13F-HR filed by STIFEL FINANCIAL CORP
STIFEL FINANCIAL CORP filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-14, with 2,657 holding rows worth $31,540,264,000.
- Accession
- 0000720672-18-000034
- Filer
- CIK 720672
- Filed
- 2018-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A holdings report, 7,266 entries on the cover page, a total value of $31,540,264,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $31,540,264,000 with VALUE read as thousands by filing date, 13F file number 028-04621. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerZiegler Capital Management, LLC028-10982
- included managerSTIFEL NICOLAUS & CO INC \MO\028-06972
- included managerChoice Financial Partners, Inc.028-13156
- included managerCentury Securities Associates, Inc.028-13699
- included manager1919 Investment Counsel, LLC028-11345
- included managerStifel Trust Company, N.A.028-06397
- included managerBarclays Wealth Trustees (U.S.), N.A.028-16086
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 13,482 | $145,000 | thousands by filing date | |
| BLACKROCK CAPITAL INVESTMENT | 092533AB4 | NOTE 5.500prct 2/1 | 146,089 | $145,000 | thousands by filing date | principal |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 14,031 | $144,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 10,943 | $142,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723AA8 | NOTE 2.500 7/1 | 154,000 | $142,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 12,000 | $141,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 130,000 | $141,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 19,984 | $140,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 140,385 | $140,000 | thousands by filing date | principal |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 26,531 | $139,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 10,023 | $137,000 | thousands by filing date | |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 10,000 | $137,000 | thousands by filing date | |
| CALAMP CORP | 128126AB5 | NOTE 1.625% 5/1 | 130,000 | $137,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 14,000 | $136,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 10,728 | $135,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533AC2 | NOTE 5.000% 6/1 | 130,000 | $135,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 12,175 | $134,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 22,345 | $134,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 18,024 | $132,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 25,200 | $131,000 | thousands by filing date | |
| PEAK RESORTS INC | 70469L100 | COM | 23,911 | $130,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 10,810 | $128,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 38,350 | $128,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 12,979 | $127,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 11,040 | $126,000 | thousands by filing date | |
| NEW YORK MTG TRUST | 649604AD7 | NOTE 6.250% 1/1 | 127,346 | $126,000 | thousands by filing date | principal |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 10,170 | $125,000 | thousands by filing date | |
| NUVEEN CR OPPORTUNITIES 2022 | 67075U102 | COM | 13,211 | $125,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 144,000 | $125,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAK6 | DBCV 1.000%12/1 | 130,000 | $124,000 | thousands by filing date | |
| TWO HARBORS INVENTMENT CORPO | 90187BAA9 | NOTE 6.250% 1/1 | 123,948 | $123,000 | thousands by filing date | principal |
| SOTHERLY HOTELS INC | 83600C103 | COM | 19,000 | $122,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 103,000 | $122,000 | thousands by filing date | |
| NEVRO CORP | 64157FAA1 | BOND | 116,000 | $122,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 13,186 | $121,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612JAF8 | DBCV 0.625% 8/1 | 117,000 | $121,000 | thousands by filing date | |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 20,509 | $118,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 36,500 | $117,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 18,142 | $115,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 18,393 | $113,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 12,535 | $113,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 17,646 | $112,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 14,996 | $109,000 | thousands by filing date | |
| MCCLATCHY CO | 579489303 | CL A NEW | 11,963 | $109,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 11,744 | $107,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 10,547 | $107,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 100,000 | $105,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 17,878 | $101,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 101,000 | $101,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 20,087 | $99,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 15,973 | $98,000 | thousands by filing date | |
