13F-HR filed by Rockefeller Capital Management L.P.
Rockefeller Capital Management L.P. filed this 13F-HR for the quarter ended 2022-03-31, filed 2022-05-13, with 4,055 holding rows worth $20,735,530,000.
- Accession
- 0000315123-22-000010
- Filer
- CIK 1739439
- Filed
- 2022-05-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2022
A holdings report, 5,652 entries on the cover page, a total value of $20,735,530,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $20,735,530,000 with VALUE read as thousands by filing date, 13F file number 028-18743. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerROCKEFELLER & CO. LLC028-00926
- included managerROCKEFELLER TRUST COMPANY, N.A.028-02772
- included managerRockefeller Trust Co (Delaware)028-11086
- included managerROCKEFELLER FINANCIAL LLC028-19121
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 794 | $11,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 100 | $11,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 415 | $11,000 | thousands by filing date | |
| HIGH INCOME SECS FD | 42968F108 | SHS BEN INT | 1,500 | $11,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 2,035 | $11,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 3,000 | $11,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCH TRD FD TR GLOBAL WATER PORT | 46138E651 | ETF | 327 | $11,000 | thousands by filing date | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 1,700 | $11,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 5,500 | $11,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767694 | SSE STAR MRKT 50 | 636 | $11,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 4,300 | $11,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y467 | E COMMERCE ETF | 507 | $11,000 | thousands by filing date | |
| DUN & BRADSTREET HLDGS INC | 26484T106 | COM | 681 | $11,000 | thousands by filing date | |
| PROSHARES TR | 74347B375 | LONG ONLINE SHRT | 253 | $11,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 2,400 | $11,000 | thousands by filing date | |
| SPRUCE POWER HOLDING CORP | 9837FR100 | COMMON STOCK | 5,700 | $11,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 129 | $11,000 | thousands by filing date | |
| EVO PMTS INC | 26927E104 | CL A COM | 509 | $11,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092238 | DIGITAL HLTH ETF | 500 | $11,000 | thousands by filing date | |
| TATTOOED CHEF INC | 87663X102 | COM | 952 | $11,000 | thousands by filing date | |
| VITRU LTD | G9440D103 | COM | 700 | $11,000 | thousands by filing date | |
| ARCLIGHT CLEAN TRANSITION II | G0R21B104 | CMN | 1,170 | $11,000 | thousands by filing date | |
| GRABHLDGSLTDFCLASSCLASSA | G4124C109 | STOK | 3,106 | $10,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 493 | $10,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 53 | $10,000 | thousands by filing date | |
| NORTHWEST NAT HLDG CO COM | 66765N105 | Stock | 200 | $10,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 242 | $10,000 | thousands by filing date | |
| TRAVEL PLUS LEISURE CO COM | 894164102 | Stock | 178 | $10,000 | thousands by filing date | |
| SHIFT4 PMTS INC CL A | 82452J109 | Stock | 166 | $10,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 146 | $10,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 69 | $10,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 390 | $10,000 | thousands by filing date | |
| SL GREEN RLTY CORP COM | 78440X887 | REIT | 131 | $10,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 87 | $10,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 531 | $10,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 1,693 | $10,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 444 | $10,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 383 | $10,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 699 | $10,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 1,425 | $10,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E743 | RAFI DVLPD MRKTS | 223 | $10,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 348 | $10,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 633 | $10,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 71 | $10,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 1,207 | $10,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 1,130 | $10,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 122 | $10,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 615 | $10,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 892 | $10,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 234 | $10,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 99 | $10,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 165 | $10,000 | thousands by filing date | |
| WALLBOX NV | N94209108 | SHS CL A | 815 | $10,000 | thousands by filing date | |
| WW INTL INC | 98262P101 | COM | 1,006 | $10,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 1,457 | $10,000 | thousands by filing date | |
| NOBLE CORP NEW | G6610J209 | SHS | 301 | $10,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 923 | $10,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 825 | $10,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 37 | $10,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 112 | $10,000 | thousands by filing date | |
| AMALGAMATED FINANCIAL CORP | 022671101 | COM | 579 | $10,000 | thousands by filing date | |
