13F-HR filed by Rockefeller Capital Management L.P.
Rockefeller Capital Management L.P. filed this 13F-HR for the quarter ended 2022-03-31, filed 2022-05-13, with 4,055 holding rows worth $20,735,530,000.
- Accession
- 0000315123-22-000010
- Filer
- CIK 1739439
- Filed
- 2022-05-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2022
A holdings report, 5,652 entries on the cover page, a total value of $20,735,530,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $20,735,530,000 with VALUE read as thousands by filing date, 13F file number 028-18743. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerROCKEFELLER & CO. LLC028-00926
- included managerROCKEFELLER TRUST COMPANY, N.A.028-02772
- included managerRockefeller Trust Co (Delaware)028-11086
- included managerROCKEFELLER FINANCIAL LLC028-19121
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SHAKE SHACK INC | 819047101 | CL A | 500 | $33,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 824 | $33,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 627 | $33,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 1,900 | $33,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E842 | DORSEY WRGT SMLC | 391 | $33,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 1,736 | $33,000 | thousands by filing date | |
| BROADCOM INC | 11135F200 | 8% MCNV PFD SR A | 17 | $33,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J404 | CMN | 643 | $33,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 826 | $32,000 | thousands by filing date | |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 125 | $32,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 337 | $32,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740U885 | FT VEST US EQT | 1,000 | $32,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 704 | $32,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 276 | $32,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 630 | $32,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 306 | $32,000 | thousands by filing date | |
| CHAMPIONX CORPORATION | 15872M104 | COM | 1,320 | $32,000 | thousands by filing date | |
| SYNEOS HEALTH INC | 87166B102 | CL A | 396 | $32,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 403 | $32,000 | thousands by filing date | |
| TRICON RESIDENTIAL INC | 89612W102 | COM NPV | 2,018 | $32,000 | thousands by filing date | |
| BUMBLE INC | 12047B105 | COM CL A | 1,117 | $32,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 164 | $32,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 2,479 | $32,000 | thousands by filing date | |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 3,178 | $32,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 556 | $32,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108102 | CMN | 500 | $32,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 2,203 | $32,000 | thousands by filing date | |
| NUVEEN CR OPPORTUNITIES 2022 | 67075U102 | COM | 4,075 | $32,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F796 | COM | 523 | $32,000 | thousands by filing date | |
| PAGERDUTY INC COM | 69553P100 | Stock | 942 | $31,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 1,398 | $31,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 303 | $31,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 428 | $31,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 1,200 | $31,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 5,573 | $31,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740U802 | FT VEST U.S. | 990 | $31,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L405 | CMN | 1,793 | $31,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 811 | $31,000 | thousands by filing date | |
| AXONICS INC | 05465P101 | COM | 508 | $31,000 | thousands by filing date | |
| TERMINIX GLOBAL HOLDINGS INC COM | 88087E100 | Stock | 689 | $31,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 1,543 | $30,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 730 | $30,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 141 | $30,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 423 | $30,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 296 | $30,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 2,000 | $30,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 282 | $30,000 | thousands by filing date | |
| CONSTRUCTION PARTNERS INC | 21044C107 | COM CL A | 1,162 | $30,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 1,075 | $30,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 715 | $30,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 1,871 | $30,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 391 | $30,000 | thousands by filing date | |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 1,585 | $30,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 10,059 | $30,000 | thousands by filing date | |
| INVESCO HIGH INCOME 2024 TAR | 46136K105 | COM | 3,373 | $30,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y798 | HEALTH WELLNESS | 1,292 | $30,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 44 | $29,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 122 | $29,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 1,766 | $29,000 | thousands by filing date | |
| MAGNITE INC COM | 55955D100 | Stock | 2,275 | $29,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092790 | QLTY FCTOR ETF | 597 | $29,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092782 | VLU FACTOR ETF | 609 | $29,000 | thousands by filing date | |
