13F-HR filed by STIFEL FINANCIAL CORP
STIFEL FINANCIAL CORP filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-14, with 2,657 holding rows worth $31,540,264,000.
- Accession
- 0000720672-18-000034
- Filer
- CIK 720672
- Filed
- 2018-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A holdings report, 7,266 entries on the cover page, a total value of $31,540,264,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $31,540,264,000 with VALUE read as thousands by filing date, 13F file number 028-04621. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerZiegler Capital Management, LLC028-10982
- included managerSTIFEL NICOLAUS & CO INC \MO\028-06972
- included managerChoice Financial Partners, Inc.028-13156
- included managerCentury Securities Associates, Inc.028-13699
- included manager1919 Investment Counsel, LLC028-11345
- included managerStifel Trust Company, N.A.028-06397
- included managerBarclays Wealth Trustees (U.S.), N.A.028-16086
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CABLE ONE INC | 12685J105 | COM | 631 | $431,000 | thousands by filing date | |
| ISHARES TR | 46432FAN7 | 2023 INVTGR BD | 17,681 | $431,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 10,792 | $430,000 | thousands by filing date | |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 11,830 | $429,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 5,656 | $429,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 5,090 | $427,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 4,556 | $425,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 21,300 | $425,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 13,585 | $424,000 | thousands by filing date | |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 17,029 | $423,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 8,850 | $423,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 454,000 | $423,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 2,809 | $422,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 18,232 | $421,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 13,634 | $421,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 9,535 | $420,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 22,357 | $417,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 35,000 | $417,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 22,732 | $417,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 62,769 | $414,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 15,000 | $414,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 5,112 | $413,000 | thousands by filing date | |
| CLIFTON BANCORP INC | 186873105 | COM | 24,112 | $412,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 11,849 | $410,000 | thousands by filing date | |
| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 12,206 | $410,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W791 | GUG S&P500EQWTUT | 4,794 | $410,000 | thousands by filing date | |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 44,837 | $410,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742C723 | IPATH SELCT MLP | 19,750 | $409,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 18,084 | $408,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 7,035 | $407,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 79,824 | $407,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 12,276 | $406,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 11,335 | $406,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 29,804 | $406,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 24,590 | $406,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 32,650 | $405,000 | thousands by filing date | |
| QUALITY CARE PPTYS INC | 747545101 | COM | 29,345 | $405,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 4,528 | $405,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 17,431 | $404,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 4,560 | $402,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 22,389 | $402,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 18,278 | $401,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 3,059 | $400,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 35,948 | $400,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 21,373 | $399,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 18,676 | $398,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 20,860 | $398,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 27,099 | $397,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 14,259 | $395,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 5,331 | $395,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 9,131 | $393,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 4,173 | $392,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 7,168 | $392,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 9,058 | $391,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 8,828 | $391,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 7,375 | $390,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 12,200 | $389,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 8,409 | $388,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 37,560 | $388,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 5,563 | $387,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 8,134 | $386,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 4,433 | $384,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 7,744 | $384,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 6,752 | $383,000 | thousands by filing date | |
| HORIZONS ETF TR I | 44053G108 | HORIZONS NASDAQ | 15,566 | $383,000 | thousands by filing date | |
| FORESCOUT TECHNOLOGIES INC | 34553D101 | COM | 12,000 | $383,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 31,494 | $382,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 5,080 | $382,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 4,318 | $382,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 7,508 | $382,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 3,519 | $381,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 13,664 | $381,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 7,498 | $380,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 7,541 | $379,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 32,731 | $378,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 1,877 | $378,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 18,482 | $377,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 37,674 | $377,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 10,820 | $377,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 7,350 | $376,000 | thousands by filing date | |
| MGC | 921910873 | COM | 4,099 | $375,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 11,653 | $375,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 9,288 | $374,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 8,257 | $374,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 12,081 | $373,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 14,358 | $372,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 6,986 | $369,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 12,315 | $369,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 7,704 | $369,000 | thousands by filing date | |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 400,000 | $369,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 4,368 | $368,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 20,652 | $368,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X393 | CON STAPLE SEC | 5,616 | $368,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C302 | S&P SMALLCAP 600 | 5,295 | $368,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 4,778 | $366,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 9,367 | $366,000 | thousands by filing date | |