| PLANET LABS PBC | 72703X106 | COM CL A | 2,047 | $10,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 329 | $10,000 | thousands by filing date | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 1,089 | $10,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33737K205 | INDXX NEXTG ETF | 141 | $10,000 | thousands by filing date | |
| GABELLI ETFS TRUST | 36261K103 | LOVE OUR PLANET | 393 | $10,000 | thousands by filing date | |
| Leslie's Inc | 527064109 | Common Stock | 522 | $10,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 1,500 | $10,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 2,700 | $10,000 | thousands by filing date | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 3,600 | $10,000 | thousands by filing date | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 298 | $10,000 | thousands by filing date | |
| INSULET CORP | 45784PAK7 | NOTE 0.375% 9/0 | 8,000 | $10,000 | thousands by filing date | |
| BLOCK INC | 852234AD5 | NOTE 0.500% 5/1 | 6,000 | $10,000 | thousands by filing date | |
| CHICKEN SOUP FOR THE SOUL EN | 16842Q100 | COM | 1,350 | $10,000 | thousands by filing date | |
| PG&E CORP | 69331C140 | CONV | 92 | $10,000 | thousands by filing date | |
| AES CORP | 00130H204 | CONV | 102 | $10,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 325 | $10,000 | thousands by filing date | |
| GLOBAL X FDS | 37960A800 | WIND ENERGY ETF | 500 | $10,000 | thousands by filing date | |
| NULL | 032108854 | NULL | 810 | $10,000 | thousands by filing date | |
| ALKALINE WTR CO INC | 01643A207 | COM NEW | 11,000 | $10,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 9,000 | $10,000 | thousands by filing date | |
| GLOBAL CONSUMER ACQUISITION CORP. | 37892B207 | COM | 1,000 | $10,000 | thousands by filing date | |
| FOUNDER SPAC | G3661E106 | CLASS A ORD SHS | 1,000 | $10,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 45 | $9,000 | thousands by filing date | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 1,897 | $9,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 3,100 | $9,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 86 | $9,000 | thousands by filing date | |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 386 | $9,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 673 | $9,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 92 | $9,000 | thousands by filing date | |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 326 | $9,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 1,967 | $9,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 243 | $9,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 48 | $9,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 1,380 | $9,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740U828 | FT VEST INT EQ M | 500 | $9,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 41 | $9,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 400 | $9,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 425 | $9,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 1,200 | $9,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 106 | $9,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 285 | $9,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y293 | GLB X MLP ENRG I | 216 | $9,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 258 | $9,000 | thousands by filing date | |
| SAFEHOLD INC | 78645L100 | COM | 179 | $9,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R720 | NASDQ ARTFCIAL | 191 | $9,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 588 | $9,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 466 | $9,000 | thousands by filing date | |
| ZIPRECRUITER INC A | 98980B103 | COMMON STOCK | 429 | $9,000 | thousands by filing date | |
| AEHR TEST SYSTEMS | 00760J108 | COMMON STOCK | 890 | $9,000 | thousands by filing date | |
| CASTLE BIOSCIENCES INC | 14843C105 | COMMON STOCK | 222 | $9,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E123 | S&P SMLCP INDL | 100 | $9,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 223 | $9,000 | thousands by filing date | |
| RENEW ENERGY GLOBAL PLC | G7500M120 | WTS | 5,333 | $9,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N782 | CMN | 129 | $9,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 1,850 | $9,000 | thousands by filing date | |
| JOBY AVIATION INC | G65163118 | *W EXP 08/10/202 | 5,800 | $9,000 | thousands by filing date | |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 508 | $9,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 430 | $9,000 | thousands by filing date | |
| THE SHYFT GROUP | 825698103 | COMMON STOCK | 263 | $9,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 4,000 | $9,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 5,485 | $9,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 1,952 | $9,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 712 | $9,000 | thousands by filing date | |
| ATI PHYSICAL THERAPY INC | 00216W109 | COM CL A | 5,000 | $9,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 10,000 | $9,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AP0 | NOTE 1.625%10/1 | 3,000 | $9,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 516 | $9,000 | thousands by filing date | |
| VIEW INC | 92671V106 | COM | 5,000 | $9,000 | thousands by filing date | |
| SCIENCE 37 HOLDINGS INC | 808644108 | COM | 1,800 | $9,000 | thousands by filing date | |
| ATERIAN INC | 02156U101 | COM | 4,000 | $9,000 | thousands by filing date | |
| KATAPULT HOLDINGS INC | 485859102 | COM | 4,000 | $9,000 | thousands by filing date | |
| PERCEPTION CAPITAL CORP III | G7185D114 | *W EXP 99/99/999 | 20,308 | $9,000 | thousands by filing date | |
