13F-HR filed by STIFEL FINANCIAL CORP
STIFEL FINANCIAL CORP filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-02-16, with 2,519 holding rows worth $21,793,913,000.
- Accession
- 0000720672-16-000114
- Filer
- CIK 720672
- Filed
- 2016-02-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A holdings report, 7,432 entries on the cover page, a total value of $21,793,913,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $21,793,913,000 with VALUE read as thousands by filing date, 13F file number 028-04621. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerZiegler Capital Management, LLC028-10982
- included managerSTIFEL NICOLAUS & CO INC \MO\028-06972
- included managerChoice Financial Partners, Inc.028-13156
- included manager1919 Investment Counsel, LLC028-11345
- included managerCURIAN CAPITAL LLC028-10624
- included managerSterne Agee Asset Management, Inc.028-15657
- included managerSterne Agee Investment Advisory Services 028-00001
- included managerBarclays Wealth Trustees (U.S.), N.A.028-16086
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 43,016 | $431,000 | thousands by filing date | |
| ELEVANCE HEALTH INC | 036752202 | PREFERRED STOCK | 9,367 | $431,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 18,568 | $428,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 114 | $427,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 3,188 | $426,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 24,136 | $426,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 13,565 | $425,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 14,634 | $424,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 20,362 | $423,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 6,847 | $422,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 2,734 | $421,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 3,242 | $419,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 7,557 | $419,000 | thousands by filing date | |
| HALCON RES CORP COM PAR | 40537Q506 | Stock | 30,834 | $419,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 27 | $418,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 5,886 | $418,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 12,186 | $417,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 42,064 | $416,000 | thousands by filing date | |
| NATIONAL COMM CORP | 63546L102 | COM | 16,557 | $415,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 11,364 | $410,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 19,195 | $410,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 77,500 | $410,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 20,000 | $409,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 20,987 | $409,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 99,739 | $406,000 | thousands by filing date | |
| FLAMEL TECHNOLOGIES-SP ADR | 338488109 | SPON | 33,250 | $406,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 6,169 | $405,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 17,921 | $405,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 13,292 | $405,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 9,237 | $403,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 19,451 | $403,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 13,606 | $403,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 31,797 | $402,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549203 | COMMON STOCK | 19,631 | $400,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 23,648 | $397,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 66,563 | $396,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 300 | $395,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 4,299 | $394,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 17,944 | $392,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 22,528 | $390,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 13,704 | $390,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 14,279 | $389,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 31,709 | $389,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 40,002 | $388,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 13,839 | $388,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 3,494 | $387,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 10,000 | $387,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 2,192 | $386,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 8,200 | $386,000 | thousands by filing date | |
| BNC Bancorp | 05566T101 | Com | 15,234 | $386,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 24,800 | $384,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 35,300 | $384,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 11,000 | $383,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 13,959 | $383,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 1,962 | $382,000 | thousands by filing date | |
| PULASKI FINANCIAL CORP | 745548107 | COM | 23,895 | $381,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 2,074 | $379,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 26,703 | $379,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 6,910 | $379,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 23,909 | $375,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 26,849 | $372,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 10,292 | $371,000 | thousands by filing date | |
| COMMUNICATIONS SALES&LEAS IN | 20341J104 | COM | 8,842 | $371,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 13,672 | $370,000 | thousands by filing date | |
| AMERICAN SCIENCE + ENGINEERI | 029429107 | COM | 8,927 | $369,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 16,961 | $368,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 26,643 | $368,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 18,775 | $365,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 3,767 | $363,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 27,715 | $362,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 18,494 | $358,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 11,819 | $356,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 45,124 | $356,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 13,200 | $354,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 5,962 | $354,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 220 | $352,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 63,655 | $351,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 22,947 | $351,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 7,170 | $348,000 | thousands by filing date | |
