13F-HR filed by Rockefeller Capital Management L.P.
Rockefeller Capital Management L.P. filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-05-11, with 3,321 holding rows worth $14,777,779,000.
- Accession
- 0000315123-21-000007
- Filer
- CIK 1739439
- Filed
- 2021-05-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A holdings report, 4,447 entries on the cover page, a total value of $14,777,779,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $14,777,779,000 with VALUE read as thousands by filing date, 13F file number 028-18743. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerROCKEFELLER & CO. LLC028-00926
- included managerROCKEFELLER TRUST COMPANY, N.A.028-02772
- included managerRockefeller Trust Co (Delaware)028-11086
- included managerROCKEFELLER FINANCIAL LLC028-19121
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CLIMATE CHANGE CRISIS REAL I | 18716C209 | UNIT 99/99 | 2,500 | $39,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 506 | $38,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 736 | $38,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 2,482 | $38,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 957 | $38,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 2,762 | $38,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 3,800 | $38,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 1,671 | $38,000 | thousands by filing date | |
| TWIST BIOSCIENCE CORP | 90184D100 | COM | 308 | $38,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 5,108 | $38,000 | thousands by filing date | |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 900 | $38,000 | thousands by filing date | |
| IMMUNOPRECISE ANTIBODIES LTDCOM NEW | 45257F200 | cs | 3,965 | $38,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 745 | $37,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 1,161 | $37,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 295 | $37,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 2,911 | $37,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 1,011 | $37,000 | thousands by filing date | |
| AMERICAN WELL CORP | 03044L105 | CL A | 2,150 | $37,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 3,000 | $37,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 742 | $37,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J833 | BULSHS 2024 HY | 1,497 | $37,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J858 | BULSHS 2023 HY | 1,485 | $37,000 | thousands by filing date | |
| iShares Future AI & Tech ETF | 46435U556 | SHS | 845 | $36,000 | thousands by filing date | |
| PAGERDUTY INC COM | 69553P100 | Stock | 900 | $36,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 404 | $36,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 223 | $36,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 1,636 | $36,000 | thousands by filing date | |
| LIVERAMP HLDGS INC COM | 53815P108 | Stock | 708 | $36,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 1,138 | $36,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 2,175 | $36,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 5,076 | $36,000 | thousands by filing date | |
| VITAL FARMS INC | 92847W103 | COM | 1,660 | $36,000 | thousands by filing date | |
| BLINK CHARGING CO | 09354A100 | COM | 900 | $36,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 527 | $36,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V712 | BLOO MVP MUL ETF | 316 | $36,000 | thousands by filing date | |
| CORTEXYME INC | 22053A107 | COM | 1,000 | $36,000 | thousands by filing date | |
| HEPION PHARMACEUTICALS INC | 426897104 | COM | 20,000 | $36,000 | thousands by filing date | |
| DOMINION ENERGY INC | 25746U133 | UNIT 99/99/9999 | 374 | $36,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 1,569 | $35,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 1,282 | $35,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 505 | $35,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V746 | LARGE CAP GROWTH | 525 | $35,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 1,060 | $35,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 1,350 | $35,000 | thousands by filing date | |
| ABRDN SILVER ETF TRUST | 003264108 | PHYSCL SILVR SHS | 1,509 | $35,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G609 | CMN | 1,500 | $35,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 526 | $35,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 3,400 | $35,000 | thousands by filing date | |
| NEW PROVIDENCE ACQUISITION | 64822P106 | COM CL A | 3,050 | $35,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 733 | $34,000 | thousands by filing date | |
| PARSONS CORP DEL COM | 70202L102 | Stock | 848 | $34,000 | thousands by filing date | |
| UPWORK INC | 91688F104 | COM | 779 | $34,000 | thousands by filing date | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 1,380 | $34,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 6,820 | $34,000 | thousands by filing date | |
| ALLAKOS INC | 01671P100 | COM | 300 | $34,000 | thousands by filing date | |
| PIEDMONT LITHIUM LTD | 720162106 | SPONSORED ADS | 500 | $34,000 | thousands by filing date | |
| GAN LTD | G3728V109 | SHS | 1,918 | $34,000 | thousands by filing date | |
| THUNDER BRDG ACQUISTION II L | G8857S116 | CL A SHS | 3,350 | $34,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 461 | $33,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 633 | $33,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V258 | S&P500 PUR VAL | 448 | $33,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 1,179 | $33,000 | thousands by filing date | |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 1,200 | $33,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 1,314 | $33,000 | thousands by filing date | |
| ONE STOP SYSTEMS INC | 68247W109 | COMMON STOCK | 5,250 | $33,000 | thousands by filing date | |
| COVETRUS INC | 22304C100 | COM | 1,114 | $33,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 1,700 | $33,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 3,150 | $33,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 430 | $32,000 | thousands by filing date | |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 734 | $32,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 548 | $32,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 2,576 | $32,000 | thousands by filing date | |