| PERCEPTION CAPITAL CORP III | G7185D122 | UNIT 07/08/2026 | 1,001 | $9,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAH0 | NOTE 4.250% 5/0 | 10,000 | $9,000 | thousands by filing date | |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 5,304 | $9,000 | thousands by filing date | |
| VIVOS THERAPEUTICS INC | 92859E108 | COM | 3,500 | $9,000 | thousands by filing date | |
| NUVEEN PFD & INCOME 2022 TER | 67075T105 | COM | 427 | $9,000 | thousands by filing date | |
| PIVOTAL HOLDINGS CORP | G7315C127 | UNIT 01/19/2026 | 1,000 | $9,000 | thousands by filing date | |
| iShares International Equity Factor ETF | 46434V274 | SHS | 300 | $8,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 367 | $8,000 | thousands by filing date | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 796 | $8,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 190 | $8,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 137 | $8,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 598 | $8,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 59 | $8,000 | thousands by filing date | |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 3,166 | $8,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 331 | $8,000 | thousands by filing date | |
| SOLID POWER INC CLASS A COM | 83422N105 | Stock | 1,000 | $8,000 | thousands by filing date | |
| HIMS & HERS HEALTH INC | 433000106 | COM CL A | 1,500 | $8,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 217 | $8,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 51 | $8,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 300 | $8,000 | thousands by filing date | |
| IMMUNITYBIO INC | 45256X103 | COM | 1,540 | $8,000 | thousands by filing date | |
| NAUTILUS BIOTECHNOLOGY INC | 63909J108 | COM | 2,000 | $8,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 270 | $8,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 64 | $8,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 177 | $8,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 190 | $8,000 | thousands by filing date | |
| RUSH STREET INTERACTIVE INC | 782011100 | COM | 1,183 | $8,000 | thousands by filing date | |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 1,000 | $8,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 166 | $8,000 | thousands by filing date | |
| CONCENTRIX CORP | 20602D101 | COM | 50 | $8,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 124 | $8,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 48 | $8,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 126 | $8,000 | thousands by filing date | |
| HILLMAN SOLUTIONS CORP | 431636109 | COM | 676 | $8,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 350 | $8,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 68 | $8,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 117 | $8,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 534 | $8,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 263 | $8,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 190 | $8,000 | thousands by filing date | |
| ROCKET LAB USA INC | 773122106 | COM | 1,083 | $8,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 254 | $8,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y442 | CLOUD COMPUTNG | 382 | $8,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 135 | $8,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 119 | $8,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H534 | INSPIRE 100 ETF | 240 | $8,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V878 | DORSEY WRGT ENRG | 200 | $8,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 659 | $8,000 | thousands by filing date | |
| INVESCO ENERGY EXPLORATION & PRODUCTION ETF | 46137V761 | ETF | 303 | $8,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 302 | $8,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 123 | $8,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N300 | CL A | 625 | $8,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310875 | COM NEW | 5,540 | $8,000 | thousands by filing date | |
| MANAGED PORTFOLIO SERIES | 56167N720 | TORTOISE NRAM PI | 312 | $8,000 | thousands by filing date | |
| PAYSAFE LIMITED | G6964L107 | ORD | 2,525 | $8,000 | thousands by filing date | |
| Hive Blockchain Technologies L | 43366H100 | COM | 4,000 | $8,000 | thousands by filing date | |
| HYZON MOTORS INC | 44951Y110 | *W EXP 10/02/202 | 5,000 | $8,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E164 | S&P SMLCP ENGY | 852 | $8,000 | thousands by filing date | |
| CLIMATE REAL IMPACT SLUTINS | 187171111 | *W EXP 01/29/202 | 19,366 | $8,000 | thousands by filing date | |
| OYSTER ENTERPRISES ACQ CORP | 69242M112 | WTS | 35,975 | $8,000 | thousands by filing date | |
| RATTLER MIDSTREAM LP | 75419T103 | CMN | 583 | $8,000 | thousands by filing date | |
| ISHARES TR | 46436E767 | COM | 223 | $7,000 | thousands by filing date | |
| ZURN ELKAY WATER SOLNS CORP COM | 98983L108 | Stock | 217 | $7,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 100 | $7,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO CL A | 03748R747 | REIT | 1,027 | $7,000 | thousands by filing date | |
| ICL GROUP LTD SHS | M53213100 | Stock | 596 | $7,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 174 | $7,000 | thousands by filing date | |