| DELEK US HOLDINGS INC | 246647101 | COMMON STOCK | 537 | $348,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 18,511 | $347,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M514 | GUG BULL2020 E | 16,551 | $346,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 17,680 | $345,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 15,005 | $344,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 23,188 | $344,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 127,364 | $344,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 19,858 | $343,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 8,949 | $341,000 | thousands by filing date | |
| TYSON FOODS | 902494301 | COM | 5,619 | $341,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M373 | GUG BUL 2019 HY | 14,962 | $340,000 | thousands by filing date | |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 18,680 | $339,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 8,312 | $339,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 11,231 | $337,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 6,000 | $337,000 | thousands by filing date | |
| POWERSHARES DWA TACTICAL SECTOR ROTATION PORTFOLIO | 73937B498 | ETF | 13,368 | $337,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 1,706 | $336,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 1,835 | $336,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 7,680 | $336,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 358 | $336,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 1,242 | $335,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 15,123 | $335,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 10,535 | $333,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 2,146 | $333,000 | thousands by filing date | |
| SUFFOLK BANCORP | 864739107 | COM | 11,755 | $333,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 5,021 | $331,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 1,656 | $331,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 1,004 | $328,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 20,565 | $328,000 | thousands by filing date | |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 10,257 | $328,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 12,248 | $326,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 23,110 | $325,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 25,262 | $324,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 16,259 | $324,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 8,653 | $323,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 4,178 | $323,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 6,607 | $322,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 7,650 | $321,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 2,717 | $321,000 | thousands by filing date | |
| AES TR III | 00808N202 | PFD CV 6.75% | 6,417 | $321,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 9,891 | $320,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 25,492 | $319,000 | thousands by filing date | |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 10,975 | $319,000 | thousands by filing date | |
| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 11,138 | $319,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 4,082 | $318,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 21,525 | $317,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 26,210 | $317,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 5,628 | $316,000 | thousands by filing date | |
| RACKSPACE HOSTING INC | 750086100 | COM | 12,488 | $316,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 23,629 | $316,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION 5.75 03/15/2018 | 74348TAL6 | Convertible | 316,469 | $316,000 | thousands by filing date | principal |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 3,177 | $314,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 23,333 | $312,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 59,164 | $312,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 11,157 | $312,000 | thousands by filing date | |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 4,853 | $311,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INCOME FD | 67071S101 | COM | 37,601 | $311,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 7,679 | $309,000 | thousands by filing date | |
| Alcobra Ltd | M2239P109 | SHS | 49,200 | $309,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 6,450 | $307,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 29,398 | $307,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 225 | $307,000 | thousands by filing date | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 28,294 | $307,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 13,214 | $306,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 16,816 | $306,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 25,236 | $305,000 | thousands by filing date | |
| NIDEC CORP | 654090109 | COMMON STOCK-FO | 16,806 | $305,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 5,849 | $305,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 17,622 | $305,000 | thousands by filing date | |
| TRACON PHARMACEUTICALS INC | 89237H100 | COM | 33,068 | $305,000 | thousands by filing date | |
| SB FINL GROUP INC DEP | 78408D204 | SHS PFD 6.5 | 25,000 | $304,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 20,000 | $303,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 14,132 | $303,000 | thousands by filing date | |
| ANACOR PHARMACEUTICALS INC | 032420101 | COM | 2,675 | $303,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 5,321 | $302,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 7,085 | $302,000 | thousands by filing date | |
| AMERICAN TOWER CORP NEW | 03027X308 | PFD CONV SER A | 2,949 | $302,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 5,352 | $301,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 6,927 | $301,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J406 | EX US SML CP | 9,081 | $301,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 4,933 | $297,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 6,881 | $297,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 16,066 | $297,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 13,088 | $296,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 23,300 | $295,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 42,100 | $293,000 | thousands by filing date | |