| SOUTHWEST AIRLS CO | 844741BG2 | NOTE 1.250% 5/0 | 22,000 | $29,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 1,187 | $29,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 350 | $29,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 793 | $29,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 639 | $29,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 1,631 | $29,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 1,000 | $29,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 7,328 | $29,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430545 | HEDGE IND ETF | 324 | $29,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 475 | $29,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K100 | COM | 1,379 | $29,000 | thousands by filing date | |
| INVESCO HIG INCM 2023 TARG T | 46135X108 | COM | 3,379 | $29,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 671 | $28,000 | thousands by filing date | |
| VERRA MOBILITY CORP CL A COM STK | 92511U102 | Stock | 1,759 | $28,000 | thousands by filing date | |
| ACADEMY SPORTS & OUTDOORS INC COM | 00402L107 | Stock | 717 | $28,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 302 | $28,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 238 | $28,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 398 | $28,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 341 | $28,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 694 | $28,000 | thousands by filing date | |
| DESKTOP METAL INC | 25058X105 | COM CL A | 6,000 | $28,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 1,300 | $28,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A804 | TOTAL RETURN | 548 | $28,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 2,338 | $28,000 | thousands by filing date | |
| OSI ETF TR | 67110P100 | OSI ETF TR | 823 | $28,000 | thousands by filing date | |
| PIVOTAL HOLDINGS CORP | G7315C119 | *W EXP 01/19/202 | 41,492 | $28,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 2,554 | $27,000 | thousands by filing date | |
| CLARIVATE PLC | G21810109 | ORD SHS | 1,681 | $27,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 1,961 | $27,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 1,188 | $27,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 673 | $27,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 597 | $27,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 462 | $27,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 1,055 | $27,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F841 | NATURAL RESOURC | 500 | $27,000 | thousands by filing date | |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 266 | $27,000 | thousands by filing date | |
| TTEC HLDGS INC | 89854H102 | COM | 336 | $27,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092725 | INT HG DIV ETF | 1,279 | $27,000 | thousands by filing date | |
| AEYE INC | 008183105 | COM | 5,000 | $27,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 397 | $26,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 403 | $26,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 330 | $26,000 | thousands by filing date | |
| SPHERE ENTERTAINMENT CO CL A | 55826T102 | Stock | 321 | $26,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 506 | $26,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 353 | $26,000 | thousands by filing date | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 1,046 | $26,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 500 | $26,000 | thousands by filing date | |
| PRIVIA HEALTH GROUP INC | 74276R102 | COM | 1,000 | $26,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 600 | $26,000 | thousands by filing date | |
| LATCH ORD | 51818V106 | COMMON STOCK | 6,300 | $26,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 1,262 | $26,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 170 | $25,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 794 | $25,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 276 | $25,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740U208 | FT VEST US EQT | 705 | $25,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 1,005 | $25,000 | thousands by filing date | |
| ASANA INC | 04342Y104 | CL A | 636 | $25,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 224 | $25,000 | thousands by filing date | |
| HAMILTON LANE INC | 407497106 | CL A | 337 | $25,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 1,025 | $25,000 | thousands by filing date | |
| ZIMVIE INC | 98888T107 | COM | 1,129 | $25,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 900 | $25,000 | thousands by filing date | |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 3,900 | $25,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F698 | FT VEST US EQT | 750 | $25,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 3,400 | $25,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 1,000 | $25,000 | thousands by filing date | |
| ILLUMINA INC | 452327AK5 | NOTE 8/1 | 23,000 | $25,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G732 | MOONSHOT INNOVAT | 1,275 | $25,000 | thousands by filing date | |
| STRONGHOLD DIGITAL MINING IN | 86337R103 | CLASS A COM | 4,320 | $25,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 467 | $24,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 341 | $24,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 205 | $24,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 729 | $24,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 15,235 | $24,000 | thousands by filing date | |