| SCHRODINGER INC COM | 80810D103 | Stock | 224 | $7,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 267 | $7,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 278 | $7,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 47 | $7,000 | thousands by filing date | |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 45 | $7,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 316 | $7,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U845 | HENDRSON AAA CL | 153 | $7,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 211 | $7,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215207 | COM NEW | 49 | $7,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 16 | $7,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 108 | $7,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 407 | $7,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 499 | $7,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 102 | $7,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 168 | $7,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 103 | $7,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 98 | $7,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 108 | $7,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 356 | $7,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 103 | $7,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 2,524 | $7,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 82 | $7,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 243 | $7,000 | thousands by filing date | |
| LIGHTSPEED COMM INC NPV | 53229C107 | SUB VTG SHS | 258 | $7,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 111 | $7,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 650 | $7,000 | thousands by filing date | |
| ANAPLAN INC | 03272L108 | COM | 113 | $7,000 | thousands by filing date | |
| POSHMARK INC | 73739W104 | COM CL A | 600 | $7,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 180 | $7,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 309 | $7,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 140 | $7,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 179 | $7,000 | thousands by filing date | |
| ISHARES ESG ADVANCED UNIVERSAL USD BOND ETF | 46436E619 | COM | 161 | $7,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y495 | PURE CANNABIS | 683 | $7,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 607 | $7,000 | thousands by filing date | |
| BICYCLE THERAPEUTICS PLC-ADR | 088786108 | SPONSORED ADS | 165 | $7,000 | thousands by filing date | |
| Aussie $ ETF | 46090N103 | ETF | 100 | $7,000 | thousands by filing date | |
| VANECK SOCIAL SENTIMENT ETF | 92189H839 | UIT EXCHANGE TRADED | 400 | $7,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 394 | $7,000 | thousands by filing date | |
| BRAGG GAMING GROUP INC | 104833306 | CMN | 1,000 | $7,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 500 | $7,000 | thousands by filing date | |
| GLATFELTER CORP | 377320106 | COMMON STOCK | 645 | $7,000 | thousands by filing date | |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 319 | $7,000 | thousands by filing date | |
| SCYNEXIS INC | 811292200 | COM NEW | 2,035 | $7,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 245 | $7,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT IN | 538034AQ2 | NOTE 2.500% 3/1 | 4,000 | $7,000 | thousands by filing date | |
| FARADAY FUTRE INTLGT ELCTR I | 307359109 | COM | 1,500 | $7,000 | thousands by filing date | |
| FORTRESS CAPITAL ACQUISITION | G36427121 | WARR | 17,970 | $7,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 7,000 | $7,000 | thousands by filing date | |
| RMG ACQUISITION CORP III | G76088122 | *W EXP 99/99/999 | 16,140 | $7,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 9,135 | $7,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 89 | $6,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 65 | $6,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 57 | $6,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 102 | $6,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 50 | $6,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 2,441 | $6,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 116 | $6,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 44 | $6,000 | thousands by filing date | |
| AST SPACEMOBILE INC COM CL A | 00217D100 | Stock | 700 | $6,000 | thousands by filing date | |
| DOUBLEVERIFY HLDGS INC COM | 25862V105 | Stock | 244 | $6,000 | thousands by filing date | |
| SIMPLY GOOD FOODS CO COM | 82900L102 | Stock | 182 | $6,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 78 | $6,000 | thousands by filing date | |
| CENTERSPACE COM | 15202L107 | REIT | 69 | $6,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 228 | $6,000 | thousands by filing date | |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 364 | $6,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 248 | $6,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 396 | $6,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 79 | $6,000 | thousands by filing date | |
| ABCELLERA BIOLOGICS INC COM | 00288U106 | Stock | 635 | $6,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 300 | $6,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 917 | $6,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 96 | $6,000 | thousands by filing date | |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 147 | $6,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 128 | $6,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 412 | $6,000 | thousands by filing date | |
| NEXTDECADE CORP | 65342K105 | COM | 1,000 | $6,000 | thousands by filing date | |
| SOTERA HEALTH CO | 83601L102 | COM | 277 | $6,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 390 | $6,000 | thousands by filing date | |
