13F-HR filed by STIFEL FINANCIAL CORP
STIFEL FINANCIAL CORP filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-13, with 2,578 holding rows worth $28,812,059,000.
- Accession
- 0000720672-17-000087
- Filer
- CIK 720672
- Filed
- 2017-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 7,063 entries on the cover page, a total value of $28,812,059,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $28,812,059,000 with VALUE read as thousands by filing date, 13F file number 028-04621. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerZiegler Capital Management, LLC028-10982
- included managerSTIFEL NICOLAUS & CO INC \MO\028-06972
- included managerChoice Financial Partners, Inc.028-13156
- included managerCentury Securities Associates, Inc.028-13699
- included manager1919 Investment Counsel, LLC028-11345
- included managerStifel Trust Company, N.A.028-06397
- included managerBarclays Wealth Trustees (U.S.), N.A.028-16086
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 13,906 | $966,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 29,834 | $966,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 18,908 | $965,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 7,816 | $964,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 20,641 | $961,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 69,042 | $960,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 17,632 | $959,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 37,615 | $959,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 11,368 | $956,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 17,351 | $948,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 12,630 | $946,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 26,482 | $946,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 55,147 | $946,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 49,609 | $945,000 | thousands by filing date | |
| XENITH BANKSHARES INC NEW | 984102202 | COM NEW | 29,067 | $945,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 12,714 | $944,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 40,581 | $944,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 18,502 | $942,000 | thousands by filing date | |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 13,952 | $941,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 104,104 | $939,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 7,236 | $938,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 8,810 | $936,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 58,388 | $936,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 11,455 | $934,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 26,356 | $934,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 60,741 | $934,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 36,553 | $933,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M514 | GUG BULL2020 E | 43,173 | $930,000 | thousands by filing date | |
| SUN BANCORP INC | 86663B201 | COM NEW | 37,406 | $930,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 10,990 | $929,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 26,386 | $928,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 23,210 | $927,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 25,613 | $926,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 20,062 | $923,000 | thousands by filing date | |
| GUGGENHEIM MID-CAP CORE ETF | 18383M720 | GUG | 14,659 | $923,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 7,732 | $918,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 204,714 | $918,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 36,252 | $917,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 37,610 | $917,000 | thousands by filing date | |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 28,690 | $917,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 5,311 | $913,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 32,742 | $912,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 27,460 | $911,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 36,918 | $909,000 | thousands by filing date | |
| NUVEEN HGH INC DEC18 TRGT TR | 67075P103 | COM | 90,678 | $909,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 15,316 | $908,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 95,877 | $906,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 45,321 | $906,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 139,300 | $900,000 | thousands by filing date | |
| AMERICAN CAP SR FLOATING LTD | 02504D108 | COM | 77,355 | $899,000 | thousands by filing date | |
| PRESIDIO INC | 74102M103 | COM | 63,355 | $899,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 20,863 | $898,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 40,213 | $895,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 10,803 | $891,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 24,807 | $891,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 64,400 | $887,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 6,531 | $883,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 93,975 | $882,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 48,934 | $881,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 11,369 | $876,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 114,691 | $873,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 45,258 | $872,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 31,087 | $871,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 29,745 | $870,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 76,748 | $869,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 17,558 | $866,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 90,601 | $866,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 6,394 | $864,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 20,722 | $863,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 25,814 | $862,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 29,435 | $859,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 15,625 | $858,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 31,694 | $857,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 38,306 | $855,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 23,146 | $851,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 35,000 | $848,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 18,045 | $848,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 47,302 | $844,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 9,250 | $844,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 17,614 | $841,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 38,145 | $841,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 17,993 | $839,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 17,061 | $839,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 13,018 | $838,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 17,749 | $837,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 11,191 | $836,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 17,795 | $834,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 6,891 | $833,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 15,990 | $833,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 15,811 | $831,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 49,356 | $831,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 17,078 | $830,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 116,089 | $829,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 33,916 | $828,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 26,466 | $826,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 14,405 | $826,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 14,124 | $824,000 | thousands by filing date | |