| INVESCO HIG INCM 2023 TARG T | 46135X108 | COM | 10,000 | $98,000 | thousands by filing date | |
| CM FIN INC COM | 12574Q103 | COM | 11,940 | $97,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AD1 | NOTE 1.000% 7/0 | 19,000 | $97,000 | thousands by filing date | principal |
| OBALON THERAPEUTICS INC | 67424L100 | COM | 14,260 | $94,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 11,891 | $93,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 10,898 | $93,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 14,375 | $91,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 90,228 | $91,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 88,000 | $91,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635AE9 | NOTE 4.250% 2/1 | 91,123 | $91,000 | thousands by filing date | principal |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 48,486 | $86,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 10,000 | $84,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 22,000 | $83,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 13,555 | $82,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 10,241 | $81,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 14,203 | $81,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 23,666 | $80,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 14,450 | $76,000 | thousands by filing date | |
| TITAN MACHINERY INC | 88830RAB7 | NOTE | 73,545 | $75,000 | thousands by filing date | principal |
| NEW GOLD INC CDA | 644535106 | COM | 22,150 | $74,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 13,285 | $72,000 | thousands by filing date | |
| FIRST ACCEP CORP | 318457108 | COMMON STOCK | 60,000 | $72,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 20,000 | $72,000 | thousands by filing date | |
| 1347 Property Insurance Holdings | 68244P107 | COM | 10,000 | $72,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 31,773 | $71,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAJ2 | NOTE 4.750prct 1/1 | 70,000 | $70,000 | thousands by filing date | principal |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 10,000 | $68,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 11,339 | $65,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 73,955 | $64,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 22,200 | $63,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 26,937 | $63,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 10,270 | $59,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 10,150 | $59,000 | thousands by filing date | |
| CASCADIAN THERAPEUTICS INC | 14740B606 | COM NEW | 15,500 | $57,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 13,160 | $54,000 | thousands by filing date | |
| PowerShares DB Gold Double Short ETN | 25154H756 | ETP | 10,050 | $54,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 17,481 | $54,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 12,475 | $54,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 13,425 | $53,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807AL2 | NOTE | 51,988 | $52,000 | thousands by filing date | principal |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 10,946 | $49,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 12,033 | $48,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 46,943 | $47,000 | thousands by filing date | principal |
| OLD REP INTL CORP | 680223AH7 | NOTE 3.750% 3/1 | 44,360 | $44,000 | thousands by filing date | principal |
| ENDOLOGIX INC | 29266SAA4 | NOTE 2.250%12/1 | 43,513 | $44,000 | thousands by filing date | principal |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 25,957 | $43,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 42,051 | $42,000 | thousands by filing date | principal |
| RESOURCE CAP CORP | 76120WAA2 | NOTE 6.000prct12/0 | 42,473 | $42,000 | thousands by filing date | principal |
| EVOLENT HEALTH INC | 30050BAB7 | NOTE 2.000%12/0 | 38,000 | $36,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 10,165 | $34,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 10,666 | $34,000 | thousands by filing date | |
| COGENTIX MED INC COM | 19243A104 | Stock | 10,786 | $34,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 12,440 | $33,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 12,800 | $32,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 12,812 | $32,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 25,977 | $32,000 | thousands by filing date | principal |
| NOVELION THERAPEUTICS INC | 67001K202 | COM NEW | 10,000 | $31,000 | thousands by filing date | |
| RYLAND GROUP 0.250 | 783764AS2 | NOTE 0.250% 6/0 | 30,000 | $30,000 | thousands by filing date | principal |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 29,641 | $30,000 | thousands by filing date | principal |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 10,747 | $29,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CB1 | NOTE 2.250%12/1 | 30,000 | $29,000 | thousands by filing date | principal |
