13F-HR filed by STIFEL FINANCIAL CORP
STIFEL FINANCIAL CORP filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-12, with 3,032 holding rows worth $56,048,236,000.
- Accession
- 0000720672-21-000003
- Filer
- CIK 720672
- Filed
- 2021-02-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 7,510 entries on the cover page, a total value of $56,048,236,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $56,048,236,000 with VALUE read as thousands by filing date, 13F file number 028-04621. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSTIFEL NICOLAUS & CO INC \MO\028-06972
- included managerEquityCompass Investment Management028-13156
- included managerCentury Securities Associates, Inc.028-13699
- included manager1919 Investment Counsel, LLC028-11345
- included managerStifel Trust Company, N.A.028-06397
- included managerStifel Trust Co Delaware, N.A.028-16086
- included managerWashington Crossing Advisers LLC028-19513
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 8,753 | $369,000 | thousands by filing date | |
| HYLIION HOLDINGS CORP | 449109107 | COMMON STOCK | 22,250 | $367,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R878 | DORSEY WRIGHT | 11,727 | $364,000 | thousands by filing date | |
| ALLAKOS INC | 01671P100 | COM | 2,600 | $364,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 8,378 | $362,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 8,361 | $362,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 6,296 | $362,000 | thousands by filing date | |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 15,587 | $361,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 4,711 | $360,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 10,729 | $360,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 25,016 | $360,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 31,634 | $360,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 33,234 | $359,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 12,427 | $358,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 29,763 | $357,000 | thousands by filing date | |
| RED RIVER BANCSHARES INC | 75686R202 | COMMON STOCK | 7,200 | $357,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 2,715 | $355,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 89,222 | $355,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 23,434 | $355,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767868 | MSCI ONE BELT | 13,150 | $354,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 3,531 | $353,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 28,164 | $352,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 3,527 | $351,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 4,841 | $351,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 52,614 | $349,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 2,071 | $347,000 | thousands by filing date | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 11,654 | $347,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 21,795 | $347,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 17,363 | $347,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 6,457 | $347,000 | thousands by filing date | |
| PACER FDS TR | 69374H709 | GLOBL CASH ETF | 12,055 | $346,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V597 | RAFI US 1500 | 2,295 | $346,000 | thousands by filing date | |
| CHOICEONE FINANCIAL SVCS INC | 170386106 | COMMON STOCK | 11,058 | $341,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 26,735 | $340,000 | thousands by filing date | |
| ATRECA INC | 04965G109 | COM | 21,086 | $340,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 3,031 | $339,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 30,400 | $339,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 22,963 | $339,000 | thousands by filing date | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 20,952 | $337,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 42,577 | $337,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 12,834 | $336,000 | thousands by filing date | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 13,629 | $335,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 4,234 | $331,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 1,520 | $330,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 31,611 | $330,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 17,700 | $329,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V266 | S&P500 PUR GWT | 2,020 | $329,000 | thousands by filing date | |
| FIRST NATIONAL CORP VA | 32106V107 | COMMON STOCK | 19,480 | $329,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 22,099 | $328,000 | thousands by filing date | |
| MARAVAI LIFESCIENCES HLDGS A | 56600D107 | COMMON STOCK | 11,658 | $327,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 27,687 | $327,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 6,160 | $326,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 4,759 | $325,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 12,585 | $323,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J406 | EX US SML CP | 7,596 | $323,000 | thousands by filing date | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 9,661 | $322,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 1,696 | $321,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 12,315 | $321,000 | thousands by filing date | |
| ENDAVA PLC ADS | 29260V105 | ADR | 4,163 | $320,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 24,949 | $320,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 12,707 | $320,000 | thousands by filing date | |
| LIVERAMP HLDGS INC COM | 53815P108 | Stock | 4,357 | $319,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 14,085 | $319,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 13,905 | $319,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 12,943 | $317,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 17,682 | $317,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 3,317 | $317,000 | thousands by filing date | |
| INMODE LTD SHS | M5425M103 | Stock | 6,662 | $316,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 1,153 | $316,000 | thousands by filing date | |
| ABRDN PRECIOUS METALS BASKET | 003263100 | PHYSCL PRECS MET | 3,188 | $315,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 74,000 | $315,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 34,122 | $314,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 118,569 | $314,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 15,815 | $313,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 2,401 | $313,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y401 | CMN | 4,085 | $311,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 5,590 | $310,000 | thousands by filing date | |