| FLEETMATICS GROUP PLC | G35569105 | COM | 5,757 | $292,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 274 | $290,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 8,115 | $290,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 12,051 | $289,000 | thousands by filing date | |
| RENTRAK CORP | 760174102 | COM | 6,070 | $289,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 316 | $288,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 64 | $287,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 45,230 | $287,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 45,332 | $286,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 1,357 | $283,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 10,101 | $283,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 5,227 | $283,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 12,440 | $283,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 24,982 | $282,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 3,502 | $281,000 | thousands by filing date | |
| HORTONWORKS INC | 440894103 | COM | 12,827 | $281,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 6,167 | $281,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 13,566 | $281,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 8,496 | $280,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 23,720 | $280,000 | thousands by filing date | |
| G & K SVCS INC | 361268105 | CL A | 4,449 | $280,000 | thousands by filing date | |
| POWERSHARES DB GOLD FUND | 73936B606 | DB G | 8,062 | $279,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 20,192 | $278,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 9,388 | $277,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 48,384 | $277,000 | thousands by filing date | |
| ROVI CORP | 779376102 | COM | 16,605 | $277,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 7,259 | $276,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 7,807 | $276,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 21,426 | $275,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 16,850 | $274,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 2,263 | $272,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 21,513 | $272,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 35,491 | $272,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 4,571 | $271,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 220 | $270,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 3,009 | $270,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 32,544 | $270,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 3,964 | $269,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 9,605 | $269,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 5,785 | $269,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 19,591 | $268,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 8,000 | $268,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CO | 46186M209 | COM NEW | 37,178 | $268,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 24,400 | $267,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 7,617 | $267,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 5,483 | $266,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 14,036 | $266,000 | thousands by filing date | |
| POWERSHARES DYN SEMICONDUCT | 73935X781 | COM | 10,549 | $266,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 19 | $265,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 4,375 | $264,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 2,532 | $263,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 6,674 | $263,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 2,114 | $263,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 14,932 | $262,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 11,355 | $261,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 26,552 | $261,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 30,765 | $261,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 8,331 | $261,000 | thousands by filing date | |
| NUVEEN MUN MKT OPPORTUNITY | 67062W103 | COM | 18,899 | $261,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 86,054 | $259,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 21,070 | $257,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 127,285 | $257,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 16,825 | $256,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 39,659 | $255,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 20,000 | $255,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 7,176 | $254,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 15,075 | $254,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 3,100 | $253,000 | thousands by filing date | |
| Cynosure, Inc. | 232577205 | COM | 62 | $253,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 70 | $253,000 | thousands by filing date | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 11,309 | $252,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 15,442 | $251,000 | thousands by filing date | |
| Powershares ETF KBW Insurance | 73936q777 | COM | 5,222 | $251,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 21,760 | $250,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 9,342 | $250,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 63,925 | $250,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 11,942 | $249,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 13,983 | $248,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 8,792 | $248,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 66,556 | $247,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 11,661 | $245,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 7,531 | $244,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 1,750 | $243,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 9,499 | $243,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 13,386 | $242,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X658 | DYN EN EX PROD | 11,050 | $242,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 