| SK TELECOM CO LTD SPONSORED ADR | 78440P306 | ADR | 967 | $24,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 785 | $24,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 337 | $24,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q886 | DIVERSFED RTRN | 264 | $24,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 17 | $24,000 | thousands by filing date | |
| NOVAVAX INC | 670002401 | COM NEW | 336 | $24,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 797 | $24,000 | thousands by filing date | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 906 | $24,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 735 | $24,000 | thousands by filing date | |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 455 | $24,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 973 | $24,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 915 | $24,000 | thousands by filing date | |
| PRIMAVERA CAPITAL ACQUIST CO | G7255E117 | WTS | 61,950 | $24,000 | thousands by filing date | |
| COUSINSPPTYSINC | 222795502 | STOK | 580 | $23,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 925 | $23,000 | thousands by filing date | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 587 | $23,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 381 | $23,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 1,012 | $23,000 | thousands by filing date | |
| AMERICOLD REALTY TRUST INC COM | 03064D108 | REIT | 844 | $23,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 603 | $23,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 304 | $23,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 800 | $23,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 1,350 | $23,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 251 | $23,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 757 | $23,000 | thousands by filing date | |
| EVOQUA WATER TECHNOLOGIES CO | 30057T105 | COM | 492 | $23,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092816 | MOMENTUM FACTR | 486 | $23,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 5,250 | $23,000 | thousands by filing date | |
| EURONET WORLDWIDE INC | 298736AL3 | NOTE 0.750% 3/1 | 21,000 | $23,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E545 | MSCI GBL TIMBR | 678 | $23,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L508 | DIVERSIFID FXD | 1,200 | $23,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G708 | DAIL MS BRAZ ETF | 200 | $23,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 511 | $23,000 | thousands by filing date | |
| Trinseo PLC | G9059U107 | Common Stock | 489 | $23,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 6,140 | $23,000 | thousands by filing date | |
| QUANTUM FINTECH ACQUISTIN CO | 74767A113 | WTS | 85,150 | $23,000 | thousands by filing date | |
| SOUTHERN CO | 842587602 | UNIT 08/01/2022 | 427 | $23,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 505 | $22,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 504 | $22,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 417 | $22,000 | thousands by filing date | |
| ON HLDG AG NAMEN AKT A | H5919C104 | Stock | 900 | $22,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 882 | $22,000 | thousands by filing date | |
| PACER FDS TR | 69374H204 | TRENDP US MID CP | 651 | $22,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 400 | $22,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 1,100 | $22,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430602 | ACTIVEBETA US | 363 | $22,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 2,248 | $22,000 | thousands by filing date | |
| DUCK CREEK TECHNOLOGIES INC | 264120106 | SHS | 1,030 | $22,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 705 | $22,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 4,065 | $22,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 525 | $22,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 15,626 | $22,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 1,654 | $22,000 | thousands by filing date | |
| LORDSTOWN MOTORS CORP | 54405Q100 | COM | 6,732 | $22,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 1,820 | $21,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 3,767 | $21,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 983 | $21,000 | thousands by filing date | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 382 | $21,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 2,332 | $21,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 873 | $21,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 183 | $21,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 378 | $21,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 1,868 | $21,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 7,050 | $21,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 304 | $21,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 441 | $21,000 | thousands by filing date | |
| SHOCKWAVE MED INC | 82489T104 | COM | 102 | $21,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 4,000 | $21,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 379 | $21,000 | thousands by filing date | |
| AGILON HEALTH INC | 00857U107 | COM | 864 | $21,000 | thousands by filing date | |
| Skillsoft Corp. | 83066P200 | Common | 3,500 | $21,000 | thousands by filing date | |
