13F-HR filed by STIFEL FINANCIAL CORP
STIFEL FINANCIAL CORP filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-13, with 2,578 holding rows worth $28,812,059,000.
- Accession
- 0000720672-17-000087
- Filer
- CIK 720672
- Filed
- 2017-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 7,063 entries on the cover page, a total value of $28,812,059,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $28,812,059,000 with VALUE read as thousands by filing date, 13F file number 028-04621. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerZiegler Capital Management, LLC028-10982
- included managerSTIFEL NICOLAUS & CO INC \MO\028-06972
- included managerChoice Financial Partners, Inc.028-13156
- included managerCentury Securities Associates, Inc.028-13699
- included manager1919 Investment Counsel, LLC028-11345
- included managerStifel Trust Company, N.A.028-06397
- included managerBarclays Wealth Trustees (U.S.), N.A.028-16086
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 42,149 | $416,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 9,750 | $415,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 5,387 | $413,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 4,715 | $413,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 36,921 | $409,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 14,347 | $409,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 4,409 | $408,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 8,020 | $408,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 16,518 | $407,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043309 | PFD CONV SER C | 7,986 | $407,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 5,450 | $405,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C302 | S&P SMALLCAP 600 | 5,926 | $405,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 9,654 | $404,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 8,850 | $403,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 13,908 | $402,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 39,700 | $402,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 9,682 | $401,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 3,129 | $399,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 4,998 | $399,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 17,793 | $399,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 29,800 | $398,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 8,868 | $397,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 22,068 | $395,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 3,085 | $395,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 4,156 | $394,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 22,778 | $394,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 4,289 | $392,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 32,650 | $392,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 2,845 | $391,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 19,072 | $391,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 9,291 | $390,000 | thousands by filing date | |
| NUVECTRA CORP | 67075N108 | COM | 30,164 | $390,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 17,581 | $389,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 5,621 | $388,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 21,700 | $388,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 10,201 | $387,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 9,267 | $386,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 38,225 | $386,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C401 | ULTRA DIVID REV | 11,105 | $386,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 3,940 | $385,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 7,653 | $384,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 8,151 | $384,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 2,756 | $383,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 21,300 | $383,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 17,473 | $382,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 11,786 | $380,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M365 | GUG BUL 2020 HY | 15,315 | $380,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 7,983 | $379,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 33,385 | $378,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 7,600 | $376,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 5,399 | $376,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 4,442 | $375,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 27,364 | $373,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 3,205 | $372,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 8,000 | $372,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 22,020 | $370,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC | 446150401 | PREFERRED STOCK | 250 | $370,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X393 | CON STAPLE SEC | 6,036 | $370,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 4,613 | $369,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 13,310 | $368,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 15,580 | $366,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 36,928 | $365,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 4,139 | $365,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 5,299 | $365,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 7,095 | $363,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 25,684 | $362,000 | thousands by filing date | |
| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 10,907 | $361,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 6,978 | $360,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 25,175 | $360,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 22,410 | $360,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 2,045 | $360,000 | thousands by filing date | |
| Goldman Sachs Access Treasury 0-1 Year ETF | 381430529 | SHS | 3,565 | $358,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 3,910 | $358,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 11,329 | $357,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 5,038 | $355,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 26,015 | $355,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 19,082 | $354,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 9,367 | $353,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 30,223 | $353,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W812 | INT RT HD LONG | 13,616 | $353,000 | thousands by filing date | |
| STARWOOD WAYPOINT HOMES COM | 85572F105 | Stock | 9,724 | $353,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 7,996 | $352,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 17,590 | $352,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 5,165 | $352,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X853 | INTL EQUITY OPP | 10,130 | $350,000 | thousands by filing date | |
