13F-HR filed by Rockefeller Capital Management L.P.
Rockefeller Capital Management L.P. filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-05-11, with 3,321 holding rows worth $14,777,779,000.
- Accession
- 0000315123-21-000007
- Filer
- CIK 1739439
- Filed
- 2021-05-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A holdings report, 4,447 entries on the cover page, a total value of $14,777,779,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $14,777,779,000 with VALUE read as thousands by filing date, 13F file number 028-18743. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerROCKEFELLER & CO. LLC028-00926
- included managerROCKEFELLER TRUST COMPANY, N.A.028-02772
- included managerRockefeller Trust Co (Delaware)028-11086
- included managerROCKEFELLER FINANCIAL LLC028-19121
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PLEXUS CORP COM | 729132100 | Stock | 33 | $3,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 493 | $3,000 | thousands by filing date | |
| HOWMET AEROSPACE INC COM | 443201108 | Stock | 111 | $3,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 77 | $3,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 48 | $3,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 52 | $3,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 23 | $3,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 20 | $3,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 59 | $3,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 1,145 | $3,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 95 | $3,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 191 | $3,000 | thousands by filing date | |
| ALBERTSONS COMPANIES INC COMMON STOCK | 013091103 | Stock | 200 | $3,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 300 | $3,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 18 | $3,000 | thousands by filing date | |
| SIMPLY GOOD FOODS CO COM | 82900L102 | Stock | 116 | $3,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 193 | $3,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 30 | $3,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 41 | $3,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 10 | $3,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 91 | $3,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 76 | $3,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 70 | $3,000 | thousands by filing date | |
| UWM HOLDINGS CORPORATION COM CL A | 91823B109 | Stock | 400 | $3,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 864 | $3,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 28 | $3,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 184 | $3,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 1,889 | $3,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 26 | $3,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 117 | $3,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 100 | $3,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 122 | $3,000 | thousands by filing date | |
| TELEFONICA BRASIL SA | 87936R205 | SPONSORED ADS | 499 | $3,000 | thousands by filing date | |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 82 | $3,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 137 | $3,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 24 | $3,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 488 | $3,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 38 | $3,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 1 | $3,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 68 | $3,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 250 | $3,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 96 | $3,000 | thousands by filing date | |
| UFP INDUSTRIES INC | 90278Q108 | COM | 52 | $3,000 | thousands by filing date | |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 143 | $3,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 225 | $3,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 50 | $3,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 276 | $3,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 53 | $3,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 290 | $3,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 133 | $3,000 | thousands by filing date | |
| SITE CENTERS CORP | 82981J109 | COM | 231 | $3,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 29 | $3,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 133 | $3,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 124 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R811 | NASDQ SEMCNDTR | 52 | $3,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 315 | $3,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 610 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y683 | ENHNCD CMMDTY ST | 169 | $3,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 1,000 | $3,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 13 | $3,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 235 | $3,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 111 | $3,000 | thousands by filing date | |
| AEVA TECHNOLOGIES INC | 00835Q103 | COM | 315 | $3,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q200 | COM NEW | 250 | $3,000 | thousands by filing date | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 298 | $3,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 396 | $3,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 1,200 | $3,000 | thousands by filing date | |
| BIONANO GENOMICS INC | 09075F107 | COM | 400 | $3,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 1,000 | $3,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 158 | $3,000 | thousands by filing date | |
| NULL | 032108854 | NULL | 120 | $3,000 | thousands by filing date | |