| INNOVATOR LUNT LOW VOL/HIGH BETA TACTICAL ETF | 287711790 | ETF | 26,330 | $824,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 11,485 | $823,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 21,470 | $817,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 12,261 | $813,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 33,517 | $812,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 20,389 | $811,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 31,556 | $810,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 9,186 | $810,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 40,182 | $808,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 55,400 | $808,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 40,305 | $808,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q101 | CL A | 147,914 | $805,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 13,009 | $803,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 93,020 | $802,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 43,982 | $799,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W858 | GUG S&P500EQWTFI | 19,364 | $798,000 | thousands by filing date | |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 51,800 | $798,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 41,824 | $797,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 60,388 | $794,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 19,455 | $794,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 15,447 | $792,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 15,242 | $792,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 3,256 | $786,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 46,890 | $786,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 359,518 | $786,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M856 | LBT VEN COM A NE | 14,380 | $786,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 211,366 | $785,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 37,256 | $784,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 82,228 | $784,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 28,981 | $783,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 11,690 | $781,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 39,693 | $778,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 13,510 | $777,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 23,525 | $777,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 11,733 | $776,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 27,079 | $775,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 9,265 | $773,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 14,950 | $773,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 5,549 | $769,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 128,981 | $769,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 30,200 | $767,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 26,912 | $767,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 17,417 | $766,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 19,630 | $763,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 7,682 | $760,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 10,979 | $760,000 | thousands by filing date | |
| ISHARES TR | 46435G102 | CONV BD ETF | 13,942 | $757,000 | thousands by filing date | |
| BLACKLINE, INC. | 09239B109 | COM | 22,183 | $757,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 21,342 | $757,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 27,189 | $756,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 72,100 | $755,000 | thousands by filing date | |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 12,246 | $751,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 73,028 | $750,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 21,795 | $748,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 50,342 | $747,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 15,030 | $747,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 15,185 | $745,000 | thousands by filing date | |
| ISHARES TR | 46435G813 | MSCI SPAIN ETF | 32,376 | $744,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 88,926 | $742,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 29,146 | $740,000 | thousands by filing date | |
| LIBERTY EXPEDIA HLDGS INC | 53046P109 | SER A COM | 13,806 | $739,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 14,696 | $738,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 41,370 | $737,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 10,839 | $733,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 22,850 | $732,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 51,098 | $730,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 16,391 | $725,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 10,051 | $725,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 16,899 | $725,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 52,953 | $723,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 7,125 | $722,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 15,378 | $720,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 33,019 | $719,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 82,690 | $717,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 11,997 | $716,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 17,349 | $716,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 24,004 | $715,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 53,300 | $715,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 32,268 | $715,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 37,956 | $715,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 45,774 | $715,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 21,475 | $713,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 38,119 | $713,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 10,368 | $712,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 44,271 | $711,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 23,623 | $710,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 24,686 | $709,000 | thousands by filing date | |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 7,089 | $709,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 7,521 | $706,000 | thousands by filing date | |
| AMERICAN RIVER BANKSHRS (CA) | 029326105 | COM | 50,945 | $705,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 39,447 | $704,000 | thousands by filing date | |
| POWERSHARES DYN SEMICONDUCT | 73935X781 | COM | 14,232 | $700,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 203,386 | $699,000 | thousands by filing date | |
| BulletShares 2024 Corporate | 18383M233 | COM | 33,150 | $697,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 7,181 | $696,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 215,398 | $696,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 16,688 | $694,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 13,207 | $693,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 15,818 | $692,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 32,076 | $692,000 | thousands by filing date | |
| ANDEAVOR | 03349M105 | COM | 6,717 | $690,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 13,414 | $690,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 20,980 | $689,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 1,025 | $689,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 44,004 | $688,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 11,124 | $687,000 | thousands by filing date | |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 5,260 | $687,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 13,012 | $686,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 23,989 | $684,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 16,740 | $683,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 8,807 | $682,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 52,740 | $679,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 4,824 | $678,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 44,992 | $677,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 64,500 | $677,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 16,568 | $674,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 10,914 | $673,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 33,871 | $672,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 18,760 | $667,000 | thousands by filing date | |
| ADVISORY BOARD CO/THE | 00762W107 | Domestic Common | 12,450 | $667,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 13,134 | $666,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 60,393 | $665,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 30,337 | $663,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 12,546 | $660,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 18,767 | $658,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 15,993 | $658,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 65,435 | $658,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 27,273 | $658,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 11,515 | $657,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 18,105 | $656,000 | thousands by filing date | |
| FRANKLIN ETF TR | 353506108 | SHRT DUR US GOVT | 6,800 | $655,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 16,118 | $653,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 21,190 | $652,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 8,489 | $651,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 12,801 | $650,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 32,148 | $649,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 6,997 | $648,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 12,734 | $644,000 | thousands by filing date | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 28,250 | $644,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 13,249 | $643,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 53,870 | $643,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 15,823 | $642,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 14,878 | $641,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 22,280 | $640,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 26,656 | $640,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661502 | COM PAR | 204,305 | $640,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 23,825 | $639,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 33,115 | $638,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 62,174 | $637,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 11,054 | $634,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 36,731 | $633,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 109,528 | $629,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 46,343 | $629,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 4,146 | $628,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 5,862 | $628,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 5,993 | $623,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 3,461 | $621,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 12,000 | $620,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 12,418 | $619,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 37,176 | $618,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 71,260 | $617,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 26,990 | $615,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 90,697 | $614,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 347,741 | $613,000 | thousands by filing date | |