4,194 | $241,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 5,558 | $240,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 3,540 | $239,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 9,992 | $239,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 8,375 | $239,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 8,610 | $239,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 3,462 | $239,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 13,216 | $238,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 2,649 | $238,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 3,059 | $238,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 7,271 | $238,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 1,183 | $237,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 22,453 | $236,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 13,545 | $236,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 84,108 | $236,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 11,312 | $235,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 15,781 | $235,000 | thousands by filing date | |
| PARTNERRE LTD | G6852T105 | COM | 1,685 | $235,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 8,375 | $234,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 4,104 | $232,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 1,161 | $231,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 5,032 | $231,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 12,220 | $231,000 | thousands by filing date | |
| Radcom Ltd | M81865111 | COM | 15,400 | $230,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 84,340 | $229,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 3,816 | $228,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 2,245 | $228,000 | thousands by filing date | |
| ROSE ROCK MIDSTREAM LP | 777149105 | COM U REP LTD | 15,167 | $228,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 10,950 | $228,000 | thousands by filing date | |
| WORLD PT TERMS LP | 98159G107 | UNIT REP LTD PT | 16,982 | $228,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 8,834 | $226,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 7,833 | $226,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 9,720 | $226,000 | thousands by filing date | |
| SYMETRA FINANCIAL CORP | 87151Q106 | COMMON STOCK | 517 | $226,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 13,740 | $225,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 15,208 | $225,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 1,287 | $225,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 16,200 | $224,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 13,362 | $222,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 2,334 | $220,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 1,946 | $220,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 4,480 | $220,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 848 | $219,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 41,725 | $219,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097713 | PREFERRED STOCK | 8,440 | $219,000 | thousands by filing date | |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 25,447 | $218,000 | thousands by filing date | |
| SHYD | 57061R486 | ETF | 8,830 | $217,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 2,288 | $216,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 2,800 | $215,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 2,573 | $215,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 2,160 | $215,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INC FD 3 | 67072W101 | COM | 249 | $215,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 21,340 | $214,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 4,450 | $214,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 8,995 | $214,000 | thousands by filing date | |
| CARMIKE CINEMAS INC | 143436400 | COMMON STOCK | 9,350 | $214,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 5,954 | $214,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 5,715 | $213,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 7,442 | $213,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 17,807 | $213,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 4,360 | $212,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 9,303 | $212,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 10,318 | $212,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 15,550 | $211,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 6,244 | $211,000 | thousands by filing date | |
| WASHINGTONFIRST BANKSHARES I | 940730104 | COM | 9,511 | $211,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 12,825 | $210,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 6,496 | $210,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 16,884 | $210,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 13,224 | $210,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 6,112 | $210,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 223 | $209,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 112,295 | $209,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 6,650 | $209,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 2,481 | $208,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 2,403 | $208,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 4,293 | $208,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 16,370 | $208,000 | thousands by filing date | |
| PROSHARES ULTRASHORT FTSE CHINA 50 | 74348A350 | ETF | 5 | $208,000 | thousands by filing date | |
| CASH AMER INTL INC | 14754D100 | COM | 6,897 | $207,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 37,481 | $207,000 | thousands by filing date | |
| GAIAM INC-CLASS A | 36268Q103 | CL A | 32,650 | $204,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC | 446150401 | PREFERRED STOCK | 149 | $203,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 26,454 | $202,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 9,450 | $201,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 1,428 | $200,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 7,323 | $200,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 10,800 | $199,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 12,934 | $198,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 17,500 | $197,000 | thousands by filing date | |