| SCORE MEDIA & GAMING INC | 80919D202 | CL A SUB VTG SHS | 129 | $3,000 | thousands by filing date | |
| ESSENTIAL UTILS INC | 29670G201 | UNIT 04/30/2022 | 58 | $3,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 4,000 | $3,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 4,000 | $3,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 133 | $3,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLDWT | G8251L113 | WARRANT AND RIGH | 1,300 | $3,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 30 | $2,000 | thousands by filing date | |
| STELLANTIS N.V SHS | N82405106 | Stock | 164 | $2,000 | thousands by filing date | |
| ENERPAC TOOL GROUP CORP CL A COM | 292765104 | Stock | 111 | $2,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 23 | $2,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 85 | $2,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 66 | $2,000 | thousands by filing date | |
| DIGITALOCEAN HLDGS INC COM | 25402D102 | Stock | 65 | $2,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 30 | $2,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 31 | $2,000 | thousands by filing date | |
| ZEVRA THERAPEUTICS INC COM NEW | 488445206 | Stock | 225 | $2,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 91 | $2,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 23 | $2,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROUP SPONSORED ADS | 45857P806 | ADR | 42 | $2,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 195 | $2,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 24 | $2,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 15 | $2,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 62 | $2,000 | thousands by filing date | |
| IMMUNITYBIO INC | 45256X103 | COM | 100 | $2,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 40 | $2,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 34 | $2,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 79 | $2,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 126 | $2,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 57 | $2,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 55 | $2,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 79 | $2,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 6 | $2,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 65 | $2,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 120 | $2,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 71 | $2,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 16 | $2,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 32 | $2,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 263 | $2,000 | thousands by filing date | |
| GRAFTECH INTL LTD | 384313508 | COM | 200 | $2,000 | thousands by filing date | |
| FOCUS FINANCIAL PARTNERS INC. | 34417P100 | COM CL A | 61 | $2,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 600 | $2,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 162 | $2,000 | thousands by filing date | |
| US Ecology, Inc. | 91734M103 | COM | 60 | $2,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 39 | $2,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 332 | $2,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 204 | $2,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 57 | $2,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 200 | $2,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 211 | $2,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 100 | $2,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 433 | $2,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 395 | $2,000 | thousands by filing date | |
| TTEC HLDGS INC | 89854H102 | COM | 24 | $2,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 3,000 | $2,000 | thousands by filing date | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 77 | $2,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F866 | AFRICA INDEX ETF | 100 | $2,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E156 | S&P SMLCP FINL | 50 | $2,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 100 | $2,000 | thousands by filing date | |
| ModivCare Inc | 60783X104 | Common Stock | 20 | $2,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 172 | $2,000 | thousands by filing date | |
| CAMBIUM NETWORKS CORPORATION | G17766109 | COMMON STOCK-FO | 44 | $2,000 | thousands by filing date | |
| APARTMENT INCOME REIT CORP | 03750L109 | COM | 63 | $2,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 512 | $2,000 | thousands by filing date | |
| IDEANOMICS INC | 45166V106 | COM | 1,000 | $2,000 | thousands by filing date | |
| VELODYNE LIDAR INC | 92259F101 | COM | 200 | $2,000 | thousands by filing date | |
| CBDMD INC | 12482W101 | COM | 500 | $2,000 | thousands by filing date | |
| NATURA &CO HLDG S A | 63884N108 | ADR | 120 | $2,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 126 | $2,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 96 | $2,000 | thousands by filing date | |
| NEOVASC INC | 64065J304 | COM | 2,267 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347G861 | ULTRAPRO SHT QQQ | 200 | $2,000 | thousands by filing date | |
| PLANET GREEN HLDGS CORP | 72703U102 | COM | 1,102 | $2,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G82514111 | *W EXP 09/26/202 | 1,200 | $2,000 | thousands by filing date | |
| SCORPIO TANKERS INC | 80918TAB5 | NOTE 3.000% 5/1 | 3,000 | $2,000 | thousands by filing date | |
| DOCUMENT SEC SYS INC | 25614T309 | COM NEW | 575 | $2,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 57 | $1,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 25 | $1,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 65 | $1,000 | thousands by filing date | |