| COMMERCE.COM INC | 08975P108 | COM SER 1 | 280 | $6,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 108 | $6,000 | thousands by filing date | |
| ELEDON PHARMACEUTICALS INC | 28617k101 | COM | 1,666 | $6,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 403 | $6,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 63 | $6,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 55 | $6,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 920 | $6,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 256 | $6,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 86 | $6,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 75 | $6,000 | thousands by filing date | |
| WARBY PARKER INC | 93403J106 | CL A COM | 200 | $6,000 | thousands by filing date | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 799 | $6,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 307 | $6,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 2,349 | $6,000 | thousands by filing date | |
| PACER TRENDPILOT FUND OF FUNDS ETF | 69374H675 | ETF | 228 | $6,000 | thousands by filing date | |
| TIMOTHY PLAN | 887432334 | INTL ETF | 239 | $6,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 69 | $6,000 | thousands by filing date | |
| BIOCERES CROP SOLUTIONS CORP | G1117K114 | CMN | 500 | $6,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F122 | MRNGSTR GBL WIDE | 175 | $6,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 1,000 | $6,000 | thousands by filing date | |
| PHENIXFIN CORP | 71742W103 | COM | 150 | $6,000 | thousands by filing date | |
| Rent the Runway, Inc. | 76010Y103 | COM CL A | 1,000 | $6,000 | thousands by filing date | |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 266 | $6,000 | thousands by filing date | |
| PERIMETER SOLUTIONS SA | L7579L106 | COMMON STOCK-FO | 518 | $6,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 1,446 | $6,000 | thousands by filing date | |
| MONGODB INC | 60937PAD8 | NOTE 0.250% 1/1 | 3,000 | $6,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 6,000 | $6,000 | thousands by filing date | |
| WEWORK INC | 96209A104 | COM | 1,000 | $6,000 | thousands by filing date | |
| NATURA &CO HLDG S A | 63884N108 | ADR | 553 | $6,000 | thousands by filing date | |
| CONMED CORP | 207410AF8 | BOND | 4,000 | $6,000 | thousands by filing date | |
| PERSHING SQUARE TONTINE HLDG COM | 71531R109 | CL A | 350 | $6,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 555 | $6,000 | thousands by filing date | |
| FORTRESS VALUE ACQUIS CORP I | 34964G115 | *W EXP 12/31/202 | 14,520 | $6,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 242 | $6,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 545 | $5,000 | thousands by filing date | |
| Vanguard Total World Bond ETF | 92206C565 | SHS | 69 | $5,000 | thousands by filing date | |
| AEMETIS INC | 00770K202 | COM NEW | 437 | $5,000 | thousands by filing date | |
| CGI INC CL A SUB VTG | 12532H104 | Stock | 74 | $5,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 94 | $5,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 237 | $5,000 | thousands by filing date | |
| ENDAVA PLC ADS | 29260V105 | ADR | 45 | $5,000 | thousands by filing date | |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 132 | $5,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 569 | $5,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 91 | $5,000 | thousands by filing date | |
| DUOLINGO INC CL A COM | 26603R106 | Stock | 53 | $5,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q779 | US MOMENTUM | 131 | $5,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 313 | $5,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 184 | $5,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 136 | $5,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 54 | $5,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 485 | $5,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 699 | $5,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 26 | $5,000 | thousands by filing date | |
| STRATA CRITICAL MEDICAL INC | 092667104 | CL A COM | 610 | $5,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 75 | $5,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 135 | $5,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 72 | $5,000 | thousands by filing date | |
| US Ecology, Inc. | 91734M103 | COM | 109 | $5,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 468 | $5,000 | thousands by filing date | |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 200 | $5,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 219 | $5,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 43 | $5,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 253 | $5,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 315 | $5,000 | thousands by filing date | |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 111 | $5,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 447 | $5,000 | thousands by filing date | |
| INVESCO TR II ETF S&P 500 EMERGING MKTS LOW VOLATILITY | 46138E297 | ETF | 214 | $5,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 50 | $5,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 1,165 | $5,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 142 | $5,000 | thousands by filing date | |
| PDS BIOTECHNOLOGY CORP | 70465T107 | COM | 955 | $5,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 288 | $5,000 | thousands by filing date | |
| TMC THE METALS COMPANY INC | 87261Y114 | *W EXP 09/09/202 | 10,000 | $5,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 82 | $5,000 | thousands by filing date | |