| NUVEEN HIGH INCOME DECMBR 20 | 67076E107 | COM | 60,620 | $612,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 12,307 | $611,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 5,538 | $610,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 13,050 | $610,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L109 | COM | 3,380 | $609,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 9,612 | $608,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 39,563 | $607,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 24,229 | $607,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 26,499 | $606,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 108,206 | $604,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 22,100 | $603,000 | thousands by filing date | |
| STERIS PLC | G84720104 | SHS USD | 6,792 | $602,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 8,682 | $601,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 39,866 | $601,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 6,700 | $600,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 4,777 | $600,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 13,254 | $599,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 10,774 | $597,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 32,828 | $596,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 26,772 | $594,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 39,796 | $593,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 23,940 | $592,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 23,855 | $592,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 20,937 | $591,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 9,145 | $590,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 25,289 | $588,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 18,582 | $587,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 11,912 | $586,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 4,428 | $586,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 11,161 | $586,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 34,708 | $585,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q309 | HIGH INCM STRGC | 11,379 | $584,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 140,325 | $582,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 39,889 | $581,000 | thousands by filing date | |
| EPR PPTYS | 26884U307 | CONV PFD 9% SR E | 16,040 | $581,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 21,524 | $579,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A306 | COM NEW | 19,500 | $579,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 19,441 | $578,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 48,135 | $576,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 38,241 | $576,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 12,176 | $576,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 12,791 | $574,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 61,012 | $574,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M258 | CLAYMORE EXCHANGE TRD FD TR | 26,842 | $574,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 30,146 | $570,000 | thousands by filing date | |
| NEUROTROPE INC | 64129T207 | COM NEW | 110,000 | $568,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 4,402 | $567,000 | thousands by filing date | |
| SENSUS HEALTHCARE INC | 81728J109 | COM | 113,630 | $566,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 6,713 | $564,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 29,820 | $562,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 94,284 | $561,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 7,230 | $560,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 57,715 | $558,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 27,150 | $557,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 31,001 | $556,000 | thousands by filing date | |
| LOGAN RIDGE FINANCE CORP | 14054R403 | cp | 22,666 | $555,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 23,794 | $554,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 11,977 | $554,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 28,372 | $554,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 14,780 | $553,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 5,863 | $553,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 10,643 | $551,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 3,768 | $550,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 6,875 | $550,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 82,828 | $550,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 11,153 | $549,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 11,689 | $548,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 5,562 | $548,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 13,572 | $548,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 12,798 | $547,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 88,207 | $547,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 15,972 | $544,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 31,749 | $544,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 6,510 | $543,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 19,109 | $543,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 18,099 | $543,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 4,863 | $542,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 46,967 | $542,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 7,836 | $540,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 7,346 | $539,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 20,681 | $537,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 29,226 | $537,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 6,250 | $536,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 41,354 | $536,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 13,207 | $534,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 29,186 | $534,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 6,005 | $532,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 1,433 | $532,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 5,067 | $530,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 46,183 | $530,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 8,825 | $529,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 41,333 | $529,000 | thousands by filing date | |
| ENVISION HEALTHCARE CORP | 29414D100 | COM | 11,741 | $528,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 13,566 | $527,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 12,315 | $527,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 6,811 | $524,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 10,001 | $524,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 41,219 | $523,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 12,075 | $523,000 | thousands by filing date | |
| GUARANTY BANCORP | 40075T607 | COM | 18,791 | $523,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 11,988 | $523,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 44,057 | $522,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 1,976 | $521,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 18,203 | $520,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 41,215 | $519,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 59,880 | $517,000 | thousands by filing date | |
| QUALITY CARE PPTYS INC | 747545101 | COM | 33,413 | $517,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 12,826 | $516,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 29,912 | $513,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 34,819 | $513,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 23,176 | $513,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 5,820 | $512,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 36,680 | $511,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 8,571 | $509,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 3,027 | $509,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 107,905 | $509,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 26,637 | $508,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 33,015 | $507,000 | thousands by filing date | |