| JPMorgan BetaBuilders Dev Asia | 46641Q688 | ETF | 11,448 | $310,000 | thousands by filing date | |
| BANDWIDTH INC | 05988J103 | COM CL A | 2,008 | $309,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 6,372 | $309,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 10,794 | $308,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 23,093 | $306,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 4,894 | $306,000 | thousands by filing date | |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 13,440 | $305,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 9,547 | $304,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 29,981 | $303,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 15,135 | $303,000 | thousands by filing date | |
| FRANKLIN FINANCIAL SERVICES | 353525108 | COMMON STOCK | 11,200 | $303,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 12,318 | $303,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 11,725 | $303,000 | thousands by filing date | |
| ISHARES TR | 46429B515 | CMN | 6,852 | $303,000 | thousands by filing date | |
| CORNERSTONE BLDG BRANDS INC | 21925D109 | COM | 32,550 | $302,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 14,460 | $301,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 6,694 | $301,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E644 | INTL BUYBACK | 7,819 | $300,000 | thousands by filing date | |
| CROSSFIRST BANKSHARES INC | 22766M109 | COM | 27,929 | $300,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 22,192 | $299,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 2,372 | $298,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 5,482 | $297,000 | thousands by filing date | |
| INVESCO S&P SMALLCAP 600PURE VALUE ETF | 46137V167 | ETF | 4,427 | $295,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 5,227 | $294,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 4,905 | $294,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 27,937 | $293,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 16,449 | $292,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 17,683 | $292,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 22,758 | $292,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 21,661 | $291,000 | thousands by filing date | |
| PROGYNY INC COM | 74340E103 | Stock | 6,845 | $290,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 543 | $290,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 28,791 | $290,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 3,643 | $290,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q407 | JPMORGAN DIVER | 3,458 | $289,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 17,983 | $288,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 2,165 | $287,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 5,472 | $286,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 5,577 | $285,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 22,251 | $285,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 26,985 | $283,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 411,078 | $283,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 6,280 | $282,000 | thousands by filing date | |
| RELMADA THERAPEUTICS INC | 75955J402 | COMMON STOCK | 8,784 | $282,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 7,681 | $282,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 11,065 | $282,000 | thousands by filing date | |
| PACER FDS TR | 69374H691 | mc | 8,870 | $282,000 | thousands by filing date | |
| Mid-Southern Bancorp | 59548Q107 | COM | 19,588 | $282,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 4,474 | $281,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 3,737 | $281,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 14,310 | $281,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 5,446 | $281,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 5,897 | $281,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 5,457 | $281,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J817 | BULSHS 2025 HY | 11,461 | $281,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 3,010 | $280,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 15,428 | $280,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 15,991 | $279,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 4,749 | $279,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 23,149 | $279,000 | thousands by filing date | |
| ROOT INC | 77664L108 | COMMON STOCK | 17,750 | $279,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 18,045 | $278,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 6,876 | $278,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 6,313 | $277,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 7,794 | $277,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 2,456 | $276,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 16,186 | $276,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 2,462 | $276,000 | thousands by filing date | |
| Vanguard ESG U.S. Stock ETF | 921910733 | SHS | 3,927 | $275,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 18,417 | $275,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 23,434 | $275,000 | thousands by filing date | |
| NUVEEN CR OPPORTUNITIES 2022 | 67075U102 | COM | 34,206 | $275,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 5,507 | $274,000 | thousands by filing date | |
| ISHARES TR | 46435U218 | ESG MSCI LEADR | 4,198 | $273,000 | thousands by filing date | |
| CEREVEL THERAPEUTICS HLDNG I | 15678U128 | COM | 16,436 | $273,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 6,594 | $272,000 | thousands by filing date | |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 29,739 | $271,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 25,377 | $270,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 8,195 | $268,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 5,969 | $268,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 6,294 | $268,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 5,240 | $268,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 4,917 | $268,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 4,289 | $267,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 25,707 | $266,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 4,010 | $266,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 15,507 | $266,000 | thousands by filing date | |