| TREMONT MTG TR | 894789106 | COM | 21,000 | $350,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 11,790 | $349,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 6,703 | $349,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 19,002 | $346,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 8,214 | $346,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 4,994 | $345,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 56,121 | $345,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B621 | PWRS INT BUYBK | 9,996 | $345,000 | thousands by filing date | |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 39,288 | $344,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 4,525 | $342,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 13,376 | $340,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 51,278 | $340,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 12,025 | $339,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 23,386 | $339,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 17,997 | $337,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 27,875 | $337,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 15,782 | $337,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 11,062 | $336,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 36,783 | $335,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 4,505 | $333,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W791 | GUG S&P500EQWTUT | 3,904 | $333,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 22,596 | $332,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 8,881 | $329,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 7,953 | $329,000 | thousands by filing date | |
| SB FINL GROUP INC DEP | 78408D204 | SHS PFD 6.5 | 20,000 | $329,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 7,938 | $328,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 5,672 | $328,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 24,949 | $328,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 10,630 | $327,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 32,306 | $327,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 8,482 | $326,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 25,094 | $326,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 37,236 | $325,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 3,245 | $324,000 | thousands by filing date | |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 33,057 | $323,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 18,330 | $321,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 12,169 | $321,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 2,583 | $319,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 26,314 | $319,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 15,776 | $317,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 3,969 | $317,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 5,626 | $315,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 5,655 | $314,000 | thousands by filing date | |
| HORIZONS ETF TR I | 44053G108 | HORIZONS NASDAQ | 13,100 | $313,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 21,344 | $313,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 11,940 | $313,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 15,309 | $312,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 13,050 | $311,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 3,540 | $310,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 6,330 | $310,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 18,054 | $310,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 10,707 | $309,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 12,868 | $309,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 51,316 | $307,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 7,559 | $306,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 3,789 | $304,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 3,216 | $304,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 12,597 | $304,000 | thousands by filing date | |
| WOLVERINE BANCORP INC | 977880103 | COM | 7,089 | $304,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 3,829 | $302,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 11,165 | $300,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 10,540 | $299,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 15,754 | $299,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 83,818 | $298,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 11,203 | $298,000 | thousands by filing date | |
| HCI GROUP INC | 40416EAB9 | NOTE 3.875% 3/1 | 295,078 | $298,000 | thousands by filing date | principal |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 13,863 | $297,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 26,762 | $297,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 17,550 | $296,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 22,524 | $296,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 5,830 | $296,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 31,910 | $296,000 | thousands by filing date | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 23,300 | $296,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 6,429 | $295,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 1,702 | $295,000 | thousands by filing date | |
| LATIN AMERN DISCOVERY FD INC | 51828C106 | COM | 24,493 | $295,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 29,426 | $293,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 12,701 | $293,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 7,500 | $292,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 12,882 | $292,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 38,470 | $291,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 16,898 | $291,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 18,740 | $290,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 3,823 | $289,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 9,631 | $289,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 39,965 | $288,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 3,502 | $288,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 8,625 | $287,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 17,291 | $287,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 15,279 | $286,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 20,743 | $286,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 5,953 | $286,000 | thousands by filing date | |
| ISHARES TR | 46432FAN7 | 2023 INVTGR BD | 11,585 | $286,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 25,171 | $285,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 6,196 | $284,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 12,596 | $283,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 18,454 | $283,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 19,500 | $282,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 6,125 | $282,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 2,529 | $282,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244TAB5 | DBCV 7.500%11/0 | 282,405 | $281,000 | thousands by filing date | principal |
| MORNINGSTAR INC COM | 617700109 | Stock | 3,246 | $280,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 25,153 | $280,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 2,165 | $279,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 4,807 | $279,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 7,373 | $279,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 2,330 | $278,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 36,000 | $278,000 | thousands by filing date | |