| HCI GROUP INC | 40416EAB9 | NOTE 3.875% 3/1 | 360,122 | $365,000 | thousands by filing date | principal |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 7,216 | $364,000 | thousands by filing date | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 25,808 | $362,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 27,138 | $360,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 17,285 | $360,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 4,901 | $359,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 3,362 | $359,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 9,087 | $359,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 3,090 | $358,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 7,555 | $358,000 | thousands by filing date | |
| SB FINL GROUP INC DEP | 78408D204 | SHS PFD 6.5 | 20,000 | $358,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 6,046 | $357,000 | thousands by filing date | |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 6,595 | $357,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 8,000 | $357,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 17,650 | $354,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 8,254 | $351,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 14,818 | $351,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 16,438 | $351,000 | thousands by filing date | |
| STERIS PLC | G84720104 | SHS USD | 4,017 | $351,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 38,250 | $350,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235TAE7 | NOTE 2.000% 2/1 | 339,000 | $350,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 52,368 | $349,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978A104 | COM | 11,660 | $347,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 7,113 | $347,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 13,218 | $344,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 3,245 | $344,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 5,604 | $344,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 35,837 | $343,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 15,379 | $343,000 | thousands by filing date | |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 10,358 | $343,000 | thousands by filing date | |
| FINISAR CORP | 31787AAM3 | NOTE 0.500%12/1 | 340,000 | $343,000 | thousands by filing date | |
| YAHOO INC | 984332AF3 | NOTE 12/0 | 255,000 | $343,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229AE2 | DEB 2.250% 9/3 | 328,000 | $342,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 29,939 | $341,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 20,176 | $340,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 8,250 | $339,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 4,465 | $337,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 91,034 | $335,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 2,456 | $334,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 21,433 | $334,000 | thousands by filing date | |
| ELEVANCE HEALTH INC | 036752202 | PREFERRED STOCK | 5,938 | $333,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 25,547 | $332,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 7,578 | $331,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 13,699 | $331,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 25,946 | $330,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 5,602 | $330,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 28,827 | $329,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 18,490 | $328,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 17,930 | $325,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 11,324 | $325,000 | thousands by filing date | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 6,532 | $325,000 | thousands by filing date | |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 303,000 | $325,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 23,054 | $324,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 7,185 | $324,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 11,412 | $323,000 | thousands by filing date | |
| GUARANTY BANCORP | 40075T607 | COM | 11,633 | $323,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 10,620 | $322,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 20,226 | $322,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 4,189 | $321,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 16,337 | $321,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 75,200 | $321,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 4,604 | $320,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 17,831 | $319,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 8,125 | $319,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 6,921 | $319,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 31,307 | $318,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 4,162 | $318,000 | thousands by filing date | |
| OAKTREE STRATEGIC INCOME COR | 67402D104 | COM | 37,955 | $318,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 52,797 | $318,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 6,177 | $317,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 15,637 | $317,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 4,719 | $316,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 133,842 | $316,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 24,092 | $315,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 2,637 | $315,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 16,733 | $315,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 6,446 | $315,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 10,540 | $313,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 3,851 | $313,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 4,400 | $313,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 20,753 | $313,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 25,094 | $312,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 27,142 | $312,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 4,744 | $311,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 9,396 | $310,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 15,165 | $310,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X853 | INTL EQUITY OPP | 8,781 | $310,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 7,208 | $309,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 16,914 | $309,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 4,210 | $306,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 10,276 | $305,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 15,469 | $305,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 17,244 | $305,000 | thousands by filing date | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 23,300 | $305,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 311,000 | $304,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 2,982 | $303,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 22,651 | $303,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 6,722 | $303,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 13,770 | $303,000 | thousands by filing date | |