| ISHARES | 46435U432 | EXCHANGE TRADED | 9,435 | $266,000 | thousands by filing date | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 25,872 | $265,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 1,850 | $265,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 17,589 | $265,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 9,567 | $264,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 3,683 | $264,000 | thousands by filing date | |
| COUSINSPPTYSINC | 222795502 | STOK | 7,865 | $263,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 7,228 | $263,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 2,126 | $261,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 2,909 | $261,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 3,922 | $260,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 18,022 | $260,000 | thousands by filing date | |
| CARTER BANKSHARES INC | 146103106 | COMMON STOCK | 24,209 | $260,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 4,127 | $259,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 15,047 | $259,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 1,590 | $258,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 9,465 | $258,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FUND TRUST INVESCO DORSEY WRIGHT UTILITIES MOMENTUM ETF | 46137V795 | ETF | 8,126 | $258,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q460 | CMN | 3,221 | $258,000 | thousands by filing date | |
| CALLON PETROLEUM CORP | 13123X508 | COMMON STOCK | 19,609 | $258,000 | thousands by filing date | |
| STRIDE INC | 86333M108 | COM | 12,106 | $257,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 5,715 | $256,000 | thousands by filing date | |
| ONTERRIS INC | 615111101 | COM | 8,251 | $255,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 6,883 | $254,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 11,779 | $254,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 22,270 | $254,000 | thousands by filing date | |
| EVO PMTS INC | 26927E104 | CL A COM | 9,405 | $254,000 | thousands by filing date | |
| PAGERDUTY INC COM | 69553P100 | Stock | 6,064 | $253,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 17,064 | $253,000 | thousands by filing date | |
| IGM BIOSCIENCES INC | 449585108 | COM | 2,865 | $253,000 | thousands by filing date | |
| CGI INC CL A SUB VTG | 12532H104 | Stock | 3,181 | $252,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P103 | COM | 9,950 | $252,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 7,412 | $252,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 10,859 | $252,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 16,951 | $252,000 | thousands by filing date | |
| PACER INDUSTRIAL REAL ESTATE ETF | 69374H766 | ETF | 6,844 | $252,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 7,891 | $250,000 | thousands by filing date | |
| BIONTECH SE SPONSORED ADS | 09075V102 | ADR | 3,053 | $249,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 7,325 | $249,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 9,666 | $248,000 | thousands by filing date | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 31,290 | $248,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 19,728 | $247,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 55,572 | $247,000 | thousands by filing date | |
| INVESCO DB MLTI SECTR CMMTY | 46140H601 | GOLD FD | 4,452 | $246,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 1,923 | $245,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 1,111 | $244,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 17,045 | $244,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 2,605 | $244,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 5,661 | $243,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 15,336 | $243,000 | thousands by filing date | |
| TRIP COM GROUP LTD ADS | 89677Q107 | ADR | 7,166 | $242,000 | thousands by filing date | |
| DWS STRATEGIC MUN INCOME TR | 23342Q101 | COM | 21,217 | $242,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 18,410 | $242,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 16,224 | $242,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y632 | ARTIFICIAL ETF | 8,882 | $241,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 70,229 | $240,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 79,200 | $240,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 9,758 | $240,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 18,932 | $240,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 3,325 | $239,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F171 | GREEN BOND ETF | 8,553 | $239,000 | thousands by filing date | |
| DTE ENERGY CO | 233331842 | UNIT 11/01/2022 | 4,975 | $239,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 2,560 | $238,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 9,244 | $238,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 18,000 | $238,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 20,784 | $238,000 | thousands by filing date | |
| NORTHWEST NAT HLDG CO COM | 66765N105 | Stock | 5,157 | $237,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 3,133 | $237,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 52,800 | $237,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P103 | LNG/SHT EQUITY | 5,408 | $236,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 3,931 | $236,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 6,527 | $236,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L108 | SELECT FINL | 9,901 | $236,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 9,833 | $235,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 5,120 | $235,000 | thousands by filing date | |
| AGNT INC | 30212W100 | COM | 3,695 | $234,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 101,079 | $234,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 5,585 | $233,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 4,382 | $232,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 2,310 | $231,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 2,959 | $230,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 5,969 | $230,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 5,914 | $230,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 33,644 | $230,000 | thousands by filing date | |