| ARES MGMT LP COM SHS REG INT | 04014Y101 | Stock | 14,850 | $278,000 | thousands by filing date | |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 8,111 | $277,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 5,489 | $277,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAM4 | NOTE 5.875% 1/1 | 276,860 | $277,000 | thousands by filing date | principal |
| WORKDAY INC CL A | 98138H101 | Stock | 2,625 | $276,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 15,346 | $276,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 9,580 | $276,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 12,280 | $275,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 12,963 | $275,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 133,842 | $275,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 11,466 | $273,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 11,307 | $272,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 2,552 | $272,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 29,771 | $271,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 6,340 | $269,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 6,472 | $269,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 6,714 | $269,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 13,330 | $268,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 14,841 | $268,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 4,964 | $268,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 12,646 | $267,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 31,229 | $267,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 12,500 | $267,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 13,798 | $266,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 15,446 | $266,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P103 | LNG/SHT EQUITY | 7,139 | $265,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 20,884 | $265,000 | thousands by filing date | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 5,303 | $265,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 5,936 | $264,000 | thousands by filing date | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 4,692 | $264,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 6,937 | $263,000 | thousands by filing date | |
| REALITY SHS ETF TR DIVS ETF | 75605A108 | CEF | 10,200 | $263,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 14,252 | $262,000 | thousands by filing date | |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 43,000 | $262,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 5,209 | $262,000 | thousands by filing date | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 10,335 | $261,000 | thousands by filing date | |
| REDWOOD TR INC | 758075AB1 | NOTE 4.625% 4/1 | 262,687 | $261,000 | thousands by filing date | principal |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 2,250 | $260,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 7,588 | $260,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 12,864 | $260,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 10,093 | $259,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 5,620 | $257,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 12,834 | $257,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 1,214 | $257,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 11,432 | $256,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 3,782 | $255,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 25,983 | $254,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 6,929 | $254,000 | thousands by filing date | |
| FTSE RAFI US 1500 Small Cap | 73935X567 | COM | 2,023 | $254,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 256,225 | $254,000 | thousands by filing date | principal |
| SELECT COMFORT CORP | 81616X103 | COM | 8,211 | $254,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 22,281 | $253,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 6,774 | $252,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 3,076 | $252,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 6,605 | $251,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 8,191 | $251,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 4,792 | $250,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 19,142 | $250,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 12,496 | $250,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 6,737 | $249,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 3,372 | $249,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 5,287 | $249,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 13,038 | $247,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 4,057 | $247,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 2,205 | $247,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 2,459 | $246,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 4,029 | $246,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 11,480 | $246,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 7,011 | $245,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 9,839 | $244,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 7,149 | $244,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 16,315 | $243,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 5,514 | $243,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 4,630 | $243,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 3,246 | $243,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 2,164 | $242,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 23,102 | $242,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 8,000 | $242,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 9,429 | $242,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 6,054 | $241,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 18,371 | $240,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 18,625 | $239,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 2,175 | $239,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 2,511 | $239,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 8,214 | $239,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 4,714 | $239,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 13,397 | $237,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 10,213 | $237,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 5,880 | $236,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 13,277 | $236,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 5,237 | $235,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 14,850 | $235,000 | thousands by filing date | |
| PARK STERLING CORP | 70086Y105 | COM | 18,961 | $235,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 6,140 | $234,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 17,414 | $234,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 34,981 | $233,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 2,183 | $233,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 4,674 | $233,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 2,701 | $232,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 12,737 | $232,000 | thousands by filing date | |