| CARDTRONICS INC | 14161HAG3 | NOTE 1.000%12/0 | 338,000 | $303,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 17,611 | $302,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 25,237 | $302,000 | thousands by filing date | |
| ISHARES TR | 46432FAZ0 | IBONDS MAR23 ETF | 11,382 | $302,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 7,123 | $301,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 5,710 | $301,000 | thousands by filing date | |
| VEECO INSTRS INC DEL | 922417AD2 | NOTE 2.700% 1/1 | 342,000 | $301,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 2,188 | $300,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 3,193 | $300,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P103 | LNG/SHT EQUITY | 7,612 | $300,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 21,824 | $300,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 14,604 | $299,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 3,583 | $299,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 12,207 | $299,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061508 | GLB MOMENT ETF | 10,908 | $299,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 34,712 | $298,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 46,794 | $298,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 3,038 | $298,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W882 | CONSUMR DISCRT | 2,984 | $298,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 42,627 | $297,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 7,762 | $297,000 | thousands by filing date | |
| INVITATION HOMES INC COM | 46187W107 | REIT | 12,493 | $296,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 15,279 | $296,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 27,582 | $296,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 5,830 | $296,000 | thousands by filing date | |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 295,000 | $294,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 12,471 | $293,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 17,520 | $291,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 33,983 | $291,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 9,608 | $291,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 3,247 | $291,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 26,958 | $291,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 18,740 | $289,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 4,860 | $288,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 11,182 | $287,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 4,251 | $286,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 28,733 | $286,000 | thousands by filing date | |
| LATIN AMERN DISCOVERY FD INC | 51828C106 | COM | 24,841 | $286,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 30,554 | $285,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 7,902 | $283,000 | thousands by filing date | |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 4,414 | $283,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 31,422 | $282,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 8,836 | $282,000 | thousands by filing date | |
| NUVEEN EMERGING MKTS DEBT 20 | 67077P101 | COM | 30,000 | $282,000 | thousands by filing date | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 15,200 | $279,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 22,000 | $279,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 280,395 | $279,000 | thousands by filing date | principal |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 6,140 | $277,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 5,514 | $277,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAE1 | NOTE 0.750%10/1 | 254,000 | $277,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 2,250 | $276,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 6,808 | $276,000 | thousands by filing date | |
| CSG SYS INTL INC | 126349AF6 | NOTE 4.250% 3/1 | 254,000 | $276,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 30,065 | $275,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 3,981 | $275,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 13,753 | $275,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAM4 | NOTE 5.875% 1/1 | 274,896 | $275,000 | thousands by filing date | principal |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 10,191 | $273,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 15,371 | $273,000 | thousands by filing date | |
| FTSE RAFI US 1500 Small Cap | 73935X567 | COM | 2,103 | $273,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 16,745 | $272,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 5,930 | $272,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 19,840 | $271,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 11,436 | $271,000 | thousands by filing date | |
| GSV CAP CORP | 36191JAB7 | NOTE 5.250% 9/1 | 270,011 | $270,000 | thousands by filing date | principal |
| INSTEEL INDS INC | 45774W108 | COM | 9,553 | $269,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 8,105 | $269,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 11,524 | $269,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 5,229 | $267,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 5,170 | $267,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 18,978 | $267,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 4,572 | $267,000 | thousands by filing date | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 4,832 | $266,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 2,602 | $266,000 | thousands by filing date | |
| PDC ENERGY INC | 69327RAD3 | NOTE 1.125% 9/1 | 271,000 | $266,000 | thousands by filing date | |
| REALITY SHS ETF TR DIVS ETF | 75605A108 | CEF | 10,200 | $266,000 | thousands by filing date | |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 463,000 | $264,000 | thousands by filing date | |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 7,634 | $263,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 10,116 | $263,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 24,060 | $262,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 7,004 | $262,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 2,331 | $262,000 | thousands by filing date | |
| EMERALD EXPOSITIONS EVENTS I | 29103B100 | COM | 12,789 | $262,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N865 | CMN | 5,760 | $261,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 13,533 | $260,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 2,162 | $260,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B479 | IQ ENCH COR PL | 13,027 | $260,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 7,850 | $259,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 18,400 | $259,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 9,500 | $258,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 3,431 | $258,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 16,298 | $258,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 269,000 | $258,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 3,642 | $257,000 | thousands by filing date | |
| TREMONT MTG TR | 894789106 | COM | 17,598 | $257,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 5,620 | $256,000 | thousands by filing date | |
| REDWOOD TR INC | 758075AB1 | NOTE 4.625% 4/1 | 256,302 | $256,000 | thousands by filing date | principal |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 9,363 | $255,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 3,186 | $255,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 31,225 | $254,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 6,429 | $254,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 11,984 | $254,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 39,062 | $254,000 | thousands by filing date | |