| COVETRUS INC | 22304C100 | COM | 8,012 | $230,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 23,066 | $229,000 | thousands by filing date | |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 5,457 | $229,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 229,116 | $229,000 | thousands by filing date | principal |
| CNX RES CORP COM | 12653C108 | Stock | 21,127 | $228,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 3,897 | $228,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 17,633 | $228,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 4,621 | $227,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 51,490 | $227,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 10,173 | $227,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 16,951 | $227,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 9,814 | $225,000 | thousands by filing date | |
| NUVEEN EMERGING MKTS DEBT 20 | 67077P101 | COM | 30,061 | $225,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 14,331 | $223,000 | thousands by filing date | |
| MEIRAGTX HOLDINGS PLC | G59665102 | COMMON STOCK | 14,735 | $223,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 10,796 | $222,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 8,156 | $222,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 26,865 | $222,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 3,631 | $222,000 | thousands by filing date | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 2,377 | $221,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 3,951 | $221,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 3,853 | $221,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 6,751 | $221,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 12,218 | $221,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 2,982 | $220,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 14,759 | $219,000 | thousands by filing date | |
| PARSONS CORP DEL COM | 70202L102 | Stock | 6,027 | $219,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 4,121 | $218,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DISTRI | 20440T300 | SPONSORED ADR | 15,249 | $218,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 7,364 | $218,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C573 | TOTAL CORP BND | 2,305 | $217,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y384 | CYBRSCURTY ETF | 7,700 | $217,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 3,395 | $216,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 8,533 | $216,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P888 | NUVEEN ESG EMRGN | 6,414 | $215,000 | thousands by filing date | |
| KARUNA THERAPEUTICS INC | 48576A100 | COM | 2,116 | $215,000 | thousands by filing date | |
| JFROG LTD ORD SHS | M6191J100 | Stock | 3,405 | $214,000 | thousands by filing date | |
| KONTOOR BRANDS INC | 50050N103 | COM | 5,266 | $214,000 | thousands by filing date | |
| NEXPOINT REAL ESTATE FINANCE | 65342V101 | REIT | 12,936 | $214,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 2,117 | $214,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 13,340 | $213,000 | thousands by filing date | |
| iShares iBonds Dec. 2027 Municipal Bond ETF | 46435U283 | ETF | 7,803 | $213,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 3,494 | $212,000 | thousands by filing date | |
| OVINTIV INC | 69047Q102 | COM | 14,792 | $212,000 | thousands by filing date | |
| Invsc SP 500 Equal Weight Matrl ETF | 46137V316 | ETF | 1,513 | $211,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 210,602 | $211,000 | thousands by filing date | principal |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 4,170 | $210,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 9,580 | $210,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 28,374 | $210,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G301 | VIRTUS LIFESC CT | 4,241 | $210,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 9,250 | $209,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 16,350 | $209,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 1,947 | $208,000 | thousands by filing date | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 17,891 | $208,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 8,492 | $208,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 9,429 | $208,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 9,393 | $206,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 22,418 | $206,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 5,756 | $206,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y285 | FUND | 10,700 | $206,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 13,456 | $205,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 85,795 | $205,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 14,790 | $204,000 | thousands by filing date | |
| REDBALL ACQUISITION CORP | G7417R105 | COM CL A | 18,700 | $204,000 | thousands by filing date | |
| RBB FD INC | 74933W601 | MOTLEY FOL ETF | 5,744 | $203,000 | thousands by filing date | |
| FNCB BANCORP INC | 302578109 | COM | 31,696 | $203,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 21,130 | $202,000 | thousands by filing date | |
| ISHARES ESG ADVANCED UNIVERSAL USD BOND ETF | 46436E619 | COM | 3,991 | $202,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061508 | GLB MOMENT ETF | 7,753 | $201,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 21,314 | $201,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 14,561 | $200,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 3,831 | $200,000 | thousands by filing date | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 6,776 | $200,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 8,087 | $200,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 5,421 | $200,000 | thousands by filing date | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 16,690 | $198,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 198,146 | $198,000 | thousands by filing date | principal |
| SIENTRA INC | 82621J105 | COM | 50,600 | $197,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 15,779 | $195,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 15,067 | $194,000 | thousands by filing date | |
| NUVEEN MUN 2021 TARGET TERM | 670687102 | COM | 19,631 | $194,000 | thousands by filing date | |
| FOLEY TRASIMENE ACQUISITION | 344328109 | COM CL A | 12,710 | $192,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 35,030 | $189,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 10,937 | $189,000 | thousands by filing date | |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 12,616 | $189,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q886 | COM | 10,568 | $188,000 | thousands by filing date | |