| BIOMARIN PHARMACEUTICAL INC | 09061GAE1 | NOTE 0.750%10/1 | 26,000 | $28,000 | thousands by filing date | principal |
| NXP SEMICONDUCTORS N V | 62952QAB6 | NOTE 1.000%12/0 | 27,128 | $27,000 | thousands by filing date | principal |
| RTW HLDGS INC | 749772AB5 | NOTE 5.625%11/1 | 27,203 | $27,000 | thousands by filing date | principal |
| INVIVO THERAPEUTICS HLDGS CO | 46186M209 | COM NEW | 35,075 | $27,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 27,265 | $26,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 23,989 | $26,000 | thousands by filing date | principal |
| IGI LABORATORIES INC | 449575AB5 | NOTE 3.75012/1 | 26,194 | $26,000 | thousands by filing date | principal |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 25,360 | $25,000 | thousands by filing date | principal |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 24,000 | $24,000 | thousands by filing date | principal |
| CTRIP COM INTL LTD | 22943FAD2 | NOTE 1.250%10/1 | 20,000 | $24,000 | thousands by filing date | principal |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 23,388 | $23,000 | thousands by filing date | principal |
| RED HAT INC | 756577AD4 | NOTE 0.250%10/0 | 23,030 | $23,000 | thousands by filing date | principal |
| WHITING PETE CORP NEW | 966387AL6 | NOTE 1.250% 4/0 | 22,080 | $23,000 | thousands by filing date | principal |
| AMERICAN RLTY CAP PPTYS INC | 02917TAA2 | NOTE 3.000% 8/0 | 23,000 | $23,000 | thousands by filing date | principal |
| AMTRUST FINL SVCS INC | 032359AG6 | NOTE 2.750%12/1 | 21,600 | $22,000 | thousands by filing date | principal |
| ARES CAP CORP | 04010LAM5 | NOTE 4.375% 1/1 | 22,440 | $22,000 | thousands by filing date | principal |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 18,000 | $18,000 | thousands by filing date | principal |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 17,000 | $17,000 | thousands by filing date | principal |
| BROADSOFT INC | 11133BAB8 | NOTE 1.500% 7/0 | 13,000 | $17,000 | thousands by filing date | principal |
| ILLUMINA INC | 452327AF6 | NOTE 6/1 | 17,360 | $17,000 | thousands by filing date | principal |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 17,520 | $17,000 | thousands by filing date | principal |
| CITRIX SYS INC | 177376AD2 | NOTE 0.500% 4/1 | 15,518 | $16,000 | thousands by filing date | principal |
| FINISAR CORP | 31787AAM3 | NOTE 0.500%12/1 | 16,121 | $16,000 | thousands by filing date | principal |
| NAVISTAR INTL CORP NEW | 63934EAS7 | NOTE 4.750 4/1 | 16,238 | $16,000 | thousands by filing date | principal |
| RYLAND GROUP INC | 783764AQ6 | NOTE 1.625% | 14,375 | $15,000 | thousands by filing date | principal |
| NATIONAL HEALTH INVS INC | 63633DAE4 | NOTE 3.250% 4/0 | 13,000 | $15,000 | thousands by filing date | principal |
| BLACKROCK TCP CAPITAL CORP | 87238QAB9 | COM | 14,595 | $15,000 | thousands by filing date | principal |
| TWITTER INC | 90184LAB8 | NOTE 0.250% 9/1 | 14,325 | $14,000 | thousands by filing date | principal |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 11,700 | $14,000 | thousands by filing date | |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 12,000 | $13,000 | thousands by filing date | principal |
| FOREST CITY ENTERPRISES | 345550AP2 | NOTE | 10,000 | $12,000 | thousands by filing date | principal |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 14,377 | $12,000 | thousands by filing date | |
| HANNON ARMSTRONG SUST INFR C | 41068XAB6 | NOTE 4.125% 9/0 | 12,346 | $12,000 | thousands by filing date | principal |
| BLACKSTONE MTG TR INC | 09257WAA8 | NOTE 5.250pcnt12/0 | 11,738 | $12,000 | thousands by filing date | principal |
| ARVINMERITOR INC | 043353AH4 | CORPORATE OBLIG | 11,069 | $11,000 | thousands by filing date | principal |
| Janus Capital | 47102XAH8 | CONV | 10,230 | $11,000 | thousands by filing date | principal |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 11,469 | $11,000 | thousands by filing date | principal |
| WEATHERFORD INTL LTD | 947075AH0 | NOTE 5.875% 7/0 | 10,838 | $11,000 | thousands by filing date | principal |
| EGALET CORP | 28226B104 | COM | 11,225 | $11,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 10,362 | $10,000 | thousands by filing date | principal |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 10,163 | $10,000 | thousands by filing date | principal |
| ARGOS THERAPEUTICS INC | 040221103 | COM | 66,550 | $10,000 | thousands by filing date | |
| RPM INTL INC | 749685AT0 | NOTE 2.250%12/1 | 10,390 | $10,000 | thousands by filing date | principal |
| STANLEY FURNITURE CO INC | 854305208 | COM NEW | 10,000 | $9,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 10,235 | $6,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000720672-18-000034 | this filing | 2018-02-14 | acceptance time not in the bulk data set |