | 45323J103 | Cmn | 12,122 | $158,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 19,500 | $157,000 | thousands by filing date | put |
| GEO GROUP INC NEW | 36162J106 | COM | 3,900 | $157,000 | thousands by filing date | put |
| GLOBALSTAR INC | 378973408 | COM | 57,200 | $157,000 | thousands by filing date | call |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 16,600 | $157,000 | thousands by filing date | call |
| NUVEEN QUALITY PFD INCOME FD | 67071S101 | COM | 19,422 | $157,000 | thousands by filing date | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 105,169 | $156,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 10,200 | $156,000 | thousands by filing date | put |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 17,799 | $156,000 | thousands by filing date | |
| FLEETMATICS GROUP PLC | G35569105 | COM | 4,400 | $156,000 | thousands by filing date | put |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 30,565 | $156,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 4,300 | $155,000 | thousands by filing date | call |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 2,000 | $155,000 | thousands by filing date | put |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 5,000 | $155,000 | thousands by filing date | put |
| TEAM HEALTH HOLDINGS INC | 87817A107 | COMMON STOCK | 2,700 | $155,000 | thousands by filing date | put |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 145,356 | $154,000 | thousands by filing date | |
| XOOM CORP | 98419Q101 | COM | 8,800 | $154,000 | thousands by filing date | call |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 11,084 | $153,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 10,155 | $153,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 15,566 | $152,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 15,011 | $152,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 17,196 | $152,000 | thousands by filing date | |
| PROSPECT CAPITAL CORP | 74348TAD4 | NOTE | 151,000 | $152,000 | thousands by filing date | principal |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 11,798 | $152,000 | thousands by filing date | |
| GUIDANCE SOFTWARE INC | 401692108 | COM | 20,862 | $151,000 | thousands by filing date | |
| WALTER INVESTMENT MANAGEMENT | 93317WAA0 | CNV | 200,000 | $151,000 | thousands by filing date | principal |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 21,100 | $150,000 | thousands by filing date | call |
| POTBELLY CORP | 73754Y100 | COM | 11,645 | $150,000 | thousands by filing date | |
| EMERALD OIL INC | 29101U209 | COM NEW | 125,000 | $150,000 | thousands by filing date | put |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 37,742 | $150,000 | thousands by filing date | |
| VANTIV INC | 92210H105 | CL A | 4,400 | $149,000 | thousands by filing date | put |
| SCIQUEST INC NEW | 80908T101 | COM | 10,303 | $149,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 40,151 | $149,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 94,170 | $149,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 74,626 | $149,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 37,694 | $149,000 | thousands by filing date | |
| BAYLAKE CORP | 072788102 | COM | 11,896 | $149,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 3,000 | $148,000 | thousands by filing date | call |
| WAUSAU PAPER CORP | 943315101 | COM | 12,993 | $148,000 | thousands by filing date | |
| BIO PATH HOLDINGS INC | 09057N102 | COM | 55,812 | $148,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 5,900 | $147,000 | thousands by filing date | call |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 4,600 | $147,000 | thousands by filing date | put |
| STERLING BANCORP DEL | 85917A100 | COM | 10,227 | $147,000 | thousands by filing date | |
| PMFG INC | 69345P103 | COM | 28,111 | $147,000 | thousands by filing date | |
| TRADE STR RESIDENTIAL INC | 89255N203 | COM NEW | 19,091 | $147,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 2,500 | $146,000 | thousands by filing date | call |
| ALLIANCE ONE INTL | 018772103 | COMMON STOCK | 92,335 | $146,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 21,000 | $146,000 | thousands by filing date | put |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 20,828 | $146,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 17,635 | $145,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 100,673 | $145,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 20,715 | $145,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 100,000 | $144,000 | thousands by filing date | put |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 4,100 | $144,000 | thousands by filing date | call |
| POLYONE CORP | 73179P106 | COM | 3,800 | $144,000 | thousands by filing date | put |