| Guggenheim BulletShares 2023 C | 18383M241 | ETF | 24,118 | $507,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 19,020 | $505,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 76,598 | $504,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 39,003 | $504,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 6,264 | $503,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 56,377 | $503,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 8,795 | $503,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 24,387 | $503,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 6,802 | $499,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 4,508 | $498,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 6,540 | $496,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 8,700 | $496,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 4,650 | $493,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 9,084 | $490,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 13,999 | $489,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 27,300 | $489,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 84,131 | $488,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 36,950 | $488,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 37,531 | $486,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 9,848 | $485,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 10,768 | $484,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 3,334 | $482,000 | thousands by filing date | |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 28,115 | $482,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 11,789 | $481,000 | thousands by filing date | |
| FIRSTCASH HOLDINGS INC. | 33767D105 | Common Stock | 7,621 | $481,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 7,879 | $480,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 6,980 | $479,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 6,850 | $479,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 14,000 | $478,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 21,997 | $474,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 27,781 | $474,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 40,914 | $474,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 75,361 | $473,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 23,774 | $473,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 2,413 | $472,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 37,261 | $471,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 5,048 | $470,000 | thousands by filing date | |
| VISTRA CORP COM | 92840M102 | Stock | 25,081 | $469,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 21,112 | $469,000 | thousands by filing date | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 15,374 | $468,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 5,791 | $468,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 13,597 | $468,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 13,054 | $468,000 | thousands by filing date | |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 7,101 | $466,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 44,555 | $466,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 8,636 | $465,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 17,351 | $464,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 14,309 | $463,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 13,121 | $462,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 34,593 | $462,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 15,627 | $461,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 24,044 | $459,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 9,466 | $459,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 15,334 | $458,000 | thousands by filing date | |
| PENNYMAC CORP | 70932AAB9 | NOTE 5.375% 5/0 | 453,841 | $458,000 | thousands by filing date | principal |
| EPAM SYS INC COM | 29414B104 | Stock | 5,193 | $457,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 9,092 | $456,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 13,128 | $455,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 3,699 | $455,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 8,000 | $455,000 | thousands by filing date | |
| MGC | 921910873 | COM | 5,264 | $454,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 15,605 | $454,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 14,767 | $454,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 17,248 | $454,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 10,098 | $453,000 | thousands by filing date | |
| NUVEEN PFD & INCOME 2022 TER | 67075T105 | COM | 17,779 | $453,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 21,038 | $452,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 13,466 | $451,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 650 | $450,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 32,270 | $449,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 8,929 | $448,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 3,067 | $448,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 16,369 | $446,000 | thousands by filing date | |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 8,643 | $445,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 22,507 | $445,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 3,002 | $444,000 | thousands by filing date | |
| ISHARES TR | 46434V423 | MSCI SAUDI ARBIA | 17,000 | $444,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 7,984 | $444,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 8,346 | $443,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 3,599 | $441,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 66,540 | $439,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 5,007 | $439,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 22,453 | $438,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 14,675 | $438,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 11,957 | $438,000 | thousands by filing date | |
| BLUE BUFFALO PET PRODS INC | 09531U102 | COM | 15,695 | $437,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 13,585 | $434,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 8,128 | $434,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 9,217 | $434,000 | thousands by filing date | |
| ARCONIC INC | 03965L308 | PREFERRED STOCK | 11,183 | $434,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 2,488 | $433,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 28,147 | $432,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 5,932 | $431,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 8,082 | $431,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 3,496 | $431,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 4,085 | $428,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 11,649 | $428,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC NPV ADR | 594837304 | SPON ADR NEW | 13,805 | $427,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 35,000 | $427,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 10,694 | $426,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 19,639 | $424,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 13,271 | $423,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 2,875 | $423,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 8,567 | $422,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742C723 | IPATH SELCT MLP | 19,750 | $422,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G202 | VIRTUS LIFESC BT | 10,305 | $422,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 34,184 | $422,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 14,500 | $421,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 29,652 | $421,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 5,705 | $420,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 13,819 | $420,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742A669 | IPATH SHILR CAPE | 3,840 | $420,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 7,629 | $420,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 11,273 | $419,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 10,009 | $418,000 | thousands by filing date | |
| RSP PERMIAN INC | 74978Q105 | COM | 12,225 | $418,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 5,362 | $417,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 6,202 | $416,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 12,944 | $416,000 | thousands by filing date | |
| ELEVANCE HEALTH INC | 036752202 | PREFERRED STOCK | 7,976 | $416,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 3,927 | $416,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000720672-17-000087 | this filing | 2017-11-13 | acceptance time not in the bulk data set |