| TC ENERGY CORP | 87807B107 | COM | 715 | $32,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 1,328 | $32,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 1,174 | $32,000 | thousands by filing date | |
| STONEX GROUP INC | 861896108 | COM | 500 | $32,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 407 | $32,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 1,848 | $32,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 695 | $32,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V720 | LEISU ENTMT ETF | 700 | $32,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E842 | DORSEY WRGT SMLC | 385 | $32,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 725 | $32,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 771 | $32,000 | thousands by filing date | |
| TESLA INC | 88160RAG6 | NOTE 2.000% 5/1 | 3,000 | $32,000 | thousands by filing date | |
| CHICKEN SOUP FOR THE SOUL EN | 16842Q100 | COM | 1,350 | $32,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y798 | HEALTH WELLNESS | 1,230 | $32,000 | thousands by filing date | |
| DTE ENERGY CO | 233331842 | UNIT 11/01/2022 | 657 | $32,000 | thousands by filing date | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 546 | $31,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 220 | $31,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 518 | $31,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 346 | $31,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740U208 | FT VEST US EQT | 920 | $31,000 | thousands by filing date | |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 2,800 | $31,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 1,001 | $31,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 319 | $31,000 | thousands by filing date | |
| SANARA MEDTECH INC | 79957L100 | COMMON STOCK | 1,000 | $31,000 | thousands by filing date | |
| PROSHARES TR | 74348A145 | PET CARE ETF | 441 | $31,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 4,595 | $31,000 | thousands by filing date | |
| TITAN MED INC | 88830X819 | COM | 18,730 | $31,000 | thousands by filing date | |
| REINVENT TECHNOLOGY PARTNERS | G7483N129 | CL A | 3,100 | $31,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y733 | INDIA EX STATE | 1,020 | $31,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 178 | $30,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 390 | $30,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 561 | $30,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 898 | $30,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 120 | $30,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 476 | $30,000 | thousands by filing date | |
| UBIQUITI INC | 90353W103 | COM | 101 | $30,000 | thousands by filing date | |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 738 | $30,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A804 | TOTAL RETURN | 536 | $30,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 579 | $30,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 1,300 | $30,000 | thousands by filing date | |
| NORTHERN GENESIS ACQUISITION | 66516T104 | COMMON STOCK | 1,900 | $30,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 151 | $29,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 200 | $29,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 226 | $29,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 490 | $29,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 660 | $29,000 | thousands by filing date | |
| CONSTRUCTION PARTNERS INC | 21044C107 | COM CL A | 1,000 | $29,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 1,560 | $29,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 400 | $29,000 | thousands by filing date | |
| OUTDOOR HOLDING CO | 00175J107 | COMMON STOCK | 5,000 | $29,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 1,705 | $29,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 198 | $28,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 277 | $28,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 1,160 | $28,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 239 | $28,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 3,125 | $28,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 122 | $28,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 276 | $28,000 | thousands by filing date | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 740 | $28,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 318 | $28,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 500 | $28,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 220 | $28,000 | thousands by filing date | |
| VANECK EMERGING MARKETS HIGH Y | 92189F353 | EMERGING MRKT HI | 1,216 | $28,000 | thousands by filing date | |
| ARCUTIS BIOTHERAPEUTICS INC | 03969K108 | COM | 1,000 | $28,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 741 | $28,000 | thousands by filing date | |
| DOUYU INTL HLDGS LTD | 25985W105 | SPONSORED ADS | 2,709 | $28,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y723 | EDUCATION ETF | 1,741 | $28,000 | thousands by filing date | |
| STAR PEAK ENERGY TRANSITION | 855185104 | CL A | 1,086 | $28,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 28,000 | $28,000 | thousands by filing date | |
| GIGCAPITAL3 INC | 37519D107 | COM | 2,700 | $28,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 8,137 | $27,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 378 | $27,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 895 | $27,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 100 | $27,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 8,500 | $27,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 303 | $27,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P607 | NUVEEN ESG SMLCP | 643 | $27,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 2,000 | $27,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 1,900 | $27,000 | thousands by filing date | |
| ANNOVIS BIO INC | 03615A108 | COM | 1,000 | $27,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 4,250 | $27,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 929 | $27,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 1,225 | $27,000 | thousands by filing date | |
| GOLDEN NUGGET ONLINE GAMIN | 38113L107 | COM CL A | 2,000 | $27,000 | thousands by filing date | |