| PROVENTION BIO INC | 74374N102 | COM | 3,000 | $21,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 13,374 | $21,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 501 | $20,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 6,188 | $20,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 770 | $20,000 | thousands by filing date | |
| CERENCE INC COM | 156727109 | Stock | 556 | $20,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 724 | $20,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 186 | $20,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 222 | $20,000 | thousands by filing date | |
| NCINO INC | 63947X101 | COM | 511 | $20,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 925 | $20,000 | thousands by filing date | |
| ARK ETF TR | 00214Q609 | ISRAEL INOVATE | 849 | $20,000 | thousands by filing date | |
| FULGENT GENETICS INC | 359664109 | COM | 336 | $20,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 248 | $20,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 596 | $20,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 245 | $20,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 455 | $20,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 1,331 | $20,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 486 | $20,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 785 | $20,000 | thousands by filing date | |
| CERIDIAN HCM HLDG INC | 15677J108 | COM | 305 | $20,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D606 | LNG DUR OPRTUN | 780 | $20,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 459 | $20,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K302 | COMMON STOCK | 2,499 | $20,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 1,296 | $20,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 12,300 | $20,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 150 | $20,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 181 | $19,000 | thousands by filing date | |
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| DBX ETF TR | 233051846 | XTRACK INTL REAL | 720 | $19,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P103 | COM | 941 | $19,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 15 | $19,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 36 | $19,000 | thousands by filing date | |
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| SITE CENTERS CORP | 82981J109 | COM | 1,195 | $19,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 2,941 | $19,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 695 | $19,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 5,000 | $19,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 844 | $19,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 551 | $19,000 | thousands by filing date | |
| NOVONIX LIMITED | 67010L100 | SPONSORED ADS | 1,028 | $19,000 | thousands by filing date | |
| EVENTBRITE INC | 29975E109 | COM CL A | 1,336 | $19,000 | thousands by filing date | |
| SUSTAINABLE DEVELP ACQU I CO | 86934L111 | WARR | 65,600 | $19,000 | thousands by filing date | |
| LOCAL BOUNTI CORP | 53960E114 | *W EXP 99/99/999 | 10,020 | $19,000 | thousands by filing date | |
| VICTORIAS SECRET AND CO COMMON STOCK | 926400102 | Stock | 360 | $18,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 339 | $18,000 | thousands by filing date | |
| IONQ INC COM | 46222L108 | Stock | 1,430 | $18,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 583 | $18,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 117 | $18,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 56 | $18,000 | thousands by filing date | |
| REYNOLDS CONSUMER PRODS INC COM | 76171L106 | Stock | 613 | $18,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 158 | $18,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 998 | $18,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 340 | $18,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 722 | $18,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 416 | $18,000 | thousands by filing date | |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 1,046 | $18,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 334 | $18,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 303 | $18,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 81 | $18,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 463 | $18,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 652 | $18,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 297 | $18,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 500 | $18,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 2,101 | $18,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 5,990 | $18,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 1,042 | $18,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E578 | BLOOM DATA ETF | 306 | $18,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 607 | $18,000 | thousands by filing date | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 1,250 | $18,000 | thousands by filing date | |
| Instil Bio, Inc. | 45783C101 | Common Stock | 1,700 | $18,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G773 | WORK FROM HOME | 280 | $18,000 | thousands by filing date | |
| ISHARES TR IBONDS DEC2023 | 46435G318 | IBONDS DEC2023 | 743 | $18,000 | thousands by filing date | |
| ZYMEWORKS INC | 98985W102 | COM | 2,887 | $18,000 | thousands by filing date | |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 701 | $18,000 | thousands by filing date | |