| DOORDASH INC CL A | 25809K105 | Stock | 9 | $1,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 134 | $1,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 27 | $1,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 28 | $1,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 13 | $1,000 | thousands by filing date | |
| ICL GROUP LTD SHS | M53213100 | Stock | 331 | $1,000 | thousands by filing date | |
| PROGYNY INC COM | 74340E103 | Stock | 30 | $1,000 | thousands by filing date | |
| EVERFORTH INC COM | 00191U102 | Stock | 20 | $1,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 9 | $1,000 | thousands by filing date | |
| STRATEGIC ED INC COM | 86272C103 | Stock | 19 | $1,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 643 | $1,000 | thousands by filing date | |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 12 | $1,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 9 | $1,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 14 | $1,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 6 | $1,000 | thousands by filing date | |
| BENTLEY SYS INC COM CL B | 08265T208 | Stock | 28 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 50 | $1,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 78 | $1,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 92 | $1,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 18 | $1,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 20 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 21 | $1,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 24 | $1,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 15 | $1,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 23 | $1,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 7 | $1,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 118 | $1,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 34 | $1,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 32 | $1,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 30 | $1,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 14 | $1,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 100 | $1,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 22 | $1,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 24 | $1,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 13 | $1,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 632 | $1,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 66 | $1,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 16 | $1,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 29 | $1,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 159 | $1,000 | thousands by filing date | |
| DUCK CREEK TECHNOLOGIES INC | 264120106 | SHS | 26 | $1,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 165 | $1,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 141 | $1,000 | thousands by filing date | |
| SYNEOS HEALTH INC | 87166B102 | CL A | 18 | $1,000 | thousands by filing date | |
| TORTOISE MIDSTREAM ENERGY FUND | 89148B200 | COM | 62 | $1,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q878 | HIGH YLD RESRCH | 20 | $1,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 35 | $1,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 18 | $1,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 47 | $1,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 28 | $1,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 99 | $1,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 70 | $1,000 | thousands by filing date | |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 241 | $1,000 | thousands by filing date | |
| ATKORE INC | 047649108 | COMMON STOCK | 24 | $1,000 | thousands by filing date | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 350 | $1,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 167 | $1,000 | thousands by filing date | |
| HEALTH CATALYST INC | 42225T107 | COM | 29 | $1,000 | thousands by filing date | |
| MEREO BIOPHARMA GROUP PLC | 589492107 | CMN | 358 | $1,000 | thousands by filing date | |
| CORECARD CORPORATION | 45816D100 | COM | 25 | $1,000 | thousands by filing date | |
| CPS TECHNOLOGIES CORP | 12619F104 | COM | 78 | $1,000 | thousands by filing date | |
| OFS CREDIT COMPANY INC | 67111Q107 | COM | 100 | $1,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 500 | $1,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 67 | $1,000 | thousands by filing date | |
| ZUORA INC | 98983V106 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| ALLIED GAMING & ENTRTNMNT IN | 019170109 | COM | 575 | $1,000 | thousands by filing date | |
| BRIDGETOWN HOLDINGS LTD | G1355U113 | COM | 128 | $1,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 250 | $1,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 350 | $1,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 510 | $1,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G82514103 | SHS CL A | 150 | $1,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K200 | COM | 106 | $1,000 | thousands by filing date | |
| PHUNWARE INC | 71948P100 | COMMON | 1,000 | $1,000 | thousands by filing date | |
| ARCIMOTO INC | 039587100 | COM | 85 | $1,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 1,500 | $1,000 | thousands by filing date | |
| Benitec Biopharma, Inc. | 08205P100 | common | 300 | $1,000 | thousands by filing date | |
| Pershing Square T 25 WTS Warrants Exp 07/24/25 | 71531R117 | WT | 150 | $1,000 | thousands by filing date | |
| APOLLO STRATEGIC GROWTH CAPT | G0411R114 | *W EXP 10/29/202 | 1,500 | $1,000 | thousands by filing date | |
| JOBY AVIATION IN | G7483N103 | EQUITY WRT | 800 | $1,000 | thousands by filing date | |