| GREENSKY INC | 39572G100 | CL A | 4,453 | $27,000 | thousands by filing date | |
| CLEARBRIDGE ALL CAP GROWTH ESG | 524682101 | FUND | 595 | $27,000 | thousands by filing date | |
| NEXTGEN ACQUISITION CORP | G65305107 | CL A | 2,750 | $27,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 1,031 | $26,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 137 | $26,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 1,613 | $26,000 | thousands by filing date | |
| VERTIV HOLDINGS CO COM CL A | 92537N108 | Stock | 1,300 | $26,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 308 | $26,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 510 | $26,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 698 | $26,000 | thousands by filing date | |
| ARK ETF TR | 00214Q609 | ISRAEL INOVATE | 847 | $26,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 118 | $26,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 538 | $26,000 | thousands by filing date | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 1,000 | $26,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 1,750 | $26,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 2,117 | $26,000 | thousands by filing date | |
| ALECTOR INC | 014442107 | COMMON STOCK | 1,300 | $26,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 490 | $26,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 22,000 | $26,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 419 | $26,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 348 | $25,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 2,700 | $25,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 651 | $25,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 2,500 | $25,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 1,525 | $25,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 1,000 | $25,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 1,040 | $25,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 1,689 | $25,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 1,100 | $25,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 460 | $25,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 735 | $25,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 2,400 | $25,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 1,618 | $25,000 | thousands by filing date | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 1,000 | $25,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 150 | $25,000 | thousands by filing date | |
| Eaton Vance Floating Rate | 27831H100 | ETF | 2,700 | $25,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 925 | $24,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 3,650 | $24,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 215 | $24,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 838 | $24,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 107 | $24,000 | thousands by filing date | |
| APA CORPORATION COM | 03743Q108 | Stock | 1,352 | $24,000 | thousands by filing date | |
| SPHERE ENTERTAINMENT CO CL A | 55826T102 | Stock | 302 | $24,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 507 | $24,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 605 | $24,000 | thousands by filing date | |
| PHREESIA INC | 71944F106 | COM | 477 | $24,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 344 | $24,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 218 | $24,000 | thousands by filing date | |
| VEREIT INC | 92339V308 | COM | 631 | $24,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 4,000 | $24,000 | thousands by filing date | |
| RENAISSANCE CAP GREENWICH FD | 759937204 | IPO ETF | 400 | $24,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E545 | MSCI GBL TIMBR | 678 | $24,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 1,977 | $24,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 9,000 | $24,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 628 | $24,000 | thousands by filing date | |
| WEIBO CORP | 948596AC5 | NOTE 1.250%11/1 | 25,000 | $24,000 | thousands by filing date | |
| VAPOTHERM INC | 922107107 | COM | 1,000 | $24,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 623 | $23,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 200 | $23,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 129 | $23,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 221 | $23,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 1,058 | $23,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 227 | $23,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 381 | $23,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P103 | COM | 858 | $23,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 1,112 | $23,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 517 | $23,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 431 | $23,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 1,150 | $23,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 1,375 | $23,000 | thousands by filing date | |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 315 | $23,000 | thousands by filing date | |
| ADVENT TECHNOLOGIES HOLDNG I | 00788A105 | COM CL A | 1,777 | $23,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 1,550 | $23,000 | thousands by filing date | |
| ENGLOBAL CORP | 293306106 | COM | 5,300 | $23,000 | thousands by filing date | |
| VIVOS THERAPEUTICS INC | 92859E108 | COM | 3,500 | $23,000 | thousands by filing date | |
| ION ACQUISITION CORP 1 LTD | G49392106 | SHS CL A | 2,300 | $23,000 | thousands by filing date | |
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| VERACYTE INC COM | 92337F107 | Stock | 421 | $22,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 1,970 | $22,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 745 | $22,000 | thousands by filing date | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 738 | $22,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 939 | $22,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 206 | $22,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 703 | $22,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 310 | $22,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108805 | AMPLIFY LITHIUM | 1,500 | $22,000 | thousands by filing date | |
| INVESCO S&P 500 EQUAL WEIGHT ENERGY ETF | 46137V365 | ETF | 570 | $22,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 4,000 | $22,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 581 | $22,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 1,539 | $22,000 | thousands by filing date | |