| PRIMAVERA CAPITAL ACQUIST CO | G7255E109 | CMN | 1,900 | $18,000 | thousands by filing date | |
| ARCLIGHT CLEAN TRANSITION II | G0R21B120 | UNIT 03/16/2028 | 1,830 | $18,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 2,284 | $17,000 | thousands by filing date | |
| ATLANTIC UN BANKSHARES CORP COM | 04911A107 | Stock | 471 | $17,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 88 | $17,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 131 | $17,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 517 | $17,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 133 | $17,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 551 | $17,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L886 | COM | 500 | $17,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 318 | $17,000 | thousands by filing date | |
| DRIVEN BRANDS HLDGS INC | 26210V102 | COM | 675 | $17,000 | thousands by filing date | |
| WEAVE COMMUNICATIONS INC | 94724R108 | COM | 3,000 | $17,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 1,492 | $17,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 211 | $17,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 3,128 | $17,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 183 | $17,000 | thousands by filing date | |
| THORNBURG INCM BUILDER OPP T | 885213108 | COM | 1,000 | $17,000 | thousands by filing date | |
| iShares iBonds Dec. 2028 Municipal Bond ETF | 46435U325 | ETF | 686 | $17,000 | thousands by filing date | |
| TALKSPACE INC | 87427V103 | COM | 10,000 | $17,000 | thousands by filing date | |
| ATKORE INC | 047649108 | COMMON STOCK | 181 | $17,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 320 | $17,000 | thousands by filing date | |
| RENAISSANCE CAP GREENWICH FD | 759937204 | IPO ETF | 400 | $17,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767827 | ELEC VEH FUTUR | 450 | $17,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 800 | $17,000 | thousands by filing date | |
| TESLA INC | 88160RAG6 | NOTE 2.000% 5/1 | 1,000 | $17,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 3,550 | $17,000 | thousands by filing date | |
| WALLBOX NV | N94209116 | *W EXP 10/01/202 | 5,375 | $17,000 | thousands by filing date | |
| ELECTROCORE INC | 28531P103 | COM | 29,200 | $17,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 402 | $16,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 452 | $16,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 240 | $16,000 | thousands by filing date | |
| TRADEWEB MKTS INC CL A | 892672106 | Stock | 188 | $16,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 269 | $16,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 262 | $16,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 250 | $16,000 | thousands by filing date | |
| AMCOR PLC | G0250X107 | ORD | 1,415 | $16,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 70 | $16,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 377 | $16,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 300 | $16,000 | thousands by filing date | |
| UFP INDUSTRIES INC | 90278Q108 | COM | 213 | $16,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 136 | $16,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 928 | $16,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 331 | $16,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 169 | $16,000 | thousands by filing date | |
| WESTERN ASSET DIVERSIFIED IN | 95790K109 | COM SHS BEN INT | 1,000 | $16,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y814 | FINTECH ETF | 506 | $16,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 816 | $16,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 1,040 | $16,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X853 | INTL EQUITY OPP | 341 | $16,000 | thousands by filing date | |
| COVETRUS INC | 22304C100 | COM | 1,000 | $16,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 1,703 | $16,000 | thousands by filing date | |
| ISHARES TR | 46434V514 | MSCI CHINA A | 437 | $16,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 327 | $16,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 400 | $16,000 | thousands by filing date | |
| SCULPTOR CAP MGMT | 811246107 | COM CL A | 1,155 | $16,000 | thousands by filing date | |
| GRINDROD SHIPPING HOLDINGS L | Y28895103 | COM | 647 | $16,000 | thousands by filing date | |
| TRITIUM DCFC LIMITED | Q9225T116 | *W EXP 01/13/202 | 5,000 | $16,000 | thousands by filing date | |
| DTE ENERGY CO | 233331842 | UNIT 11/01/2022 | 303 | $16,000 | thousands by filing date | |
| DOMINION ENERGY INC | 25746U133 | UNIT 99/99/9999 | 158 | $16,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 141 | $15,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 208 | $15,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 335 | $15,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 370 | $15,000 | thousands by filing date | |
| SPROUT SOCIAL INC COM CL A | 85209W109 | Stock | 189 | $15,000 | thousands by filing date | |
| TRANSMEDICS GROUP INC | 89377M109 | COM | 585 | $15,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 50 | $15,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 1,117 | $15,000 | thousands by filing date | |
| SMITH & WESSON BRANDS INC | 831754106 | COM | 1,000 | $15,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 160 | $15,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J148 | *W EXP 06/30/205 | 1,000 | $15,000 | thousands by filing date | |