| GLIMPSE GROUP INC | 37892C106 | COM | 800 | $5,000 | thousands by filing date | |
| GABELLI ETFS TRUST | 36261K202 | GROWT INNOV ETF | 230 | $5,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 292 | $5,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 3,029 | $5,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 112 | $5,000 | thousands by filing date | |
| USHG ACQUISITION CORP | 91748P100 | COMMON STOCK | 500 | $5,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 958 | $5,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 230 | $5,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 281 | $5,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 442 | $5,000 | thousands by filing date | |
| IVERIC BIO INC | 46583P102 | COM | 300 | $5,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 319 | $5,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 154 | $5,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 278 | $5,000 | thousands by filing date | |
| THE LION ELECTRIC COMPANY | 536221104 | COMMON STOCK | 600 | $5,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 100 | $5,000 | thousands by filing date | |
| GINKGO BIOWORKS HOLDINGS INC WT EXP 091626 | 37611X118 | Stock | 5,804 | $5,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC | 02376RAF9 | NOTE 6.500% 7/0 | 4,000 | $5,000 | thousands by filing date | |
| INSMED INC | 457669AA7 | NOTE 1.750% 1/1 | 6,000 | $5,000 | thousands by filing date | |
| O'Shares Global Internet | 67110P704 | COM | 150 | $5,000 | thousands by filing date | |
| POSEIDA THERAPEUTICS INC | 73730P108 | COM | 1,250 | $5,000 | thousands by filing date | |
| APTIV PLC | G6095L117 | CONV | 37 | $5,000 | thousands by filing date | |
| CLENE INC | 185634102 | COM | 1,500 | $5,000 | thousands by filing date | |
| MAWSON INFRASTRUCTURE GROUP | 57778N208 | COM | 1,000 | $5,000 | thousands by filing date | |
| COLONNADE ACQUISITION CORP I | G2284B119 | *W EXP 99/99/999 | 12,330 | $5,000 | thousands by filing date | |
| INVESCO DB MLTI SECTR CMMTY | 46140H205 | SILVER FD | 147 | $5,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 3,727 | $5,000 | thousands by filing date | |
| ISHARES TR | 46435G706 | MSCI CDA ETF | 168 | $5,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 10,000 | $5,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 500 | $4,000 | thousands by filing date | |
| STELLANTIS N.V SHS | N82405106 | Stock | 300 | $4,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 56 | $4,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 78 | $4,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC COM | 665531307 | Stock | 170 | $4,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 50 | $4,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 579 | $4,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 161 | $4,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 1,309 | $4,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 84 | $4,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 125 | $4,000 | thousands by filing date | |
| GFL ENVIRONMENTAL INC SUB VTG SHS | 36168Q104 | Stock | 131 | $4,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 28 | $4,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 1,000 | $4,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 43 | $4,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 79 | $4,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 162 | $4,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 38 | $4,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 100 | $4,000 | thousands by filing date | |
| TRAVERE THERAPEUTICS INC | 89422G107 | COM | 156 | $4,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 16 | $4,000 | thousands by filing date | |
| CIMPRESS PLC | G2143T103 | SHS EURO | 65 | $4,000 | thousands by filing date | |
| BUTTERFLY NETWORK INC | 124155102 | COM CL A | 950 | $4,000 | thousands by filing date | |
| BYRNA TECHNOLOGIES INC | 12448X201 | COM NEW | 500 | $4,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 106 | $4,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 118 | $4,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 306 | $4,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 54 | $4,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 58 | $4,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 103 | $4,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 324 | $4,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 112 | $4,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 56 | $4,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 349 | $4,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 27 | $4,000 | thousands by filing date | |
| HYLIION HOLDINGS CORP | 449109107 | COMMON STOCK | 950 | $4,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 50 | $4,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 122 | $4,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 184 | $4,000 | thousands by filing date | |
| DESIGNER BRANDS INC | 250565108 | CL A | 334 | $4,000 | thousands by filing date | |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 231 | $4,000 | thousands by filing date | |