| Blackrock 2022 Global In | 09258P104 | ETF | 2,500 | $22,000 | thousands by filing date | |
| ARTIUS ACQUISITION INC | 04316G105 | COM CL A | 2,250 | $22,000 | thousands by filing date | |
| FORTRESS VALUE ACQUISITION I | 349642207 | UNIT 08/10/2027 | 2,200 | $22,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 841 | $21,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 728 | $21,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 516 | $21,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 861 | $21,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 863 | $21,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 168 | $21,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V597 | RAFI US 1500 | 121 | $21,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 443 | $21,000 | thousands by filing date | |
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| HUNTSMAN CORP | 447011107 | COM | 773 | $21,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 245 | $21,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 315 | $21,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 3,270 | $21,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 1,557 | $21,000 | thousands by filing date | |
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| CELLECTIS ADS | 15117K103 | COM | 1,083 | $21,000 | thousands by filing date | |
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| FIRST TR EXCH TRADED FD III | 33740J104 | ULTRA SHT DUR MU | 1,065 | $21,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 675 | $21,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 2,125 | $21,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 1,000 | $21,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310875 | COM NEW | 5,540 | $21,000 | thousands by filing date | |
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| AVNET INC COM | 053807103 | Stock | 504 | $20,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 452 | $20,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 449 | $20,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 224 | $20,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 245 | $20,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 300 | $20,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 216 | $20,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 381 | $20,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 171 | $20,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 2,091 | $20,000 | thousands by filing date | |
| NIKOLA CORP | 654110105 | COM | 1,493 | $20,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 162 | $20,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 828 | $20,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 1,022 | $20,000 | thousands by filing date | |
| United States Oil Fund LP | 91232N207 | COM | 512 | $20,000 | thousands by filing date | |
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| TUSCAN HLDGS CORP | 90069K104 | COM | 1,700 | $20,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 9,135 | $20,000 | thousands by filing date | |
| LIVE OAK ACQUISITION CORP II | 53804W205 | UNIT 99/99/9999 | 2,000 | $20,000 | thousands by filing date | |
| TRIDENT ACQUISITIONS CORP | 89615T114 | W EXP 05/09/202 | 10,000 | $20,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 178 | $19,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 134 | $19,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 648 | $19,000 | thousands by filing date | |
| YETI HLDGS INC COM | 98585X104 | Stock | 271 | $19,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 991 | $19,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 403 | $19,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 332 | $19,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 1,700 | $19,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 326 | $19,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 350 | $19,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 700 | $19,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 1,210 | $19,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 847 | $19,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 367 | $19,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 154 | $19,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 1,605 | $19,000 | thousands by filing date | |
| CONCENTRIX CORP | 20602D101 | COM | 127 | $19,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 512 | $19,000 | thousands by filing date | |
| GROWGENERATION CORP | 39986L109 | COM | 393 | $19,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 1,790 | $19,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 455 | $19,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 404 | $19,000 | thousands by filing date | |
| CALLON PETROLEUM CORP | 13123X508 | COMMON STOCK | 500 | $19,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 444 | $19,000 | thousands by filing date | |
| TPG PACE BEN FIN CORP | G8990D125 | CL A COM | 1,000 | $19,000 | thousands by filing date | |
| TRANSLATE BIO INC. | 89374L104 | Common Stock | 1,211 | $19,000 | thousands by filing date | |
| FORUM MERGER III CORP | 349885103 | COM CL A | 1,950 | $19,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 1,100 | $18,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 139 | $18,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 219 | $18,000 | thousands by filing date | |
| ZOOMINFO TECHNOLOGIES INC COMMON STOCK | 98980F104 | Stock | 387 | $18,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 133 | $18,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 250 | $18,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 200 | $18,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 1,000 | $18,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 413 | $18,000 | thousands by filing date | |
| AARONS CO INC | 00258W108 | COM | 728 | $18,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 124 | $18,000 | thousands by filing date | |
| iShares iBonds Dec. 2028 Municipal Bond ETF | 46435U325 | ETF | 663 | $18,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 2,349 | $18,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y888 | SPECTRUM PFD | 919 | $18,000 | thousands by filing date | |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 938 | $18,000 | thousands by filing date | |
