13F-HR filed by STIFEL FINANCIAL CORP
STIFEL FINANCIAL CORP filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-02-16, with 2,519 holding rows worth $21,793,913,000.
- Accession
- 0000720672-16-000114
- Filer
- CIK 720672
- Filed
- 2016-02-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A holdings report, 7,432 entries on the cover page, a total value of $21,793,913,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $21,793,913,000 with VALUE read as thousands by filing date, 13F file number 028-04621. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerZiegler Capital Management, LLC028-10982
- included managerSTIFEL NICOLAUS & CO INC \MO\028-06972
- included managerChoice Financial Partners, Inc.028-13156
- included manager1919 Investment Counsel, LLC028-11345
- included managerCURIAN CAPITAL LLC028-10624
- included managerSterne Agee Asset Management, Inc.028-15657
- included managerSterne Agee Investment Advisory Services 028-00001
- included managerBarclays Wealth Trustees (U.S.), N.A.028-16086
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PROSPECT CAPITAL CORPORATION 5.75 03/15/2018 | 74348TAL6 | Convertible | 25,000 | $24,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120WAA2 | NOTE 6.000prct12/0 | 23,235 | $23,000 | thousands by filing date | principal |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 11,925 | $22,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 28,600 | $21,000 | thousands by filing date | |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 10,263 | $21,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 17,794 | $19,000 | thousands by filing date | principal |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 35,000 | $15,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP SHS NEW | Y8162K121 | Stock | 25,115 | $15,000 | thousands by filing date | |
| IAO KUN GROUP HLDG CO LTD | G47204105 | ORD USD SHS | 13,500 | $15,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 10,000 | $14,000 | thousands by filing date | |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 13,744 | $14,000 | thousands by filing date | principal |
| ANW 4 11/1/18 | Y0020QAA9 | Bond 30/360P2 U | 13,022 | $13,000 | thousands by filing date | principal |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 55,164 | $11,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 10,125 | $8,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 74,691 | $5,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 18,310 | $4,000 | thousands by filing date | |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 17,000 | $4,000 | thousands by filing date | |
| LPATH INC-CLASS A | 548910306 | CMN | 13,415 | $3,000 | thousands by filing date | |
| ULTRAPETROL BAHAMAS LTD | P94398107 | COM | 17,000 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000720672-16-000114 | this filing | 2016-02-16 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000720672-16-000116 | superseded | 2016-02-26 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000720672-16-000143 | base | 2016-03-21 | acceptance time not in the bulk data set |