| iShares iBonds Dec 2026 Term Corporate ETF | 46435GAA0 | SHS | 9,282 | $231,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 2,250 | $231,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 7,419 | $231,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 4,388 | $231,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 16,839 | $230,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 4,196 | $229,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 6,182 | $227,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 3,408 | $227,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 5,417 | $227,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 5,046 | $226,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 12,428 | $226,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 15,078 | $226,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 2,352 | $225,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 2,561 | $225,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 8,250 | $224,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 4,714 | $224,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 3,320 | $223,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 4,617 | $223,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 47,490 | $222,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 5,550 | $222,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 9,102 | $222,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N865 | CMN | 5,135 | $222,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 18,983 | $221,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 7,138 | $221,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 9,725 | $221,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 7,200 | $221,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 5,367 | $220,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 14,300 | $220,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 5,506 | $220,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 14,351 | $219,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 18,186 | $219,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 30,747 | $218,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 4,583 | $218,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 9,960 | $217,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 4,521 | $216,000 | thousands by filing date | |
| EMERALD EXPOSITIONS EVENTS I | 29103B100 | COM | 9,400 | $216,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 9,623 | $215,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 2,462 | $215,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 2,748 | $214,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 1,193 | $214,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 16,000 | $214,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 5,852 | $212,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 7,745 | $212,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 15,300 | $212,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 4,704 | $212,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 3,707 | $211,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 6,390 | $211,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 7,730 | $211,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 84,927 | $211,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 6,679 | $210,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 22,422 | $210,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 1,841 | $210,000 | thousands by filing date | |
| ACTUA CORPORATION | 005094107 | COM | 13,771 | $210,000 | thousands by filing date | |
| GSV CAP CORP | 36191JAB7 | NOTE 5.250% 9/1 | 209,786 | $210,000 | thousands by filing date | principal |
| SEMTECH CORP COM | 816850101 | Stock | 5,556 | $209,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 16,050 | $209,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 14,059 | $209,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 1,744 | $209,000 | thousands by filing date | |
| Eaton Vance Floating Rate | 27831H100 | ETF | 21,000 | $209,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 21,196 | $208,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 3,400 | $208,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 2,165 | $207,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 28,605 | $207,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 5,944 | $207,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 7,637 | $206,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 3,916 | $206,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 3,604 | $206,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 3,240 | $206,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 4,900 | $206,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 1,528 | $204,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 9,754 | $204,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 7,818 | $204,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 14,532 | $204,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 5,164 | $203,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 4,717 | $203,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 15,700 | $203,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 32,783 | $202,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 6,090 | $202,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 1,711 | $202,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 10,736 | $202,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W882 | CONSUMR DISCRT | 2,174 | $202,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 4,219 | $201,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 6,534 | $201,000 | thousands by filing date | |
| APC 7.5 PFD | 032511404 | Preferred Stock | 5,028 | $201,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 5,235 | $200,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 12,700 | $200,000 | thousands by filing date | |
| ISHARES TR | 46432FAZ0 | IBONDS MAR23 ETF | 7,467 | $200,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 14,497 | $199,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 13,244 | $199,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 10,700 | $199,000 | thousands by filing date | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 12,506 | $198,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 14,029 | $198,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 23,527 | $197,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 10,729 | $196,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 10,110 | $196,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 28,742 | $196,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 23,148 | $196,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 45,770 | $195,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 13,779 | $194,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 25,700 | $194,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 10,856 | $194,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 14,105 | $191,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 11,460 | $189,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 25,563 | $188,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 10,598 | $187,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 16,733 | $186,000 | thousands by filing date | |
| FULING GLOBAL INC | G3729B102 | SHS | 30,600 | $186,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 33,599 | $184,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME OPPORT | 25158Y102 | COM | 11,891 | $180,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 15,042 | $179,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 13,469 | $179,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 41,000 | $176,000 | thousands by filing date | |