| NUVEEN QUALITY INC MUNI FUND | 670977107 | mf | 13,742 | $195,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 22,400 | $195,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 14,479 | $194,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 24,201 | $193,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 11,507 | $192,000 | thousands by filing date | |
| MCCLATCHY CO | 579489105 | CL A | 159,027 | $192,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 14,518 | $191,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 12,000 | $191,000 | thousands by filing date | |
| DIVERSIFIED REAL ASSET INC FD COM SHS | 25533B108 | CEF | 12,303 | $191,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 70,000 | $190,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 28,900 | $188,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 15,470 | $188,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 13,006 | $188,000 | thousands by filing date | |
| Proshs UltraPro Shrt QQQ | 74348A418 | Equity | 10,000 | $187,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 16,606 | $186,000 | thousands by filing date | |
| ONCOTHYREON INC | 682324108 | COM | 83,765 | $186,000 | thousands by filing date | |
| LATIN AMERN DISCOVERY FD INC | 51828C106 | COM | 25,031 | $186,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 23,973 | $185,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761UAE6 | NOTE 5.750% 1/1 | 184,538 | $185,000 | thousands by filing date | principal |
| INVESCO SR INCOME TR | 46131H107 | COM | 45,319 | $183,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 21,590 | $181,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 10,340 | $178,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 16,794 | $177,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 14,250 | $177,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME OPPORT | 25158Y102 | COM | 13,522 | $177,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 13,804 | $175,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 11,000 | $174,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 19,085 | $174,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 28,056 | $173,000 | thousands by filing date | |
| HHGREGG INC | 42833L108 | COM | 47,253 | $173,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 10,888 | $169,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 33,320 | $169,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 10,825 | $168,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 11,085 | $166,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 12,700 | $166,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 94,650 | $166,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 11,899 | $164,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 12,333 | $163,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 33,850 | $161,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 11,006 | $160,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 11,164 | $159,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 16,805 | $158,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 17,308 | $157,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 29,205 | $155,000 | thousands by filing date | |
| APIGEE CORP COM | 03765N108 | Stock | 19,200 | $154,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAM4 | NOTE 5.875% 1/1 | 152,200 | $152,000 | thousands by filing date | principal |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 17,790 | $151,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 12,814 | $151,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 13,999 | $151,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 11,730 | $148,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 59,500 | $148,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 13,015 | $147,000 | thousands by filing date | |
| TITAN PHARMACEUTICALS INC DE | 888314309 | COM NEW | 33,182 | $147,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 11,497 | $146,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 19,000 | $146,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 13,485 | $145,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 19,220 | $143,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 16,364 | $142,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 10,417 | $142,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 15,602 | $139,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 11,971 | $138,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 12,247 | $138,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 40,125 | $137,000 | thousands by filing date | |
| NUVEEN INSD QUALITY MUN FD I | 67062N103 | COM | 10,000 | $136,000 | thousands by filing date | |
| HARVEST CAP CR CORP | 41753F109 | COM | 11,575 | $136,000 | thousands by filing date | |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 11,558 | $136,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 10,000 | $135,000 | thousands by filing date | |
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 13,875 | $135,000 | thousands by filing date | |
| NATIONAL PENN BANCSHARES INC | 637138108 | COM | 10,661 | $132,000 | thousands by filing date | |
| ARC GROUP WORLDWIDE INC | 00213H105 | COM | 79,260 | $131,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 13,050 | $130,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 13,397 | $128,000 | thousands by filing date | |
| FIRST MARBLEHEAD CORP COM NEW | 320771207 | Stock | 30,501 | $128,000 | thousands by filing date | |
| QUANTUM FUEL SYS INC XXX | 74765E307 | COM | 170,832 | $125,000 | thousands by filing date | |
| SEVENTY SEVEN ENERGY INC | 818097107 | COM | 58,090 | $125,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 19,428 | $124,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 28,661 | $123,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 59,861 | $123,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 34,255 | $122,000 | thousands by filing date | |
| FIVE OAKS INVESTMENT CORP | 33830W106 | CMN | 22,331 | $122,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 27,800 | $119,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 23,584 | $118,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 32,730 | $118,000 | thousands by filing date | |
| LMP CORPORATE LN FD INC | 50208B100 | COM | 11,969 | $118,000 | thousands by filing date | |