| ISHARES TR | 46435U366 | CMN | 394 | $18,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G708 | DAIL MS BRAZ ETF | 200 | $18,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 1,000 | $18,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 1,997 | $18,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922B204 | DEFIANCE NXT GN | 700 | $18,000 | thousands by filing date | |
| EXPERIENCE INVT CORP | 30217C109 | COM CL A | 1,760 | $18,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 288 | $17,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 823 | $17,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 125 | $17,000 | thousands by filing date | |
| JOYY INC ADS REPSTG COM A | 46591M109 | ADR | 185 | $17,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 730 | $17,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 754 | $17,000 | thousands by filing date | |
| TRANSMEDICS GROUP INC | 89377M109 | COM | 433 | $17,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 1,176 | $17,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 216 | $17,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 192 | $17,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 225 | $17,000 | thousands by filing date | |
| AGNT INC | 30212W100 | COM | 375 | $17,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 448 | $17,000 | thousands by filing date | |
| ELEDON PHARMACEUTICALS INC | 28617k101 | COM | 1,666 | $17,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 167 | $17,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 392 | $17,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 16 | $17,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 83 | $17,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 1,146 | $17,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 400 | $17,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 500 | $17,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 311 | $17,000 | thousands by filing date | |
| ARCLIGHT CLEAN TRANSITION CO | G04561109 | CL A | 1,000 | $17,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 10,000 | $17,000 | thousands by filing date | |
| GORES HOLDINGS VI INC | 38286R105 | COM CL A | 1,300 | $17,000 | thousands by filing date | |
| VESPER HEALTHCARE ACQSTN COR | 92538T203 | UNIT 99/99/9999 | 1,502 | $17,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 700 | $16,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 383 | $16,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 430 | $16,000 | thousands by filing date | |
| CERENCE INC COM | 156727109 | Stock | 187 | $16,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 467 | $16,000 | thousands by filing date | |
| ENCOMPASS HEALTH CORP COM | 29261A100 | Stock | 210 | $16,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 3,345 | $16,000 | thousands by filing date | |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 80 | $16,000 | thousands by filing date | |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 3,166 | $16,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 308 | $16,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 2,700 | $16,000 | thousands by filing date | |
| AMCOR PLC | G0250X107 | ORD | 1,412 | $16,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 1,250 | $16,000 | thousands by filing date | |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 1,000 | $16,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 1,750 | $16,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 1,878 | $16,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 1,530 | $16,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 133 | $16,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 1,012 | $16,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 1,654 | $16,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 383 | $16,000 | thousands by filing date | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 1,700 | $16,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y467 | E COMMERCE ETF | 496 | $16,000 | thousands by filing date | |
| Cango Inc/KY | 137586103 | ADS | 2,000 | $16,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 3,700 | $16,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 331 | $16,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 7,234 | $16,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K100 | COM | 788 | $16,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 704 | $16,000 | thousands by filing date | |
| LORDSTOWN MOTORS CORP | 54405Q100 | COM | 1,442 | $16,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 283 | $16,000 | thousands by filing date | |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 5,304 | $16,000 | thousands by filing date | |
| SINTX TECHNOLOGIES INC | 829392307 | COM NEW | 9,000 | $16,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 62 | $15,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 206 | $15,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 115 | $15,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 185 | $15,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 317 | $15,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 500 | $15,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 81 | $15,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 500 | $15,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 148 | $15,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 50 | $15,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 778 | $15,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 80 | $15,000 | thousands by filing date | |
| BANDWIDTH INC | 05988J103 | COM CL A | 125 | $15,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 90 | $15,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 74 | $15,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430602 | ACTIVEBETA US | 247 | $15,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 365 | $15,000 | thousands by filing date | |
| CMC MATERIALS INC | 12571T100 | COM | 89 | $15,000 | thousands by filing date | |
| SAILPOINT TECHNOLOGIES HOLDING | 78781P105 | COM | 300 | $15,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 72 | $15,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 293 | $15,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K302 | COMMON STOCK | 2,499 | $15,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 300 | $15,000 | thousands by filing date | |