| CYPRESS ENVIRONMENTL PARTNR | 232751107 | LTD PARTNER INT | 625 | $1,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APARTMENT INVT & MGMT CO CL A | 03748R747 | REIT | 57 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GROCERY OUTLET HLDG CORP COM | 39874R101 | Stock | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AFFIRM HLDGS INC COM CL A | 00827B106 | Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 66 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 348 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KNOWLES CORP COM | 49926D109 | Stock | 47 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PALOMAR HLDGS INC COM | 69753M105 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEW JERSEY RES CORP | 646025106 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NMI HLDGS INC | 629209305 | COM | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PACER FDS TR | 69374H881 | US CASH COWS 100 | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO SR INCOME TR | 46131H107 | COM | 148 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMMUNOME INC | 45257U108 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE INC | 97717P104 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRADY CORP | 104674106 | CL A | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEWS CORP NEW | 65249B208 | CL B | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOVANTA INC | 67000B104 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OPENLANE INC | 48238T109 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LCI INDS | 50189K103 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 46 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONDUENT INC | 206787103 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POPULAR INC | 733174700 | COM NEW | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLAR LNG LTD | G9456A100 | SHS | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WORLD KINECT CORPORATION | 981475106 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 77 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERISAFE INC | 03071H100 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARCONIC ROLLED PRODS CORP | 03966V107 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERESCO INC | 02361E108 | CL A | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AEGON N V | 007924103 | NY REGISTRY SHS | 149 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 46 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIVE STAR SENIOR LIVING INC | 33832D205 | COM NEW | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MERCER INTL INC | 588056101 | COM | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 178 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STAMPS COM INC | 852857200 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KLX ENERGY SERVICES HOLDINGS | 48253L205 | COM NEW | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAXEON SOLAR TECHNOLOGIES LT | Y58473102 | SHS | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DUFF & PHELPS SLT ENGY AND M | 26433F207 | COM NEW | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LENNAR CORP CL B | 526057302 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LANDS END INC | 51509F105 | COMMON STOCK | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RELMADA THERAPEUTICS INC | 75955J402 | COMMON STOCK | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CIVEO CORP | 17878Y207 | COMMON STOCK | 47 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 80 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| United States Brent Oil Fund L | 91167Q100 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 126 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XTANT MED HLDGS INC | 98420P308 | COM NEW | 120 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 57 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO DB PRECIOUS METALS FUND | 46140H502 | ETF | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KAMADA LTD | M6240T109 | SHS | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO ACTIVELY MANAGED EXC | 46090A101 | CMN | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MESA RTY TR | 590660106 | UNIT BEN INT | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN WOODMARK CORP | 030506109 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PING IDENTITY HOLDING CORP | 72341T103 | COMMON STOCK | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SILK ROAD MEDICAL INC | 82710M100 | COMMON STOCK | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MODEL N INC | 607525102 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENLIGHTIFY INC COM NEW | 16943W204 | Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GABELLI UTIL TR | 36240A168 | RIGHT 04/14/2021 | 399 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIVITY HEALTH INC | 88870R102 | COM | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TATTOOED CHEF INC | 87663X102 | COM | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 70 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AG MTG INVT TR INC | 001228105 | COM | 138 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SVMK INC | 78489X103 | COM | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MUSTANG BIO INC | 62818Q104 | COM | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SONOMA PHARMACEUTICALS INC | 83558L204 | COM NEW | 77 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DARE BIOSCIENCE INC | 23666P101 | COMMON | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TITAN PHARMACEUTICALS INC DE | 888314606 | COMMON | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GREAT ELM CAP CORP | 390320109 | COM | 57 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO ACTIVELY MANAGED ETF | 46090A408 | mc | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POLARITYTE INC | 731094108 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000315123-21-000007 | this filing | 2021-05-11 | acceptance time not in the bulk data set |