| FOCUS FINANCIAL PARTNERS INC. | 34417P100 | COM CL A | 112 | $4,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 600 | $4,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 511 | $4,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 97 | $4,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 99 | $4,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 547 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 65 | $4,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 895 | $4,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 128 | $4,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 66 | $4,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 51 | $4,000 | thousands by filing date | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 282 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733A201 | DOW 30 EQL WGT | 159 | $4,000 | thousands by filing date | |
| OLAPLEX HLDGS INC | 679369108 | COM | 262 | $4,000 | thousands by filing date | |
| MARAVAI LIFESCIENCES HLDGS A | 56600D107 | COMMON STOCK | 115 | $4,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 454 | $4,000 | thousands by filing date | |
| DELCATH SYSTEMS INC | 24661P807 | COMMON STOCK | 750 | $4,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 226 | $4,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 1,765 | $4,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 2,000 | $4,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS INC | 02875D109 | COM | 365 | $4,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 210 | $4,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 200 | $4,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y683 | ENHNCD CMMDTY ST | 169 | $4,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 167 | $4,000 | thousands by filing date | |
| Evgo Inc W Exp 07/01/202 | 30052F118 | SPAC Combination | 1,250 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347B540 | MSCI EUR DIV | 101 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 250 | $4,000 | thousands by filing date | |
| CARPARTS COM INC | 14427M107 | COM | 614 | $4,000 | thousands by filing date | |
| PRAXIS PRECISION MEDICINES I | 74006W108 | COM | 468 | $4,000 | thousands by filing date | |
| OAK STR HEALTH INC | 67181A107 | COM | 159 | $4,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 2,000 | $4,000 | thousands by filing date | |
| TPG PACE BEN FIN CORP | G8990D125 | CL A COM | 500 | $4,000 | thousands by filing date | |
| GT BIOPHARMA INC | 36254L209 | COM NEW | 1,700 | $4,000 | thousands by filing date | |
| AZUL S A | 05501U106 | OPT | 328 | $4,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142409 | COM | 315 | $4,000 | thousands by filing date | |
| VELO3D INC | 92259N104 | COM | 500 | $4,000 | thousands by filing date | |
| SIGILON THERAPEUTICS INC | 82657L107 | COM | 2,950 | $4,000 | thousands by filing date | |
| VINTAGE WINE ESTATES INC | 92747V106 | COM | 500 | $4,000 | thousands by filing date | |
| BOSTON SCIENTIFIC CORP | 101137206 | CONV | 41 | $4,000 | thousands by filing date | |
| DANAHER CORPORATION | 235851409 | CONV | 3 | $4,000 | thousands by filing date | |
| MOMENTUS INC | 60879E101 | COM | 1,500 | $4,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 4,000 | $4,000 | thousands by filing date | |
| SAB BIOTHERAPEUTICS INC | 78397T103 | COM | 1,100 | $4,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 2,000 | $4,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 3,000 | $4,000 | thousands by filing date | |
| ARMADA ACQUISITION CORP I | 04208V111 | *W EXP 99/99/999 | 15,170 | $4,000 | thousands by filing date | |
| MOLECULIN BIOTECH INC | 60855D200 | COMMON | 2,777 | $4,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 133 | $4,000 | thousands by filing date | |
| VECTOIQ ACQUISITION CORP II | 92244F117 | *W EXP 01/07/202 | 10,620 | $4,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 136 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 34 | $3,000 | thousands by filing date | |
| ACADIAN ASSET MANAGEMENT INC COM | 10948W103 | Stock | 132 | $3,000 | thousands by filing date | |
| ENERPAC TOOL GROUP CORP CL A COM | 292765104 | Stock | 178 | $3,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 59 | $3,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 85 | $3,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 40 | $3,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 77 | $3,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 16 | $3,000 | thousands by filing date | |
| BROADSTONE NET LEASE INC COM | 11135E203 | REIT | 155 | $3,000 | thousands by filing date | |
| FRONTIER GROUP HLDGS INC COM | 35909R108 | Stock | 300 | $3,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 88 | $3,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 151 | $3,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 53 | $3,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 60 | $3,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 30 | $3,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 316 | $3,000 | thousands by filing date | |
| POSTAL REALTY TRUST INC | 73757R102 | CL A | 227 | $3,000 | thousands by filing date | |
| UNITED STS COMMODITY INDEX F | 911718104 | CM REP COPP FD | 108 | $3,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 122 | $3,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 236 | $3,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 298 | $3,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 185 | $3,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 23 | $3,000 | thousands by filing date | |
| CLEANSPARK INC | 18452B209 | COM NEW | 250 | $3,000 | thousands by filing date | |
| BURFORD CAPITAL LIMITED | G17977110 | ORD SHS | 395 | $3,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 682 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000315123-22-000010 | this filing | 2022-05-13 | acceptance time not in the bulk data set |