13F-HR filed by STIFEL FINANCIAL CORP
STIFEL FINANCIAL CORP filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-12, with 3,032 holding rows worth $56,048,236,000.
- Accession
- 0000720672-21-000003
- Filer
- CIK 720672
- Filed
- 2021-02-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 7,510 entries on the cover page, a total value of $56,048,236,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $56,048,236,000 with VALUE read as thousands by filing date, 13F file number 028-04621. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSTIFEL NICOLAUS & CO INC \MO\028-06972
- included managerEquityCompass Investment Management028-13156
- included managerCentury Securities Associates, Inc.028-13699
- included manager1919 Investment Counsel, LLC028-11345
- included managerStifel Trust Company, N.A.028-06397
- included managerStifel Trust Co Delaware, N.A.028-16086
- included managerWashington Crossing Advisers LLC028-19513
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LIBERTY LATIN AMERICA LTD | 53069QAB5 | BOND | 36,000 | $35,000 | thousands by filing date | principal |
| BLACKLINE INC | 09239BAB5 | NOTE 0.125% 8/0 | 18,000 | $34,000 | thousands by filing date | principal |
| NEW YORK MTG TRUST | 649604AD7 | NOTE 6.250% 1/1 | 32,511 | $33,000 | thousands by filing date | principal |
| IRIDEX CORP | 462684101 | COM | 12,913 | $32,000 | thousands by filing date | |
| WEIBO CORP | 948596AC5 | NOTE 1.250%11/1 | 33,000 | $32,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 10,246 | $32,000 | thousands by filing date | |
| EZCORP INC | 302301AE6 | NOTE 2.375% 5/0 | 32,096 | $32,000 | thousands by filing date | principal |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 11,691 | $31,000 | thousands by filing date | |
| WIX COM LTD | 92940WAB5 | NOTE 7/0 | 17,000 | $31,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAL5 | NOTE 0.375% 9/0 | 26,000 | $29,000 | thousands by filing date | principal |
| SCORPIO TANKERS INC | 80918TAB5 | NOTE 3.000% 5/1 | 28,559 | $29,000 | thousands by filing date | principal |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 17,200 | $28,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 22,738 | $28,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 21,100 | $27,000 | thousands by filing date | |
| CERECOR INC | 15671L109 | COM | 10,000 | $26,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 10,000 | $25,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 24,875 | $25,000 | thousands by filing date | principal |
| ATHERSYS INC | 04744L106 | COM | 14,000 | $25,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251KAB6 | NOTE 6.125% 5/1 | 25,166 | $25,000 | thousands by filing date | principal |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 24,000 | $24,000 | thousands by filing date | principal |
| Q2 HLDGS INC | 74736LAD1 | NOTE 0.750% 6/0 | 12,000 | $18,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 10,000 | $16,000 | thousands by filing date | |
| ALKALINE WTR CO INC | 01643A207 | COM NEW | 15,350 | $16,000 | thousands by filing date | |
| GUESS INC | 401617AD7 | BOND | 13,000 | $15,000 | thousands by filing date | principal |
| ALTERYX INC | 02156BAF0 | BOND | 13,000 | $14,000 | thousands by filing date | principal |
| NATIONAL HEALTH INVS INC | 63633DAE4 | NOTE 3.250% 4/0 | 13,000 | $14,000 | thousands by filing date | principal |
| ALTERYX INC | 02156BAD5 | BOND | 13,000 | $13,000 | thousands by filing date | principal |
| MARRIOTT VACTINS WORLDWID CO | 57164YAB3 | NOTE 1.500% 9/1 | 10,188 | $10,000 | thousands by filing date | principal |
| SANCHEZ MIDSTEAM PARTNERS LP | 79971C201 | COM UNITS REP B | 16,924 | $10,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 15,926 | $9,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 25,000 | $8,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 10,000 | $7,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000720672-21-000003 | this filing | 2021-02-12 | acceptance time not in the bulk data set |