| DESKTOP METAL INC | 25058X105 | COM CL A | 10,950 | $188,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 27,887 | $188,000 | thousands by filing date | |
| CHINA XD PLASTICS CO LTD | 16948F107 | COM | 189,324 | $187,000 | thousands by filing date | |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 12,409 | $184,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 11,467 | $184,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 23,258 | $184,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 10,466 | $182,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 20,970 | $182,000 | thousands by filing date | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 17,642 | $181,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MLP FUND, I | 184692200 | COM | 10,765 | $181,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 27,289 | $180,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 22,500 | $179,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 16,923 | $179,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 15,000 | $179,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 13,530 | $179,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 12,176 | $178,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 19,373 | $176,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 25,268 | $175,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 36,362 | $175,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 11,162 | $175,000 | thousands by filing date | |
| SOLARWINDS CORP | 83417Q105 | COM | 11,693 | $175,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 18,203 | $171,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 12,866 | $170,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 13,238 | $168,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 22,655 | $167,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 15,950 | $167,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 22,583 | $165,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 11,720 | $165,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 30,626 | $165,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 12,561 | $164,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 23,870 | $163,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 39,575 | $162,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO CL A | 03748R747 | REIT | 30,541 | $161,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 18,018 | $160,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 16,000 | $160,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 18,050 | $157,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 10,618 | $154,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 12,677 | $154,000 | thousands by filing date | |
| JAWS ACQUISITION CORP | G50744104 | SHS | 11,424 | $153,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 15,461 | $152,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 28,941 | $152,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 16,023 | $151,000 | thousands by filing date | |
| HAPPEN INC COM NEW | 52603A208 | Stock | 14,248 | $150,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 13,671 | $150,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 10,086 | $150,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 16,646 | $150,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 10,000 | $149,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 33,616 | $149,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 11,233 | $148,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 10,482 | $148,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 13,800 | $148,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 11,529 | $146,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 18,110 | $146,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 13,804 | $146,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 10,829 | $146,000 | thousands by filing date | |
| SURGALIGN HOLDINGS INC | 86882C105 | COM | 66,604 | $146,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 13,086 | $145,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 16,488 | $145,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 21,198 | $144,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 17,831 | $144,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 11,550 | $143,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 10,116 | $143,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 10,740 | $143,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 15,184 | $143,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 10,113 | $143,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 11,015 | $142,000 | thousands by filing date | |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 10,000 | $142,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 16,073 | $137,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 15,592 | $137,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 14,040 | $136,000 | thousands by filing date | |
| TORTOISE ESSENTIAL ASSETS IN | 89148A103 | COM SH BEN INT | 10,440 | $136,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90274D382 | ETRACS ALER MLP | 11,339 | $135,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 16,825 | $134,000 | thousands by filing date | |
| ATLAS CORP | Y0436Q109 | COM | 12,198 | $132,000 | thousands by filing date | |
| GIGCAPITAL3 INC | 37519D107 | COM | 10,000 | $132,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 26,795 | $131,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAC4 | NOTE 4.750% 3/1 | 131,407 | $131,000 | thousands by filing date | principal |
| EVOLUS INC | 30052C107 | COM | 38,408 | $129,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 40,616 | $128,000 | thousands by filing date | |
| ONESPAWORLD HOLDINGS LIMITED | P73684113 | COM | 12,198 | $123,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 38,711 | $121,000 | thousands by filing date | |
| OAKTREE STRATEGIC INCOME COR | 67402D104 | COM | 15,550 | $121,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 12,675 | $119,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 54,100 | $118,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 23,210 | $118,000 | thousands by filing date | |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 12,000 | $118,000 | thousands by filing date | principal |