| INTREPID POTASH INC | 46121Y102 | COM | 10,370 | $144,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 18,584 | $144,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 12,000 | $144,000 | thousands by filing date | put |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 2,300 | $143,000 | thousands by filing date | call |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 10,825 | $143,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 28,572 | $143,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 10,777 | $143,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 5,300 | $142,000 | thousands by filing date | put |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 11,043 | $142,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 7,400 | $142,000 | thousands by filing date | put |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 64,742 | $142,000 | thousands by filing date | |
| WESTFIELD FINANCIAL INC | 96008P104 | COM | 19,368 | $142,000 | thousands by filing date | |
| Q | 74876Y101 | Stock | 2,400 | $141,000 | thousands by filing date | put |
| FRONTLINE LTD | G3682E127 | COM | 56,100 | $141,000 | thousands by filing date | call |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 10,708 | $141,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904AM3 | NOTE 2.500%12/1 | 133,000 | $141,000 | thousands by filing date | principal |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 8,800 | $140,000 | thousands by filing date | call |
| REVVITY INC | 714046109 | COM | 3,200 | $140,000 | thousands by filing date | call |
| BEAR ST FINL INC | 073844102 | COM | 12,745 | $140,000 | thousands by filing date | |
| CNOVA ORD | N20947102 | COM | 17,657 | $140,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 10,132 | $139,000 | thousands by filing date | |
| QLOGIC CORP | 747277101 | COM | 10,400 | $139,000 | thousands by filing date | call |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 1,700 | $139,000 | thousands by filing date | call |
| FNFV GROUP | 31620R402 | COM | 8,811 | $139,000 | thousands by filing date | call |
| CHC GROUP LTD | G07021101 | SHS | 43,290 | $139,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 12,065 | $138,000 | thousands by filing date | |
| MEADWESTVACO CORP | 583334107 | COM | 3,100 | $138,000 | thousands by filing date | call |
| REVOLUTION LIGHTING TECHNOLO | 76155G107 | COM | 102,591 | $138,000 | thousands by filing date | |
| Timmins Gold Corp | 88741P103 | COM | 144,417 | $138,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052206 | COM | 17,743 | $138,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 2,800 | $137,000 | thousands by filing date | call |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 18,334 | $137,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 20,033 | $137,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 16,005 | $137,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 21,751 | $136,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 5,600 | $136,000 | thousands by filing date | call |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 20,501 | $136,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 8,100 | $136,000 | thousands by filing date | call |
| TENAX THERAPEUTICS INC | 88032L100 | COM | 35,347 | $136,000 | thousands by filing date | |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 11,727 | $136,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 14,073 | $135,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 48,972 | $135,000 | thousands by filing date | |
| BLUE EARTH INC COM | 095428108 | COMMON STOCK | 125,415 | $135,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 11,498 | $135,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 2,000 | $134,000 | thousands by filing date | put |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 3,800 | $134,000 | thousands by filing date | call |
| XYLEM INC COM | 98419M100 | Stock | 3,500 | $133,000 | thousands by filing date | put |
| MIDSTATES PETROLEUM CO INC | 59804T100 | COM | 88,003 | $133,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 26,300 | $132,000 | thousands by filing date | put |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 15,800 | $132,000 | thousands by filing date | put |
| ELDORADO RESORTS INC | 28470R102 | COM | 32,705 | $132,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 19,654 | $132,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 2,100 | $131,000 | thousands by filing date | call |
| AMERICAN VANGUARD CORP | 030371108 | COM | 11,289 | $131,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 3,500 | $131,000 | thousands by filing date | put |
| BLYTH INC | 09643P207 | COM NEW | 14,271 | $131,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC | 04269XAA3 | NOTE 3.000% 6/0 | 140,000 | $131,000 | thousands by filing date | principal |