| B2GOLD CORP | 11777QAB6 | NOTE 3.250%10/0 | 240,000 | $254,000 | thousands by filing date | |
| GCAP 4.1250 18 | 36268WAB6 | Bond 30/360P2 U | 253,575 | $253,000 | thousands by filing date | principal |
| SEALED AIR CORP NEW | 81211K100 | COM | 4,996 | $252,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 7,757 | $252,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 8,214 | $252,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 3,875 | $250,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAM5 | NOTE 4.375% 1/1 | 244,000 | $250,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 1,191 | $249,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROU | 45857P707 | SPONSORED ADR | 3,905 | $249,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 6,718 | $248,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 39,056 | $248,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 18,382 | $248,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 1,200 | $248,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAB1 | NOTE 2.000%10/0 | 258,000 | $248,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 9,429 | $248,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 4,714 | $248,000 | thousands by filing date | |
| SPDR SER TR | 78468R713 | DORSEY WRGT FI | 9,689 | $247,000 | thousands by filing date | |
| BLUE HILLS BANCORP INC | 095573101 | COM | 12,305 | $247,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 4,410 | $246,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 1,261 | $246,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 4,617 | $245,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 2,446 | $244,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 7,725 | $244,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 80,473 | $244,000 | thousands by filing date | |
| NUVECTRA CORP | 67075N108 | COM | 29,895 | $244,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 2,250 | $243,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082AC6 | NOTE 0.750% 9/0 | 251,000 | $243,000 | thousands by filing date | |
| INPHI CORP | 45772FAC1 | NOTE 0.750% 9/0 | 245,000 | $243,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 3,086 | $242,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 5,148 | $242,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 210,000 | $241,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 12,125 | $240,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 4,902 | $240,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 6,603 | $240,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 9,937 | $239,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 40,269 | $238,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 2,975 | $238,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 9,618 | $237,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 4,383 | $237,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 10,721 | $236,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 6,434 | $236,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 7,680 | $236,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 6,136 | $235,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 1,466 | $235,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 5,237 | $235,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287AA6 | NOTE | 218,000 | $235,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 12,500 | $235,000 | thousands by filing date | |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 30,134 | $234,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 5,890 | $234,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 29,850 | $233,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 7,960 | $233,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 8,015 | $233,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 13,307 | $232,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 5,726 | $232,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 10,805 | $232,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II VCSHS EMRG VOLTY | 92647N857 | CEF | 7,875 | $232,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 55,992 | $231,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 1,359 | $230,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 4,219 | $230,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 5,740 | $230,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C401 | ULTRA DIVID REV | 6,271 | $230,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 12,827 | $229,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 33,220 | $229,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 20,360 | $229,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 3,853 | $229,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 8,101 | $229,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 5,795 | $228,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 5,164 | $227,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 13,050 | $227,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 15,222 | $227,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 12,983 | $227,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 2,086 | $226,000 | thousands by filing date | |
| ACTUA CORPORATION | 005094107 | COM | 14,549 | $226,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 5,101 | $225,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC NPV ADR | 594837304 | SPON ADR NEW | 7,061 | $225,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 7,550 | $224,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 5,890 | $224,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 15,489 | $223,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 9,411 | $223,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 7,976 | $223,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 10,137 | $223,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 7,861 | $222,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 1,680 | $222,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 23,127 | $221,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 23,989 | $221,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAG5 | DEBT 1.500%11/0 | 213,000 | $221,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 4,206 | $220,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 6,366 | $220,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 2,702 | $219,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 2,863 | $219,000 | thousands by filing date | |
| PACER FDS TR | 69374H204 | TRENDP US MID CP | 7,074 | $219,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 9,725 | $219,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 14,060 | $219,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 5,367 | $218,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 9,961 | $218,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 8,000 | $218,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 14,687 | $218,000 | thousands by filing date | |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 43,000 | $217,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 9,645 | $215,000 | thousands by filing date | |