| UPHEALTH INC | 375036100 | Common Stock | 10,687 | $117,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 19,017 | $115,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 13,000 | $113,000 | thousands by filing date | |
| TELEFONICA BRASIL SA | 87936R205 | SPONSORED ADS | 12,633 | $112,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 16,095 | $112,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 12,693 | $111,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 19,632 | $111,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 15,264 | $108,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 12,297 | $107,000 | thousands by filing date | |
| TCP Cap Corp Sr Conv Nt | 87238qad5 | CONV | 106,013 | $106,000 | thousands by filing date | principal |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 104,856 | $105,000 | thousands by filing date | principal |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 37,649 | $102,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 22,907 | $101,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 14,269 | $101,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 10,460 | $100,000 | thousands by filing date | |
| EDESA BIOTECH INC | 27966L108 | COM | 23,438 | $100,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 15,000 | $99,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 13,730 | $98,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 13,172 | $97,000 | thousands by filing date | |
| BNY MELLON MUN INCOME INC | 05589T104 | COM | 10,850 | $96,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 15,618 | $96,000 | thousands by filing date | |
| GOLAR LNG LTD | 38046YAB7 | NOTE 2.750% 2/1 | 95,979 | $96,000 | thousands by filing date | principal |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 15,100 | $94,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 19,850 | $93,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 21,457 | $92,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 11,444 | $90,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 22,287 | $89,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 12,183 | $86,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 13,405 | $86,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B109 | CL A COM | 26,838 | $85,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 14,502 | $84,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 12,800 | $83,000 | thousands by filing date | |
| NEWAGE INC | 650194103 | COMMON STOCK | 31,600 | $83,000 | thousands by filing date | |
| ASPIRA WOMENS HEALTH INC | 04537Y109 | COM | 12,000 | $81,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 15,542 | $81,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 23,387 | $79,000 | thousands by filing date | |
| HARVEST CAP CR CORP | 41753F109 | COM | 10,441 | $79,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 12,232 | $76,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 14,389 | $76,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 10,000 | $76,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 12,998 | $73,000 | thousands by filing date | |
| SNAP INC | 83304AAB2 | NOTE 0.75% 08/01/2026 | 32,000 | $73,000 | thousands by filing date | principal |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 53,170 | $72,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 16,780 | $70,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 38,000 | $67,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 12,893 | $67,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 21,678 | $64,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 13,200 | $61,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 22,600 | $61,000 | thousands by filing date | |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 59,638 | $60,000 | thousands by filing date | principal |
| ARMATA PHARMACEUTICALS INC | 04216R102 | COM | 19,729 | $59,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 25,000 | $57,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 12,916 | $55,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAF8 | NOTE 1.000% 8/1 | 33,000 | $55,000 | thousands by filing date | principal |
| ENCORE CAP GROUP INC | 292554AH5 | NOTE 2.875% 3/1 | 54,755 | $55,000 | thousands by filing date | principal |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 17,490 | $54,000 | thousands by filing date | |
| CHEGG INC | 163092AD1 | NOTE 0.125% 3/1 | 30,000 | $54,000 | thousands by filing date | principal |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 18,318 | $53,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 11,233 | $52,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAT0 | NOTE 3.750% 2/0 | 51,250 | $51,000 | thousands by filing date | principal |
| RICE ACQUISITION CORP | 762594117 | *W EXP 10/26/202 | 22,487 | $51,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 10,423 | $50,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AC9 | BOND | 49,976 | $50,000 | thousands by filing date | principal |
| TWO HARBORS INVENTMENT CORPO | 90187BAA9 | NOTE 6.250% 1/1 | 49,875 | $50,000 | thousands by filing date | principal |
| BILIBILI INC | 090040AB2 | NOTE 1.375% 4/0 | 14,000 | $49,000 | thousands by filing date | principal |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 15,500 | $49,000 | thousands by filing date | |
| IMV INC | 44974L103 | COM | 16,000 | $49,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 11,772 | $47,000 | thousands by filing date | |
| HCI GROUP INC | 40416EAD5 | NOTE 4.250% 3/0 | 46,777 | $47,000 | thousands by filing date | principal |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 10,802 | $44,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 17,500 | $43,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 42,867 | $43,000 | thousands by filing date | principal |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 10,288 | $42,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 10,600 | $42,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 18,374 | $42,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 20,462 | $40,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 10,456 | $40,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 13,994 | $38,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 36,321 | $36,000 | thousands by filing date | principal |
| ZYNGA INC | 98986TAB4 | NOTE 0.250% 6/0 | 26,000 | $35,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000720672-21-000003 | this filing | 2021-02-12 | acceptance time not in the bulk data set |