| CUSHING ENERGY INCOME | 23162T102 | COM SH BEN INT | 20,212 | $176,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 11,000 | $175,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 11,208 | $175,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 15,697 | $172,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 13,814 | $171,000 | thousands by filing date | |
| GCAP 4.1250 18 | 36268WAB6 | Bond 30/360P2 U | 170,748 | $170,000 | thousands by filing date | principal |
| TASEKO MINES LTD COM | 876511106 | Stock | 86,300 | $168,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 16,527 | $168,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 10,400 | $168,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 44,108 | $168,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 20,463 | $167,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 10,139 | $165,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 18,167 | $162,000 | thousands by filing date | |
| MCCLATCHY CO | 579489303 | CL A NEW | 21,919 | $161,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 10,989 | $160,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 15,625 | $159,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 20,998 | $158,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 10,117 | $158,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION 5.75 03/15/2018 | 74348TAL6 | Convertible | 159,259 | $158,000 | thousands by filing date | principal |
| INFINERA CORP | 45667G103 | COMMON STOCK | 17,646 | $156,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 27,501 | $155,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 19,752 | $153,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 12,981 | $153,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 36,500 | $152,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 24,950 | $149,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 10,449 | $146,000 | thousands by filing date | |
| BLACKROCK CAPITAL INVESTMENT | 092533AB4 | NOTE 5.500prct 2/1 | 146,631 | $145,000 | thousands by filing date | principal |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 11,308 | $144,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 10,023 | $143,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 20,078 | $143,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 10,508 | $143,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 11,760 | $141,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 12,140 | $140,000 | thousands by filing date | |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 10,000 | $140,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 12,770 | $140,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 10,535 | $139,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 74,480 | $138,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 12,616 | $137,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 31,000 | $137,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 11,289 | $136,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 22,595 | $136,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 14,867 | $135,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 12,181 | $132,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 12,114 | $125,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 21,100 | $125,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 17,919 | $123,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 11,663 | $123,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 26,189 | $122,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 14,545 | $120,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 48,769 | $117,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 18,102 | $116,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158135 | RIGHT 10/04/2017 | 315,204 | $116,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 12,300 | $115,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 10,943 | $112,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 13,153 | $112,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 10,547 | $111,000 | thousands by filing date | |
| WESTERN ASSET CORPORATE LN F | 95790J102 | COM | 10,278 | $111,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 16,087 | $110,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 33,605 | $109,000 | thousands by filing date | |
| ANW 4 11/1/18 | Y0020QAA9 | Bond 30/360P2 U | 108,389 | $109,000 | thousands by filing date | principal |
| BRT APARTMENTS CORP | 055645303 | REIT | 10,237 | $108,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 11,102 | $107,000 | thousands by filing date | |
| CM FIN INC COM | 12574Q103 | COM | 11,283 | $105,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 16,959 | $104,000 | thousands by filing date | |
| PEAK RESORTS INC | 70469L100 | COM | 23,711 | $102,000 | thousands by filing date | |
| INVESCO HIG INCM 2023 TARG T | 46135X108 | COM | 10,000 | $101,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 28,666 | $101,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 11,354 | $99,000 | thousands by filing date | |
| TRACON PHARMACEUTICALS INC | 89237H100 | COM | 30,700 | $97,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 15,823 | $96,000 | thousands by filing date | |
| NEW YORK MTG TRUST | 649604AD7 | NOTE 6.250% 1/1 | 94,645 | $95,000 | thousands by filing date | principal |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 15,462 | $93,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 15,261 | $93,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 15,355 | $90,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AD1 | NOTE 1.000% 7/0 | 19,000 | $90,000 | thousands by filing date | principal |
| UNISYS CORP | 909214306 | COMMON STOCK | 10,241 | $88,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 100,000 | $88,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 14,300 | $87,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 10,282 | $84,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 10,000 | $84,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 22,725 | $82,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 20,900 | $80,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 11,719 | $80,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 20,000 | $79,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635AE9 | NOTE 4.250% 2/1 | 78,266 | $78,000 | thousands by filing date | principal |
| 1347 Property Insurance Holdings | 68244P107 | COM | 10,000 | $77,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 39,050 | $76,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 13,638 | $76,000 | thousands by filing date | |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 13,703 | $75,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 15,758 | $74,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 12,920 | $73,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 50,500 | $72,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 28,937 | $70,000 | thousands by filing date | |
| NOVELION THERAPEUTICS INC | 67001K202 | COM NEW | 10,000 | $70,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAJ2 | NOTE 4.750prct 1/1 | 70,305 | $70,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000720672-17-000087 | this filing | 2017-11-13 | acceptance time not in the bulk data set |