| RENESOLA LTD | 75971T103 | SPONS ADS | 92,765 | $131,000 | thousands by filing date | |
| CYAN INC | 23247W104 | COM | 52,264 | $131,000 | thousands by filing date | |
| SEVENTY SEVEN ENERGY INC | 818097107 | COM | 24,164 | $131,000 | thousands by filing date | call |
| AMERICAN CAP SR FLOATING LTD | 02504D108 | COM | 10,694 | $130,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 12,489 | $130,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 23,489 | $130,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 24,517 | $130,000 | thousands by filing date | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 287,205 | $129,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 25,728 | $129,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 13,469 | $129,000 | thousands by filing date | |
| POPEYES LA KITCHEN INC | 732872106 | COM | 2,300 | $129,000 | thousands by filing date | call |
| 8X8 INC | 282914100 | COMMON STOCK | 14,129 | $129,000 | thousands by filing date | |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 111,301 | $129,000 | thousands by filing date | |
| MEDIWOUND LTD | M68830104 | ORD SHS | 19,420 | $129,000 | thousands by filing date | |
| NIMBLE STORAGE INC | 65440R101 | COM | 4,675 | $129,000 | thousands by filing date | |
| NIMBLE STORAGE INC | 65440R101 | COM | 4,700 | $129,000 | thousands by filing date | put |
| FLEETMATICS GROUP PLC | G35569105 | COM | 3,600 | $128,000 | thousands by filing date | call |
| WESTERN ASSET GLB PTNRS INCO | 95766G108 | COM | 13,026 | $128,000 | thousands by filing date | |
| Neothetics Inc | 64066G101 | COM | 17,095 | $128,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 45,206 | $127,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 49,793 | $127,000 | thousands by filing date | |
| ARROWHEAD RESEARCH CORP | 042797209 | COM | 17,261 | $127,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 5,800 | $127,000 | thousands by filing date | put |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 62,550 | $127,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 10,272 | $126,000 | thousands by filing date | |
| BOULDER BRANDS INC | 101405108 | COMMON STOCK | 11,411 | $126,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 30,000 | $126,000 | thousands by filing date | put |
| VRINGO INC | 92911N104 | COM | 228,518 | $126,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 1,800 | $125,000 | thousands by filing date | call |
| INTERPUBLIC GROUP COS | 460690100 | COM | 6,000 | $125,000 | thousands by filing date | put |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 33,310 | $125,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 14,100 | $125,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 5,600 | $125,000 | thousands by filing date | put |
| E2OPEN INC | 29788A104 | COM | 13,001 | $125,000 | thousands by filing date | |
| CAPE BANCORP INC | 139209100 | COM | 13,318 | $125,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 19,490 | $124,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 8,200 | $124,000 | thousands by filing date | call |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 77,257 | $124,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 100,519 | $123,000 | thousands by filing date | |
| QUEST RESOURCE HOLDING CORP | 74836W104 | COMM | 85,719 | $123,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 4,600 | $122,000 | thousands by filing date | call |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 301,812 | $122,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 900 | $122,000 | thousands by filing date | put |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 23,191 | $122,000 | thousands by filing date | |
| VIRCO MFG CO | 927651109 | COM | 49,901 | $122,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 15,000 | $122,000 | thousands by filing date | call |
| RIVERBED TECHNOLOGY INC | 768573107 | COM | 6,000 | $122,000 | thousands by filing date | put |
| MIDWAY GOLD CORP CAD COM | 598153104 | COM | 164,419 | $122,000 | thousands by filing date | |
| BIOAMBER INC | 09072Q106 | COM | 14,548 | $122,000 | thousands by filing date | |
| ENVISION HEALTHCARE HLDGS IN | 29413U103 | COM | 3,500 | $121,000 | thousands by filing date | put |
| ELECTRONIC ARTS INC | 285512AA7 | NOTE 0.750% 7/1 | 80,000 | $121,000 | thousands by filing date | principal |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 3,300 | $120,000 | thousands by filing date | put |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 6,500 | $120,000 | thousands by filing date | put |
| Tremor Video | 89484Q100 | Common Stock | 41,813 | $120,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-15-000291 | this filing | 2015-02-13 | acceptance time not in the bulk data set |