| ISHARES TR | 46432FAK3 | 2020 INVTGR BD | 8,738 | $215,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G103 | INFRAC ACT MLP | 25,000 | $215,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 2,329 | $214,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 4,851 | $214,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 12,226 | $213,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 4,016 | $213,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 12,700 | $213,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 2,305 | $213,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 11,845 | $213,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 14,244 | $212,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 3,263 | $212,000 | thousands by filing date | |
| WEATHERFORD INTL LTD | 947075AH0 | NOTE 5.875% 7/0 | 197,000 | $212,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 6,577 | $211,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 18,168 | $211,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 6,336 | $211,000 | thousands by filing date | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 13,613 | $210,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 11,000 | $210,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 4,711 | $209,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 14,400 | $209,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 14,532 | $208,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 10,391 | $208,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 2,349 | $208,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 8,276 | $208,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 3,907 | $207,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 15,205 | $207,000 | thousands by filing date | |
| SLEEP NUMBER CORP | 83125X103 | COM D | 5,400 | $206,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 11,465 | $206,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 4,706 | $205,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 9,644 | $205,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J406 | EX US SML CP | 4,580 | $205,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 5,510 | $204,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 5,396 | $204,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 14,573 | $203,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 2,281 | $203,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 6,951 | $202,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 14,101 | $202,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 2,686 | $201,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G706 | WEDBUSH VID GAME | 4,225 | $201,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 45,490 | $200,000 | thousands by filing date | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 10,000 | $200,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 6,365 | $200,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 5,443 | $200,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 10,800 | $200,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 17,272 | $200,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 197,000 | $200,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 32,005 | $199,000 | thousands by filing date | |
| CUSHING ENERGY INCOME | 23162T102 | COM SH BEN INT | 21,132 | $199,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 15,834 | $198,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 11,854 | $197,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 13,708 | $196,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 102,414 | $196,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 14,930 | $195,000 | thousands by filing date | |
| TRIP COM GROUP LTD | 22943FAM2 | DBCV 1.250% 9/1 | 191,000 | $195,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 12,786 | $193,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 13,684 | $192,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 13,639 | $192,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387AL6 | NOTE 1.250% 4/0 | 208,000 | $191,000 | thousands by filing date | |
| Bancorp 34 Inc | 05970V106 | Com | 12,915 | $190,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 11,381 | $189,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 32,783 | $188,000 | thousands by filing date | |
| SM ENERGY CO | 78454LAM2 | NOTE 1.500% 7/0 | 192,000 | $188,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 18,672 | $186,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 15,592 | $185,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 29,376 | $185,000 | thousands by filing date | |
| Eaton Vance Floating Rate | 27831H100 | ETF | 20,000 | $185,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 12,017 | $184,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 15,032 | $184,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 14,000 | $182,000 | thousands by filing date | |
| CONE MIDSTREAM PARTNERS LP | 206812109 | COM UNIT REPST | 10,800 | $181,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 14,845 | $179,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 16,125 | $179,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 14,399 | $179,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 11,551 | $178,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 15,381 | $177,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 21,900 | $177,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 98,102 | $176,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 17,374 | $175,000 | thousands by filing date | |
| ANW 4 11/1/18 | Y0020QAA9 | Bond 30/360P2 U | 171,900 | $173,000 | thousands by filing date | principal |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 168,000 | $170,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 38,199 | $169,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY | 458118AC0 | NOTE 0.87511/1 | 148,000 | $166,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 20,998 | $165,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 26,767 | $165,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 11,441 | $165,000 | thousands by filing date | |
| TESLA INC | 88160RAB7 | NOTE 0.250 3/0 | 156,000 | $165,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 11,725 | $164,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 66,102 | $163,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 13,000 | $163,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 13,455 | $161,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 27,063 | $161,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 14,257 | $159,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 11,650 | $159,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION 5.75 03/15/2018 | 74348TAL6 | Convertible | 159,650 | $159,000 | thousands by filing date | principal |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 15,443 | $156,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 10,200 | $155,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 19,655 | $155,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256BAE1 | NOTE 2.000% 6/1 | 157,000 | $154,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 21,578 | $151,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 19,580 | $151,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 32,531 | $151,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 185,000 | $150,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 10,234 | $148,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 30,268 | $146,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000720672-18-000034 | this filing | 2018-02-14 | acceptance time not in the bulk data set |