| ROMEO POWER INC | 776153108 | COM | 10,600 | $15,000 | thousands by filing date | |
| NUVEI CORPORATION | 67079A102 | SUB VTG SHS | 205 | $15,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 2,190 | $15,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 3,028 | $15,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 348 | $15,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 7,123 | $15,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 1,755 | $15,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 282 | $15,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V373 | S&P500 EQL STP | 93 | $15,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 253 | $15,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 208 | $15,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 468 | $15,000 | thousands by filing date | |
| NGM BIOPHARMACEUTICALS INC | 62921N105 | COM | 1,000 | $15,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 12,000 | $15,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F770 | CONV | 288 | $15,000 | thousands by filing date | |
| AGEAGLE AERIAL SYS INC NEW | 00848K101 | COMMON | 13,000 | $15,000 | thousands by filing date | |
| APOLLO STRATEGIC GROWTH CAPT | G0411R114 | *W EXP 10/29/202 | 11,597 | $15,000 | thousands by filing date | |
| APOLLO STRATEGIC GROWTH CAPT | G0411R122 | UNIT 99/99/9999 | 1,504 | $15,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 76 | $14,000 | thousands by filing date | |
| ZOOMINFO TECHNOLOGIES INC COMMON STOCK | 98980F104 | Stock | 241 | $14,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 550 | $14,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 258 | $14,000 | thousands by filing date | |
| FRONTDOOR INC COM | 35905A109 | Stock | 500 | $14,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 350 | $14,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 399 | $14,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 83 | $14,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 154 | $14,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 162 | $14,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 209 | $14,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 90 | $14,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 3,812 | $14,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 413 | $14,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 210 | $14,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 1,000 | $14,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 125 | $14,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 231 | $14,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 288 | $14,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 348 | $14,000 | thousands by filing date | |
| PLAYSTUDIOS INC | 72815G108 | CLASS A COM | 3,033 | $14,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 865 | $14,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 8,886 | $14,000 | thousands by filing date | |
| PACER EMERGING MARKETS CASH COWS 100 ETF | 69374H865 | ETF | 600 | $14,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 556 | $14,000 | thousands by filing date | |
| NIU TECHNOLOGIES | 65481N100 | CMN | 1,500 | $14,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 447 | $14,000 | thousands by filing date | |
| SNAP ONE HOLDINGS CORP | 83303Y105 | COM | 1,000 | $14,000 | thousands by filing date | |
| CHARAH SOLUTIONS INC | 15957P105 | COM | 2,817 | $14,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 154 | $13,000 | thousands by filing date | |
| OSCAR HEALTH INC | 687793109 | CL A | 1,400 | $13,000 | thousands by filing date | |
| DANAOS CORPORATION SHS | Y1968P121 | Stock | 130 | $13,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 3,079 | $13,000 | thousands by filing date | |
| WOORI FINL GROUP INC SPONSORED ADS | 981064108 | ADR | 362 | $13,000 | thousands by filing date | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 44 | $13,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 94 | $13,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 448 | $13,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 205 | $13,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 175 | $13,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 155 | $13,000 | thousands by filing date | |
| LIVERAMP HLDGS INC COM | 53815P108 | Stock | 370 | $13,000 | thousands by filing date | |
| MR COOPER GROUP INC | 62482R107 | COM | 305 | $13,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 103 | $13,000 | thousands by filing date | |
| FOX CORP | 35137L204 | CL B COM | 366 | $13,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 155 | $13,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 613 | $13,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 139 | $13,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 590 | $13,000 | thousands by filing date | |
| NOVANTA INC | 67000B104 | COM | 93 | $13,000 | thousands by filing date | |
| COUPANG INC | 22266T109 | CL A | 746 | $13,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 1,500 | $13,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 1,111 | $13,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y657 | US PFD ETF | 572 | $13,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 591 | $13,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 1,394 | $13,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 553 | $13,000 | thousands by filing date | |