| ATLAS ENERGY GROUP LL LP | 04929Q102 | MLP | 124,200 | $117,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 11,800 | $115,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 33,945 | $112,000 | thousands by filing date | |
| MAGNEGAS CORP | 55939L202 | COM NEW | 69,000 | $111,000 | thousands by filing date | |
| EVERYDAY HEALTH INC COM | 300415106 | Stock | 18,492 | $111,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 10,233 | $110,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 13,047 | $109,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 12,371 | $108,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 16,635 | $108,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 10,600 | $107,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 19,092 | $106,000 | thousands by filing date | |
| OCERA THERAPEUTICS INC COM | 67552A108 | COM | 33,040 | $103,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 92,076 | $101,000 | thousands by filing date | |
| BON-TON STORES INC | 09776J101 | COM | 47,089 | $99,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 10,400 | $96,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HOLDING | 890260201 | COM NEW | 12,350 | $95,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541TAD3 | CORPORATE OBLIG | 91,960 | $92,000 | thousands by filing date | principal |
| TRANSALTA CORP | 89346D107 | COM | 25,300 | $90,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 19,565 | $89,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 83,015 | $88,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 16,078 | $86,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 15,300 | $86,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 10,000 | $85,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 12,128 | $84,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 24,791 | $84,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 14,500 | $82,000 | thousands by filing date | |
| MATTERSIGHT CORP | 577097108 | COM | 12,200 | $80,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 10,860 | $79,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 10,318 | $77,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 18,379 | $76,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505103 | YORK HIINC MLP | 16,260 | $76,000 | thousands by filing date | |
| FIRST ACCEP CORP | 318457108 | COMMON STOCK | 29,600 | $70,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 16,733 | $68,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 17,413 | $67,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 32,198 | $65,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 24,321 | $65,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 12,620 | $64,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 54,922 | $64,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 24,313 | $63,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 13,350 | $63,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 60,638 | $61,000 | thousands by filing date | principal |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 26,000 | $60,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 12,943 | $59,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 220,680 | $59,000 | thousands by filing date | |
| OLD REP INTL CORP | 680223AH7 | NOTE 3.750% 3/1 | 58,248 | $58,000 | thousands by filing date | principal |
| COEUR MNG INC COM NEW | 192108504 | Stock | 21,042 | $57,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 10,875 | $57,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 16,996 | $56,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 40,241 | $55,000 | thousands by filing date | |
| BIND THERAPEUTICS INC | 05548N107 | Cmn | 22,823 | $52,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 13,765 | $51,000 | thousands by filing date | |
| BLACKROCK CAPITAL INVESTMENT | 092533AB4 | NOTE 5.500prct 2/1 | 51,344 | $51,000 | thousands by filing date | principal |
| ARES CAPITAL CORP | 04010LAB9 | CORPORATE OBLIG | 49,969 | $50,000 | thousands by filing date | principal |
| PROSPECT CAPITAL CORP | 74348TAD4 | NOTE | 50,125 | $50,000 | thousands by filing date | principal |
| COBALT INTL ENERGY INC | 19075FAA4 | NOTE 2.625%12/0 | 47,654 | $48,000 | thousands by filing date | principal |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 11,926 | $47,000 | thousands by filing date | |
| AZURE MIDSTREAM PARTNERS LP COM UNIT | 05501X100 | COMMON | 15,070 | $47,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 14,136 | $44,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 10,000 | $42,000 | thousands by filing date | |
| TALEN ENERGY CORP | 87422J105 | COM | 10,072 | $41,000 | thousands by filing date | |
| GOLDEN OCEAN GRP LTD | G39637106 | Equities | 37,829 | $40,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAK8 | MTNF 5.375%10/1 | 39,450 | $39,000 | thousands by filing date | principal |
| ARES CAP CORP | 04010LAD5 | NOTE 5.125% 6/0 | 37,953 | $38,000 | thousands by filing date | principal |
| CORENERGY INFRASTRUCTURE TR | 21870UAA4 | NOTE 7.000% 6/1 | 37,875 | $38,000 | thousands by filing date | principal |
| GTX INC | 40052B108 | COM | 50,000 | $35,000 | thousands by filing date | |
| TVIA 5 10/1/19 | 83415TAC5 | Bond 30/360P2 U | 34,082 | $34,000 | thousands by filing date | principal |
| CIVEO CORP CDA | 17878Y108 | COM | 10,687 | $32,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 17,500 | $31,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 10,054 | $30,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 12,465 | $27,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 12,400 | $26,000 | thousands by filing date | |
| BIOLASE INC | 090911108 | COMMON STOCK | 30,188 | $25,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAA8 | NOTE 5.250pcnt12/0 | 25,438 | $25,000 | thousands by filing date | principal |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 15,370 | $24,000 | thousands by filing date | |
| EMMIS COMMUNICATIONS CORP | 291525103 | CL A | 37,000 | $24,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000720672-16-000114 | this filing | 2016-02-16 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000720672-16-000116 | superseded | 2016-02-26 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000720672-16-000143 | base | 2016-03-21 | acceptance time not in the bulk data set |