| NANO X IMAGING LTD | M70700105 | ORD SHS | 373 | $15,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 1,317 | $15,000 | thousands by filing date | |
| SENSUS HEALTHCARE INC | 81728J109 | COM | 4,000 | $15,000 | thousands by filing date | |
| SPRUCE POWER HOLDING CORP | 9837FR100 | COMMON STOCK | 1,766 | $15,000 | thousands by filing date | |
| NUVEEN CR OPPORTUNITIES 2022 | 67075U102 | COM | 1,802 | $15,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC | 02376RAF9 | NOTE 6.500% 7/0 | 9,000 | $15,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 14,000 | $15,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 14,000 | $15,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 15,000 | $15,000 | thousands by filing date | |
| HORIZON ACQUISITION CORPORAT | G46044106 | CMN | 1,547 | $15,000 | thousands by filing date | |
| VESPER HEALTHCARE ACQSTN COR | 92538T112 | *W EXP 09/30/202 | 7,665 | $15,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 608 | $14,000 | thousands by filing date | |
| ATLANTIC UN BANKSHARES CORP COM | 04911A107 | Stock | 375 | $14,000 | thousands by filing date | |
| TFI INTERNATIONAL INC COM | 87241L109 | Stock | 193 | $14,000 | thousands by filing date | |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 424 | $14,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 171 | $14,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 320 | $14,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 84 | $14,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 200 | $14,000 | thousands by filing date | |
| TENABLE HLDGS INC | 88025T102 | COM | 403 | $14,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 185 | $14,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 1,013 | $14,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q738 | BETBULD MSCI | 172 | $14,000 | thousands by filing date | |
| ADAPTHEALTH CORP | 00653Q102 | COMMON STOCK | 395 | $14,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 1,133 | $14,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 520 | $14,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y657 | US PFD ETF | 572 | $14,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 206 | $14,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 217 | $14,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 415 | $14,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 167 | $14,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 3,000 | $14,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS INC | 02875D109 | COM | 568 | $14,000 | thousands by filing date | |
| SILVERGATE CAP CORP CLASS A | 82837P408 | CL A | 100 | $14,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 406 | $14,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 517 | $14,000 | thousands by filing date | |
| INSULET CORP | 45784PAK7 | NOTE 0.375% 9/0 | 11,000 | $14,000 | thousands by filing date | |
| TWILIO INC | 90138FAB8 | NOTE 0.250% 6/0 | 3,000 | $14,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 6,000 | $14,000 | thousands by filing date | |
| INVESCO HIGH INCOME 2024 TAR | 46136K105 | COM | 1,531 | $14,000 | thousands by filing date | |
| VG ACQUISITION CORP | G9446E105 | SHS CL A | 1,421 | $14,000 | thousands by filing date | |
| NAKED BRAND GROUP LIMITED | Q6519T117 | SHS NEW | 20,000 | $14,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVT CORP | 443761119 | *W EXP 06/21/202 | 10,000 | $14,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 97 | $13,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 182 | $13,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 348 | $13,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 250 | $13,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 317 | $13,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 224 | $13,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 186 | $13,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 74 | $13,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 92 | $13,000 | thousands by filing date | |
| XP INC CL A | G98239109 | Stock | 350 | $13,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 68 | $13,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 16 | $13,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 168 | $13,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 243 | $13,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 260 | $13,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 1,035 | $13,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 354 | $13,000 | thousands by filing date | |
| DRIVEN BRANDS HLDGS INC | 26210V102 | COM | 550 | $13,000 | thousands by filing date | |
| ARRIVAL GROUP | L0423Q108 | SHS | 860 | $13,000 | thousands by filing date | |
| CASTLE BIOSCIENCES INC | 14843C105 | COMMON STOCK | 201 | $13,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 817 | $13,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 591 | $13,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 279 | $13,000 | thousands by filing date | |
| KINIKSA PHARMACEUTICALS LTD | G5269C101 | COM CL A | 750 | $13,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC | 707569AU3 | NOTE 2.750% 5/1 | 3,000 | $13,000 | thousands by filing date | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 1,398 | $13,000 | thousands by filing date | |
| INVESCO HIG INCM 2023 TARG T | 46135X108 | COM | 1,507 | $13,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 963 | $13,000 | thousands by filing date | |
| O'Shares FTSE U.S. Quality Divid | 67110P407 | COM | 350 | $13,000 | thousands by filing date | |
| GT BIOPHARMA INC | 36254L209 | COM NEW | 2,000 | $13,000 | thousands by filing date | |
| IMV INC | 44974L103 | COM | 4,000 | $13,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAC5 | NOTE 1.500% 7/0 | 8,000 | $13,000 | thousands by filing date | |
| SURGALIGN HOLDINGS INC | 86882C105 | COM | 6,000 | $13,000 | thousands by filing date | |
| ARYA SCIENCES ACQUISITION CO | G3166W106 | COM CL A | 1,000 | $13,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 336 | $12,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000315123-21-000007 | this filing | 2021-05-11 | acceptance time not in the bulk data set |