| ANNOVIS BIO INC | 03615A108 | COM | 1,000 | $13,000 | thousands by filing date | |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 1,500 | $13,000 | thousands by filing date | |
| NANO X IMAGING LTD | M70700105 | ORD SHS | 1,273 | $13,000 | thousands by filing date | |
| LEE ENTERPRISES INC | 523768406 | COM | 500 | $13,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 205 | $13,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 1,834 | $13,000 | thousands by filing date | |
| WEIBO CORP | 948596AC5 | NOTE 1.250%11/1 | 14,000 | $13,000 | thousands by filing date | |
| VOLTA INC | 92873V102 | COM CL A | 4,456 | $13,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 1,000 | $13,000 | thousands by filing date | |
| VAPOTHERM INC | 922107107 | COM | 942 | $13,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y723 | EDUCATION ETF | 1,688 | $13,000 | thousands by filing date | |
| RADA ELECTR INDS LTD | M81863124 | CMN | 935 | $13,000 | thousands by filing date | |
| USHG ACQUISITION CORP | 91748P118 | WTS | 11,666 | $13,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 113 | $12,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 91 | $12,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 622 | $12,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 622 | $12,000 | thousands by filing date | |
| EVERFORTH INC COM | 00191U102 | Stock | 108 | $12,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 85 | $12,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 190 | $12,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 136 | $12,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 206 | $12,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F771 | FT VEST US | 360 | $12,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 240 | $12,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 408 | $12,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 557 | $12,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 123 | $12,000 | thousands by filing date | |
| LCI INDS | 50189K103 | COM | 124 | $12,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 142 | $12,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H601 | COM | 2,198 | $12,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 823 | $12,000 | thousands by filing date | |
| EVGO INC | 30052F100 | CL A COM | 1,000 | $12,000 | thousands by filing date | |
| PACTIV EVERGREEN INC | 69526K105 | COM | 1,200 | $12,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 387 | $12,000 | thousands by filing date | |
| CVR PARTNERS LP | 126633205 | COM | 90 | $12,000 | thousands by filing date | |
| TMC THE METALS CO INC | 87261Y106 | COMMON STOCK | 5,000 | $12,000 | thousands by filing date | |
| OUTDOOR HOLDING CO | 00175J107 | COMMON STOCK | 2,500 | $12,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 241 | $12,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 624 | $12,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 500 | $12,000 | thousands by filing date | |
| HARTFORD FDS EXCHANGE TRADED | 41653L602 | CMN | 307 | $12,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 5,500 | $12,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 269 | $12,000 | thousands by filing date | |
| PLX PHARMA INC. XXXBANKRUPTCY EFF: 10/02/23 | 72942A107 | COMMON STOCK | 3,000 | $12,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 9,000 | $12,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 1,500 | $12,000 | thousands by filing date | |
| JOHN HANCOCK MULTIFACTOR HEALTHCARE ETF | 47804J503 | ETF | 250 | $12,000 | thousands by filing date | |
| SPDR S&P North American Natural Resources ETF | 78463X152 | SHS | 190 | $11,000 | thousands by filing date | |
| CHIPMOS TECHNOLOGIES INC SPONSORD ADS NEW | 16965P202 | ADR | 336 | $11,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 212 | $11,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 430 | $11,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 182 | $11,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 207 | $11,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 394 | $11,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 327 | $11,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 785 | $11,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 242 | $11,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 500 | $11,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 948 | $11,000 | thousands by filing date | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 356 | $11,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 600 | $11,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 524 | $11,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 1,000 | $11,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 907 | $11,000 | thousands by filing date | |
| KURA SUSHI USA INC | 501270102 | CL A COM | 200 | $11,000 | thousands by filing date | |
| UPWORK INC | 91688F104 | COM | 543 | $11,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 233 | $11,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y632 | ARTIFICIAL ETF | 428 | $11,000 | thousands by filing date | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 102 | $11,000 | thousands by filing date | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838U108 | COM | 2,627 | $11,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 132 | $11,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000315123-22-000010 | this filing | 2022-05-13 | acceptance time not in the bulk data set |